0001567619-19-021594.txt : 20191114 0001567619-19-021594.hdr.sgml : 20191114 20191114163042 ACCESSION NUMBER: 0001567619-19-021594 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 191220859 BUSINESS ADDRESS: STREET 1: 1001 10TH AVENUE SOUTH STREET 2: SUITE 216 CITY: NAPLES STATE: FL ZIP: 34102 BUSINESS PHONE: 239-384-9750 MAIL ADDRESS: STREET 1: 1001 10TH AVENUE SOUTH STREET 2: SUITE 216 CITY: NAPLES STATE: FL ZIP: 34102 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425851 XXXXXXXX 09-30-2019 09-30-2019 Pentwater Capital Management LP
1001 10TH AVENUE SOUTH SUITE 216 NAPLES FL 34102
13F HOLDINGS REPORT 028-12843 N
Neal Nenadovic Chief Financial Officer 312-589-6405 /s/ Neal Nenadovic Evanston IL 11-14-2019 0 155 6395732 false
INFORMATION TABLE 2 form13fInfoTable.xml ABBVIE INC COM 00287Y909 31802 420000 SH Call SOLE 420000 0 0 ADVANCED DISP SVCS INC COM 00790X101 109110 3350000 SH SOLE 3350000 0 0 AGROFRESH SOLUTIONS *W EXP 07/31/20 00856G117 1 242331 SH SOLE 242331 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 58144 3082920 SH SOLE 3082920 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339955 10373 550000 SH Put SOLE 550000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 2204 22500 SH SOLE 22500 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6355 38000 SH SOLE 38000 0 0 ALIBABA GROUP HLDG LTD COM 01609W952 1672 10000 SH Put SOLE 10000 0 0 ALLERGAN PLC COM G0177J958 44597 265000 SH Put SOLE 265000 0 0 ALLERGAN PLC SHS G0177J108 880 5230 SH SOLE 5230 0 0 ALTRA INDL MOTION CORP COM 02208R956 2770 100000 SH Put SOLE 100000 0 0 ALTRA INDL MOTION CORP COM 02208R106 2770 100000 SH SOLE 100000 0 0 ALTRIA GROUP INC COM 02209S103 3272 80000 SH SOLE 80000 0 0 ALTRIA GROUP INC COM 02209S903 1023 25000 SH Call SOLE 25000 0 0 ALTRIA GROUP INC COM 02209S953 3272 80000 SH Put SOLE 80000 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 1537 133100 SH SOLE 133100 0 0 AMERICAN AIRLS GROUP INC COM 02376R952 4248 157500 SH Put SOLE 157500 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 4570 169439 SH SOLE 169439 0 0 AMERICAN AIRLS GROUP INC COM 02376R902 270 10000 SH Call SOLE 10000 0 0 AXALTA COATING SYS LTD COM G0750C108 4221 140000 SH SOLE 140000 0 0 AXALTA COATING SYS LTD COM G0750C958 4523 150000 SH Put SOLE 150000 0 0 AXALTA COATING SYS LTD COM G0750C908 1508 50000 SH Call SOLE 50000 0 0 BAKER HUGHES A GE CO CL A 05722G100 696 30000 SH SOLE 30000 0 0 BANK AMER CORP COM 060505104 2188 75000 SH SOLE 75000 0 0 BERRY PETE CORP COM 08579X101 655 70000 SH SOLE 70000 0 0 BICYCLE THERAPEUTICS PLC SPONSORED ADS 088786108 657 57687 SH SOLE 57687 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 15904 1062385 SH SOLE 1062385 0 0 BJS WHSL CLUB HLDGS INC COM 05550J901 2587 100000 SH Call SOLE 100000 0 0 BJS WHSL CLUB HLDGS INC COM 05550J101 6514 251800 SH SOLE 251800 0 0 BOEING CO COM 097023905 2283 6000 SH Call SOLE 6000 0 0 BRISTOL MYERS SQUIBB CO COM 110122908 49620 978500 SH Call SOLE 978500 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 5 125 SH SOLE 125 0 0 CAESARS ENTMT CORP NOTE 5.000%10/01/24 127686AA1 11891 7000000 PRN SOLE 7000000 0 0 CAESARS ENTMT CORP COM 127686103 84665 7261180 SH SOLE 7261180 0 0 CAMBIUM NETWORKS CORP SHS G17766109 966 99600 SH SOLE 99600 0 0 CAMBREX CORP COM 132011107 1964 33000 SH SOLE 33000 0 0 CELGENE CORP COM 151020954 192642 1940000 SH Put SOLE 1940000 0 0 CELGENE CORP COM 151020904 3227 32500 SH Call SOLE 32500 0 0 CELGENE CORP COM 151020104 615430 6197680 SH SOLE 6197680 0 0 CERIDIAN HCM HLDG INC COM 15677J108 1728 35000 SH SOLE 35000 0 0 CHANGE HEALTHCARE INC COM 15912K100 1691 140000 SH SOLE 140000 0 0 CHINA BIOLOGIC PRODS HLDGS I COM G21515104 9557 83490 SH SOLE 83490 0 0 CIGNA CORP COM 125523950 178353 1175000 SH Put SOLE 1175000 0 0 CIGNA CORP COM 125523100 152 1000 SH SOLE 1000 0 0 CLOUDFLARE INC CL A COM 18915M107 464 25000 SH SOLE 25000 0 0 CONSTRUCTION PARTNERS INC COM CL A 21044C107 195 12500 SH SOLE 12500 0 0 CORINDUS VASCULAR ROBOTICS I COM 218730109 8560 2000000 SH SOLE 2000000 0 0 CROSSFIRST BANKSHARES INC COM 22766M109 358 25000 SH SOLE 25000 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 224489 9618200 SH SOLE 9618200 0 0 DATADOG INC CL A COM 23804L103 678 20000 SH SOLE 20000 0 0 DROPBOX INC COM 26210C904 2017 100000 SH Call SOLE 100000 0 0 DROPBOX INC CL A 26210C104 5567 276000 SH SOLE 276000 0 0 DYNATRACE INC COM 268150109 1214 65000 SH SOLE 65000 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 385 14480 SH SOLE 14480 0 0 ENDO INTL PLC SHS G30401106 1220 380000 SH SOLE 380000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 25898 1980000 SH SOLE 1980000 0 0 ESPERION THERAPEUTICS INC COM 29664W105 90853 2478261 SH SOLE 2478261 0 0 ESPERION THERAPEUTICS INC COM 29664W905 5682 155000 SH Call SOLE 155000 0 0 EVO PMTS INC CL A COM 26927E104 557 19800 SH SOLE 19800 0 0 EXACT SCIENCES CORP COM 30063P105 2621 29000 SH SOLE 29000 0 0 EXACT SCIENCES CORP COM 30063P955 16267 180000 SH Put SOLE 180000 0 0 FATE THERAPEUTICS INC COM 31189P102 311 20000 SH SOLE 20000 0 0 FIRST HAWAIIAN INC COM 32051X108 1335 50000 SH SOLE 50000 0 0 GARDNER DENVER HLDGS INC COM 36555P107 2829 100000 SH SOLE 100000 0 0 GENERAL ELECTRIC CO COM 369604903 179 20000 SH Call SOLE 20000 0 0 GENMAB A S SPONSORED ADS 372303206 739 36500 SH SOLE 36500 0 0 GENOMIC HEALTH INC COM 37244C101 29841 440000 SH SOLE 440000 0 0 GENWORTH FINL INC COM CL A 37247D106 36256 8240100 SH SOLE 8240100 0 0 GEO GROUP INC COM 36162J106 11705 675000 SH SOLE 675000 0 0 GLOBAL SHIP LEASE INC COM CL A Y27183600 253 33055 SH SOLE 33055 0 0 HOWARD HUGHES CORP COM 44267D907 17496 135000 SH Call SOLE 135000 0 0 HOWARD HUGHES CORP COM 44267D107 44971 347000 SH SOLE 347000 0 0 HUMANA INC COM 444859952 19942 78000 SH Put SOLE 78000 0 0 HUMANA INC COM 444859102 16874 66000 SH SOLE 66000 0 0 I3 VERTICALS INC COM CL A 46571Y107 262 13000 SH SOLE 13000 0 0 INMODE LTD SHS M5425M103 645 30000 SH SOLE 30000 0 0 INSPIRE MED SYS INC COM 457730109 763 12500 SH SOLE 12500 0 0 INTELSAT S A COM L5140P951 42955 1884000 SH Put SOLE 1884000 0 0 INTELSAT S A COM L5140P901 6840 300000 SH Call SOLE 300000 0 0 INTELSAT S A COM L5140P101 76754 3366400 SH SOLE 3366400 0 0 INTELSAT S A NOTE 4.500% 6/15/25 45790VAB6 30947 20800000 PRN SOLE 20800000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4720 25000 SH SOLE 25000 0 0 INVESCO QQQ TR COM 46090E953 23073 122200 SH Put SOLE 122200 0 0 ISHARES TR COM 464287953 5285 25000 SH Put SOLE 25000 0 0 KARUNA THERAPEUTICS INC COM 48576A100 1019 62450 SH SOLE 62450 0 0 KEANE GROUP INC COM 48669A108 1192 196700 SH SOLE 196700 0 0 LIBERTY PPTY TR SH BEN INT 531172104 12833 250000 SH SOLE 250000 0 0 LIVONGO HEALTH INC COM 539183103 642 36810 SH SOLE 36810 0 0 MARRIOTT VACTINS WORLDWID CO COM 57164Y107 1036 10000 SH SOLE 10000 0 0 MAYVILLE ENGINEERING CO INC COM 578605107 791 60000 SH SOLE 60000 0 0 MEDALLIA INC COM 584021109 823 30000 SH SOLE 30000 0 0 MEDICINES CO COM 584688905 5000 100000 SH Call SOLE 100000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 186106 1698200 SH SOLE 1698200 0 0 MELLANOX TECHNOLOGIES LTD COM M51363953 277811 2535000 SH Put SOLE 2535000 0 0 MESA AIR GROUP INC COM NEW 590479135 675 100000 SH SOLE 100000 0 0 MILESTONE PHARMACEUTICALS IN COM 59935V107 466 25000 SH SOLE 25000 0 0 MODERNA INC COM 60770K107 271 17000 SH SOLE 17000 0 0 NANOMETRICS INC COM 630077105 688 21078 SH SOLE 21078 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 305 50000 SH SOLE 50000 0 0 NGM BIOPHARMACEUTICALS INC COM 62921N105 265 19100 SH SOLE 19100 0 0 NXP SEMICONDUCTORS N V COM N6596X959 7638 70000 SH Put SOLE 70000 0 0 NXP SEMICONDUCTORS N V COM N6596X909 208419 1910000 SH Call SOLE 1910000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6111 56000 SH SOLE 56000 0 0 OCCIDENTAL PETE CORP COM 674599905 59510 1338200 SH Call SOLE 1338200 0 0 PARSONS CORPORATION COM 70202L102 1154 35000 SH SOLE 35000 0 0 PDC ENERGY INC COM 69327R101 2192 79000 SH SOLE 79000 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 251 10000 SH SOLE 10000 0 0 PG&E CORP COM 69331C108 85811 8581100 SH SOLE 8581100 0 0 PG&E CORP COM 69331C958 40416 4041600 SH Put SOLE 4041600 0 0 PG&E CORP COM 69331C908 3850 385000 SH Call SOLE 385000 0 0 PHILIP MORRIS INTL INC COM 718172109 41762 550000 SH SOLE 550000 0 0 PING IDENTITY HLDG CORP COM 72341T103 656 38000 SH SOLE 38000 0 0 PIVOTAL SOFTWARE INC COM CL A 72582H107 23347 1564830 SH SOLE 1564830 0 0 PLURALSIGHT INC COM CL A 72941B106 632 37600 SH SOLE 37600 0 0 PROVENTION BIO INC COM 74374N102 137 20000 SH SOLE 20000 0 0 SHOCKWAVE MED INC COM 82489T104 299 10000 SH SOLE 10000 0 0 SILVERBOW RES INC COM 82836G102 6183 638052 SH SOLE 638052 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 712 30000 SH SOLE 30000 0 0 SOLARWINDS CORP COM 83417Q105 923 50000 SH SOLE 50000 0 0 SPARK THERAPEUTICS INC COM 84652J953 96786 998000 SH Put SOLE 998000 0 0 SPARK THERAPEUTICS INC COM 84652J103 204002 2103545 SH SOLE 2103545 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 350189 1180000 SH SOLE 1180000 0 0 SPDR S&P 500 ETF TR COM 78462F953 1586058 5344400 SH Put SOLE 5344400 0 0 SPDR S&P 500 ETF TR COM 78462F903 23742 80000 SH Call SOLE 80000 0 0 SPRINT CORPORATION COM 85207U955 43529 7055000 SH Put SOLE 7055000 0 0 SPRINT CORPORATION COM 85207U105 2423 392700 SH SOLE 392700 0 0 SUTRO BIOPHARMA INC COM 869367102 810 89081 SH SOLE 89081 0 0 SVMK INC COM 78489X103 1197 70000 SH SOLE 70000 0 0 SYNCHRONY FINL COM 87165B903 75799 2223500 SH Call SOLE 2223500 0 0 SYNCHRONY FINL COM 87165B103 28377 832401 SH SOLE 832401 0 0 T MOBILE US INC COM 872590954 3151 40000 SH Put SOLE 40000 0 0 TALLGRASS ENERGY LP CLASS A SHS 874696107 4028 200000 SH SOLE 200000 0 0 TENABLE HLDGS INC COM 88025T102 517 23100 SH SOLE 23100 0 0 TEVA PHARMACEUTICAL INDS LTD COM 881624909 963 140000 SH Call SOLE 140000 0 0 TEXAS INSTRS INC COM 882508954 3877 30000 SH Put SOLE 30000 0 0 TUFIN SOFTWARE TECHNOLOGIS L SHS M8893U102 329 20000 SH SOLE 20000 0 0 TURNING POINT THERAPEUTICS I COM 90041T108 564 15000 SH SOLE 15000 0 0 TURQUOISE HILL RES LTD COM 900435108 84264 177322214 SH SOLE 177322214 0 0 UNITED TECHNOLOGIES CORP COM 913017109 24164 177000 SH SOLE 177000 0 0 UNITED TECHNOLOGIES CORP COM 913017909 2048 15000 SH Call SOLE 15000 0 0 UNITEDHEALTH GROUP INC COM 91324P952 13908 64000 SH Put SOLE 64000 0 0 UNITEDHEALTH GROUP INC COM 91324P902 20102 92500 SH Call SOLE 92500 0 0 UNITEDHEALTH GROUP INC COM 91324P102 19559 90000 SH SOLE 90000 0 0 VEREIT INC COM 92339V100 3119 318896 SH SOLE 318896 0 0 VERSUM MATLS INC COM 92532W103 43138 815000 SH SOLE 815000 0 0 VIACOM INC CL B 92553P201 48062 2000100 SH SOLE 2000100 0 0 VICI PPTYS INC COM 925652109 29445 1300000 SH SOLE 1300000 0 0 WABCO HLDGS INC COM 92927K102 55371 413989 SH SOLE 413989 0 0 WABTEC CORP COM 929740108 539 7500 SH SOLE 7500 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 108851 420000 SH SOLE 420000 0 0 WILLIAMS COS INC DEL COM 969457100 4090 170000 SH SOLE 170000 0 0 WILLSCOT CORP COM 971375126 1246 80000 SH SOLE 80000 0 0 WRIGHT MED GROUP N V ORD SHS N96617118 289 14000 SH SOLE 14000 0 0 ZAYO GROUP HLDGS INC COM 98919V105 286285 8444980 SH SOLE 8444980 0 0 ZUORA INC COM CL A 98983V106 497 33000 SH SOLE 33000 0 0