0001140361-17-020742.txt : 20170515
0001140361-17-020742.hdr.sgml : 20170515
20170515164754
ACCESSION NUMBER: 0001140361-17-020742
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 17845091
BUSINESS ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 312-589-6400
MAIL ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
03-31-2017
03-31-2017
Pentwater Capital Management LP
614 DAVIS STREET
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
05-15-2017
0
98
8173014
false
INFORMATION TABLE
2
form13fInfoTable.xml
AETNA INC
COM
00817Y958
2551
20000
SH
Put
SOLE
20000
0
0
AGROFRESH SOLUTIONS
COM
00856G109
3103
710000
SH
SOLE
710000
0
0
AGROFRESH SOLUTIONS
*W EXP 02/19/19
00856G117
174
670200
SH
SOLE
670200
0
0
ALERE INC
COM
01449J105
5761
145000
SH
SOLE
145000
0
0
ALERE INC
COM
01449J955
7946
200000
SH
Put
SOLE
200000
0
0
ALLERGAN PLC
COM
G0177J908
109903
460000
SH
Call
SOLE
460000
0
0
ALLERGAN PLC
COM
G0177J108
4539
19000
SH
SOLE
19000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R952
6345
150000
SH
Put
SOLE
150000
0
0
ASTORIA FINL CORP
COM
046265104
2312
112725
SH
SOLE
112725
0
0
AT&T INC
COM
00206R902
211905
5100000
SH
Call
SOLE
5100000
0
0
AT&T INC
COM
00206R952
206088
4960000
SH
Put
SOLE
4960000
0
0
ATHENE HLDG LTD
CL A
G0684D107
1250
25000
SH
SOLE
25000
0
0
B/E AEROSPACE INC
COM
073302101
12168
189793
SH
SOLE
189793
0
0
BANK OF AMERICA CORP
COM
060505104
1946
82500
SH
SOLE
82500
0
0
BROCADE COMMUNICATIONS SYS
COM
111621306
59405
4760000
SH
SOLE
4760000
0
0
CAESARS ACQUISITION CO
CL A
12768T103
26282
1706613
SH
SOLE
1706613
0
0
CENTURYLINK INC
COM
156700906
28284
1200000
SH
Call
SOLE
1200000
0
0
CENTURYLINK INC
COM
156700956
3536
150000
SH
Put
SOLE
150000
0
0
CHESAPEAKE ENERGY CORP
NOTE 2.500% 5/15/37
165167BZ9
40
40000
PRN
SOLE
40000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
1331
150000
SH
SOLE
150000
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
177276
2766487
SH
SOLE
2766487
0
0
DIGITALGLOBE INC
COM
25389M877
11790
360000
SH
SOLE
360000
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
128528
1600000
SH
SOLE
1600000
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
5690
288400
SH
SOLE
288400
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
15923
436000
SH
SOLE
436000
0
0
ESPERION THERAPEUTICS INC
COM
29664W105
64836
1836200
SH
SOLE
1836200
0
0
ESPERION THERAPEUTICS INC
COM
29664W905
3531
100000
SH
Call
SOLE
100000
0
0
ESPERION THERAPEUTICS INC
COM
29664W955
3531
100000
SH
Put
SOLE
100000
0
0
EXXON MOBIL CORP
COM
30231G102
2706
33000
SH
SOLE
33000
0
0
FREDS INC
CL A
356108100
262
20000
SH
SOLE
20000
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
8684
650000
SH
SOLE
650000
0
0
FREEPORT-MCMORAN INC
COM
35671D957
13360
1000000
SH
Put
SOLE
1000000
0
0
GENERAL MLS INC
COM
370334904
6491
110000
SH
Call
SOLE
110000
0
0
HUMANA INC
COM
444859952
64934
315000
SH
Put
SOLE
315000
0
0
KATE SPADE & CO
COM
485865109
465
20000
SH
SOLE
20000
0
0
KATE SPADE & CO
COM
485865959
581
25000
SH
Put
SOLE
25000
0
0
KATE SPADE & CO
COM
485865909
929
40000
SH
Call
SOLE
40000
0
0
KELLOGG CO
COM
487836908
1452
20000
SH
Call
SOLE
20000
0
0
KINDER MORGAN INC
COM
49456B101
15864
729700
SH
SOLE
729700
0
0
KINDER MORGAN INC
*W EXP 05/25/17
49456B119
2
873390
SH
SOLE
873390
0
0
LEVEL 3 COMMUNICATIONS INC
COM
52729N308
499531
8730000
SH
SOLE
8730000
0
0
LIBERTY MEDIA CORP
DEB 4.000%11/15/29
530715AG6
953
1550000
PRN
SOLE
1550000
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/15/30
530715AL5
8198
13571000
PRN
SOLE
13571000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
450745
5060000
SH
SOLE
5060000
0
0
MEAD JOHNSON NUTRITION CO
COM
582839956
289635
3251400
SH
Put
SOLE
3251400
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
395416
6440000
SH
SOLE
6440000
0
0
MOBILEYE N V AMSTELVEEN
COM
N51488957
56562
921200
SH
Put
SOLE
921200
0
0
MONDELEZ INTL INC
COM
609207955
2585
60000
SH
Put
SOLE
60000
0
0
MONDELEZ INTL INC
COM
609207905
11632
270000
SH
Call
SOLE
270000
0
0
MONSANTO CO
COM
61166W101
326016
2880000
SH
SOLE
2880000
0
0
MONSANTO CO
COM
61166W951
387823
3426000
SH
Put
SOLE
3426000
0
0
MONSANTO CO
COM
61166W901
67920
600000
SH
Call
SOLE
600000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
556
15400
SH
SOLE
15400
0
0
NIMBLE STORAGE INC
COM
65440R101
1250
100000
SH
SOLE
100000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1111114
10735400
SH
SOLE
10735400
0
0
NXP SEMICONDUCTORS N V
COM
N6596X959
373159
3605400
SH
Put
SOLE
3605400
0
0
PFIZER INC
COM
717081903
174060
5088000
SH
Call
SOLE
5088000
0
0
QUALCOMM INC
COM
747525103
9748
170000
SH
SOLE
170000
0
0
QUALCOMM INC
COM
747525953
2867
50000
SH
Put
SOLE
50000
0
0
QUALCOMM INC
COM
747525903
18349
320000
SH
Call
SOLE
320000
0
0
REYNOLDS AMERICAN INC
COM
761713106
321455
5100842
SH
SOLE
5100842
0
0
RITE AID CORP
COM
767754104
66300
15600000
SH
SOLE
15600000
0
0
RITE AID CORP
COM
767754954
36155
8507100
SH
Put
SOLE
8507100
0
0
ROCKWELL COLLINS INC
COM
774341901
5830
60000
SH
Call
SOLE
60000
0
0
ROCKWELL COLLINS INC
COM
774341951
3813
39246
SH
Put
SOLE
39246
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
81330
345000
SH
SOLE
345000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
999538
4240000
SH
Put
SOLE
4240000
0
0
SPDR S&P 500 ETF TR
COM
78462F903
21217
90000
SH
Call
SOLE
90000
0
0
STILLWATER MNG CO
COM
86074Q102
22451
1300000
SH
SOLE
1300000
0
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
2076
85000
SH
SOLE
85000
0
0
SUNOCO LP
COM U REP LP
86765K109
2538
105000
SH
SOLE
105000
0
0
SYNCHRONY FINANCIAL
COM
87165B103
17326
505135
SH
SOLE
505135
0
0
SYNCHRONY FINANCIAL
COM
87165B953
68600
2000000
SH
Put
SOLE
2000000
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
56552
639000
SH
SOLE
639000
0
0
SYNGENTA AG
COM
87160A950
4425
50000
SH
Put
SOLE
50000
0
0
T MOBILE US INC
COM
872590904
4521
70000
SH
Call
SOLE
70000
0
0
TESARO INC
COM
881569957
1846
12000
SH
Put
SOLE
12000
0
0
TIME INC
COM
887228104
2907
150249
SH
SOLE
150249
0
0
TIME WARNER INC
COM
887317303
102596
1050000
SH
SOLE
1050000
0
0
TIME WARNER INC
COM
887317903
103465
1058900
SH
Call
SOLE
1058900
0
0
TIME WARNER INC
COM
887317953
83054
850000
SH
Put
SOLE
850000
0
0
TURQUOISE HILL RES LTD
COM
900435108
283874
92467200
SH
SOLE
92467200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
9816
889900
SH
SOLE
889900
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K902
993
90000
SH
Call
SOLE
90000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K952
10422
944900
SH
Put
SOLE
944900
0
0
VALSPAR CORP
COM
920355104
12203
110000
SH
SOLE
110000
0
0
VCA INC
COM
918194101
214110
2340000
SH
SOLE
2340000
0
0
VIDEOCON D2H LTD
ADR
92657J101
4428
385000
SH
SOLE
385000
0
0
VMWARE INC
COM
928563952
4607
50000
SH
Put
SOLE
50000
0
0
VMWARE INC
COM
928563902
28563
310000
SH
Call
SOLE
310000
0
0
WHITEWAVE FOODS CO
COM
966244105
112300
2000000
SH
SOLE
2000000
0
0
WHITEWAVE FOODS CO
COM
966244955
11230
200000
SH
Put
SOLE
200000
0
0
WILLIAMS COS INC
COM
969457100
29483
996377
SH
SOLE
996377
0
0
WILLIAMS COS INC
COM
969457900
7042
238000
SH
Call
SOLE
238000
0
0
WILLIAMS COS INC
COM
969457950
5622
190000
SH
Put
SOLE
190000
0
0
WILLIAMS PARTNERS L P
COM UNIT LTD PAR
96949L105
408
10000
SH
SOLE
10000
0
0
YAHOO INC
COM
984332106
928
20000
SH
SOLE
20000
0
0
YUM BRANDS INC
COM
988498901
19170
300000
SH
Call
SOLE
300000
0
0