0001140361-14-042307.txt : 20141114
0001140361-14-042307.hdr.sgml : 20141114
20141114164517
ACCESSION NUMBER: 0001140361-14-042307
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pentwater Capital Management LP
CENTRAL INDEX KEY: 0001425851
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12843
FILM NUMBER: 141225007
BUSINESS ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
BUSINESS PHONE: 312-589-6400
MAIL ADDRESS:
STREET 1: 614 DAVIS STREET
CITY: EVANSTON
STATE: IL
ZIP: 60201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425851
XXXXXXXX
09-30-2014
09-30-2014
Pentwater Capital Management LP
614 DAVIS STREET
EVANSTON
IL
60201
13F HOLDINGS REPORT
028-12843
N
Neal Nenadovic
Chief Financial Officer
312-589-6405
/s/ Neal Nenadovic
Evanston
IL
11-14-2014
0
181
10395347
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y959
20216
350000
SH
Put
SOLE
350000
0
0
ABBVIE INC
COM
00287Y909
72004
1246600
SH
Call
SOLE
1246600
0
0
ABERCROMBIE & FITCH CO
CL A
002896207
23621
650000
SH
SOLE
650000
0
0
ABERCROMBIE & FITCH CO
COM
002896957
8358
230000
SH
Put
SOLE
230000
0
0
ABERCROMBIE & FITCH CO
COM
002896907
5088
140000
SH
Call
SOLE
140000
0
0
ACTAVIS PLC
COM
G0083B908
52310
216800
SH
Call
SOLE
216800
0
0
ACTAVIS PLC
SHS
G0083B108
15080
62500
SH
SOLE
62500
0
0
AERCAP HOLDINGS NV
SHS
N00985106
4090
100000
SH
SOLE
100000
0
0
ALLERGAN INC
COM
018490952
338133
1897600
SH
Put
SOLE
1897600
0
0
ALLERGAN INC
COM
018490902
17819
100000
SH
Call
SOLE
100000
0
0
ALLERGAN INC
COM
018490102
650097
3648338
SH
SOLE
3648338
0
0
ALLY FINL INC
COM
02005N100
11232
485387
SH
SOLE
485387
0
0
AMERICAN AIRLS GROUP INC
COM
02376R902
41157
1160000
SH
Call
SOLE
1160000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2037
57420
SH
SOLE
57420
0
0
ANADARKO PETROLEUM CORP
COM
032511907
5072
50000
SH
Call
SOLE
50000
0
0
APPLE INC
COM
037833100
581
5771
SH
SOLE
5771
0
0
ASTRAZENECA PLC
COM
046353958
23575
330000
SH
Put
SOLE
330000
0
0
ASTRAZENECA PLC
COM
046353908
125020
1750000
SH
Call
SOLE
1750000
0
0
AT&T INC
COM
00206R952
151532
4300000
SH
Put
SOLE
4300000
0
0
AT&T INC
COM
00206R902
49336
1400000
SH
Call
SOLE
1400000
0
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
1642
55000
SH
SOLE
55000
0
0
B/E AEROSPACE INC
COM
073302101
2938
35000
SH
SOLE
35000
0
0
B/E AEROSPACE INC
COM
073302901
12591
150000
SH
Call
SOLE
150000
0
0
BALLY TECHNOLOGIES INC
COM
05874B107
56571
701000
SH
SOLE
701000
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
14458
2210710
SH
SOLE
2210710
0
0
BANK AMER CORP
COM
060505104
2813
165000
SH
SOLE
165000
0
0
BANKRATE INC
COM
06647F102
2783
245000
SH
SOLE
245000
0
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/2019
10157P112
577
887500
SH
SOLE
887500
0
0
BOULEVARD ACQUISITION CORP
COM
10157P104
17218
1775000
SH
SOLE
1775000
0
0
BOYD GAMING CORP
COM
103304101
18898
1860000
SH
SOLE
1860000
0
0
BOYD GAMING CORP
COM
103304951
1016
100000
SH
Put
SOLE
100000
0
0
BURGER KING WORLDWIDE INC
COM
121220907
2966
100000
SH
Call
SOLE
100000
0
0
BURGER KING WORLDWIDE INC
COM
121220957
17648
595000
SH
Put
SOLE
595000
0
0
BURGER KING WORLDWIDE INC
COM
121220107
27536
928400
SH
SOLE
928400
0
0
CAESARS ACQUISITION CO
CL A
12768T103
947
100000
SH
SOLE
100000
0
0
CAESARS ENTMT CORP
COM
127686103
2516
200000
SH
SOLE
200000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
8830
900100
SH
SOLE
900100
0
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/2016
14056V113
144
450050
SH
SOLE
450050
0
0
CBS CORP
COM
124857953
67945
1270000
SH
Put
SOLE
1270000
0
0
CBS CORP
COM
124857903
42800
800000
SH
Call
SOLE
800000
0
0
CBS CORP
CL B
124857202
79297
1482187
SH
SOLE
1482187
0
0
CBS OUTDOOR AMERS INC
COM
14987J106
138729
4633570
SH
SOLE
4633570
0
0
CBS OUTDOOR AMERS INC
COM
14987J906
4799
160300
SH
Call
SOLE
160300
0
0
CENTURY CMNTYS INC
COM
156504300
3036
175000
SH
SOLE
175000
0
0
CHIQUITA BRANDS INTL INC
COM
170032809
40650
2862700
SH
SOLE
2862700
0
0
CLOVIS ONCOLOGY INC
COM
189464100
29484
650000
SH
SOLE
650000
0
0
CLOVIS ONCOLOGY INC
COM
189464950
13608
300000
SH
Put
SOLE
300000
0
0
COMCAST CORP
COM
20030N951
108636
2020000
SH
Put
SOLE
2020000
0
0
COMPUTER SCIENCES CORP
COM
205363104
2752
45000
SH
SOLE
45000
0
0
COMPUWARE CORP
COM
205638109
1061
100000
SH
SOLE
100000
0
0
CONCUR TECHNOLOGIES INC
COM
206708109
63410
500000
SH
SOLE
500000
0
0
CONSTELLIUM NV
CL A
N22035104
8919
362400
SH
SOLE
362400
0
0
CONVERSANT INC
COM
21249J105
7020
204978
SH
SOLE
204978
0
0
COVIDIEN PLC
COM
G2554F953
32874
380000
SH
Put
SOLE
380000
0
0
COVIDIEN PLC
SHS
G2554F113
342580
3960000
SH
SOLE
3960000
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
72491
3185000
SH
SOLE
3185000
0
0
DIRECTV
COM
25490A309
917977
10610000
SH
SOLE
10610000
0
0
DIRECTV
COM
25490A959
184288
2130000
SH
Put
SOLE
2130000
0
0
DIRECTV
COM
25490A909
166118
1920000
SH
Call
SOLE
1920000
0
0
DOW CHEM CO
COM
260543103
1049
20000
SH
SOLE
20000
0
0
DRESSER-RAND GROUP INC
COM
261608103
22319
271328
SH
SOLE
271328
0
0
EBIX INC
COM
278715906
1418
100000
SH
Call
SOLE
100000
0
0
EBIX INC
COM
278715206
26829
1892000
SH
SOLE
1892000
0
0
ECLIPSE RES CORP
COM
27890G100
997
60000
SH
SOLE
60000
0
0
EP ENERGY CORP
CL A
268785102
10138
580000
SH
SOLE
580000
0
0
ESPERION THERAPEUTICS INC
COM
29664W105
24215
990000
SH
SOLE
990000
0
0
FAMILY DLR STORES INC
COM
307000109
142122
1840000
SH
SOLE
1840000
0
0
FAMILY DLR STORES INC
COM
307000909
15448
200000
SH
Call
SOLE
200000
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
6149
480000
SH
SOLE
480000
0
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
4088
750000
SH
SOLE
750000
0
0
GENERAL MOTORS CO
COM
37045V100
128389
4019692
SH
SOLE
4019692
0
0
GENERAL MOTORS CO
COM
37045V950
100611
3150000
SH
Put
SOLE
3150000
0
0
GENERAL MOTORS CO
COM
37045V900
12137
380000
SH
Call
SOLE
380000
0
0
GENTIVA HEALTH SERVICES INC
COM
37247A102
25170
1500000
SH
SOLE
1500000
0
0
GFI GROUP INC
COM
361652209
541
100000
SH
SOLE
100000
0
0
GLOBAL BRASS & COPPER HOLDINGS
COM
37953G103
11149
760000
SH
SOLE
760000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2203
12000
SH
SOLE
12000
0
0
GRACE W R & CO DEL
COM
38388F108
4070
44750
SH
SOLE
44750
0
0
HEARTWARE INTL INC
NOTE 3.500%12/17
422368AA8
15474
14000000
PRN
SOLE
14000000
0
0
HEARTWARE INTL INC
COM
422368100
11645
150000
SH
SOLE
150000
0
0
HENNESSY CAP ACQUISITION COR
COM
425886108
6812
695142
SH
SOLE
695142
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 01/23/2019
425886116
521
695142
SH
SOLE
695142
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
4699
107400
SH
SOLE
107400
0
0
HERBALIFE LTD
COM
G4412G901
438
10000
SH
Call
SOLE
10000
0
0
HERBALIFE LTD
COM
G4412G951
1750
40000
SH
Put
SOLE
40000
0
0
HOMESTREET INC
COM
43785V102
5318
311204
SH
SOLE
311204
0
0
HUDSON CITY BANCORP
COM
443683107
249
25649
SH
SOLE
25649
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
948
67500
SH
SOLE
67500
0
0
INTERMUNE INC
COM
45884X953
5920
80000
SH
Put
SOLE
80000
0
0
INTERNATIONAL GAME TECHNOLOGY
COM
459902102
150987
8950000
SH
SOLE
8950000
0
0
INTERNATIONAL RECTIFIER CORP
COM
460254105
7848
200000
SH
SOLE
200000
0
0
INVESTORS BANCORP INC
COM
46146L101
13148
1297965
SH
SOLE
1297965
0
0
IRON MTN INC
COM
462846956
11476
316400
SH
Put
SOLE
316400
0
0
IRON MTN INC
COM
462846906
3246
89500
SH
Call
SOLE
89500
0
0
JPMORGAN CHASE & CO
COM
46625H100
12700
210822
SH
SOLE
210822
0
0
KINDER MORGAN INC
*W EXP 05/25/2017
49456B119
7280
2000000
SH
SOLE
2000000
0
0
KINDER MORGAN INC
COM
49456B901
11502
300000
SH
Call
SOLE
300000
0
0
KINDER MORGAN MANAGEMENT LLC
SHS
49455U100
152805
1622998
SH
SOLE
1622998
0
0
KIPS BAY MED INC
COM
49726K105
53
311800
SH
SOLE
311800
0
0
KODIAK OIL & GAS CORP
COM
50015Q100
122
9000
SH
SOLE
9000
0
0
KYTHERA BIOPHARMACEUTICALS
COM
501570105
20292
619400
SH
SOLE
619400
0
0
LORILLARD INC
COM
544147901
23964
400000
SH
Call
SOLE
400000
0
0
LYONDELLBASELL INDUSTRIES
SHS - A -
N53745100
26078
240000
SH
SOLE
240000
0
0
M & T BK CORP
COM
55261F104
10356
84000
SH
SOLE
84000
0
0
MALLINCKRODT PUB LTD CO
COM
G5785G957
38752
350000
SH
Put
SOLE
350000
0
0
MEDIA GENERAL INC
COM
584404957
918
70000
SH
Put
SOLE
70000
0
0
MEDTRONIC INC
COM
585055906
46463
750000
SH
Call
SOLE
750000
0
0
MICROCHIP TECHNOLOGY INC
COM
595017904
9446
200000
SH
Call
SOLE
200000
0
0
MONTAGE TECHNOLOGY GROUP LTD
COM
G6209T955
12534
600000
SH
Put
SOLE
600000
0
0
MONTAGE TECHNOLOGY GROUP LTD
SHS
G6209T105
31397
1502957
SH
SOLE
1502957
0
0
MULTIMEDIA GAMES HLDG CO INC
COM
625453105
2181
60575
SH
SOLE
60575
0
0
NEWSTAR FINANCIAL INC
COM
65251F105
1307
116324
SH
SOLE
116324
0
0
NMI HLDGS INC
CL A
629209305
433
50000
SH
SOLE
50000
0
0
NPS PHARMACEUTICALS INC
COM
62936P103
36353
1398200
SH
SOLE
1398200
0
0
NPS PHARMACEUTICALS INC
COM
62936P953
26260
1010000
SH
Put
SOLE
1010000
0
0
OCULAR THERAPEUTIX INC
COM
67576A100
7335
490000
SH
SOLE
490000
0
0
ORION ENGINEERED CARBONS S A
COM
L72967109
7577
430000
SH
SOLE
430000
0
0
PETSMART INC
COM
716768106
21027
300000
SH
SOLE
300000
0
0
PFIZER INC
COM
717081103
39032
1320000
SH
SOLE
1320000
0
0
PIKE CORP
COM
721283109
5578
469121
SH
SOLE
469121
0
0
POWERSHARES QQQ TRUST
COM
73935A954
6915
70000
SH
Put
SOLE
70000
0
0
QLT INC
COM
746927102
691
152900
SH
SOLE
152900
0
0
ROUNDYS INC
COM
779268101
299
100000
SH
SOLE
100000
0
0
RYERSON HLDG CORP
COM
783754104
4480
350000
SH
SOLE
350000
0
0
SALIX PHARMACEUTICALS INC
COM
795435106
312480
2000000
SH
SOLE
2000000
0
0
SALIX PHARMACEUTICALS INC
COM
795435956
193894
1241000
SH
Put
SOLE
1241000
0
0
SALIX PHARMACEUTICALS INC
COM
795435906
17186
110000
SH
Call
SOLE
110000
0
0
SEAWORLD ENTMT INC
COM
81282V100
481
25000
SH
SOLE
25000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
104444
403182
SH
SOLE
403182
0
0
SHIRE PLC
COM
82481R956
25905
100000
SH
Put
SOLE
100000
0
0
SHUTTERFLY INC
COM
82568P304
4874
100000
SH
SOLE
100000
0
0
SILVER EAGLE ACQUISITION COR
COM
827694100
11074
1114100
SH
SOLE
1114100
0
0
SILVER EAGLE ACQUISITION COR
*W EXP 07/26/2018
827694118
501
1114100
SH
SOLE
1114100
0
0
SIX FLAGS ENTMT CORP
COM
83001A102
41268
1200000
SH
SOLE
1200000
0
0
SPARK ENERGY INC
CL A COM
846511103
1010
58144
SH
SOLE
58144
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
38222
194000
SH
SOLE
194000
0
0
SPDR S&P 500 ETF TR
COM
78462F903
39404
200000
SH
Call
SOLE
200000
0
0
SPDR S&P 500 ETF TR
COM
78462F953
727004
3690000
SH
Put
SOLE
3690000
0
0
SPRINT CORP
COM
85207U905
26628
4200000
SH
Call
SOLE
4200000
0
0
STONEGATE MTG CORP
COM
86181Q300
8054
620000
SH
SOLE
620000
0
0
SYNCHRONY FINL
COM
87165B103
28969
1180000
SH
SOLE
1180000
0
0
TALISMAN ENERGY INC
COM
87425E103
31140
3600000
SH
SOLE
3600000
0
0
TESLA MTRS INC
NOTE 1.250% 3/01/2021
88160RAC5
4762
5000000
PRN
SOLE
5000000
0
0
TESLA MTRS INC
NOTE 1.500% 6/01/2018
88160RAA9
32317
16000000
PRN
SOLE
16000000
0
0
TESLA MTRS INC
COM
88160R951
1941
8000
SH
Put
SOLE
8000
0
0
TIBCO SOFTWARE INC
COM
88632Q103
17723
750000
SH
SOLE
750000
0
0
TIM HORTONS INC
COM
88706M103
535687
6797200
SH
SOLE
6797200
0
0
TIME WARNER CABLE INC
COM
88732J207
373074
2600000
SH
SOLE
2600000
0
0
TIME WARNER CABLE INC
COM
88732J907
8609
60000
SH
Call
SOLE
60000
0
0
TIME WARNER CABLE INC
COM
88732J957
186537
1300000
SH
Put
SOLE
1300000
0
0
TIME WARNER INC
COM
887317303
11282
150000
SH
SOLE
150000
0
0
TIME WARNER INC
COM
887317953
11282
150000
SH
Put
SOLE
150000
0
0
TIME WARNER INC
COM
887317903
11282
150000
SH
Call
SOLE
150000
0
0
T-MOBILE US INC
COM
872590104
1689
58500
SH
SOLE
58500
0
0
T-MOBILE US INC
COM
872590904
1444
50000
SH
Call
SOLE
50000
0
0
TOWER INTL INC
COM
891826109
3375
134000
SH
SOLE
134000
0
0
TRI POINTE HOMES INC
COM
87265H109
26851
2075000
SH
SOLE
2075000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S906
6075
60000
SH
Call
SOLE
60000
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S956
50392
497700
SH
Put
SOLE
497700
0
0
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
435375
4300000
SH
SOLE
4300000
0
0
TURQUOISE HILL RES LTD
COM
900435108
419665
112209900
SH
SOLE
112209900
0
0
TW TELECOM INC
COM
87311L104
3329
80000
SH
SOLE
80000
0
0
URS CORP
COM
903236107
10370
180000
SH
SOLE
180000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
204610
1559527
SH
SOLE
1559527
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K952
28864
220000
SH
Put
SOLE
220000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K902
115456
880000
SH
Call
SOLE
880000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1340
26802
SH
SOLE
26802
0
0
VIVUS INC
COM
928551950
1158
300000
SH
Put
SOLE
300000
0
0
VODAFONE GROUP PLC
COM
92857W908
305138
8680000
SH
Call
SOLE
8680000
0
0
VODAFONE GROUP PLC
SPNSR ADR NO PAR
92857W308
1416
43057
SH
SOLE
43057
0
0
WALGREEN CO
COM
931422959
72410
1221700
SH
Put
SOLE
1221700
0
0
WALGREEN CO
COM
931422909
69346
1170000
SH
Call
SOLE
1170000
0
0
WALGREEN CO
COM
931422109
53439
901620
SH
SOLE
901620
0
0
WALTER ENERGY INC
COM
93317Q105
2317
990010
SH
SOLE
990010
0
0
WALTER ENERGY INC
COM
93317Q955
2551
1090000
SH
Put
SOLE
1090000
0
0
WALTER ENERGY INC
COM
93317Q905
842
360000
SH
Call
SOLE
360000
0
0
ZILLOW INC
COM
98954A907
1160
10000
SH
Call
SOLE
10000
0
0
ZILLOW INC
CL A
98954A107
6458
55673
SH
SOLE
55673
0
0
ZOETIS INC
CL A
98978V103
157038
4250000
SH
SOLE
4250000
0
0
ZOETIS INC
COM
98978V953
66510
1800000
SH
Put
SOLE
1800000
0
0
ZOETIS INC
COM
98978V903
59120
1600000
SH
Call
SOLE
1600000
0
0