0001140361-15-041820.txt : 20151116
0001140361-15-041820.hdr.sgml : 20151116
20151116164516
ACCESSION NUMBER: 0001140361-15-041820
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 151235797
BUSINESS ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 312-589-6400
MAIL ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
09-30-2015
09-30-2015
Pentwater Capital Management LP
614 DAVIS STREET
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
11-16-2015
0
134
11392546
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABERCROMBIE & FITCH CO
COM
002896907
2967
140000
SH
Call
SOLE
140000
0
0
ACCELERON PHARMA INC
COM
00434H108
2410
96771
SH
SOLE
96771
0
0
AETNA INC
COM
00817Y958
45952
420000
SH
Put
SOLE
420000
0
0
AETNA INC
COM
00817Y908
54705
500000
SH
Call
SOLE
500000
0
0
AGROFRESH SOLUTIONS
COM
00856G109
11893
1497918
SH
SOLE
1497918
0
0
AGROFRESH SOLUTIONS
*W EXP 02/19/2019
00856G117
1930
881400
SH
SOLE
881400
0
0
ALLERGAN PLC
SHS
G0177J108
7623
28047
SH
SOLE
28047
0
0
ALLERGAN PLC
COM
G0177J958
9785
36000
SH
Put
SOLE
36000
0
0
ALTERA CORP
COM
021441100
693608
13850000
SH
SOLE
13850000
0
0
ALTERA CORP
COM
021441900
5008
100000
SH
Call
SOLE
100000
0
0
ALTERA CORP
COM
021441950
275931
5509800
SH
Put
SOLE
5509800
0
0
AMERICAN AIRLS GROUP INC
COM
02376R952
33006
850000
SH
Put
SOLE
850000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R902
2330
60000
SH
Call
SOLE
60000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
17223
443539
SH
SOLE
443539
0
0
APPLE INC
COM
037833100
1765
16000
SH
SOLE
16000
0
0
ARCH COAL INC
COM
039380908
33
10000
SH
Call
SOLE
10000
0
0
AT&T INC
COM
00206R102
16682
512047
SH
SOLE
512047
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
4060
400000
SH
SOLE
400000
0
0
ATMEL CORP
COM
049513104
428
53000
SH
SOLE
53000
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S954
183765
1470000
SH
Put
SOLE
1470000
0
0
AVOLON HLDGS LTD
COM
G52237107
100909
3315000
SH
SOLE
3315000
0
0
BAKER HUGHES INC
COM
057224107
429070
8245000
SH
SOLE
8245000
0
0
BAKER HUGHES INC
COM
057224957
327332
6290000
SH
Put
SOLE
6290000
0
0
BANK AMER CORP
COM
060505104
1285
82500
SH
SOLE
82500
0
0
BROADCOM CORP
CL A
111320107
1136654
22100982
SH
SOLE
22100982
0
0
CABLEVISION SYS CORP
CL A
12686C109
172091
5300000
SH
SOLE
5300000
0
0
CAESARS ACQUISITION CO
CL A
12768T103
3138
441931
SH
SOLE
441931
0
0
CAESARS ENTMT CORP
COM
127686103
6174
1048267
SH
SOLE
1048267
0
0
CAESARS ENTMT CORP
COM
127686953
13772
2338200
SH
Put
SOLE
2338200
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
122640
2000000
SH
SOLE
2000000
0
0
CARBYLAN THERAPEUTICS INC
COM
141384107
408
114255
SH
SOLE
114255
0
0
CBS CORP
CL B
124857202
242
6066
SH
SOLE
6066
0
0
CHARTER COMMUNICATIONS INC
CL A
16117M305
39903
226914
SH
SOLE
226914
0
0
CIGNA CORPORATION
COM
125509109
80337
595000
SH
SOLE
595000
0
0
COLUCID PHARMACEUTICALS INC
COM
19716T101
1872
483686
SH
SOLE
483686
0
0
CON-WAY INC
COM
205944101
18352
386759
SH
SOLE
386759
0
0
CYTEC INDS INC
COM
232820100
80364
1088205
SH
SOLE
1088205
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
108585
1719205
SH
SOLE
1719205
0
0
DEPOMED INC
COM
249908104
2136
113312
SH
SOLE
113312
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
62685
2680000
SH
SOLE
2680000
0
0
DISNEY WALT CO
COM
254687106
1022
10000
SH
SOLE
10000
0
0
DISNEY WALT CO
COM
254687956
1022
10000
SH
Put
SOLE
10000
0
0
DOW CHEM CO
COM
260543103
32500
766500
SH
SOLE
766500
0
0
ENERGY TRANSFER EQUITY L P
COM
29273V900
16648
800000
SH
Call
SOLE
800000
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
2497
120000
SH
SOLE
120000
0
0
ESPERION THERAPEUTICS INC
COM
29664W105
34206
1450000
SH
SOLE
1450000
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
152722
4175000
SH
SOLE
4175000
0
0
GENERAL ELECTRIC CO
COM
369604953
68094
2700000
SH
Put
SOLE
2700000
0
0
GENERAL ELECTRIC CO
COM
369604103
27427
1087500
SH
SOLE
1087500
0
0
GENERAL MTRS CO
COM
37045V100
24016
800000
SH
SOLE
800000
0
0
GENERAL MTRS CO
COM
37045V950
58239
1940000
SH
Put
SOLE
1940000
0
0
GENERAL MTRS CO
COM
37045V900
86157
2870000
SH
Call
SOLE
2870000
0
0
GP INVTS ACQUISITION COR
SHS
G40357124
7624
770130
SH
SOLE
770130
0
0
HALLIBURTON CO
COM
406216951
92971
2630000
SH
Put
SOLE
2630000
0
0
HALLIBURTON CO
COM
406216901
47546
1345000
SH
Call
SOLE
1345000
0
0
HEALTH NET INC
COM
42222G108
32157
534000
SH
SOLE
534000
0
0
HEARTWARE INTL INC
COM
422368100
1831
35000
SH
SOLE
35000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
3265
59900
SH
SOLE
59900
0
0
HERBALIFE LTD
COM
G4412G901
8720
160000
SH
Call
SOLE
160000
0
0
HERBALIFE LTD
NOTE 2.000% 8/15/19
42703MAB9
25374
28500000
PRN
SOLE
28500000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
1499
89600
SH
SOLE
89600
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T955
1298
77600
SH
Put
SOLE
77600
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T905
3246
194000
SH
Call
SOLE
194000
0
0
HORIZON PHARMA PLC
SHS
G4617B105
396
20000
SH
SOLE
20000
0
0
HUDSON CITY BANCORP
COM
443683107
71252
7006132
SH
SOLE
7006132
0
0
HUMANA INC
COM
444859952
110980
620000
SH
Put
SOLE
620000
0
0
HUMANA INC
COM
444859902
7160
40000
SH
Call
SOLE
40000
0
0
HUMANA INC
COM
444859102
336413
1879400
SH
SOLE
1879400
0
0
JPMORGAN CHASE & CO
COM
46625H100
244
4000
SH
SOLE
4000
0
0
KINDER MORGAN INC
*W EXP 05/25/2017
49456B119
3244
3526200
SH
SOLE
3526200
0
0
KINDER MORGAN INC
COM
49456B101
1384
50000
SH
SOLE
50000
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
64483
860000
SH
SOLE
860000
0
0
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
5618
575000
SH
SOLE
575000
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/2020
535219117
318
170000
SH
SOLE
170000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
5021
106658
SH
SOLE
106658
0
0
MARKET VECTORS ETF TR
COM
57060U953
99730
1999400
SH
Put
SOLE
1999400
0
0
MOLSON COORS BREWING CO
CL B
60871R209
18264
220000
SH
SOLE
220000
0
0
MOLSON COORS BREWING CO
COM
60871R959
16604
200000
SH
Put
SOLE
200000
0
0
MOLSON COORS BREWING CO
COM
60871R909
28227
340000
SH
Call
SOLE
340000
0
0
MYLAN N V
COM
N59465959
54625
1356800
SH
Put
SOLE
1356800
0
0
MYLAN N V
COM
N59465909
12078
300000
SH
Call
SOLE
300000
0
0
MYLAN N V
SHS EURO
N59465109
38650
960000
SH
SOLE
960000
0
0
NORTEK INC
COM
656559309
2469
39000
SH
SOLE
39000
0
0
OCCIDENTAL PETE CORP
COM
674599905
29324
443300
SH
Call
SOLE
443300
0
0
OFFICE DEPOT INC
COM
676220956
16050
2500000
SH
Put
SOLE
2500000
0
0
OFFICE DEPOT INC
COM
676220106
13803
2150000
SH
SOLE
2150000
0
0
OLIN CORP
COM PAR $1
680665205
362
21530
SH
SOLE
21530
0
0
OM GROUP INC
COM
670872100
32068
975000
SH
SOLE
975000
0
0
OUTFRONT MEDIA INC
COM
69007J106
296
14210
SH
SOLE
14210
0
0
PARTNERRE LTD
COM
G6852T105
56941
410000
SH
SOLE
410000
0
0
PERRIGO CO PLC
SHS
G97822103
316113
2010000
SH
SOLE
2010000
0
0
PERRIGO CO PLC
COM
G97822953
258882
1646100
SH
Put
SOLE
1646100
0
0
PERRIGO CO PLC
COM
G97822903
15727
100000
SH
Call
SOLE
100000
0
0
PRECISION CASTPARTS CORP
COM
740189105
763786
3325000
SH
SOLE
3325000
0
0
PROCTER & GAMBLE CO
COM
742718109
360
5000
SH
SOLE
5000
0
0
RYERSON HLDG CORP
COM
783754104
577
109839
SH
SOLE
109839
0
0
SIGMA ALDRICH CORP
COM
826552101
180735
1301000
SH
SOLE
1301000
0
0
SOLERA HOLDINGS INC
COM
83421A104
54000
1000000
SH
SOLE
1000000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
1022346
5335000
SH
Put
SOLE
5335000
0
0
SPDR S&P 500 ETF TR
COM
78462F903
569141
2970000
SH
Call
SOLE
2970000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6659
34750
SH
SOLE
34750
0
0
STAPLES INC
COM
855030102
587
50000
SH
SOLE
50000
0
0
STONEGATE MTG CORP
COM
86181Q300
3123
439306
SH
SOLE
439306
0
0
STRATEGIC HOTELS & RESORTS
COM
86272T106
114791
8324227
SH
SOLE
8324227
0
0
SYMETRA FINL CORP
COM
87151Q106
1266
40000
SH
SOLE
40000
0
0
SYNCHRONY FINL
COM
87165B953
15650
500000
SH
Put
SOLE
500000
0
0
SYNCHRONY FINL
COM
87165B103
95534
3052200
SH
SOLE
3052200
0
0
TECO ENERGY INC
COM
872375100
8928
340000
SH
SOLE
340000
0
0
TESLA MTRS INC
NOTE 1.250% 3/01/21
88160RAC5
4749
5000000
PRN
SOLE
5000000
0
0
TESLA MTRS INC
NOTE 1.500% 6/01/18
88160RAA9
32694
16000000
PRN
SOLE
16000000
0
0
TESLA MTRS INC
COM
88160R951
3974
16000
SH
Put
SOLE
16000
0
0
THORATEC CORP
COM NEW
885175307
26199
414142
SH
SOLE
414142
0
0
TIME WARNER CABLE INC
COM
88732J207
956114
5330400
SH
SOLE
5330400
0
0
TIME WARNER CABLE INC
COM
88732J957
337216
1880000
SH
Put
SOLE
1880000
0
0
TURQUOISE HILL RES LTD
COM
900435108
297603
116707200
SH
SOLE
116707200
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
5708
32000
SH
SOLE
32000
0
0
VEREIT INC
COM
92339V100
60624
7852827
SH
SOLE
7852827
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2715
62400
SH
Call
SOLE
62400
0
0
VIDEOCON D2H LTD
ADR
92657J101
8685
900000
SH
SOLE
900000
0
0
VIVINT SOLAR INC
COM
92854Q106
1214
115813
SH
SOLE
115813
0
0
VODAFONE GROUP PLC
COM
92857W908
4114
129600
SH
Call
SOLE
129600
0
0
WHITING PETE CORP
COM
966387102
153
10000
SH
SOLE
10000
0
0
WHITING PETE CORP
COM
966387952
153
10000
SH
Put
SOLE
10000
0
0
WILLIAMS COS INC
COM
969457100
128147
3477521
SH
SOLE
3477521
0
0
WILLIAMS COS INC
COM
969457950
125659
3410000
SH
Put
SOLE
3410000
0
0
WILLIAMS COS INC
COM
969457900
35008
950000
SH
Call
SOLE
950000
0
0
WILLIAMS PARTNERS L P
COM
96949L955
9576
300000
SH
Put
SOLE
300000
0
0
WRIGHT MED GROUP INC
COM
98235T107
3875
190044
SH
SOLE
190044
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
12963
300000
SH
SOLE
300000
0
0
YAHOO INC
COM
984332106
7517
260000
SH
SOLE
260000
0
0
YODLEE INC
COM
98600P201
13711
850000
SH
SOLE
850000
0
0
ZOETIS INC
COM
98978V903
17514
425300
SH
Call
SOLE
425300
0
0
ZS PHARMA INC
COM
98979G105
26752
407428
SH
SOLE
407428
0
0
ZS PHARMA INC
COM
98979G955
6566
100000
SH
Put
SOLE
100000
0
0