0001567619-19-021594.txt : 20191114
0001567619-19-021594.hdr.sgml : 20191114
20191114163042
ACCESSION NUMBER: 0001567619-19-021594
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
EFFECTIVENESS DATE: 20191114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 191220859
BUSINESS ADDRESS:
STREET 1: 1001 10TH AVENUE SOUTH
STREET 2: SUITE 216
CITY: NAPLES
STATE: FL
ZIP: 34102
BUSINESS PHONE: 239-384-9750
MAIL ADDRESS:
STREET 1: 1001 10TH AVENUE SOUTH
STREET 2: SUITE 216
CITY: NAPLES
STATE: FL
ZIP: 34102
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
09-30-2019
09-30-2019
Pentwater Capital Management LP
1001 10TH AVENUE SOUTH
SUITE 216
NAPLES
FL
34102
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
11-14-2019
0
155
6395732
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y909
31802
420000
SH
Call
SOLE
420000
0
0
ADVANCED DISP SVCS INC
COM
00790X101
109110
3350000
SH
SOLE
3350000
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/20
00856G117
1
242331
SH
SOLE
242331
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
58144
3082920
SH
SOLE
3082920
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339955
10373
550000
SH
Put
SOLE
550000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
2204
22500
SH
SOLE
22500
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6355
38000
SH
SOLE
38000
0
0
ALIBABA GROUP HLDG LTD
COM
01609W952
1672
10000
SH
Put
SOLE
10000
0
0
ALLERGAN PLC
COM
G0177J958
44597
265000
SH
Put
SOLE
265000
0
0
ALLERGAN PLC
SHS
G0177J108
880
5230
SH
SOLE
5230
0
0
ALTRA INDL MOTION CORP
COM
02208R956
2770
100000
SH
Put
SOLE
100000
0
0
ALTRA INDL MOTION CORP
COM
02208R106
2770
100000
SH
SOLE
100000
0
0
ALTRIA GROUP INC
COM
02209S103
3272
80000
SH
SOLE
80000
0
0
ALTRIA GROUP INC
COM
02209S903
1023
25000
SH
Call
SOLE
25000
0
0
ALTRIA GROUP INC
COM
02209S953
3272
80000
SH
Put
SOLE
80000
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
1537
133100
SH
SOLE
133100
0
0
AMERICAN AIRLS GROUP INC
COM
02376R952
4248
157500
SH
Put
SOLE
157500
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
4570
169439
SH
SOLE
169439
0
0
AMERICAN AIRLS GROUP INC
COM
02376R902
270
10000
SH
Call
SOLE
10000
0
0
AXALTA COATING SYS LTD
COM
G0750C108
4221
140000
SH
SOLE
140000
0
0
AXALTA COATING SYS LTD
COM
G0750C958
4523
150000
SH
Put
SOLE
150000
0
0
AXALTA COATING SYS LTD
COM
G0750C908
1508
50000
SH
Call
SOLE
50000
0
0
BAKER HUGHES A GE CO
CL A
05722G100
696
30000
SH
SOLE
30000
0
0
BANK AMER CORP
COM
060505104
2188
75000
SH
SOLE
75000
0
0
BERRY PETE CORP
COM
08579X101
655
70000
SH
SOLE
70000
0
0
BICYCLE THERAPEUTICS PLC
SPONSORED ADS
088786108
657
57687
SH
SOLE
57687
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
15904
1062385
SH
SOLE
1062385
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J901
2587
100000
SH
Call
SOLE
100000
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
6514
251800
SH
SOLE
251800
0
0
BOEING CO
COM
097023905
2283
6000
SH
Call
SOLE
6000
0
0
BRISTOL MYERS SQUIBB CO
COM
110122908
49620
978500
SH
Call
SOLE
978500
0
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
5
125
SH
SOLE
125
0
0
CAESARS ENTMT CORP
NOTE 5.000%10/01/24
127686AA1
11891
7000000
PRN
SOLE
7000000
0
0
CAESARS ENTMT CORP
COM
127686103
84665
7261180
SH
SOLE
7261180
0
0
CAMBIUM NETWORKS CORP
SHS
G17766109
966
99600
SH
SOLE
99600
0
0
CAMBREX CORP
COM
132011107
1964
33000
SH
SOLE
33000
0
0
CELGENE CORP
COM
151020954
192642
1940000
SH
Put
SOLE
1940000
0
0
CELGENE CORP
COM
151020904
3227
32500
SH
Call
SOLE
32500
0
0
CELGENE CORP
COM
151020104
615430
6197680
SH
SOLE
6197680
0
0
CERIDIAN HCM HLDG INC
COM
15677J108
1728
35000
SH
SOLE
35000
0
0
CHANGE HEALTHCARE INC
COM
15912K100
1691
140000
SH
SOLE
140000
0
0
CHINA BIOLOGIC PRODS HLDGS I
COM
G21515104
9557
83490
SH
SOLE
83490
0
0
CIGNA CORP
COM
125523950
178353
1175000
SH
Put
SOLE
1175000
0
0
CIGNA CORP
COM
125523100
152
1000
SH
SOLE
1000
0
0
CLOUDFLARE INC
CL A COM
18915M107
464
25000
SH
SOLE
25000
0
0
CONSTRUCTION PARTNERS INC
COM CL A
21044C107
195
12500
SH
SOLE
12500
0
0
CORINDUS VASCULAR ROBOTICS I
COM
218730109
8560
2000000
SH
SOLE
2000000
0
0
CROSSFIRST BANKSHARES INC
COM
22766M109
358
25000
SH
SOLE
25000
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
224489
9618200
SH
SOLE
9618200
0
0
DATADOG INC
CL A COM
23804L103
678
20000
SH
SOLE
20000
0
0
DROPBOX INC
COM
26210C904
2017
100000
SH
Call
SOLE
100000
0
0
DROPBOX INC
CL A
26210C104
5567
276000
SH
SOLE
276000
0
0
DYNATRACE INC
COM
268150109
1214
65000
SH
SOLE
65000
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
385
14480
SH
SOLE
14480
0
0
ENDO INTL PLC
SHS
G30401106
1220
380000
SH
SOLE
380000
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
25898
1980000
SH
SOLE
1980000
0
0
ESPERION THERAPEUTICS INC
COM
29664W105
90853
2478261
SH
SOLE
2478261
0
0
ESPERION THERAPEUTICS INC
COM
29664W905
5682
155000
SH
Call
SOLE
155000
0
0
EVO PMTS INC
CL A COM
26927E104
557
19800
SH
SOLE
19800
0
0
EXACT SCIENCES CORP
COM
30063P105
2621
29000
SH
SOLE
29000
0
0
EXACT SCIENCES CORP
COM
30063P955
16267
180000
SH
Put
SOLE
180000
0
0
FATE THERAPEUTICS INC
COM
31189P102
311
20000
SH
SOLE
20000
0
0
FIRST HAWAIIAN INC
COM
32051X108
1335
50000
SH
SOLE
50000
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
2829
100000
SH
SOLE
100000
0
0
GENERAL ELECTRIC CO
COM
369604903
179
20000
SH
Call
SOLE
20000
0
0
GENMAB A S
SPONSORED ADS
372303206
739
36500
SH
SOLE
36500
0
0
GENOMIC HEALTH INC
COM
37244C101
29841
440000
SH
SOLE
440000
0
0
GENWORTH FINL INC
COM CL A
37247D106
36256
8240100
SH
SOLE
8240100
0
0
GEO GROUP INC
COM
36162J106
11705
675000
SH
SOLE
675000
0
0
GLOBAL SHIP LEASE INC
COM CL A
Y27183600
253
33055
SH
SOLE
33055
0
0
HOWARD HUGHES CORP
COM
44267D907
17496
135000
SH
Call
SOLE
135000
0
0
HOWARD HUGHES CORP
COM
44267D107
44971
347000
SH
SOLE
347000
0
0
HUMANA INC
COM
444859952
19942
78000
SH
Put
SOLE
78000
0
0
HUMANA INC
COM
444859102
16874
66000
SH
SOLE
66000
0
0
I3 VERTICALS INC
COM CL A
46571Y107
262
13000
SH
SOLE
13000
0
0
INMODE LTD
SHS
M5425M103
645
30000
SH
SOLE
30000
0
0
INSPIRE MED SYS INC
COM
457730109
763
12500
SH
SOLE
12500
0
0
INTELSAT S A
COM
L5140P951
42955
1884000
SH
Put
SOLE
1884000
0
0
INTELSAT S A
COM
L5140P901
6840
300000
SH
Call
SOLE
300000
0
0
INTELSAT S A
COM
L5140P101
76754
3366400
SH
SOLE
3366400
0
0
INTELSAT S A
NOTE 4.500% 6/15/25
45790VAB6
30947
20800000
PRN
SOLE
20800000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
4720
25000
SH
SOLE
25000
0
0
INVESCO QQQ TR
COM
46090E953
23073
122200
SH
Put
SOLE
122200
0
0
ISHARES TR
COM
464287953
5285
25000
SH
Put
SOLE
25000
0
0
KARUNA THERAPEUTICS INC
COM
48576A100
1019
62450
SH
SOLE
62450
0
0
KEANE GROUP INC
COM
48669A108
1192
196700
SH
SOLE
196700
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
12833
250000
SH
SOLE
250000
0
0
LIVONGO HEALTH INC
COM
539183103
642
36810
SH
SOLE
36810
0
0
MARRIOTT VACTINS WORLDWID CO
COM
57164Y107
1036
10000
SH
SOLE
10000
0
0
MAYVILLE ENGINEERING CO INC
COM
578605107
791
60000
SH
SOLE
60000
0
0
MEDALLIA INC
COM
584021109
823
30000
SH
SOLE
30000
0
0
MEDICINES CO
COM
584688905
5000
100000
SH
Call
SOLE
100000
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
186106
1698200
SH
SOLE
1698200
0
0
MELLANOX TECHNOLOGIES LTD
COM
M51363953
277811
2535000
SH
Put
SOLE
2535000
0
0
MESA AIR GROUP INC
COM NEW
590479135
675
100000
SH
SOLE
100000
0
0
MILESTONE PHARMACEUTICALS IN
COM
59935V107
466
25000
SH
SOLE
25000
0
0
MODERNA INC
COM
60770K107
271
17000
SH
SOLE
17000
0
0
NANOMETRICS INC
COM
630077105
688
21078
SH
SOLE
21078
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
305
50000
SH
SOLE
50000
0
0
NGM BIOPHARMACEUTICALS INC
COM
62921N105
265
19100
SH
SOLE
19100
0
0
NXP SEMICONDUCTORS N V
COM
N6596X959
7638
70000
SH
Put
SOLE
70000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X909
208419
1910000
SH
Call
SOLE
1910000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
6111
56000
SH
SOLE
56000
0
0
OCCIDENTAL PETE CORP
COM
674599905
59510
1338200
SH
Call
SOLE
1338200
0
0
PARSONS CORPORATION
COM
70202L102
1154
35000
SH
SOLE
35000
0
0
PDC ENERGY INC
COM
69327R101
2192
79000
SH
SOLE
79000
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
251
10000
SH
SOLE
10000
0
0
PG&E CORP
COM
69331C108
85811
8581100
SH
SOLE
8581100
0
0
PG&E CORP
COM
69331C958
40416
4041600
SH
Put
SOLE
4041600
0
0
PG&E CORP
COM
69331C908
3850
385000
SH
Call
SOLE
385000
0
0
PHILIP MORRIS INTL INC
COM
718172109
41762
550000
SH
SOLE
550000
0
0
PING IDENTITY HLDG CORP
COM
72341T103
656
38000
SH
SOLE
38000
0
0
PIVOTAL SOFTWARE INC
COM CL A
72582H107
23347
1564830
SH
SOLE
1564830
0
0
PLURALSIGHT INC
COM CL A
72941B106
632
37600
SH
SOLE
37600
0
0
PROVENTION BIO INC
COM
74374N102
137
20000
SH
SOLE
20000
0
0
SHOCKWAVE MED INC
COM
82489T104
299
10000
SH
SOLE
10000
0
0
SILVERBOW RES INC
COM
82836G102
6183
638052
SH
SOLE
638052
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
712
30000
SH
SOLE
30000
0
0
SOLARWINDS CORP
COM
83417Q105
923
50000
SH
SOLE
50000
0
0
SPARK THERAPEUTICS INC
COM
84652J953
96786
998000
SH
Put
SOLE
998000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
204002
2103545
SH
SOLE
2103545
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
350189
1180000
SH
SOLE
1180000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
1586058
5344400
SH
Put
SOLE
5344400
0
0
SPDR S&P 500 ETF TR
COM
78462F903
23742
80000
SH
Call
SOLE
80000
0
0
SPRINT CORPORATION
COM
85207U955
43529
7055000
SH
Put
SOLE
7055000
0
0
SPRINT CORPORATION
COM
85207U105
2423
392700
SH
SOLE
392700
0
0
SUTRO BIOPHARMA INC
COM
869367102
810
89081
SH
SOLE
89081
0
0
SVMK INC
COM
78489X103
1197
70000
SH
SOLE
70000
0
0
SYNCHRONY FINL
COM
87165B903
75799
2223500
SH
Call
SOLE
2223500
0
0
SYNCHRONY FINL
COM
87165B103
28377
832401
SH
SOLE
832401
0
0
T MOBILE US INC
COM
872590954
3151
40000
SH
Put
SOLE
40000
0
0
TALLGRASS ENERGY LP
CLASS A SHS
874696107
4028
200000
SH
SOLE
200000
0
0
TENABLE HLDGS INC
COM
88025T102
517
23100
SH
SOLE
23100
0
0
TEVA PHARMACEUTICAL INDS LTD
COM
881624909
963
140000
SH
Call
SOLE
140000
0
0
TEXAS INSTRS INC
COM
882508954
3877
30000
SH
Put
SOLE
30000
0
0
TUFIN SOFTWARE TECHNOLOGIS L
SHS
M8893U102
329
20000
SH
SOLE
20000
0
0
TURNING POINT THERAPEUTICS I
COM
90041T108
564
15000
SH
SOLE
15000
0
0
TURQUOISE HILL RES LTD
COM
900435108
84264
177322214
SH
SOLE
177322214
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
24164
177000
SH
SOLE
177000
0
0
UNITED TECHNOLOGIES CORP
COM
913017909
2048
15000
SH
Call
SOLE
15000
0
0
UNITEDHEALTH GROUP INC
COM
91324P952
13908
64000
SH
Put
SOLE
64000
0
0
UNITEDHEALTH GROUP INC
COM
91324P902
20102
92500
SH
Call
SOLE
92500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
19559
90000
SH
SOLE
90000
0
0
VEREIT INC
COM
92339V100
3119
318896
SH
SOLE
318896
0
0
VERSUM MATLS INC
COM
92532W103
43138
815000
SH
SOLE
815000
0
0
VIACOM INC
CL B
92553P201
48062
2000100
SH
SOLE
2000100
0
0
VICI PPTYS INC
COM
925652109
29445
1300000
SH
SOLE
1300000
0
0
WABCO HLDGS INC
COM
92927K102
55371
413989
SH
SOLE
413989
0
0
WABTEC CORP
COM
929740108
539
7500
SH
SOLE
7500
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
108851
420000
SH
SOLE
420000
0
0
WILLIAMS COS INC DEL
COM
969457100
4090
170000
SH
SOLE
170000
0
0
WILLSCOT CORP
COM
971375126
1246
80000
SH
SOLE
80000
0
0
WRIGHT MED GROUP N V
ORD SHS
N96617118
289
14000
SH
SOLE
14000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
286285
8444980
SH
SOLE
8444980
0
0
ZUORA INC
COM CL A
98983V106
497
33000
SH
SOLE
33000
0
0