0001140361-15-032319.txt : 20150814
0001140361-15-032319.hdr.sgml : 20150814
20150814163013
ACCESSION NUMBER: 0001140361-15-032319
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 151056326
BUSINESS ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 312-589-6400
MAIL ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
06-30-2015
06-30-2015
Pentwater Capital Management LP
614 DAVIS STREET
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
08-14-2015
0
165
18848460
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y909
42168
627600
SH
Call
SOLE
627600
0
0
ABERCROMBIE & FITCH CO
COM
002896907
3011
140000
SH
Call
SOLE
140000
0
0
ACCELERON PHARMA INC
COM
00434H108
6708
212000
SH
SOLE
212000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
2290
50000
SH
SOLE
50000
0
0
AETNA INC
COM
00817Y958
168247
1320000
SH
Put
SOLE
1320000
0
0
AETNA INC
COM
00817Y908
10197
80000
SH
Call
SOLE
80000
0
0
AETNA INC
COM
00817Y108
214133
1680000
SH
SOLE
1680000
0
0
ALLERGAN PLC
COM
G0177J958
10925
36000
SH
Put
SOLE
36000
0
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
10457
10000
SH
SOLE
10000
0
0
ALLERGAN PLC
COM
G0177J108
3231
10647
SH
SOLE
10647
0
0
ALTERA CORP
COM
021441100
573440
11200000
SH
SOLE
11200000
0
0
ALTERA CORP
COM
021441950
422400
8250000
SH
Put
SOLE
8250000
0
0
ALTERA CORP
COM
021441900
122368
2390000
SH
Call
SOLE
2390000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R952
19970
500000
SH
Put
SOLE
500000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R902
2396
60000
SH
Call
SOLE
60000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
8993
225163
SH
SOLE
225163
0
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
100771
12395000
SH
SOLE
12395000
0
0
APPLE INC
COM
037833100
2107
16800
SH
SOLE
16800
0
0
AT&T INC
COM
00206R952
28416
800000
SH
Put
SOLE
800000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
4072
400000
SH
SOLE
400000
0
0
ATMEL CORP
COM
049513104
197
20000
SH
SOLE
20000
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S954
114320
860000
SH
Put
SOLE
860000
0
0
AVOLON HLDGS LTD
COM
G52237107
3384
147386
SH
SOLE
147386
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
306
15000
SH
SOLE
15000
0
0
BAKER HUGHES INC
COM
057224107
422901
6854144
SH
SOLE
6854144
0
0
BAKER HUGHES INC
COM
057224957
272097
4410000
SH
Put
SOLE
4410000
0
0
BANK AMER CORP
COM
060505104
1404
82500
SH
SOLE
82500
0
0
BIO-REFERENCE LABS INC
COM
09057G602
28994
702892
SH
SOLE
702892
0
0
BLUE BIRD CORP
*W EXP 02/24/20
095306114
1008
695142
SH
SOLE
695142
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/19
10157P112
3239
887500
SH
SOLE
887500
0
0
BOULEVARD ACQUISITION CORP
COM
10157P104
21188
1695000
SH
SOLE
1695000
0
0
BROADCOM CORP
COM
111320957
41192
800000
SH
Put
SOLE
800000
0
0
BROADCOM CORP
CL A
111320107
1061414
20613975
SH
SOLE
20613975
0
0
CAESARS ENTMT CORP
COM
127686103
13586
2220000
SH
SOLE
2220000
0
0
CAESARS ENTMT CORP
COM
127686953
15178
2480000
SH
Put
SOLE
2480000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
7386
700100
SH
SOLE
700100
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/16
14056V113
400
170000
SH
SOLE
170000
0
0
CARBYLAN THERAPEUTICS INC
COM
141384107
1609
225000
SH
SOLE
225000
0
0
CATAMARAN CORP
COM
148887102
610800
10000000
SH
SOLE
10000000
0
0
CBS CORP
COM
124857952
13287
239400
SH
Put
SOLE
239400
0
0
CBS CORP
COM
124857902
29970
540000
SH
Call
SOLE
540000
0
0
CBS CORP
CL B
124857202
30939
557466
SH
SOLE
557466
0
0
CHARTER COMMUNICATIONS INC D
CL A NEW
16117M305
203991
1191189
SH
SOLE
1191189
0
0
CHINA MOBILE GAMES & ENTMT G
SPONSORED ADR
16952T100
13494
638322
SH
SOLE
638322
0
0
CIGNA CORPORATION
COM
125509959
35640
220000
SH
Put
SOLE
220000
0
0
CIGNA CORPORATION
COM
125509109
110160
680000
SH
SOLE
680000
0
0
CLOVIS ONCOLOGY INC
COM
189464900
1028
11700
SH
Call
SOLE
11700
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
1784
100000
SH
SOLE
100000
0
0
COLUCID PHARMACEUTICALS INC
COM
19716T101
4989
560541
SH
SOLE
560541
0
0
COMCAST CORP
COM
20030N901
10825
180000
SH
Call
SOLE
180000
0
0
CONSTELLIUM NV
CL A
N22035104
1355
114570
SH
SOLE
114570
0
0
CYBERONICS INC
COM
23251P102
4638
78000
SH
SOLE
78000
0
0
DANAHER CORP DEL
COM
235851102
44952
525200
SH
SOLE
525200
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
12946
206183
SH
SOLE
206183
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
87340
2768300
SH
SOLE
2768300
0
0
DIRECTV
COM
25490A309
1126972
12145400
SH
SOLE
12145400
0
0
DRESSER-RAND GROUP INC
COM
261608103
340720
4000000
SH
SOLE
4000000
0
0
ENERGY TRANSFER EQUITY L P
COM
29273V950
11230
350000
SH
Put
SOLE
350000
0
0
ENERGY TRANSFER EQUITY L P
COM
29273V900
12834
400000
SH
Call
SOLE
400000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
124112
1518000
SH
SOLE
1518000
0
0
FAMILY DLR STORES INC
COM
307000109
459462
5830000
SH
SOLE
5830000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
2041
199132
SH
SOLE
199132
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
164006
4103228
SH
SOLE
4103228
0
0
FURMANITE CORPORATION
COM
361086101
2274
280000
SH
SOLE
280000
0
0
GENERAL ELECTRIC CO
COM
369604953
26570
1000000
SH
Put
SOLE
1000000
0
0
GENERAL ELECTRIC CO
COM
369604103
26570
1000000
SH
SOLE
1000000
0
0
GENERAL MTRS CO
COM
37045V100
100657
3020000
SH
SOLE
3020000
0
0
GENERAL MTRS CO
COM
37045V900
73993
2220000
SH
Call
SOLE
2220000
0
0
GENERAL MTRS CO
COM
37045V950
29997
900000
SH
Put
SOLE
900000
0
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
8024
800000
SH
SOLE
800000
0
0
GRAFTECH INTL LTD
COM
384313102
670
135000
SH
SOLE
135000
0
0
HALLIBURTON CO
COM
406216901
57929
1345000
SH
Call
SOLE
1345000
0
0
HALLIBURTON CO
COM
406216951
96046
2230000
SH
Put
SOLE
2230000
0
0
HEARTWARE INTL INC
COM
422368100
7974
109700
SH
SOLE
109700
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
8258
149900
SH
SOLE
149900
0
0
HERBALIFE LTD
NOTE 2.000% 8/15/19
42703MAB9
27228
30500000
PRN
SOLE
30500000
0
0
HERBALIFE LTD
COM
G4412G901
8814
160000
SH
Call
SOLE
160000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
18337
1012000
SH
SOLE
1012000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T955
1450
80000
SH
Put
SOLE
80000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T905
3624
200000
SH
Call
SOLE
200000
0
0
HOSPIRA INC
COM
441060100
638712
7200000
SH
SOLE
7200000
0
0
HUDSON CITY BANCORP
COM
443683107
99556
10076511
SH
SOLE
10076511
0
0
HUMANA INC
COM
444859952
419286
2192000
SH
Put
SOLE
2192000
0
0
HUMANA INC
COM
444859902
7651
40000
SH
Call
SOLE
40000
0
0
HUMANA INC
COM
444859102
392124
2050000
SH
SOLE
2050000
0
0
IGATE CORP
COM
45169U105
55864
1171400
SH
SOLE
1171400
0
0
INFORMATICA CORP
COM
45666Q102
233335
4814000
SH
SOLE
4814000
0
0
INOTEK PHARMACEUTICALS CORP
NOTE 5.000% 2/15/20
45780VAA0
2000
2000000
PRN
SOLE
2000000
0
0
INOTEK PHARMACEUTICALS CORP
COM
45780V102
3857
787200
SH
SOLE
787200
0
0
INVUITY INC
COM
46187J205
666
47195
SH
SOLE
47195
0
0
KEMPHARM INC
COM
488445107
8938
486538
SH
SOLE
486538
0
0
KINDER MORGAN INC
*W EXP 05/25/2017
49456B119
9798
3628900
SH
SOLE
3628900
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
13556
180000
SH
SOLE
180000
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
8016
127000
SH
SOLE
127000
0
0
LYONDELLBASELL INDUSTRIES N
COM
N53745950
4068
39300
SH
Put
SOLE
39300
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4070
39316
SH
SOLE
39316
0
0
MACERICH CO
COM
554382101
14920
200000
SH
SOLE
200000
0
0
MEDTRONIC PLC
COM
G5960L103
170
2294
SH
SOLE
2294
0
0
MOLSON COORS BREWING CO
CL B
60871R209
34207
490000
SH
SOLE
490000
0
0
MOLSON COORS BREWING CO
COM
60871R959
3491
50000
SH
Put
SOLE
50000
0
0
MOLSON COORS BREWING CO
COM
60871R909
25132
360000
SH
Call
SOLE
360000
0
0
MYLAN N V
COM
N59465959
168293
2480000
SH
Put
SOLE
2480000
0
0
MYLAN N V
COM
N59465909
73967
1090000
SH
Call
SOLE
1090000
0
0
MYLAN N V
SHS EURO
N59465109
256497
3779791
SH
SOLE
3779791
0
0
NETSCOUT SYS INC
COM
64115T104
23112
630283
SH
SOLE
630283
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
1515
100000
SH
SOLE
100000
0
0
NMI HLDGS INC
CL A
629209305
401
50000
SH
SOLE
50000
0
0
OCCIDENTAL PETE CORP DEL
COM
674599905
41809
537600
SH
Call
SOLE
537600
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
6218
295690
SH
SOLE
295690
0
0
OFFICE DEPOT INC
COM
676220106
90930
10500000
SH
SOLE
10500000
0
0
OM GROUP INC
COM
670872100
11316
336800
SH
SOLE
336800
0
0
OMNICARE INC
COM
681904958
141375
1500000
SH
Put
SOLE
1500000
0
0
OMNICARE INC
COM
681904108
333457
3538000
SH
SOLE
3538000
0
0
OPKO HEALTH INC
COM
68375N953
20100
1250000
SH
Put
SOLE
1250000
0
0
OPKO HEALTH INC
COM
68375N103
12150
755622
SH
SOLE
755622
0
0
OUTFRONT MEDIA INC
COM
69007J106
4322
171245
SH
SOLE
171245
0
0
PALL CORP
COM
696429307
616040
4950100
SH
SOLE
4950100
0
0
PARTNERRE LTD
COM
G6852T105
33410
260000
SH
SOLE
260000
0
0
PARTNERRE LTD
COM
G6852T955
19275
150000
SH
Put
SOLE
150000
0
0
PERFECT WORLD CO LTD
SPON ADR REP B
71372U104
21826
1101236
SH
SOLE
1101236
0
0
PERRIGO CO PLC
SHS
G97822103
426957
2310000
SH
SOLE
2310000
0
0
PERRIGO CO PLC
COM
G97822953
314340
1700700
SH
Put
SOLE
1700700
0
0
PERRIGO CO PLC
COM
G97822903
86870
470000
SH
Call
SOLE
470000
0
0
POLYPORE INTL INC
COM
73179V103
1198
20000
SH
SOLE
20000
0
0
RYERSON HLDG CORP
COM
783754104
2730
300000
SH
SOLE
300000
0
0
SFX ENTMT INC
COM
784178303
56
12500
SH
SOLE
12500
0
0
SIGMA ALDRICH CORP
COM
826552101
142834
1025000
SH
SOLE
1025000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
86364
419550
SH
SOLE
419550
0
0
SPDR S&P 500 ETF TR
COM
78462F903
117335
570000
SH
Call
SOLE
570000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
2581359
12540000
SH
Put
SOLE
12540000
0
0
SPRINT CORP
COM
85207U905
2240
491200
SH
Call
SOLE
491200
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A901
15618
192600
SH
Call
SOLE
192600
0
0
STONEGATE MTG CORP
COM
86181Q300
5740
569983
SH
SOLE
569983
0
0
STRYKER CORP
COM
863667951
5734
60000
SH
Put
SOLE
60000
0
0
STRYKER CORP
COM
863667901
13380
140000
SH
Call
SOLE
140000
0
0
SYNCHRONOSS TECHNOLOGIES INC
COM
87157B103
1827
39947
SH
SOLE
39947
0
0
SYNCHRONY FINL
COM
87165B953
24698
750000
SH
Put
SOLE
750000
0
0
SYNCHRONY FINL
COM
87165B103
6586
200000
SH
SOLE
200000
0
0
TESLA MTRS INC
NOTE 1.250% 3/01/21
88160RAC5
4942
5000000
PRN
SOLE
5000000
0
0
TESLA MTRS INC
NOTE 1.500% 6/01/18
88160RAA9
34896
16000000
PRN
SOLE
16000000
0
0
TESLA MTRS INC
COM
88160R951
7780
29000
SH
Put
SOLE
29000
0
0
TIME WARNER CABLE INC
COM
88732J207
973842
5465800
SH
SOLE
5465800
0
0
TIME WARNER CABLE INC
COM
88732J907
10690
60000
SH
Call
SOLE
60000
0
0
TIME WARNER CABLE INC
COM
88732J957
1133161
6360000
SH
Put
SOLE
6360000
0
0
TORNIER N V
SHS
N87237108
7113
284632
SH
SOLE
284632
0
0
TOWER INTL INC
COM
891826109
3334
128000
SH
SOLE
128000
0
0
TURQUOISE HILL RES LTD
COM
900435108
451086
119020000
SH
SOLE
119020000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K902
6692
30100
SH
Call
SOLE
30100
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
18644
400000
SH
SOLE
400000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2908
62400
SH
Call
SOLE
62400
0
0
VIDEOCON D2H LTD
ADR
92657J101
14049
1114100
SH
SOLE
1114100
0
0
VODAFONE GROUP PLC
COM
92857W908
4724
129600
SH
Call
SOLE
129600
0
0
WALTER ENERGY INC
COM
93317Q955
76
350000
SH
Put
SOLE
350000
0
0
WHITING PETE CORP NEW
COM
966387102
336
10000
SH
SOLE
10000
0
0
WILLIAMS COS INC DEL
COM
969457100
267704
4664650
SH
SOLE
4664650
0
0
WILLIAMS COS INC DEL
COM
969457950
279111
4863400
SH
Put
SOLE
4863400
0
0
WILLIAMS COS INC DEL
COM
969457900
17217
300000
SH
Call
SOLE
300000
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
4226
100000
SH
SOLE
100000
0
0
YAHOO INC
COM
984332106
19645
500000
SH
SOLE
500000
0
0
YELP INC
COM
985817905
4303
100000
SH
Call
SOLE
100000
0
0
YELP INC
COM
985817955
17212
400000
SH
Put
SOLE
400000
0
0
YELP INC
CL A
985817105
39519
918400
SH
SOLE
918400
0
0
ZOETIS INC
CL A
98978V103
303
6292
SH
SOLE
6292
0
0
ZOETIS INC
COM
98978V903
85711
1777500
SH
Call
SOLE
1777500
0
0
ZOETIS INC
COM
98978V953
23907
495800
SH
Put
SOLE
495800
0
0