-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SncDqhFEQ6xO1qNmuxmktUZ6JnrnFmg/cdpN92TvANd8c/I83t+o13IEIt7+CY7G xcNljOQWKSZXZ3ekwVdLpA== 0000950159-09-000595.txt : 20090217 0000950159-09-000595.hdr.sgml : 20090216 20090217170703 ACCESSION NUMBER: 0000950159-09-000595 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Trading Fund LLC CENTRAL INDEX KEY: 0001426003 IRS NUMBER: 481293963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13215 FILM NUMBER: 09615358 BUSINESS ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 516-822-0202 MAIL ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 13F-HR 1 opus13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Opus Trading Fund, LLC Address: One Jericho Plaza Jericho, New York 11753-1635 Form 13F File Number: 028-13215 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Peckman Title: General Counsel Phone: 516-942-2411 Signature, Place, and Date of Signing: /s/ Mark Peckman Jericho, New York 2/17/09 - ---------------- ----------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ------------------------- -------- ----------- ---- -------- --------- ------- -------- ------ AGILENT TECHNOLOGIES INC COM 00846U101 189 12,100 SH DEFINED 01, 02 12,100 ALCOA INC COM 013817101 231 20,500 SH DEFINED 01, 02 20,500 AMERICAN EAGLE OUTFITTERS NEW COM 02553E106 100 10,700 SH DEFINED 01, 02 10,700 BANK OF AMERICA CORPORATION COM 060505104 266 18,900 SH DEFINED 01, 02 18,900 BARRICK GOLD CORP COM 067901108 283 7,700 SH DEFINED 01, 02 7,700 BERKSHIRE HATHAWAY INC DEL CL B 084670207 321 100 SH DEFINED 01, 02 100 BP PLC SPONSORED ADR 055622104 206 4,400 SH DEFINED 01, 02 4,400 CITIGROUP INC COM 172967101 119 17,800 SH DEFINED 01, 02 17,800 DIAMONDS TR UNIT SER 1 252787106 710 8,100 SH DEFINED 01, 02 8,100 DRYSHIPS INC SHS Y2109Q101 430 40,300 SH DEFINED 01, 02 40,300 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 119 13,100 SH DEFINED 01, 02 13,100 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 440 18,000 SH DEFINED 01, 02 18,000 GENCO SHIPPING & TRADING LTD SHS Y2685T107 158 10,700 SH DEFINED 01, 02 10,700 GOLDMAN SACHS GROUP INC COM 38141G104 624 7,400 SH DEFINED 01, 02 7,400 GOOGLE INC CL A 38259P508 585 1,900 SH DEFINED 01, 02 1,900 HOME DEPOT INC COM 437076102 253 11,000 SH DEFINED 01, 02 11,000 HUMAN GENOME SCIENCES INC COM 444903108 24 11,400 SH DEFINED 01, 02 11,400 JONES APPAREL GROUP INC COM 480074103 105 17,900 SH DEFINED 01, 02 17,900 JOY GLOBAL INC COM 481165108 211 9,200 SH DEFINED 01, 02 9,200 JPMORGAN CHASE & CO COM 46625H100 300 9,500 SH DEFINED 01, 02 9,500 LOWES COS INC COM 548661107 222 10,300 SH DEFINED 01, 02 10,300 MEMC ELECTR MATLS INC COM 552715104 159 11,100 SH DEFINED 01, 02 11,100 OCCIDENTAL PETE CORP DEL COM 674599105 450 7,500 SH DEFINED 01, 02 7,500 OCH-ZIFF CAPITAL MGMT, L.L.C. CL A 67551U105 233 45,188 SH DEFINED 01, 02 45,188 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 432 5,860 SH DEFINED 01, 02 5,860 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 434 14,600 SH DEFINED 01, 02 14,600 PROSHARES TR PSHS REAL ESTAT 74347R552 370 7,300 SH DEFINED 01, 02 7,300 RESEARCH IN MOTION LTD COM 760975102 799 19,700 SH DEFINED 01, 02 19,700 SILVER WHEATON CORP COM 828336107 100 15,400 SH DEFINED 01, 02 15,400 SPDR GOLD TRUST GOLD SHS 78463V107 450 5,200 SH DEFINED 01, 02 5,200 SPDR TR UNIT SER 1 78462F103 3,983 44,096 SH DEFINED 01, 02 44,096 UNITED STATES OIL FUND LP UNITS 91232N108 448 13,528 SH DEFINED 01, 02 13,528 UST INC COM 902911106 1,041 15,000 SH DEFINED 01, 02 15,000 VERIZON COMMUNICATIONS COM 92343V104 458 13,500 SH DEFINED 01, 02 13,500 YAMANA GOLD INC COM 98462Y100 118 15,300 SH DEFINED 01, 02 15,300 35 15,371
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: 15,371 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number CIK Number Name 01 28-13270 0001450323 Amity Advisers LLC 02 28-13268 0001425994 Schonfeld Group Holdings, LLC -----END PRIVACY-ENHANCED MESSAGE-----