0001085146-17-002179.txt : 20171101
0001085146-17-002179.hdr.sgml : 20171101
20171101151111
ACCESSION NUMBER: 0001085146-17-002179
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
EFFECTIVENESS DATE: 20171101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WealthTrust Axiom LLC
CENTRAL INDEX KEY: 0001425949
IRS NUMBER: 261094936
FISCAL YEAR END: 1208
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12715
FILM NUMBER: 171168669
BUSINESS ADDRESS:
STREET 1: 4 RADNOR CORP CENTER
STREET 2: SUITE 520
CITY: RADNOR
STATE: PA
ZIP: 19087
BUSINESS PHONE: 610-688-0025
MAIL ADDRESS:
STREET 1: 4 RADNOR CORP CENTER
STREET 2: SUITE 520
CITY: RADNOR
STATE: PA
ZIP: 19087
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425949
XXXXXXXX
09-30-2017
09-30-2017
WealthTrust Axiom LLC
4 RADNOR CORP CENTER
SUITE 520
RADNOR
PA
19087
13F HOLDINGS REPORT
028-12715
N
Albert C. Matt
Managing Director and President
610 688-0050
/s/ Albert C. Matt
Radnor
PA
10-10-2017
0
217
262865
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COCOM88579Y1014402098SHSOLE
002098ABBVIE INCCOM00287Y1093824307SHSOLE
004307ABERDEEN ASIA PACIFIC INCOMCOM0030091071195231742SHSOLE
00231742ABERDEEN GLOBAL INCOME FD INCOM00301310960968375SHSOLE
0068375ALCOA CORPCOM0138721064198998SHSOLE
008998ALON USA PARTNERS LPUT LTDPART INT02052T10939234000SHSOLE
0034000ALPHA PRO TECH LTDCOM0207721093810000SHSOLE
0010000ALPS ETF TRALERIAN MLP00162Q86675367135SHSOLE
0067135ALTRIA GROUP INCCOM02209S1033866091SHSOLE
006091AMAZON COM INCCOM023135106211220SHSOLE
00220AMERICAN SOFTWARE INCCL A02968310918916707SHSOLE
0016707AMERICAS SILVER CORPCOM NEW03063L7052117512570SHSOLE
00512570AMGEN INCCOM0311621004202255SHSOLE
002255AMPIO PHARMACEUTICALS INCCOM03209T109610000SHSOLE
0010000AMTECH SYS INCCOM PAR $0.01N03233250468857437SHSOLE
0057437ANNALY CAP MGMT INCCOM035710409112792518SHSOLE
0092518APPLE INCCOM037833100293119020SHSOLE
0019020APPLIED MATLS INCCOM0382221052554902SHSOLE
004902ARCHER DANIELS MIDLAND COCOM0394831023999406SHSOLE
009406ARCONIC INCCOM03965L1003979159955SHSOLE
00159955ARDMORE SHIPPING CORPCOMY0207T10068182600SHSOLE
0082600ASSOCIATED BANC CORPCOM0454871052189000SHSOLE
009000AT&T INCCOM00206R1024301109808SHSOLE
00109808BANCO SANTANDER SAADR05964H10515422210SHSOLE
0022210BANK AMER CORPCOM06050510456022110SHSOLE
0022110BANK NEW YORK MELLON CORPCOM0640581003115877SHSOLE
005877BB&T CORPCOM0549371073216849SHSOLE
006849BEL FUSE INCCL B07734730033710829SHSOLE
0010829BEMIS INCCOM08143710581017777SHSOLE
0017777BERKSHIRE HATHAWAY INC DELCL B NEW08467070215158267SHSOLE
008267BGC PARTNERS INCCL A05541T10114410000SHSOLE
0010000BIOGEN INCCOM09062X103288920SHSOLE
00920BLACKROCK ENHANCED EQT DIV TCOM09251A1041391153468SHSOLE
00153468BLACKROCK INCOME TR INCCOM09247F1006510500SHSOLE
0010500BLACKROCK LTD DURATION INC TCOM SHS09249W10121013050SHSOLE
0013050BOEING COCOM0970231057633003SHSOLE
003003BP PLCSPONSORED ADR05562210444211507SHSOLE
0011507BRISTOL MYERS SQUIBB COCOM1101221088108127209SHSOLE
00127209BT GROUP PLCADR05577E10120410633SHSOLE
0010633BUCKEYE PARTNERS L PUNIT LTD PARTN1182301015359400SHSOLE
009400CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510141634319SHSOLE
0034319CAPSTEAD MTG CORPCOM NO PAR14067E50620120900SHSOLE
0020900CBRE CLARION GLOBAL REAL ESTCOM12504G1002877364192SHSOLE
00364192CENTERPOINT ENERGY INCCOM15189T10740813982SHSOLE
0013982CHEVRON CORP NEWCOM166764100281623967SHSOLE
0023967CISCO SYS INCCOM17275R1026562195137SHSOLE
00195137CMS ENERGY CORPCOM125896100182539400SHSOLE
0039400COCA COLA COCOM1912161003016708SHSOLE
006708COGINT INCCOM19241Q10133768850SHSOLE
0068850COLGATE PALMOLIVE COCOM1941621033324560SHSOLE
004560COLUMBIA ETF TR IIINDIA INFRSR ETF19762B80654738700SHSOLE
0038700COLUMBIA SELIGM PREM TECH GRCOM19842X1092149600SHSOLE
009600COLUMBUS MCKINNON CORP N YCOM1993331052276000SHSOLE
006000COMCAST CORP NEWCL A20030N10183221634SHSOLE
0021634CONDUENT INCCOM20678710340225695SHSOLE
0025695CONOCOPHILLIPSCOM20825C104133026576SHSOLE
0026576CONSOLIDATED EDISON INCCOM209115104224127784SHSOLE
0027784CONSTELLATION BRANDS INCCL A21036P1084982500SHSOLE
002500CORNING INCCOM2193501055554185643SHSOLE
00185643CSI COMPRESSCO LPCOM UNIT12637A1031214233147SHSOLE
00233147CSX CORPCOM12640810385715796SHSOLE
0015796CUI GLOBAL INCCOM NEW1265762061779482296SHSOLE
00482296DELTA AIR LINES INC DELCOM NEW247361702123425600SHSOLE
0025600DHT HOLDINGS INCSHS NEWY2065G12110325983SHSOLE
0025983DISNEY WALT COCOM DISNEY2546871067417522SHSOLE
007522DORMAN PRODUCTS INCCOM25827810090912700SHSOLE
0012700DOWDUPONT INCCOM26078J100264438192SHSOLE
0038192DREYFUS STRATEGIC MUNS INCCOM26193210737542713SHSOLE
0042713DUKE ENERGY CORP NEWCOM NEW26441C204129515440SHSOLE
0015440EATON VANCE LTD DUR INCOME FCOM27828H10530922028SHSOLE
0022028EATON VANCE SR INCOME TRSH BEN INT27826S10319729765SHSOLE
0029765EATON VANCE TAX ADVT DIV INCCOM27828G10723510640SHSOLE
0010640EATON VANCE TX ADV GLBL DIVCOM27828S1014486260830SHSOLE
00260830ENBRIDGE INCCOM29250N1052115057SHSOLE
005057ENERGY FOCUS INCCOM NEW29268T3001258461144SHSOLE
00461144ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10376041587SHSOLE
0041587ENTERPRISE PRODS PARTNERS LCOM29379210781431229SHSOLE
0031229EUROSEAS LTDSHS NEWY2359230911166700SHSOLE
0066700EVOLUTION PETROLEUM CORPCOM30049A1074591637744SHSOLE
00637744EXELON CORPCOM30161N101250666537SHSOLE
0066537EXXON MOBIL CORPCOM30231G102187022814SHSOLE
0022814FACEBOOK INCCL A30303M1024372562SHSOLE
002562FIFTH THIRD BANCORPCOM3167731005482195932SHSOLE
00195932FLEX LTDORDY2573F102108865699SHSOLE
0065699FORD MTR CO DELCOM PAR $0.013453708601271106200SHSOLE
00106200FOSTER L B COCOM35006010952523086SHSOLE
0023086FRESENIUS MED CARE AG&CO KGASPONSORED ADR3580291062745624SHSOLE
005624FRONTIER COMMUNICATIONS CORPCOM NEW35906A30679467378SHSOLE
0067378GENERAL DYNAMICS CORPCOM3695501082071007SHSOLE
001007GENERAL ELECTRIC COCOM3696041035226216161SHSOLE
00216161GENERAL MTRS COCOM37045V10095823740SHSOLE
0023740GEO GROUP INC NEWCOM36162J10628810725SHSOLE
0010725GILEAD SCIENCES INCCOM375558103159619702SHSOLE
0019702GLAXOSMITHKLINE PLCSPONSORED ADR37733W10550512444SHSOLE
0012444GOLDEN OCEAN GROUP LTDSHS NEWG3963720520025531SHSOLE
0025531GRACE W R & CO DEL NEWCOM38388F1083815291SHSOLE
005291GREAT PLAINS ENERGY INCCOM391164100154851112SHSOLE
0051112GRIFFON CORPCOM39843310234815700SHSOLE
0015700GSE SYS INCCOM36227K1067621574SHSOLE
0021574HANESBRANDS INCCOM4103451023546143935SHSOLE
00143935HERCULES CAPITAL INCCOM42709650814111000SHSOLE
0011000HERSHEY COCOM4278661082532321SHSOLE
002321HOME DEPOT INCCOM4370761022371450SHSOLE
001450HSBC HLDGS PLCADR A 1/40PF A40428060441615800SHSOLE
0015800II VI INCCOM90210410844610850SHSOLE
0010850INNOVATIVE SOLUTIONS & SUPPOCOM45769N10555271518565SHSOLE
001518565INSIGHT SELECT INCOME FDCOM45781W10980540050SHSOLE
0040050INTEGRATED DEVICE TECHNOLOGYCOM45811810630111350SHSOLE
0011350INTEL CORPCOM4581401005512144768SHSOLE
00144768INTERNATIONAL BUSINESS MACHSCOM459200101776753537SHSOLE
0053537INVESCO PA VALUE MUN INCOMECOM46132K10979764824SHSOLE
0064824INVESCO SR INCOME TRCOM46131H10731971054SHSOLE
0071054IRIDIUM COMMUNICATIONS INCCOM46269C1024143402240SHSOLE
00402240ISHARES TRSELECT DIVID ETF4642871686947420SHSOLE
007420ISHARES TRTIPS BD ETF46428717610108900SHSOLE
008900ISHARES TRCORE S&P500 ETF464287200233922SHSOLE
00922ISHARES TRN AMER TECH ETF4642875492211425SHSOLE
001425ISHARES TRS&P SML 600 GWT4642878872811710SHSOLE
001710ISHARES TRINTL SEL DIV ETF464288448196558215SHSOLE
0058215JAPAN SMALLER CAPTLZTN FD INCOM47109U10412710145SHSOLE
0010145JOHNSON & JOHNSONCOM478160104205615816SHSOLE
0015816JPMORGAN CHASE & COCOM46625H1004584802SHSOLE
004802KIMBERLY CLARK CORPCOM4943681035955057SHSOLE
005057KINDER MORGAN INC DELCOM49456B10179341378SHSOLE
0041378LILLY ELI & COCOM532457108253129598SHSOLE
0029598LIQTECH INTL INCCOM53632A102342924554SHSOLE
00924554LRAD CORPCOM50213V1092411500SHSOLE
0011500LSI INDS INCCOM50216C1085048763751SHSOLE
00763751MANITEX INTL INCCOM5634201087564842387SHSOLE
00842387MCDONALDS CORPCOM5801351013232063SHSOLE
002063MERCK & CO INCCOM58933Y105324750712SHSOLE
0050712MFS MULTIMARKET INCOME TRSH BEN INT5527371087812500SHSOLE
0012500MICROSOFT CORPCOM594918104307141228SHSOLE
0041228MISONIX INCCOM60487110371470345SHSOLE
0070345MONMOUTH REAL ESTATE INVT COCL A6097201071834113300SHSOLE
00113300MOOG INCCL A6153942023334001SHSOLE
004001MYLAN N VSHS EURON59465109195962450SHSOLE
0062450NEW YORK MTG TR INCCOM PAR $.0264960450128947000SHSOLE
0047000NEXTERA ENERGY INCCOM65339F1015473733SHSOLE
003733NOBLE CORP PLCSHS USDG65431101623135510SHSOLE
00135510NORDIC AMERICAN TANKERS LIMICOMG657731063469649691SHSOLE
00649691NORDIC AMERN OFFSHORE LTDSHSG65772108448318232SHSOLE
00318232NOVARTIS A GSPONSORED ADR66987V109214324968SHSOLE
0024968NUVEEN PENNSYLVANIA QLT MUNCOM67097210826319468SHSOLE
0019468NUVEEN PFD & INCM SECURTIESCOM67072C10519618835SHSOLE
0018835OBSIDIAN ENERGY LTDCOM674482104354338000SHSOLE
00338000OLIN CORPCOM PAR $1680665205169249405SHSOLE
0049405OMEGA HEALTHCARE INVS INCCOM68193610052616500SHSOLE
0016500ONEOK INC NEWCOM6826801033075556SHSOLE
005556ORACLE CORPCOM68389X1053427089SHSOLE
007089ORANGESPONSORED ADR68406010655733982SHSOLE
0033982PALATIN TECHNOLOGIES INCCOM PAR $ .016960774031726860SHSOLE
0026860PARK ELECTROCHEMICAL CORPCOM700416209110859925SHSOLE
0059925PATRICK INDS INCCOM7033431033534200SHSOLE
004200PDL BIOPHARMA INCCOM69329Y10411133000SHSOLE
0033000PEPSICO INCCOM7134481089488511SHSOLE
008511PFIZER INCCOM717081103326891558SHSOLE
0091558PHILIP MORRIS INTL INCCOM7181721092792516SHSOLE
002516PHILLIPS 66COM7185461042883152SHSOLE
003152PIONEER ENERGY SVCS CORPCOM723664108310121757SHSOLE
00121757PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310540619200SHSOLE
0019200PLUG POWER INCCOM NEW72919P2029135000SHSOLE
0035000PNC FINL SVCS GROUP INCCOM6934751055564126SHSOLE
004126POINTS INTL LTDCOM NEW7308432089347819922SHSOLE
00819922POTASH CORP SASK INCCOM73755L107100052000SHSOLE
0052000POWERSHARES ETF TRUST IICEF INC COMPST73936Q84327011260SHSOLE
0011260POWERSHARES QQQ TRUSTUNIT SER 173935A1042781916SHSOLE
001916PPL CORPCOM69351T1063559378SHSOLE
009378PREMIER INCCL A74051N10271722015SHSOLE
0022015PROCTER AND GAMBLE COCOM74271810991410049SHSOLE
0010049PUTNAM MASTER INTER INCOME TSH BEN INT74690910010722700SHSOLE
0022700QUALCOMM INCCOM7475251032444723SHSOLE
004723QUANTA SVCS INCCOM74762E1023308851SHSOLE
008851REPUBLIC FIRST BANCORP INCCOM76041610735338200SHSOLE
0038200RETRACTABLE TECHNOLOGIES INCCOM76129W105359539303SHSOLE
00539303ROYAL DUTCH SHELL PLCSPON ADR B7802591075669065SHSOLE
009065ROYAL DUTCH SHELL PLCSPONS ADR A7802592065899737SHSOLE
009737SCHLUMBERGER LTDCOM80685710875710859SHSOLE
0010859SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862705100SHSOLE
005100SIERRA WIRELESS INCCOM82651610621810140SHSOLE
0010140SIRIUS XM HLDGS INCCOM82968B1035510134SHSOLE
0010134SONIC FDRY INCCOM NEW83545R2071471459728SHSOLE
00459728SOUTHERN COCOM8425871072505090SHSOLE
005090SPDR S&P 500 ETF TRTR UNIT78462F1033001197SHSOLE
001197SPDR SER TRNUVEEN BRC MUNIC78468R7212695500SHSOLE
005500STATOIL ASASPONSORED ADR85771P1022153107186SHSOLE
00107186STUDENT TRANSN INCCOM86388A1085547927602SHSOLE
00927602SUNOPTA INCCOM8676EP10860269300SHSOLE
0069300SYSCO CORPCOM8718291073025600SHSOLE
005600TE CONNECTIVITY LTDREG SHSH849891042853437SHSOLE
003437TEAM INCCOM8781551002486186218SHSOLE
00186218TETRA TECHNOLOGIES INC DELCOM88162F105930325300SHSOLE
00325300TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420920211508SHSOLE
0011508TEXAS INSTRS INCCOM8825081043383775SHSOLE
003775TIME WARNER INCCOM NEW887317303235723007SHSOLE
0023007TORONTO DOMINION BK ONTCOM NEW891160509279249618SHSOLE
0049618TOTAL S ASPONSORED ADR89151E1095099518SHSOLE
009518TRIUMPH GROUP INC NEWCOM8968181012994100664SHSOLE
00100664TSAKOS ENERGY NAVIGATION LTDSHSG9108L1081261281000SHSOLE
00281000UMH PPTYS INCCOM9030021031670107435SHSOLE
00107435UNILEVER N VN Y SHS NEW9047847094076901SHSOLE
006901UNION PAC CORPCOM9078181082612251SHSOLE
002251UNISYS CORPCOM NEW90921430639546530SHSOLE
0046530UNIT CORPCOM90921810964031109SHSOLE
0031109UNITEDHEALTH GROUP INCCOM91324P1022151100SHSOLE
001100VERIZON COMMUNICATIONS INCCOM92343V104389978788SHSOLE
0078788VIACOM INC NEWCL B92553P20155419904SHSOLE
0019904VODAFONE GROUP PLC NEWSPONSORED ADR92857W3084926173105SHSOLE
00173105VOYA PRIME RATE TRSH BEN INT92913A1009618500SHSOLE
0018500WAL-MART STORES INCCOM9311421033444415SHSOLE
004415WASTE MGMT INC DELCOM94106L1094275458SHSOLE
005458WEC ENERGY GROUP INCCOM92939U1062884593SHSOLE
004593WELLS FARGO CO NEWCOM94974610197217640SHSOLE
0017640WESTAR ENERGY INCCOM95709T10088517850SHSOLE
0017850XCEL ENERGY INCCOM98389B100131527801SHSOLE
0027801XERIUM TECHNOLOGIES INCCOM NEW98416J118795166474SHSOLE
00166474XEROX CORPCOM NEW984121608188056494SHSOLE
0056494