0001085146-17-001051.txt : 20170427 0001085146-17-001051.hdr.sgml : 20170427 20170427124953 ACCESSION NUMBER: 0001085146-17-001051 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 EFFECTIVENESS DATE: 20170427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WealthTrust Axiom LLC CENTRAL INDEX KEY: 0001425949 IRS NUMBER: 261094936 FISCAL YEAR END: 1208 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12715 FILM NUMBER: 17787569 BUSINESS ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 610-688-0025 MAIL ADDRESS: STREET 1: 4 RADNOR CORP CENTER STREET 2: SUITE 520 CITY: RADNOR STATE: PA ZIP: 19087 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425949 XXXXXXXX 03-31-2017 03-31-2017 WealthTrust Axiom LLC
4 RADNOR CORP CENTER SUITE 520 RADNOR PA 19087
13F HOLDINGS REPORT 028-12715 N
Albert C. Matt Managing Director and President 610 688-0050 /s/ Albert C. Matt Radnor PA 04-11-2017 0 232 273349 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1014012097SHSOLE 002097ABBVIE INCCOM00287Y1092794292SHSOLE 004292ABERDEEN ASIA PACIFIC INCOMCOM0030091071156231669SHSOLE 00231669ABERDEEN GLOBAL INCOME FD INCOM00301310954965375SHSOLE 0065375ACELRX PHARMACEUTICALS INCCOM00444T100441140000SHSOLE 00140000ALCOA CORPCOM013872106143841817SHSOLE 0041817ALON USA PARTNERS LPUT LTDPART INT02052T10931134000SHSOLE 0034000ALPHA PRO TECH LTDCOM0207721092710000SHSOLE 0010000ALPS ETF TRALERIAN MLP00162Q86689970735SHSOLE 0070735ALTRIA GROUP INCCOM02209S1034356091SHSOLE 006091AMERICAN SOFTWARE INCCL A02968310917617207SHSOLE 0017207AMERICAS SILVER CORPCOM NEW03063L7051143390340SHSOLE 00390340AMGEN INCCOM0311621002791705SHSOLE 001705AMPIO PHARMACEUTICALS INCCOM03209T109810000SHSOLE 0010000AMTECH SYS INCCOM PAR $0.01N03233250432959937SHSOLE 0059937ANNALY CAP MGMT INCCOM035710409108097236SHSOLE 0097236APPLE INCCOM037833100286519944SHSOLE 0019944APPLIED MATLS INCCOM0382221052115447SHSOLE 005447ARCHER DANIELS MIDLAND COCOM0394831024349431SHSOLE 009431ARCONIC INCCOM03965L1006760256661SHSOLE 00256661ARDMORE SHIPPING CORPCOMY0207T10056770500SHSOLE 0070500ASSOCIATED BANC CORPCOM0454871052199000SHSOLE 009000ASTRAZENECA PLCSPONSORED ADR0463531082146882SHSOLE 006882AT&T INCCOM00206R1024639111660SHSOLE 00111660BANCO SANTANDER SAADR05964H10515225167SHSOLE 0025167BANK AMER CORPCOM06050510455123366SHSOLE 0023366BANK NEW YORK MELLON CORPCOM0640581002775876SHSOLE 005876BB&T CORPCOM0549371073066849SHSOLE 006849BEL FUSE INCCL B0773473002519829SHSOLE 009829BEMIS INCCOM08143710587617937SHSOLE 0017937BERKSHIRE HATHAWAY INC DELCL B NEW08467070215039023SHSOLE 009023BGC PARTNERS INCCL A05541T10111310000SHSOLE 0010000BIOCEPT INCCOM NEW09072V204298140000SHSOLE 00140000BIOGEN INCCOM09062X103251920SHSOLE 00920BLACKROCK ENHANCED EQT DIV TCOM09251A1041367159993SHSOLE 00159993BLACKROCK INCOME TR INCCOM09247F1006410500SHSOLE 0010500BLACKROCK LTD DURATION INC TCOM SHS09249W10120313050SHSOLE 0013050BOEING COCOM0970231056783834SHSOLE 003834BP PLCSPONSORED ADR05562210440111640SHSOLE 0011640BRISTOL MYERS SQUIBB COCOM1101221086998128703SHSOLE 00128703BUCKEYE PARTNERS L PUNIT LTD PARTN1182301016619650SHSOLE 009650CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510141337019SHSOLE 0037019CAPSTEAD MTG CORPCOM NO PAR14067E50622020900SHSOLE 0020900CBRE CLARION GLOBAL REAL ESTCOM12504G1002626351559SHSOLE 00351559CELGENE CORPCOM1510201043372714SHSOLE 002714CENTERPOINT ENERGY INCCOM15189T10738513982SHSOLE 0013982CHEVRON CORP NEWCOM166764100327630515SHSOLE 0030515CISCO SYS INCCOM17275R1026884203695SHSOLE 00203695CMS ENERGY CORPCOM125896100180640375SHSOLE 0040375COCA COLA COCOM1912161003067232SHSOLE 007232COGINT INCCOM19241Q10141890100SHSOLE 0090100COLGATE PALMOLIVE COCOM1941621033334560SHSOLE 004560COLUMBIA ETF TR IIINDIA INFRSR ETF19762B80650538700SHSOLE 0038700COLUMBUS MCKINNON CORP N YCOM1993331052088400SHSOLE 008400COMCAST CORP NEWCL A20030N10188423523SHSOLE 0023523CONAGRA BRANDS INCCOM2058871022175400SHSOLE 005400CONDUENT INCCOM20678710347328207SHSOLE 0028207CONOCOPHILLIPSCOM20825C104156831461SHSOLE 0031461CONSOLIDATED EDISON INCCOM209115104231829859SHSOLE 0029859CONSTELLATION BRANDS INCCL A21036P1084052500SHSOLE 002500CORNING INCCOM2193501056467239532SHSOLE 00239532CSI COMPRESSCO LPCOM UNIT12637A1032029207059SHSOLE 00207059CSX CORPCOM12640810373515796SHSOLE 0015796CUI GLOBAL INCCOM NEW1265762062207465762SHSOLE 00465762DELTA AIR LINES INC DELCOM NEW247361702125227250SHSOLE 0027250DHT HOLDINGS INCSHS NEWY2065G12112227399SHSOLE 0027399DISNEY WALT COCOM DISNEY2546871068557545SHSOLE 007545DORMAN PRODUCTS INCCOM258278100108413200SHSOLE 0013200DOW CHEM COCOM260543103157824844SHSOLE 0024844DREYFUS STRATEGIC MUNS INCCOM26193210740547164SHSOLE 0047164DU PONT E I DE NEMOURS & COCOM263534109129116078SHSOLE 0016078DUKE ENERGY CORP NEWCOM NEW26441C204128215634SHSOLE 0015634DUPONT FABROS TECHNOLOGY INCCOM26613Q106171334550SHSOLE 0034550EATON VANCE LTD DUR INCOME FCOM27828H10530422024SHSOLE 0022024EATON VANCE SR INCOME TRSH BEN INT27826S10320530265SHSOLE 0030265EATON VANCE TAX ADVT DIV INCCOM27828G10722510640SHSOLE 0010640EATON VANCE TX ADV GLBL DIVCOM27828S1014277272980SHSOLE 00272980EMERSON ELEC COCOM291011104170728523SHSOLE 0028523ENBRIDGE INCCOM29250N1052115057SHSOLE 005057ENCORE WIRE CORPCOM2925621052645750SHSOLE 005750ENERGY FOCUS INCCOM NEW29268T3001312398940SHSOLE 00398940ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10983822960SHSOLE 0022960ENTERPRISE PRODS PARTNERS LCOM29379210785731057SHSOLE 0031057EVOLUTION PETROLEUM CORPCOM30049A1075292661522SHSOLE 00661522EXELON CORPCOM30161N101335493244SHSOLE 0093244EXXON MOBIL CORPCOM30231G102188422983SHSOLE 0022983FACEBOOK INCCL A30303M1023762647SHSOLE 002647FIFTH STREET FINANCE CORPCOM31678A1034710190SHSOLE 0010190FIFTH THIRD BANCORPCOM3167731005192204432SHSOLE 00204432FLEX LTDORDY2573F102120771892SHSOLE 0071892FORD MTR CO DELCOM PAR $0.0134537086077266350SHSOLE 0066350FOSTER L B COCOM35006010928823086SHSOLE 0023086FRESENIUS MED CARE AG&CO KGASPONSORED ADR3580291062205226SHSOLE 005226FRONTIER COMMUNICATIONS CORPCOM35906A10827851301714SHSOLE 001301714GCP APPLIED TECHNOLOGIES INCCOM36164Y1012106436SHSOLE 006436GENERAL ELECTRIC COCOM3696041036930232564SHSOLE 00232564GENERAL MTRS COCOM37045V10075921490SHSOLE 0021490GEO GROUP INC NEWCOM36162J1063317150SHSOLE 007150GILEAD SCIENCES INCCOM375558103132719541SHSOLE 0019541GLAXOSMITHKLINE PLCSPONSORED ADR37733W10551312191SHSOLE 0012191GOLDEN OCEAN GROUP LTDSHS NEWG3963720516922101SHSOLE 0022101GRACE W R & CO DEL NEWCOM38388F1084276136SHSOLE 006136GREAT PLAINS ENERGY INCCOM391164100152352147SHSOLE 0052147GRIFFON CORPCOM39843310241116700SHSOLE 0016700GSE SYS INCCOM36227K1068224222SHSOLE 0024222HANESBRANDS INCCOM410345102132063600SHSOLE 0063600HERCULES CAPITAL INCCOM42709650820413500SHSOLE 0013500HERSHEY COCOM4278661082592371SHSOLE 002371HSBC HLDGS PLCADR A 1/40PF A40428060442216300SHSOLE 0016300II VI INCCOM90210410854415100SHSOLE 0015100INNOVATIVE SOLUTIONS & SUPPOCOM45769N10548241597605SHSOLE 001597605INSIGHT SELECT INCOME FDCOM45781W10978641050SHSOLE 0041050INTEGRATED DEVICE TECHNOLOGYCOM45811810627511650SHSOLE 0011650INTEL CORPCOM4581401005324147605SHSOLE 00147605INTERNATIONAL BUSINESS MACHSCOM459200101848148705SHSOLE 0048705INVESCO PA VALUE MUN INCOMECOM46132K10982367635SHSOLE 0067635INVESCO QUALITY MUNI INC TRSCOM46133G10713210663SHSOLE 0010663INVESCO SR INCOME TRCOM46131H10733472332SHSOLE 0072332IRIDIUM COMMUNICATIONS INCCOM46269C1023843398340SHSOLE 00398340ISHARES TRSELECT DIVID ETF4642871686757420SHSOLE 007420ISHARES TRTIPS BD ETF4642871762292000SHSOLE 002000ISHARES TRCORE S&P500 ETF464287200218922SHSOLE 00922ISHARES TRSP SMCP600GR ETF4642878872611710SHSOLE 001710ISHARES TRINTL SEL DIV ETF464288448187259515SHSOLE 0059515JAPAN SMALLER CAPTLZTN FD INCOM47109U10410910145SHSOLE 0010145JOHNSON & JOHNSONCOM478160104197815885SHSOLE 0015885JPMORGAN CHASE & COCOM46625H1002833233SHSOLE 003233KIMBERLY CLARK CORPCOM4943681036725106SHSOLE 005106KINDER MORGAN INC DELCOM49456B10189941397SHSOLE 0041397KRAFT HEINZ COCOM5007541062142364SHSOLE 002364LILLY ELI & COCOM532457108266431673SHSOLE 0031673LIQTECH INTL INCCOM53632A102285732406SHSOLE 00732406LRAD CORPCOM50213V1091711500SHSOLE 0011500LSI INDS INCCOM50216C1087637756933SHSOLE 00756933M & T BK CORPCOM55261F1042201424SHSOLE 001424MAIDEN HOLDINGS LTDSHSG5753U11235025000SHSOLE 0025000MANITEX INTL INCCOM5634201085562830262SHSOLE 00830262MCDONALDS CORPCOM5801351012802163SHSOLE 002163MERCK & CO INCCOM58933Y105330351995SHSOLE 0051995MFS MULTIMARKET INCOME TRSH BEN INT5527371087612500SHSOLE 0012500MICROSOFT CORPCOM594918104278242255SHSOLE 0042255MISONIX INCCOM60487110390476617SHSOLE 0076617MITEK SYS INCCOM NEW60671020053079700SHSOLE 0079700MODSYS INTL LTDSHSM703781005865845SHSOLE 0065845MONMOUTH REAL ESTATE INVT COCL A6097201071787125250SHSOLE 00125250MOOG INCCL A6153942022694001SHSOLE 004001MYLAN N VSHS EURON5946510996924860SHSOLE 0024860NEW YORK MTG TR INCCOM PAR $.0264960450133454180SHSOLE 0054180NEXTERA ENERGY INCCOM65339F1014793733SHSOLE 003733NOBLE CORP PLCSHS USDG6543110157292563SHSOLE 0092563NORDIC AMERICAN TANKERS LIMICOMG657731065053617753SHSOLE 00617753NORDIC AMERN OFFSHORE LTDSHSG65772108350318550SHSOLE 00318550NOVARTIS A GSPONSORED ADR66987V109131417698SHSOLE 0017698NUVEEN PENNSYLVANIA QLT MUNCOM67097210827420914SHSOLE 0020914NUVEEN PREFERRED SECURITIESCOM67072C10517918835SHSOLE 0018835OLIN CORPCOM PAR $1680665205166850761SHSOLE 0050761OMEGA HEALTHCARE INVS INCCOM68193610054416500SHSOLE 0016500ONEOK PARTNERS LPUNIT LTD PARTN68268N1032915400SHSOLE 005400ORACLE CORPCOM68389X1053116988SHSOLE 006988ORANGESPONSORED ADR68406010655135482SHSOLE 0035482PALATIN TECHNOLOGIES INCCOM PAR $ .01696077403827310SHSOLE 0027310PARK ELECTROCHEMICAL CORPCOM70041620968938625SHSOLE 0038625PATRICK INDS INCCOM7033431035107200SHSOLE 007200PATTERSON UTI ENERGY INCCOM7034811012299468SHSOLE 009468PDL BIOPHARMA INCCOM69329Y1046830000SHSOLE 0030000PENN WEST PETE LTD NEWCOM707887105572336500SHSOLE 00336500PENNSYLVANIA RL ESTATE INVTSH BEN INT70910210716510950SHSOLE 0010950PEPSICO INCCOM7134481089838790SHSOLE 008790PERCEPTRON INCCOM71361F10028834544SHSOLE 0034544PFIZER INCCOM717081103320493660SHSOLE 0093660PHILIP MORRIS INTL INCCOM7181721092842516SHSOLE 002516PHILLIPS 66COM7185461042883644SHSOLE 003644PIONEER ENERGY SVCS CORPCOM72366410829172957SHSOLE 0072957PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310571022476SHSOLE 0022476PLUG POWER INCCOM NEW72919P2024331500SHSOLE 0031500PNC FINL SVCS GROUP INCCOM6934751054954121SHSOLE 004121POINTS INTL LTDCOM NEW7308432086508843048SHSOLE 00843048POTASH CORP SASK INCCOM73755L107103860800SHSOLE 0060800POWERSHARES ETF TRUST IICEF INC COMPST73936Q84326011260SHSOLE 0011260POWERSHARES QQQ TRUSTUNIT SER 173935A1042641995SHSOLE 001995PPL CORPCOM69351T10641211039SHSOLE 0011039PREMIER INCCL A74051N10253816915SHSOLE 0016915PROCTER AND GAMBLE COCOM74271810990210049SHSOLE 0010049PULMATRIX INCCOM74584P10321461500SHSOLE 0061500PUTNAM MASTER INTER INCOME TSH BEN INT74690910010622700SHSOLE 0022700QUALCOMM INCCOM7475251033325804SHSOLE 005804QUANTA SVCS INCCOM74762E1023288851SHSOLE 008851REPUBLIC FIRST BANCORP INCCOM76041610732138700SHSOLE 0038700RETRACTABLE TECHNOLOGIES INCCOM76129W105606546164SHSOLE 00546164ROYAL DUTCH SHELL PLCSPON ADR B7802591074478015SHSOLE 008015ROYAL DUTCH SHELL PLCSPONS ADR A78025920653610171SHSOLE 0010171SCHLUMBERGER LTDCOM80685710884810859SHSOLE 0010859SEADRILL LIMITEDSHSG7945E1056539900SHSOLE 0039900SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8862615100SHSOLE 005100SIERRA WIRELESS INCCOM82651610632212140SHSOLE 0012140SIRIUS XM HLDGS INCCOM82968B1035410594SHSOLE 0010594SONIC FDRY INCCOM NEW83545R2072553512705SHSOLE 00512705SOUTHERN COCOM8425871072675370SHSOLE 005370SPDR S&P 500 ETF TRTR UNIT78462F1033171347SHSOLE 001347SPDR SER TRNUVEEN BRC MUNIC78468R7212635500SHSOLE 005500STATOIL ASASPONSORED ADR85771P1021983115433SHSOLE 00115433STUDENT TRANSN INCCOM86388A10859641017794SHSOLE 001017794SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764L1082229114SHSOLE 009114SUNOPTA INCCOM8676EP10852976200SHSOLE 0076200SYSCO CORPCOM8718291072905600SHSOLE 005600TE CONNECTIVITY LTDREG SHSH849891042563437SHSOLE 003437TEAM INCCOM8781551003806140705SHSOLE 00140705TETRA TECHNOLOGIES INC DELCOM88162F1051087267155SHSOLE 00267155TEXAS INSTRS INCCOM8825081043043775SHSOLE 003775TIME WARNER INCCOM NEW887317303225223057SHSOLE 0023057TORONTO DOMINION BK ONTCOM NEW891160509251550218SHSOLE 0050218TOTAL S ASPONSORED ADR89151E1094849618SHSOLE 009618TRIUMPH GROUP INC NEWCOM896818101159762022SHSOLE 0062022TSAKOS ENERGY NAVIGATION LTDSHSG9108L1081379288009SHSOLE 00288009UMH PPTYS INCCOM9030021031757115577SHSOLE 00115577UNILEVER N VN Y SHS NEW9047847094178401SHSOLE 008401UNION PAC CORPCOM9078181082382251SHSOLE 002251UNISYS CORPCOM NEW909214306112480610SHSOLE 0080610UNIT CORPCOM90921810967928109SHSOLE 0028109UNIVERSAL HEALTH RLTY INCM TSH BEN INT91359E10567410460SHSOLE 0010460VERIZON COMMUNICATIONS INCCOM92343V104391680330SHSOLE 0080330VIACOM INC NEWCL B92553P2012515404SHSOLE 005404VODAFONE GROUP PLC NEWSPONSORED ADR92857W3084735179173SHSOLE 00179173VOYA PRIME RATE TRSH BEN INT92913A10010018500SHSOLE 0018500WAL-MART STORES INCCOM9311421033574965SHSOLE 004965WASTE MGMT INC DELCOM94106L1093975458SHSOLE 005458WEC ENERGY GROUP INCCOM92939U1062784593SHSOLE 004593WELLS FARGO & CO NEWCOM94974610198117638SHSOLE 0017638WESTAR ENERGY INCCOM95709T100100118450SHSOLE 0018450XCEL ENERGY INCCOM98389B100125328201SHSOLE 0028201XERIUM TECHNOLOGIES INCCOM NEW98416J1181073167674SHSOLE 00167674XEROX CORPCOM9841211031556212038SHSOLE 00212038