-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JdGqTAY9F0/QsovFkASbt/nBN86WdjxWFltwQKJhHVtpDQaZ9LnPFdYVfcFxc6eQ I/b1ExqboxmRC0mAdt3KDA== 0000950159-08-001747.txt : 20081114 0000950159-08-001747.hdr.sgml : 20081114 20081114170937 ACCESSION NUMBER: 0000950159-08-001747 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Trading Fund LLC CENTRAL INDEX KEY: 0001426003 IRS NUMBER: 481293963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13215 FILM NUMBER: 081192833 BUSINESS ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 BUSINESS PHONE: 516-822-0202 MAIL ADDRESS: STREET 1: ONE JERICHO PLAZA CITY: JERICHO STATE: NY ZIP: 11753 13F-HR 1 opus13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Opus Trading Fund, LLC Address: One Jericho Plaza Jericho, New York 11753-1635 Form 13F File Number: 028-13215 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Mark Peckman Title: General Counsel Phone: 516-942-2411 Signature, Place, and Date of Signing: /s/ Mark Peckman Jericho, New York 11/14/08 - ---------------- ----------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager is reported in this report and a portion is reported by other reporting manager(s).)
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- ----- 3M CO COM 88579Y101 335 4,900 SH SOLE N/A 4,900 AGRIUM INC COM 008916108 264 4,700 SH SOLE N/A 4,700 AMERICAN EXPRESS CO COM 025816109 431 12,175 SH SOLE N/A 12,175 APACHE CORP COM 037411105 375 3,600 SH SOLE N/A 3,600 APPLE INC COM 037833100 648 5,700 SH SOLE N/A 5,700 ASSURED GUARANTY LTD COM G0585R106 270 16,600 SH SOLE N/A 16,600 BAIDU COM INC SPON ADR REP A 056752108 248 1,000 SH SOLE N/A 1,000 BANK OF AMERICA CORPORATION COM 060505104 389 11,118 SH SOLE N/A 11,118 BB&T CORP COM 054937107 253 6,700 SH SOLE N/A 6,700 BHP BILLITON LTD SPONSORED ADR 088606108 239 4,600 SH SOLE N/A 4,600 BP PLC SPONSORED ADR 055622104 383 7,640 SH SOLE N/A 7,640 CELGENE CORP COM 151020104 601 9,500 SH SOLE N/A 9,500 CHEVRON CORP NEW COM 166764100 305 3,700 SH SOLE N/A 3,700 CITIGROUP INC COM 172967101 638 31,101 SH SOLE N/A 31,101 COCA-COLA CO COM 191216100 201 3,800 SH SOLE N/A 3,800 COLGATE PALMOLIVE CO COM 194162103 437 5,800 SH SOLE N/A 5,800 CYPRESS SEMICONDUCTOR CORP COM 232806109 190 36,400 SH SOLE N/A 36,400 EOG RES INC COM 26875P101 358 4,000 SH SOLE N/A 4,000 FIRST SOLAR INC COM 336433107 246 1,300 SH SOLE N/A 1,300 FORDING CDN COAL TR TR UNIT 345425102 415 5,000 SH SOLE N/A 5,000 FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 517 9,100 SH SOLE N/A 9,100 GENERAL ELECTRIC CO COM 369604103 204 8,000 SH SOLE N/A 8,000 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 203 21,200 SH SOLE N/A 21,200 GOLDMAN SACHS GROUP INC COM 38141G104 1,448 11,310 SH SOLE N/A 11,310 GOOGLE INC CL A 38259P508 1,722 4,300 SH SOLE N/A 4,300 JP MORGAN CHASE & CO COM 46625H100 486 10,400 SH SOLE N/A 10,400 MASTERCARD INC CL A 57636Q104 284 1,600 SH SOLE N/A 1,600 MCDONALDS CORP COM 580135101 432 7,000 SH SOLE N/A 7,000 MICROSOFT CORP COM 594918104 339 12,700 SH SOLE N/A 12,700 MORGAN STANLEY COM NEW 617446448 317 13,800 SH SOLE N/A 13,800 MOSAIC CO COM 61945A107 238 3,500 SH SOLE N/A 3,500 NORTEL NETWORKS CORP NEW COM NEW 656568508 28 12,400 SH SOLE N/A 12,400 POTASH CORP SASK INC COM 73755L107 591 4,474 SH SOLE N/A 4,474 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 634 16,300 SH SOLE N/A 16,300 PROSHARES TR ULTRASHT DOW30 74347R867 406 6,600 SH SOLE N/A 6,600 PROSHARES TR ULTRASHORT QQQ 74347R875 750 13,700 SH SOLE N/A 13,700 PROSHARES TR ULTRASHT SP500 74347R883 886 12,600 SH SOLE N/A 12,600 RAM ENERGY RESOURCES INC COM 75130P109 49 17,000 SH SOLE N/A 17,000 RESEARCH IN MOTION LTD COM 760975102 410 6,000 SH SOLE N/A 6,000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 260 4,400 SH SOLE N/A 4,400 SCHLUMBERGER LTD COM 806857108 601 7,700 SH SOLE N/A 7,700 SEQUENOM INC COM NEW 817337405 274 10,300 SH SOLE N/A 10,300 SIRIUS XM RADIO INC COM 82967N108 20 35,000 SH SOLE N/A 35,000 SOVEREIGN BANCORP INC COM 845905108 105 26,500 SH SOLE N/A 26,500 SPDR TR UNIT SER 1 78462F103 951 8,200 SH SOLE N/A 8,200 TRANSOCEAN INC SHS G90073100 681 6,200 SH SOLE N/A 6,200 UBS AG SHS NEW H89231338 193 11,005 SH SOLE N/A 11,005 UNITED STATES STL CORP NEW COM 912909108 256 3,300 SH SOLE N/A 3,300 WACHOVIA CORP NEW COM 929903102 78 22,200 SH SOLE N/A 22,200 WAL MART STORES INC COM 931142103 299 5,000 SH SOLE N/A 5,000 WELLS FARGO & CO NEW COM 949746101 225 6,000 SH SOLE N/A 6,000 YAMANA GOLD INC COM 98462Y100 85 10,200 SH SOLE N/A 10,200 YUM BRANDS INC COM 988498101 209 6,400 SH SOLE N/A 6,400 53 21,407
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: 21,407 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE -----END PRIVACY-ENHANCED MESSAGE-----