-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, As4GR9SMMPaZ3bV3Zm9Ks1DeKPQp0cAKTxjLI/VWCuCXEZTGKor20dyZZ7ei/DQo uL0W3096pxW06XSpl+fw9w== 0000950159-09-002072.txt : 20091116 0000950159-09-002072.hdr.sgml : 20091116 20091116114410 ACCESSION NUMBER: 0000950159-09-002072 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Trading Fund LLC CENTRAL INDEX KEY: 0001426003 IRS NUMBER: 481293963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13215 FILM NUMBER: 091184682 BUSINESS ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 516-822-0202 MAIL ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 13F-HR 1 opus13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Opus Trading Fund, LLC Address: One Jericho Plaza Jericho, New York 11753-1635 Form 13F File Number: 028-13215 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Peckman Title: General Counsel Phone: 516-942-2411 Signature, Place, and Date of Signing: /s/ Mark Peckman Jericho, New York 11/16/09 - ---------------- ----------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- ------- -------- ------- -------- -------- ----- A123 SYS INC COM 03739T108 484 22,700 SH DEFINED 01,02 22,700 AETNA INC NEW COM 00817Y108 1,174 42,200 SH DEFINED 01,02 42,200 AGNICO EAGLE MINES LTD COM 008474108 2,935 43,250 SH DEFINED 01,02 43,250 AK STL HLDG CORP COM 001547108 249 12,600 SH DEFINED 01,02 12,600 AMAZON COM INC COM 023135106 1,578 16,900 SH DEFINED 01,02 16,900 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 505 12,400 SH DEFINED 01,02 12,400 APPLE INC COM 037833100 871 4,700 SH DEFINED 01,02 4,700 BARRICK GOLD CORP COM 067901108 523 13,800 SH DEFINED 01,02 13,800 BB&T CORP COM 054937107 738 27,100 SH DEFINED 01,02 27,100 BHP BILLITON LTD SPONSORED ADR 088606108 1,809 27,400 SH DEFINED 01,02 27,400 BROADCOM CORP CL A 111320107 1,203 39,200 SH DEFINED 01,02 39,200 CANADIAN NAT RES LTD COM 136385101 275 4,100 SH DEFINED 01,02 4,100 CHEVRON CORP NEW COM 166764100 394 5,600 SH DEFINED 01,02 5,600 CIGNA CORP COM 125509109 632 22,500 SH DEFINED 01,02 22,500 CIT GROUP INC COM 125581108 13 10,700 SH DEFINED 01,02 10,700 COEUR D ALENE MINES CORP IDAHO COM NEW 192108504 435 21,200 SH DEFINED 01,02 21,200 CONOCOPHILLIPS COM 20825C104 312 6,900 SH DEFINED 01,02 6,900 CONSOL ENERGY INC COM 20854P109 329 7,300 SH DEFINED 01,02 7,300 DEUTSCHE BK AG LONDON BRH PS CRD OIL ETN 25154K809 489 6,000 SH DEFINED 01,02 6,000 DIAMOND OFFSHORE DRILLING IN COM 25271C102 220 2,300 SH DEFINED 01,02 2,300 DIREXION SHS ETF TR DLY FIN BEAR NEW 25459W490 607 29,200 SH DEFINED 01,02 29,200 DYNEGY INC DEL CL A 26817G102 65 25,429 SH DEFINED 01,02 25,429 ELDORADO GOLD CORP NEW COM 284902103 418 36,700 SH DEFINED 01,02 36,700 EOG RES INC COM 26875P101 560 6,700 SH DEFINED 01,02 6,700 EXXON MOBIL CORP COM 30231G102 535 7,800 SH DEFINED 01,02 7,800 FIRST SOLAR INC COM 336433107 245 1,600 SH DEFINED 01,02 1,600 FOSTER WHEELER LTD COM H27178104 243 7,600 SH DEFINED 01,02 7,600 FREEPORT-MCMORAN COPPER & GO COM 35671D857 3,680 53,632 SH DEFINED 01,02 53,632 GAMMON GOLD INC COM 36467T106 128 15,000 SH DEFINED 01,02 15,000 GANNETT INC COM 364730101 155 12,400 SH DEFINED 01,02 12,400 GAP INC DEL COM 364760108 508 23,750 SH DEFINED 01,02 23,750 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 387 28,100 SH DEFINED 01,02 28,100 GOLDCORP INC NEW COM 380956409 2,118 52,475 SH DEFINED 01,02 52,475 GOOGLE INC CL A 38259P508 545 1,100 SH DEFINED 01,02 1,100 HOKU SCIENTIFIC INC COM 434712105 101 34,000 SH DEFINED 01,02 34,000 IAMGOLD CORP COM 450913108 477 33,700 SH DEFINED 01,02 33,700 INTEL CORP COM 458140100 301 15,400 SH DEFINED 01,02 15,400 INTERNATIONAL BUSINESS MACHS COM 459200101 622 5,200 SH DEFINED 01,02 5,200 INTEROIL CORP CDIS COM 460951106 1,485 142,100 CALL DEFINED 01,02 142,100 ISHARES INC MSCI BRAZIL 464286400 2,036 30,100 SH DEFINED 01,02 30,100 ISHARES SILVER TRUST ISHARES 46428Q109 1,071 65,368 SH DEFINED 01,02 65,368 JABIL CIRCUIT INC COM 466313103 168 12,500 SH DEFINED 01,02 12,500 JAGUAR MNG INC COM 47009M103 192 21,500 SH DEFINED 01,02 21,500 JDS UNIPHASE CORP COM PAR $0.001 46612J507 443 62,300 SH DEFINED 01,02 62,300 JUNIPER NETWORKS INC COM 48203R104 265 9,800 SH DEFINED 01,02 9,800 KLA-TENCOR CORP COM 482480100 398 11,100 SH DEFINED 01,02 11,100 LAM RESEARCH CORP COM 512807108 659 19,300 SH DEFINED 01,02 19,300 MACERICH CO COM 554382101 206 6,800 SH DEFINED 01,02 6,800 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1,735 38,300 SH DEFINED 01,02 38,300 MASSEY ENERGY CORP COM 576206106 279 10,000 SH DEFINED 01,02 10,000 MASTERCARD INC CL A 57636Q104 1,799 8,900 SH DEFINED 01,02 8,900 MGIC INVT CORP WIS COM 552848103 268 36,100 SH DEFINED 01,02 36,100 MOTOROLA INC COM 620076109 218 25,400 SH DEFINED 01,02 25,400 NETAPP INC COM 64110D104 240 9,000 SH DEFINED 01,02 9,000 NEWMONT MINING CORP COM 651639106 2,259 51,315 SH DEFINED 01,02 51,315 NOKIA CORP SPONSORED ADR 654902204 326 22,300 SH DEFINED 01,02 22,300 NVIDIA CORP COM 67066G104 960 63,900 SH DEFINED 01,02 63,900 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 2,085 17,755 SH DEFINED 01,02 17,755 PEABODY ENERGY CORP COM 704549104 201 5,400 SH DEFINED 01,02 5,400 PFIZER INC COM 717081103 513 31,000 SH DEFINED 01,02 31,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 296 13,000 SH DEFINED 01,02 13,000 PROSHARES TR PSHS ULTSH 20YRS 74347R297 220 5,000 SH DEFINED 01,02 5,000 PROSHARES TR PSHS REAL ESTAT 74347R552 252 26,000 SH DEFINED 01,02 26,000 PROSHARES TR PSHS ULTSHT FINL 74347R628 885 35,324 SH DEFINED 01,02 35,324 PROSHARES TR PSHS ULSHT SP500 74347R883 1,042 25,800 SH DEFINED 01,02 25,800 PROSHARES TR II ULTSH DJ UBS CRU 74347W809 317 19,000 SH DEFINED 01,02 19,000 QUALCOMM INC COM 747525103 567 12,600 SH DEFINED 01,02 12,600 RANDGOLD RES LTD ADR 752344309 783 11,200 SH DEFINED 01,02 11,200 RESEARCH IN MOTION LTD COM 760975102 555 8,200 SH DEFINED 01,02 8,200 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 535 20,900 SH DEFINED 01,02 20,900 SINOVAC BIOTECH LTD SHS P8696W104 200 24,133 SH DEFINED 01,02 24,133 SKYWORKS SOLUTIONS INC COM 83088M102 355 26,800 SH DEFINED 01,02 26,800 SOUTHERN COPPER CORP COM 84265V105 285 9,300 SH DEFINED 01,02 9,300 SPDR GOLD TRUST GOLD SHS 78463V107 6,156 62,275 SH DEFINED 01,02 62,275 SPDR TR UNIT SER 1 78462F103 2,429 23,000 SH DEFINED 01,02 23,000 SUNOCO INC COM 86764P109 973 34,200 SH DEFINED 01,02 34,200 TARGET CORP COM 87612E106 233 5,000 SH DEFINED 01,02 5,000 TECK RESOURCES LTD CL B 878742204 210 7,600 SH DEFINED 01,02 7,600 TESORO CORP COM 881609101 271 18,100 SH DEFINED 01,02 18,100 TEXAS INSTRS INC COM 882508104 460 19,400 SH DEFINED 01,02 19,400 TRANSOCEAN LTD REG SHS H8817H100 513 6,000 SH DEFINED 01,02 6,000 UNION PAC CORP COM 907818108 1,430 24,500 SH DEFINED 01,02 24,500 UNITED PARCEL SERVICE INC CL B 911312106 282 5,000 SH DEFINED 01,02 5,000 UNITED STATES OIL FUND LP UNITS 91232N108 1,010 27,900 SH DEFINED 01,02 27,900 UNITEDHEALTH GROUP INC COM 91324P102 1,124 44,900 SH DEFINED 01,02 44,900 VALE S. A. ADR 91912E105 488 21,100 SH DEFINED 01,02 21,100 VISA INC COM CL A 92826C839 2,032 29,400 SH DEFINED 01,02 29,400 VIVUS INC COM 928551100 183 17,522 SH DEFINED 01,02 17,522 WAL MART STORES INC COM 931142103 373 7,600 SH DEFINED 01,02 7,600 WELLPOINT INC COM 94973V107 1,800 38,000 SH DEFINED 01,02 38,000 XILINX INC COM 983919101 279 11,900 SH DEFINED 01,02 11,900 YAMANA GOLD INC COM 98462Y100 329 30,700 SH DEFINED 01,02 30,700 YUM BRANDS INC COM 988498101 500 14,800 SH DEFINED 01,02 14,800 93 72,036
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 93 Form 13F Information Table Value Total: 72,036 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number CIK Number Name 01 28-13270 0001450323 Amity Advisers LLC 02 28-13268 0001425994 Schonfeld Group Holdings, LLC -----END PRIVACY-ENHANCED MESSAGE-----