Managing Director and President

0001085146-20-001939.txt : 20200731 0001085146-20-001939.hdr.sgml : 20200731 20200730215113 ACCESSION NUMBER: 0001085146-20-001939 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200731 DATE AS OF CHANGE: 20200730 EFFECTIVENESS DATE: 20200731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust Axiom LLC CENTRAL INDEX KEY: 0001425949 IRS NUMBER: 261094936 FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12715 FILM NUMBER: 201063488 BUSINESS ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-688-0025 MAIL ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425949 XXXXXXXX 06-30-2020 06-30-2020 false WealthTrust Axiom LLC

4 Radnor Corp Center Suite 520 Radnor PA 19087

13F HOLDINGS REPORT 028-12715 N Albert C. Matt Managing Director and President 610-688-0050 /s/ Albert C. Matt Radnor PA 07-10-2020 0 207 227163 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE AKAMAI TECHNOLOGIES INC COM 00971T101 376 3519 SH SOLE 0 0 3519 INSIGHT SELECT INCOME FD COM 45781W109 740 37700 SH SOLE 0 0 37700 CONOCOPHILLIPS COM 20825C104 261 6216 SH SOLE 0 0 6216 ARDMORE SHIPPING CORP COM Y0207T100 907 209204 SH SOLE 0 0 209204 MCDONALDS CORP COM 580135101 318 1728 SH SOLE 0 0 1728 BK OF AMERICA CORP COM 060505104 475 20019 SH SOLE 0 0 20019 UMH PPTYS INC COM 903002103 1539 119076 SH SOLE 0 0 119076 NUVEEN PFD & INCM SECURTIES COM 67072C105 170 20142 SH SOLE 0 0 20142 DISNEY WALT CO COM DISNEY 254687106 898 8054 SH SOLE 0 0 8054 ORBITAL ENERGY GROUP INC COM 68559A109 241 390285 SH SOLE 0 0 390285 QUANTA SVCS INC COM 74762E102 232 5926 SH SOLE 0 0 5926 CAPSTEAD MTG CORP COM NO PAR 14067E506 55 10125 SH SOLE 0 0 10125 WASTE MGMT INC DEL COM 94106L109 493 4658 SH SOLE 0 0 4658 CORNING INC COM 219350105 3080 118930 SH SOLE 0 0 118930 TE CONNECTIVITY LTD REG SHS H84989104 210 2587 SH SOLE 0 0 2587 EATON VANCE LTD DURATION INC COM 27828H105 140 12450 SH SOLE 0 0 12450 ISHARES TR GLOBAL TECH ETF 464287291 289 1230 SH SOLE 0 0 1230 EVERGY INC COM 30034W106 2162 36481 SH SOLE 0 0 36481 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 629 37250 SH SOLE 0 0 37250 EATON VANCE SR INCOME TR SH BEN INT 27826S103 119 22380 SH SOLE 0 0 22380 ARCHER DANIELS MIDLAND CO COM 039483102 306 7682 SH SOLE 0 0 7682 DUPONT DE NEMOURS INC COM 26614N102 521 9818 SH SOLE 0 0 9818 NOBLE CORP PLC SHS USD G65431101 3 10358 SH SOLE 0 0 10358 SCHLUMBERGER LTD COM 806857108 932 50710 SH SOLE 0 0 50710 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 755 15771 SH SOLE 0 0 15771 ISHARES TR RUS MD CP GR ETF 464287481 246 1558 SH SOLE 0 0 1558 STAR BULK CARRIERS CORP. SHS PAR Y8162K204 99 15000 SH SOLE 0 0 15000 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 198 10000 SH SOLE 0 0 10000 AVEO PHARMACEUTICALS INC COM NEW 053588307 114 22324 SH SOLE 0 0 22324 AMERICAN EXPRESS CO COM 025816109 610 6414 SH SOLE 0 0 6414 LSI INDS INC COM 50216C108 5265 813772 SH SOLE 0 0 813772 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 220 6000 SH SOLE 0 0 6000 HOWMET AEROSPACE INC COM 443201108 2055 129658 SH SOLE 0 0 129658 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 327 10756 SH SOLE 0 0 10756 REPUBLIC FIRST BANCORP INC COM 760416107 48 19700 SH SOLE 0 0 19700 TEXAS INSTRS INC COM 882508104 393 3100 SH SOLE 0 0 3100 ENTERCOM COMMUNICATIONS CORP CL A 293639100 26 19158 SH SOLE 0 0 19158 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1420 98043 SH SOLE 0 0 98043 UNITEDHEALTH GROUP INC COM 91324P102 324 1100 SH SOLE 0 0 1100 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 69 12500 SH SOLE 0 0 12500 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 248 19967 SH SOLE 0 0 19967 TEAM INC COM 878155100 832 149413 SH SOLE 0 0 149413 CORTEVA INC COM 22052L104 257 9613 SH SOLE 0 0 9613 APPLIED MATLS INC COM 038222105 335 5542 SH SOLE 0 0 5542 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1701 9529 SH SOLE 0 0 9529 ABBVIE INC COM 00287Y109 290 2963 SH SOLE 0 0 2963 UNILEVER N V N Y SHS NEW 904784709 309 5801 SH SOLE 0 0 5801 BOEING CO COM 097023105 640 3493 SH SOLE 0 0 3493 PFIZER INC COM 717081103 2880 88099 SH SOLE 0 0 88099 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 6638 1327684 SH SOLE 0 0 1327684 TESLA INC COM 88160R101 215 200 SH SOLE 0 0 200 PANGAEA LOGISTICS SOLUTION L SHS G6891L105 65 26000 SH SOLE 0 0 26000 3M CO COM 88579Y101 347 2230 SH SOLE 0 0 2230 AMGEN INC COM 031162100 762 3231 SH SOLE 0 0 3231 EQUINOR ASA SPONSORED ADR 29446M102 673 46524 SH SOLE 0 0 46524 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 373 6612 SH SOLE 0 0 6612 UNION PAC CORP COM 907818108 380 2251 SH SOLE 0 0 2251 UNISYS CORP COM NEW 909214306 396 36350 SH SOLE 0 0 36350 AMAZON COM INC COM 023135106 1318 478 SH SOLE 0 0 478 BGC PARTNERS INC CL A 05541T101 27 10000 SH SOLE 0 0 10000 SECOND SIGHT MED PRODS INC COM NEW 81362J209 11 11561 SH SOLE 0 0 11561 ALCON AG ORD SHS H01301128 405 7070 SH SOLE 0 0 7070 VANGUARD INDEX FDS SMALL CP ETF 922908751 201 1384 SH SOLE 0 0 1384 GENASYS INC COM 36872P103 75 15500 SH SOLE 0 0 15500 QUALCOMM INC COM 747525103 281 3089 SH SOLE 0 0 3089 CBRE CLARION GLOBAL REAL EST COM 12504G100 1985 332529 SH SOLE 0 0 332529 AT&T INC COM 00206R102 4157 137522 SH SOLE 0 0 137522 PALO ALTO NETWORKS INC COM 697435105 252 1100 SH SOLE 0 0 1100 GRACE W R & CO DEL NEW COM 38388F108 228 4493 SH SOLE 0 0 4493 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 242 17891 SH SOLE 0 0 17891 INTERNATIONAL BUSINESS MACHS COM 459200101 8747 72430 SH SOLE 0 0 72430 NUTRIEN LTD COM 67077M108 2873 89518 SH SOLE 0 0 89518 CISCO SYS INC COM 17275R102 6558 140629 SH SOLE 0 0 140629 SYSCO CORP COM 871829107 273 5000 SH SOLE 0 0 5000 FIDELITY COVINGTON TR INT HG DIV ETF 316092725 1108 68361 SH SOLE 0 0 68361 JPMORGAN CHASE & CO COM 46625H100 724 7703 SH SOLE 0 0 7703 COMCAST CORP NEW CL A 20030N101 875 22458 SH SOLE 0 0 22458 EXXON MOBIL CORP COM 30231G102 751 16799 SH SOLE 0 0 16799 EATON VANCE TX ADV GLBL DIV COM 27828S101 2661 186399 SH SOLE 0 0 186399 WALMART INC COM 931142103 349 2920 SH SOLE 0 0 2920 AMTECH SYS INC COM PAR $0.01N 032332504 268 55203 SH SOLE 0 0 55203 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 180 47365 SH SOLE 0 0 47365 TRUIST FINL CORP COM 89832Q109 312 8324 SH SOLE 0 0 8324 ICL GROUP LTD SHS M53213100 35 11500 SH SOLE 0 0 11500 APPLE INC COM 037833100 9073 24872 SH SOLE 0 0 24872 GENERAL ELECTRIC CO COM 369604103 1610 235861 SH SOLE 0 0 235861 TCG BDC INC COM 872280102 352 41100 SH SOLE 0 0 41100 EVOLUTION PETROLEUM CORP COM 30049A107 2895 1034040 SH SOLE 0 0 1034040 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 90 22208 SH SOLE 0 0 22208 ENERGY FOCUS INC COM 29268T409 315 45616 SH SOLE 0 0 45616 HANESBRANDS INC COM 410345102 1945 172320 SH SOLE 0 0 172320 CHEVRON CORP NEW COM 166764100 1502 16841 SH SOLE 0 0 16841 ABERDEEN GLOBAL INCOME FD IN COM 003013109 990 160300 SH SOLE 0 0 160300 EXELON CORP COM 30161N101 1898 52323 SH SOLE 0 0 52323 COCA COLA CO COM 191216100 973 21779 SH SOLE 0 0 21779 SPDR S&P 500 ETF TR TR UNIT 78462F103 356 1157 SH SOLE 0 0 1157 BANCO SANTANDER S.A. ADR 05964H105 34 14253 SH SOLE 0 0 14253 HOME DEPOT INC COM 437076102 512 2045 SH SOLE 0 0 2045 ZYNEX INC COM 98986M103 1092 43939 SH SOLE 0 0 43939 NOKIA CORP SPONSORED ADR 654902204 135 30908 SH SOLE 0 0 30908 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 209 29356 SH SOLE 0 0 29356 BOULDER GROWTH & INCOME FD I COM 101507101 158 16808 SH SOLE 0 0 16808 HERSHEY CO COM 427866108 306 2361 SH SOLE 0 0 2361 FOSTER L B CO COM 350060109 179 14071 SH SOLE 0 0 14071 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 387 5889 SH SOLE 0 0 5889 KINDER MORGAN INC DEL COM 49456B101 1714 113034 SH SOLE 0 0 113034 CATERPILLAR INC DEL COM 149123101 236 1873 SH SOLE 0 0 1873 LIQTECH INTL INC COM 53632A201 3187 583813 SH SOLE 0 0 583813 VALERO ENERGY CORP COM 91913Y100 204 3476 SH SOLE 0 0 3476 NOVARTIS AG SPONSORED ADR 66987V109 3455 39559 SH SOLE 0 0 39559 INVESCO PA VALUE MUN INC TR COM 46132K109 624 52611 SH SOLE 0 0 52611 BLACKROCK ENHANCED EQUITY DI COM 09251A104 851 116046 SH SOLE 0 0 116046 PROCTER AND GAMBLE CO COM 742718109 852 7129 SH SOLE 0 0 7129 ORANGE SPONSORED ADR 684060106 356 29982 SH SOLE 0 0 29982 IRON MTN INC NEW COM 46284V101 5869 224871 SH SOLE 0 0 224871 KIMBERLY CLARK CORP COM 494368103 662 4690 SH SOLE 0 0 4690 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 14 28375 SH SOLE 0 0 28375 FLUENT INC COM 34380C102 121 68148 SH SOLE 0 0 68148 RAYTHEON TECHNOLOGIES CORP COM 75513E101 234 3801 SH SOLE 0 0 3801 DOMINION ENERGY INC COM 25746U109 335 4128 SH SOLE 0 0 4128 CENTERPOINT ENERGY INC COM 15189T107 197 10577 SH SOLE 0 0 10577 OLIN CORP COM PAR $1 680665205 509 44352 SH SOLE 0 0 44352 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 53 10500 SH SOLE 0 0 10500 PNC FINL SVCS GROUP INC COM 693475105 682 6483 SH SOLE 0 0 6483 PERCEPTRON INC COM 71361F100 35 10842 SH SOLE 0 0 10842 CSI COMPRESSCO LP COM UNIT 12637A103 248 328508 SH SOLE 0 0 328508 IRIDIUM COMMUNICATIONS INC COM 46269C102 9898 389105 SH SOLE 0 0 389105 GILEAD SCIENCES INC COM 375558103 4213 54769 SH SOLE 0 0 54769 AMCOR PLC ORD G0250X107 786 77062 SH SOLE 0 0 77062 LILLY ELI & CO COM 532457108 1858 11322 SH SOLE 0 0 11322 PATRICK INDS INC COM 703343103 354 5788 SH SOLE 0 0 5788 DUKE ENERGY CORP NEW COM NEW 26441C204 1242 15555 SH SOLE 0 0 15555 FIFTH THIRD BANCORP COM 316773100 1948 101077 SH SOLE 0 0 101077 ENTERPRISE PRODS PARTNERS L COM 293792107 521 28690 SH SOLE 0 0 28690 MICROSOFT CORP COM 594918104 6748 33163 SH SOLE 0 0 33163 CMS ENERGY CORP COM 125896100 1992 34100 SH SOLE 0 0 34100 AMERICAS GOLD AND SILVER COR COM 03062D100 5103 1933133 SH SOLE 0 0 1933133 CONSTELLATION BRANDS INC CL A 21036P108 428 2450 SH SOLE 0 0 2450 ARCONIC CORPORATION COM 03966V107 368 26452 SH SOLE 0 0 26452 INTEL CORP COM 458140100 5539 92595 SH SOLE 0 0 92595 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 187 15184 SH SOLE 0 0 15184 CVS HEALTH CORP COM 126650100 1009 15534 SH SOLE 0 0 15534 ABBOTT LABS COM 002824100 236 2588 SH SOLE 0 0 2588 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 242 7426 SH SOLE 0 0 7426 NEXTERA ENERGY INC COM 65339F101 831 3461 SH SOLE 0 0 3461 PHILIP MORRIS INTL INC COM 718172109 206 2946 SH SOLE 0 0 2946 OMEGA HEALTHCARE INVS INC COM 681936100 371 12480 SH SOLE 0 0 12480 VIACOMCBS INC CL B 92556H206 716 30737 SH SOLE 0 0 30737 M & T BK CORP COM 55261F104 339 3264 SH SOLE 0 0 3264 TRIUMPH GROUP INC NEW COM 896818101 937 104069 SH SOLE 0 0 104069 BLACKSTONE GROUP INC COM CL A 09260D107 266 4700 SH SOLE 0 0 4700 PHILLIPS 66 COM 718546104 631 8789 SH SOLE 0 0 8789 ISHARES TR RUS 2000 VAL ETF 464287630 326 3355 SH SOLE 0 0 3355 TRACTOR SUPPLY CO COM 892356106 347 2640 SH SOLE 0 0 2640 INVESCO SR INCOME TR COM 46131H107 146 42309 SH SOLE 0 0 42309 DOW INC COM 260557103 455 11168 SH SOLE 0 0 11168 TETRA TECHNOLOGIES INC DEL COM 88162F105 528 988607 SH SOLE 0 0 988607 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 701 348847 SH SOLE 0 0 348847 FLEX LTD ORD Y2573F102 307 29974 SH SOLE 0 0 29974 PPL CORP COM 69351T106 339 13149 SH SOLE 0 0 13149 MOOG INC CL A 615394202 201 3801 SH SOLE 0 0 3801 LOCKHEED MARTIN CORP COM 539830109 330 905 SH SOLE 0 0 905 VERIZON COMMUNICATIONS INC COM 92343V104 4797 87013 SH SOLE 0 0 87013 ISHARES TR INTL SEL DIV ETF 464288448 1166 46435 SH SOLE 0 0 46435 BNY MELLON STRATEGIC MUNS IN COM 05588W108 318 40989 SH SOLE 0 0 40989 BANK NEW YORK MELLON CORP COM 064058100 662 17133 SH SOLE 0 0 17133 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1075 26372 SH SOLE 0 0 26372 ALASKA AIR GROUP INC COM 011659109 739 20394 SH SOLE 0 0 20394 TORONTO DOMINION BK ONT COM NEW 891160509 1480 33196 SH SOLE 0 0 33196 XCEL ENERGY INC COM 98389B100 1125 18001 SH SOLE 0 0 18001 GRIFFON CORP COM 398433102 186 10044 SH SOLE 0 0 10044 PEPSICO INC COM 713448108 604 4574 SH SOLE 0 0 4574 BIOGEN INC COM 09062X103 230 860 SH SOLE 0 0 860 SPDR SER TR NUVEEN BRC MUNIC 78468R721 284 5500 SH SOLE 0 0 5500 ALPS ETF TR ALERIAN MLP 00162Q452 246 9999 SH SOLE 0 0 9999 BLACKROCK INCOME TR INC COM 09247F100 64 10500 SH SOLE 0 0 10500 NORDIC AMERICAN TANKERS LIMI COM G65773106 2279 561576 SH SOLE 0 0 561576 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 102 11550 SH SOLE 0 0 11550 PARK AEROSPACE CORP COM 70014A104 394 35369 SH SOLE 0 0 35369 INTREPID POTASH INC COM 46121Y102 19 20000 SH SOLE 0 0 20000 ALPHABET INC CAP STK CL C 02079K107 241 171 SH SOLE 0 0 171 COLGATE PALMOLIVE CO COM 194162103 328 4480 SH SOLE 0 0 4480 MANITEX INTL INC COM 563420108 4565 918580 SH SOLE 0 0 918580 CSX CORP COM 126408103 1056 15146 SH SOLE 0 0 15146 BRISTOL-MYERS SQUIBB CO COM 110122108 6719 114278 SH SOLE 0 0 114278 DIGITAL TURBINE INC COM NEW 25400W102 183 14600 SH SOLE 0 0 14600 ISHARES TR SH TR CRPORT ETF 464288646 205 3758 SH SOLE 0 0 3758 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1742 109315 SH SOLE 0 0 109315 JOHNSON & JOHNSON COM 478160104 1720 12231 SH SOLE 0 0 12231 CONSOLIDATED EDISON INC COM 209115104 2362 32848 SH SOLE 0 0 32848 MERCK & CO. INC COM 58933Y105 3401 43988 SH SOLE 0 0 43988 ORACLE CORP COM 68389X105 2653 48013 SH SOLE 0 0 48013 ISHARES TR SELECT DIVID ETF 464287168 551 6831 SH SOLE 0 0 6831 SOUTHERN CO COM 842587107 250 4838 SH SOLE 0 0 4838 ANNALY CAPITAL MANAGEMENT IN COM 035710409 1062 162042 SH SOLE 0 0 162042 FACEBOOK INC CL A 30303M102 408 1801 SH SOLE 0 0 1801 TANDEM DIABETES CARE INC COM NEW 875372203 593 6000 SH SOLE 0 0 6000 WEC ENERGY GROUP INC COM 92939U106 205 2350 SH SOLE 0 0 2350 ISHARES TR EXPND TEC SC ETF 464287549 369 1325 SH SOLE 0 0 1325 ISHARES TR S&P SML 600 GWT 464287887 281 1660 SH SOLE 0 0 1660 II-VI INC COM 902104108 237 5027 SH SOLE 0 0 5027 FORD MTR CO DEL COM 345370860 470 77360 SH SOLE 0 0 77360 AMPIO PHARMACEUTICALS INC COM 03209T109 6 10000 SH SOLE 0 0 10000 ISHARES TR TIPS BD ETF 464287176 1068 8690 SH SOLE 0 0 8690 POINTS INTL LTD COM NEW 730843208 4699 515830 SH SOLE 0 0 515830 TUPPERWARE BRANDS CORP COM 899896104 53 11315 SH SOLE 0 0 11315 MYLAN NV SHS EURO N59465109 366 22764 SH SOLE 0 0 22764