0001085146-18-002464.txt : 20181101 0001085146-18-002464.hdr.sgml : 20181101 20181101161330 ACCESSION NUMBER: 0001085146-18-002464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181101 DATE AS OF CHANGE: 20181101 EFFECTIVENESS DATE: 20181101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust Axiom LLC CENTRAL INDEX KEY: 0001425949 IRS NUMBER: 261094936 FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12715 FILM NUMBER: 181153901 BUSINESS ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-688-0025 MAIL ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425949 XXXXXXXX 09-30-2018 09-30-2018 false WealthTrust Axiom LLC
4 RADNOR CORP CENTER SUITE 520 RADNOR PA 19087
13F HOLDINGS REPORT 028-12715 N
Albert C. Matt Managing Director and President 610-688-0050 /s/ Albert C. Matt Radnor PA 10-08-2018 0 232 296309
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 442 2100 SH SOLE 0 0 2100 ABBOTT LABS COM 002824100 209 2849 SH SOLE 0 0 2849 ABBVIE INC COM 00287Y109 304 3214 SH SOLE 0 0 3214 ABERDEEN ASIA PACIFIC INCOM COM 003009107 953 230399 SH SOLE 0 0 230399 ABERDEEN GLOBAL INCOME FD IN COM 003013109 1097 129875 SH SOLE 0 0 129875 ADVANCED MICRO DEVICES INC COM 007903107 231 7500 SH SOLE 0 0 7500 ALASKA AIR GROUP INC COM 011659109 1633 23715 SH SOLE 0 0 23715 ALCOA CORP COM 013872106 233 5782 SH SOLE 0 0 5782 ALPHA PRO TECH LTD COM 020772109 35 10000 SH SOLE 0 0 10000 ALPS ETF TR ALERIAN MLP 00162Q866 687 64395 SH SOLE 0 0 64395 ALTRIA GROUP INC COM 02209S103 397 6591 SH SOLE 0 0 6591 AMAZON COM INC COM 023135106 931 465 SH SOLE 0 0 465 AMERICAN EXPRESS CO COM 025816109 712 6694 SH SOLE 0 0 6694 AMERICAS SILVER CORP COM NEW 03063L705 2871 1216853 SH SOLE 0 0 1216853 AMGEN INC COM 031162100 700 3380 SH SOLE 0 0 3380 AMPIO PHARMACEUTICALS INC COM 03209T109 5 10000 SH SOLE 0 0 10000 AMTECH SYS INC COM PAR $0.01N 032332504 276 51822 SH SOLE 0 0 51822 ANNALY CAP MGMT INC COM 035710409 1415 138356 SH SOLE 0 0 138356 APPLE INC COM 037833100 6957 30822 SH SOLE 0 0 30822 ARCHER DANIELS MIDLAND CO COM 039483102 468 9316 SH SOLE 0 0 9316 ARCONIC INC COM 03965L100 4434 201496 SH SOLE 0 0 201496 ARDMORE SHIPPING CORP COM Y0207T100 806 124100 SH SOLE 0 0 124100 ASSOCIATED BANC CORP COM 045487105 234 9000 SH SOLE 0 0 9000 ASV HLDGS INC COM 00215L104 583 117800 SH SOLE 0 0 117800 AT&T INC COM 00206R102 5414 161231 SH SOLE 0 0 161231 AVEO PHARMACEUTICALS INC COM 053588109 49 15000 SH SOLE 0 0 15000 BANCO SANTANDER SA ADR 05964H105 78 15661 SH SOLE 0 0 15661 BANK AMER CORP COM 060505104 718 24382 SH SOLE 0 0 24382 BANK NEW YORK MELLON CORP COM 064058100 873 17132 SH SOLE 0 0 17132 BB&T CORP COM 054937107 343 7078 SH SOLE 0 0 7078 BEL FUSE INC CL B 077347300 286 10829 SH SOLE 0 0 10829 BEMIS INC COM 081437105 798 16427 SH SOLE 0 0 16427 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1743 8143 SH SOLE 0 0 8143 BGC PARTNERS INC CL A 05541T101 118 10000 SH SOLE 0 0 10000 BIOGEN INC COM 09062X103 325 920 SH SOLE 0 0 920 BLACKROCK ENHANCED EQT DIV T COM 09251A104 1376 145017 SH SOLE 0 0 145017 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 60 10500 SH SOLE 0 0 10500 BLACKROCK INCOME TR INC COM 09247F100 60 10500 SH SOLE 0 0 10500 BOEING CO COM 097023105 1514 4073 SH SOLE 0 0 4073 BP PLC SPONSORED ADR 055622104 319 6937 SH SOLE 0 0 6937 BRISTOL MYERS SQUIBB CO COM 110122108 7748 124814 SH SOLE 0 0 124814 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 275 7725 SH SOLE 0 0 7725 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 441 32819 SH SOLE 0 0 32819 CBRE CLARION GLOBAL REAL EST COM 12504G100 2394 327986 SH SOLE 0 0 327986 CENTERPOINT ENERGY INC COM 15189T107 340 12300 SH SOLE 0 0 12300 CHEVRON CORP NEW COM 166764100 2938 24031 SH SOLE 0 0 24031 CISCO SYS INC COM 17275R102 7781 159954 SH SOLE 0 0 159954 CMS ENERGY CORP COM 125896100 1808 36900 SH SOLE 0 0 36900 COCA COLA CO COM 191216100 1182 25608 SH SOLE 0 0 25608 COLGATE PALMOLIVE CO COM 194162103 305 4560 SH SOLE 0 0 4560 COLUMBIA ETF TR II INDIA INFRSR ETF 19762B806 267 22500 SH SOLE 0 0 22500 COMCAST CORP NEW CL A 20030N101 807 22794 SH SOLE 0 0 22794 CONDUENT INC COM 206787103 443 19695 SH SOLE 0 0 19695 CONOCOPHILLIPS COM 20825C104 2007 25933 SH SOLE 0 0 25933 CONSOLIDATED EDISON INC COM 209115104 2573 33775 SH SOLE 0 0 33775 CONSTELLATION BRANDS INC CL A 21036P108 485 2250 SH SOLE 0 0 2250 COOPER COS INC COM NEW 216648402 230 832 SH SOLE 0 0 832 CORNING INC COM 219350105 6066 171869 SH SOLE 0 0 171869 CSI COMPRESSCO LP COM UNIT 12637A103 1815 352500 SH SOLE 0 0 352500 CSX CORP COM 126408103 1169 15796 SH SOLE 0 0 15796 CUI GLOBAL INC COM NEW 126576206 899 403486 SH SOLE 0 0 403486 DELTA AIR LINES INC DEL COM NEW 247361702 1269 21950 SH SOLE 0 0 21950 DHT HOLDINGS INC SHS NEW Y2065G121 122 25983 SH SOLE 0 0 25983 DISNEY WALT CO COM DISNEY 254687106 955 8170 SH SOLE 0 0 8170 DORMAN PRODUCTS INC COM 258278100 807 10500 SH SOLE 0 0 10500 DOWDUPONT INC COM 26078J100 2377 36976 SH SOLE 0 0 36976 DREYFUS STRATEGIC MUNS INC COM 261932107 315 42063 SH SOLE 0 0 42063 DUKE ENERGY CORP NEW COM NEW 26441C204 1207 15084 SH SOLE 0 0 15084 EATON VANCE LTD DUR INCOME F COM 27828H105 254 20050 SH SOLE 0 0 20050 EATON VANCE SR INCOME TR SH BEN INT 27826S103 191 29765 SH SOLE 0 0 29765 EATON VANCE TAX ADVT DIV INC COM 27828G107 260 10640 SH SOLE 0 0 10640 EATON VANCE TX ADV GLBL DIV COM 27828S101 4476 250229 SH SOLE 0 0 250229 ENERGY FOCUS INC COM NEW 29268T300 1016 495744 SH SOLE 0 0 495744 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 929 41767 SH SOLE 0 0 41767 ENTERPRISE PRODS PARTNERS L COM 293792107 921 32092 SH SOLE 0 0 32092 EQUINOR ASA SPONSORED ADR 29446M102 2848 101011 SH SOLE 0 0 101011 EUROSEAS LTD SHS NEW Y23592309 83 65500 SH SOLE 0 0 65500 EVERGY INC COM 30034W106 2480 45169 SH SOLE 0 0 45169 EVOLUTION PETROLEUM CORP COM 30049A107 6503 588568 SH SOLE 0 0 588568 EXELON CORP COM 30161N101 2523 57810 SH SOLE 0 0 57810 EXXON MOBIL CORP COM 30231G102 2095 24644 SH SOLE 0 0 24644 FACEBOOK INC CL A 30303M102 313 1905 SH SOLE 0 0 1905 FIDELITY INT HG DIV ETF 316092725 818 36800 SH SOLE 0 0 36800 FIFTH THIRD BANCORP COM 316773100 3913 140162 SH SOLE 0 0 140162 FLEX LTD ORD Y2573F102 684 52199 SH SOLE 0 0 52199 FLUENT INC COM 34380C102 179 83645 SH SOLE 0 0 83645 FORD MTR CO DEL COM PAR $0.01 345370860 1004 108550 SH SOLE 0 0 108550 FOSTER L B CO COM 350060109 387 18836 SH SOLE 0 0 18836 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 187 28826 SH SOLE 0 0 28826 GENERAL DYNAMICS CORP COM 369550108 226 1108 SH SOLE 0 0 1108 GENERAL ELECTRIC CO COM 369604103 1702 150837 SH SOLE 0 0 150837 GEO GROUP INC NEW COM 36162J106 269 10725 SH SOLE 0 0 10725 GILEAD SCIENCES INC COM 375558103 1572 20369 SH SOLE 0 0 20369 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 552 13749 SH SOLE 0 0 13749 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 125 12680 SH SOLE 0 0 12680 GRACE W R & CO DEL NEW COM 38388F108 328 4591 SH SOLE 0 0 4591 GRIFFON CORP COM 398433102 221 13700 SH SOLE 0 0 13700 GSE SYS INC COM 36227K106 61 17222 SH SOLE 0 0 17222 HANESBRANDS INC COM 410345102 3993 216681 SH SOLE 0 0 216681 HERSHEY CO COM 427866108 243 2391 SH SOLE 0 0 2391 HOLLYFRONTIER CORP COM 436106108 342 4904 SH SOLE 0 0 4904 HOME DEPOT INC COM 437076102 414 2000 SH SOLE 0 0 2000 HSBC HLDGS PLC SPON ADR NEW 404280406 258 5882 SH SOLE 0 0 5882 HSBC HLDGS PLC ADR A 1/40PF A 404280604 392 15300 SH SOLE 0 0 15300 II VI INC COM 902104108 359 7600 SH SOLE 0 0 7600 INNOVATIVE SOLUTIONS & SUPPO COM 45769N105 3648 1436300 SH SOLE 0 0 1436300 INSIGHT SELECT INCOME FD COM 45781W109 755 40550 SH SOLE 0 0 40550 INTEL CORP COM 458140100 6850 144856 SH SOLE 0 0 144856 INTERNATIONAL BUSINESS MACHS COM 459200101 9263 61265 SH SOLE 0 0 61265 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 279 12260 SH SOLE 0 0 12260 INVESCO PA VALUE MUN INCOME COM 46132K109 743 62550 SH SOLE 0 0 62550 INVESCO SR INCOME TR COM 46131H107 305 71097 SH SOLE 0 0 71097 IRIDIUM COMMUNICATIONS INC COM 46269C102 9369 416439 SH SOLE 0 0 416439 IRON MTN INC NEW COM 46284V101 6353 184064 SH SOLE 0 0 184064 ISHARES TR SELECT DIVID ETF 464287168 740 7420 SH SOLE 0 0 7420 ISHARES TR TIPS BD ETF 464287176 1282 11590 SH SOLE 0 0 11590 ISHARES TR GLOBAL TECH ETF 464287291 214 1225 SH SOLE 0 0 1225 ISHARES TR RUS MD CP GR ETF 464287481 211 1558 SH SOLE 0 0 1558 ISHARES TR N AMER TECH ETF 464287549 277 1325 SH SOLE 0 0 1325 ISHARES TR RUS 1000 VAL ETF 464287598 273 2160 SH SOLE 0 0 2160 ISHARES TR S&P SML 600 GWT 464287887 334 1660 SH SOLE 0 0 1660 ISHARES TR INTL SEL DIV ETF 464288448 1847 56610 SH SOLE 0 0 56610 ISRAEL CHEMICALS LTD SHS M5920A109 99 16500 SH SOLE 0 0 16500 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 112 10145 SH SOLE 0 0 10145 JOHNSON & JOHNSON COM 478160104 2168 15697 SH SOLE 0 0 15697 JPMORGAN CHASE & CO COM 46625H100 603 5352 SH SOLE 0 0 5352 KIMBERLY CLARK CORP COM 494368103 569 5010 SH SOLE 0 0 5010 KINDER MORGAN INC DEL COM 49456B101 834 47066 SH SOLE 0 0 47066 LIBERTY LATIN AMERICA LTD COM CL C G9001E128 204 9923 SH SOLE 0 0 9923 LILLY ELI & CO COM 532457108 2859 26648 SH SOLE 0 0 26648 LIQTECH INTL INC COM 53632A102 2950 1777414 SH SOLE 0 0 1777414 LOCKHEED MARTIN CORP COM 539830109 330 954 SH SOLE 0 0 954 LRAD CORP COM 50213V109 36 12000 SH SOLE 0 0 12000 LSI INDS INC COM 50216C108 3840 834875 SH SOLE 0 0 834875 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 604 5896 SH SOLE 0 0 5896 M & T BK CORP COM 55261F104 537 3264 SH SOLE 0 0 3264 MANITEX INTL INC COM 563420108 8474 804765 SH SOLE 0 0 804765 MARATHON PETE CORP COM 56585A102 329 4118 SH SOLE 0 0 4118 MCDONALDS CORP COM 580135101 328 1963 SH SOLE 0 0 1963 MERCK & CO INC COM 58933Y105 3595 50686 SH SOLE 0 0 50686 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 69 12500 SH SOLE 0 0 12500 MICROSOFT CORP COM 594918104 4681 40935 SH SOLE 0 0 40935 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1930 115462 SH SOLE 0 0 115462 MOOG INC CL A 615394202 343 4001 SH SOLE 0 0 4001 MYLAN N V SHS EURO N59465109 1501 41034 SH SOLE 0 0 41034 NETFLIX INC COM 64110L106 289 775 SH SOLE 0 0 775 NEW YORK MTG TR INC COM PAR $.02 649604501 535 88000 SH SOLE 0 0 88000 NEWMONT MINING CORP COM 651639106 1552 51392 SH SOLE 0 0 51392 NEXTERA ENERGY INC COM 65339F101 617 3683 SH SOLE 0 0 3683 NOBLE CORP PLC SHS USD G65431101 1065 151558 SH SOLE 0 0 151558 NORDIC AMERICAN TANKERS LIMI COM G65773106 1986 950318 SH SOLE 0 0 950318 NORDIC AMERN OFFSHORE LTD SHS G65772108 277 285968 SH SOLE 0 0 285968 NOVARTIS A G SPONSORED ADR 66987V109 3437 39891 SH SOLE 0 0 39891 NUTRIEN LTD COM 67077M108 3579 62041 SH SOLE 0 0 62041 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 226 18205 SH SOLE 0 0 18205 NUVEEN PFD & INCM SECURTIES COM 67072C105 168 19135 SH SOLE 0 0 19135 OBSIDIAN ENERGY LTD COM 674482104 499 525500 SH SOLE 0 0 525500 OCCIDENTAL PETE CORP DEL COM 674599105 249 3040 SH SOLE 0 0 3040 OLIN CORP COM PAR $1 680665205 1175 45780 SH SOLE 0 0 45780 OMEGA HEALTHCARE INVS INC COM 681936100 720 22000 SH SOLE 0 0 22000 OMEROS CORP COM 682143102 427 17500 SH SOLE 0 0 17500 ONEOK INC NEW COM 682680103 351 5186 SH SOLE 0 0 5186 ORACLE CORP COM 68389X105 507 9848 SH SOLE 0 0 9848 ORANGE SPONSORED ADR 684060106 532 33482 SH SOLE 0 0 33482 PALATIN TECHNOLOGIES INC COM PAR $ .01 696077403 21 21650 SH SOLE 0 0 21650 PALO ALTO NETWORKS INC COM 697435105 247 1100 SH SOLE 0 0 1100 PANGAEA LOGISTICS SOLUTION L SHS G6891L105 49 14000 SH SOLE 0 0 14000 PARK ELECTROCHEMICAL CORP COM 700416209 1197 61425 SH SOLE 0 0 61425 PATRICK INDS INC COM 703343103 372 6300 SH SOLE 0 0 6300 PEPSICO INC COM 713448108 957 8563 SH SOLE 0 0 8563 PFIZER INC COM 717081103 4449 100957 SH SOLE 0 0 100957 PHILIP MORRIS INTL INC COM 718172109 237 2916 SH SOLE 0 0 2916 PHILLIPS 66 COM 718546104 344 3055 SH SOLE 0 0 3055 PIONEER ENERGY SVCS CORP COM 723664108 327 111135 SH SOLE 0 0 111135 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 436 17450 SH SOLE 0 0 17450 PLUG POWER INC COM NEW 72919P202 34 18000 SH SOLE 0 0 18000 PNC FINL SVCS GROUP INC COM 693475105 944 6934 SH SOLE 0 0 6934 POINTS INTL LTD COM NEW 730843208 11119 792003 SH SOLE 0 0 792003 PPL CORP COM 69351T106 339 11610 SH SOLE 0 0 11610 PROCTER AND GAMBLE CO COM 742718109 791 9504 SH SOLE 0 0 9504 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 100 22200 SH SOLE 0 0 22200 QUAKER CHEM CORP COM 747316107 202 1000 SH SOLE 0 0 1000 QUALCOMM INC COM 747525103 257 3581 SH SOLE 0 0 3581 QUANTA SVCS INC COM 74762E102 250 7514 SH SOLE 0 0 7514 REPUBLIC FIRST BANCORP INC COM 760416107 273 38200 SH SOLE 0 0 38200 RETRACTABLE TECHNOLOGIES INC COM 76129W105 334 464303 SH SOLE 0 0 464303 ROGERS CORP COM 775133101 220 1500 SH SOLE 0 0 1500 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 624 8800 SH SOLE 0 0 8800 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 667 9801 SH SOLE 0 0 9801 SCHLUMBERGER LTD COM 806857108 661 10859 SH SOLE 0 0 10859 SECOND SIGHT MED PRODS INC COM 81362J100 19 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 321 6100 SH SOLE 0 0 6100 SIERRA WIRELESS INC COM 826516106 291 14500 SH SOLE 0 0 14500 SONIC FDRY INC COM NEW 83545R207 619 387372 SH SOLE 0 0 387372 SOUTHERN CO COM 842587107 210 4838 SH SOLE 0 0 4838 SOUTHWEST AIRLS CO COM 844741108 568 9100 SH SOLE 0 0 9100 SPDR S&P 500 ETF TR TR UNIT 78462F103 265 913 SH SOLE 0 0 913 SPDR SER TR NUVEEN BRC MUNIC 78468R721 261 5500 SH SOLE 0 0 5500 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 312 26750 SH SOLE 0 0 26750 STAR BULK CARRIERS CORP SHS PAR Y8162K204 144 10000 SH SOLE 0 0 10000 SUNOPTA INC COM 8676EP108 397 54100 SH SOLE 0 0 54100 SYSCO CORP COM 871829107 366 5000 SH SOLE 0 0 5000 TANDEM DIABETES CARE INC COM NEW 875372203 257 6000 SH SOLE 0 0 6000 TE CONNECTIVITY LTD REG SHS H84989104 249 2837 SH SOLE 0 0 2837 TEAM INC COM 878155100 4816 214087 SH SOLE 0 0 214087 TETRA TECHNOLOGIES INC DEL COM 88162F105 2855 633070 SH SOLE 0 0 633070 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 256 11906 SH SOLE 0 0 11906 TEXAS INSTRS INC COM 882508104 415 3875 SH SOLE 0 0 3875 TORONTO DOMINION BK ONT COM NEW 891160509 2924 48098 SH SOLE 0 0 48098 TOTAL S A SPONSORED ADR 89151E109 515 8007 SH SOLE 0 0 8007 TRACTOR SUPPLY CO COM 892356106 239 2640 SH SOLE 0 0 2640 TRIUMPH GROUP INC NEW COM 896818101 3022 129716 SH SOLE 0 0 129716 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 1353 399150 SH SOLE 0 0 399150 TUPPERWARE BRANDS CORP COM 899896104 456 13655 SH SOLE 0 0 13655 UMH PPTYS INC COM 903002103 1776 113562 SH SOLE 0 0 113562 UNILEVER N V N Y SHS NEW 904784709 322 5801 SH SOLE 0 0 5801 UNION PAC CORP COM 907818108 366 2252 SH SOLE 0 0 2252 UNISYS CORP COM NEW 909214306 1150 56380 SH SOLE 0 0 56380 UNIT CORP COM 909218109 660 25339 SH SOLE 0 0 25339 UNITEDHEALTH GROUP INC COM 91324P102 292 1100 SH SOLE 0 0 1100 VANGUARD INDEX FDS SMALL CP ETF 922908751 225 1384 SH SOLE 0 0 1384 VERIZON COMMUNICATIONS INC COM 92343V104 4632 86770 SH SOLE 0 0 86770 VIACOM INC NEW CL B 92553P201 2079 61604 SH SOLE 0 0 61604 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3714 171159 SH SOLE 0 0 171159 VOYA PRIME RATE TR SH BEN INT 92913A100 71 14400 SH SOLE 0 0 14400 WALMART INC COM 931142103 264 2820 SH SOLE 0 0 2820 WASTE MGMT INC DEL COM 94106L109 420 4658 SH SOLE 0 0 4658 WEC ENERGY GROUP INC COM 92939U106 239 3593 SH SOLE 0 0 3593 WELLS FARGO CO NEW COM 949746101 419 7978 SH SOLE 0 0 7978 XCEL ENERGY INC COM 98389B100 1267 26851 SH SOLE 0 0 26851 XEROX CORP COM NEW 984121608 863 32009 SH SOLE 0 0 32009 YUM BRANDS INC COM 988498101 207 2280 SH SOLE 0 0 2280