-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZbZKlGhKe9Z3ibK/D2kdCcueVjTiPNOl0pbg3to/q2uHPL43GMQE9XrptGWwYMN BS4FPuPRe/GgOAkzs0Re/w== 0000950159-10-000877.txt : 20101021 0000950159-10-000877.hdr.sgml : 20101021 20101021153811 ACCESSION NUMBER: 0000950159-10-000877 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101021 DATE AS OF CHANGE: 20101021 EFFECTIVENESS DATE: 20101021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Trading Fund LLC CENTRAL INDEX KEY: 0001426003 IRS NUMBER: 481293963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13215 FILM NUMBER: 101135075 BUSINESS ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 516-822-0202 MAIL ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 13F-HR 1 opus13fhr.txt OPUS TRADING FUND, LLC FORM 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ]adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Opus Trading Fund, LLC Address: One Jericho Plaza Jericho, New York 11753-1635 Form 13F File Number: 028-13215 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Peckman Title: General Counsel Phone: 516-942-2411 Signature, Place, and Date of Signing: /s/ Mark Peckman Jericho, New York 10/20/10 - ---------------- ----------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- ------- -------- -------- -------- ------ ----- AMAZON COM INC COM 023135106 471 3,000 SH DEFINED 01,02 3,000 OTHER 3 AMERICAN INTL GROUP INC COM NEW 026874784 543 13,900 SH DEFINED 01,02 13,900 OTHER 3 APPLE INC COM 037833100 2,416 8,515 SH DEFINED 01,02 8,515 OTHER 3 BAIDU INC SPON ADR REP A 056752108 739 7,200 SH DEFINED 01,02 7,200 OTHER 3 BAKER HUGHES INC COM 057224107 213 5,000 SH DEFINED 01,02 5,000 OTHER 3 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 344 25,000 SH DEFINED 01,02 25,000 OTHER 3 BANK OF AMERICA CORPORATION COM 060505104 334 25,500 SH DEFINED 01,02 25,500 OTHER 3 BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 275 15,900 SH DEFINED 01,02 15,900 OTHER 3 BHP BILLITON LTD SPONSORED ADR 088606108 756 9,900 SH DEFINED 01,02 9,900 OTHER 3 BP PLC SPONSORED ADR 055622104 5,904 143,400 SH DEFINED 01,02 143,400 OTHER 3 BROCADE COMMUNICATIONS SYS INC COM NEW 111621306 83 14,200 SH DEFINED 01,02 14,200 OTHER 3 CANADIAN SOLAR INC COM 136635109 187 11,500 SH DEFINED 01,02 11,500 OTHER 3 CAREER EDUCATION CORP COM 141665109 234 10,900 SH DEFINED 01,02 10,900 OTHER 3 CATERPILLAR INC DEL COM 149123101 331 4,205 SH DEFINED 01,02 4,205 OTHER 3 CHESAPEAKE ENERGY CORP COM 165167107 879 38,800 SH DEFINED 01,02 38,800 OTHER 3 CLEARWIRE CORP NEW CL A 18538Q105 97 12,000 SH DEFINED 01,02 12,000 OTHER 3 CLIFFS NATURAL RESOURCES INC COM 18683K101 384 6,000 SH DEFINED 01,02 6,000 OTHER 3 CORINTHIAN COLLEGES INC COM 218868107 112 15,900 SH DEFINED 01,02 15,900 OTHER 3 CREE INC COM 225447101 233 4,300 SH DEFINED 01,02 4,300 OTHER 3 DEERE & CO COM 244199105 405 5,800 SH DEFINED 01,02 5,800 OTHER 3 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 264 3,850 SH DEFINED 01,02 3,850 OTHER 3 DIAMOND OFFSHORE DRILLING IN COM 25271C102 352 5,200 SH DEFINED 01,02 5,200 OTHER 3 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 602 45,000 SH DEFINED 01,02 45,000 OTHER 3 E M C CORP MASS COM 268648102 467 23,000 SH DEFINED 01,02 23,000 OTHER 3 ENCANA CORP COM 292505104 2,694 89,125 SH DEFINED 01,02 89,125 OTHER 3 EXXON MOBIL CORP COM 30231G102 3,584 58,000 SH DEFINED 01,02 58,000 OTHER 3 FEDEX CORP COM 31428X106 205 2,400 SH DEFINED 01,02 2,400 OTHER 3 GERON CORP COM 374163103 66 12,000 SH DEFINED 01,02 12,000 OTHER 3 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 238 15,600 SH DEFINED 01,02 15,600 OTHER 3 GOLDMAN SACHS GROUP INC COM 38141G104 376 2,600 SH DEFINED 01,02 2,600 OTHER 3 GOOGLE INC CL A 38259P508 920 1,750 SH DEFINED 01,02 1,750 OTHER 3 HESS CORP COM 42809H107 367 6,200 SH DEFINED 01,02 6,200 OTHER 3 HUMAN GENOME SCIENCES INC COM 444903108 563 18,900 SH DEFINED 01,02 18,900 OTHER 3 JPMORGAN CHASE & CO COM 46625H100 312 8,200 SH DEFINED 01,02 8,200 OTHER 3 LAS VEGAS SANDS CORP COM 517834107 315 9,050 SH DEFINED 01,02 9,050 OTHER 3 MASTERCARD INC CL A 57636Q104 829 3,700 SH DEFINED 01,02 3,700 OTHER 3 MICRON TECHNOLOGY INC COM 595112103 103 14,300 SH DEFINED 01,02 14,300 OTHER 3 MONSANTO CO NEW COM 61166W101 379 7,900 SH DEFINED 01,02 7,900 OTHER 3 MOSAIC CO COM 61945A107 317 5,400 SH DEFINED 01,02 5,400 OTHER 3 NETFLIX INC COM 64110L106 827 5,100 SH DEFINED 01,02 5,100 OTHER 3 OCCIDENTAL PETE CORP DEL COM 674599105 1402 17,900 SH DEFINED 01,02 17,900 OTHER 3 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 1670 14,755 SH DEFINED 01,02 14,755 OTHER 3 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 1382 38,100 SH DEFINED 01,02 38,100 OTHER 3 POTASH CORP SASK INC COM 73755L107 375 2,600 SH DEFINED 01,02 2,600 OTHER 3 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1217 24,800 SH DEFINED 01,02 24,800 OTHER 3 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 217 9,500 SH DEFINED 01,02 9,500 OTHER 3 PRICELINE COM INC COM NEW 741503403 557 1,600 SH DEFINED 01,02 1,600 OTHER 3 PROSHARES TR PSHS ULSHT SP500 74347R883 423 14,300 SH DEFINED 01,02 14,300 OTHER 3 PROSHARES TR ULT SHR S&P500 74347X856 493 18,200 SH DEFINED 01,02 18,200 OTHER 3 PROSHARES TR II ULTRASHRT EURO 74347W882 293 14,800 SH DEFINED 01,02 14,800 OTHER 3 QUALCOMM INC COM 747525103 2171 48,100 SH DEFINED 01,02 48,100 OTHER 3 RIO TINTO PLC SPONSORED ADR 767204100 600 10,211 SH DEFINED 01,02 10,211 OTHER 3 SALESFORCE COM INC COM 79466L302 481 4,300 SH DEFINED 01,02 4,300 OTHER 3 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 818 14,600 SH DEFINED 01,02 14,600 OTHER 3 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 158 12,000 SH DEFINED 01,02 12,000 OTHER 3 SPDR GOLD TRUST GOLD SHS 78463V107 550 4,300 SH DEFINED 01,02 4,300 OTHER 3 SPDR S&P 500 ETF TR TR UNIT 78462F103 3880 34,000 SH DEFINED 01,02 34,000 OTHER 3 SPRINT NEXTEL CORP COM SER 1 852061100 232 50,000 SH DEFINED 01,02 50,000 OTHER 3 SUNCOR ENERGY INC COM 867224107 521 16,000 SH DEFINED 01,02 16,000 OTHER 3 TRANSOCEAN LTD REG SHS H8817H100 334 5,200 SH DEFINED 01,02 5,200 OTHER 3 ULTRA PETROLEUM CORP COM 903914109 819 19,500 SH DEFINED 01,02 19,500 OTHER 3 UNITED STATES OIL FUND LP UNITS 91232N108 1115 32,000 SH DEFINED 01,02 32,000 OTHER 3 URBAN OUTFITTERS INC COM 917047102 217 6,900 SH DEFINED 01,02 6,900 OTHER 3 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 191 13,820 SH DEFINED 01,02 13,820 OTHER 3 64 48,836
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: 48,836 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number CIK Number Name 01 28-13927 0001491980 Amity Trading Partners LLC 02 28-13268 0001425994 Schonfeld Group Holdings, LLC 03 28-13270 0001450323 Amity Advisers LLC -----END PRIVACY-ENHANCED MESSAGE-----