0001140361-14-021715.txt : 20140515 0001140361-14-021715.hdr.sgml : 20140515 20140515164533 ACCESSION NUMBER: 0001140361-14-021715 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pentwater Capital Management LP CENTRAL INDEX KEY: 0001425851 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12843 FILM NUMBER: 14848162 BUSINESS ADDRESS: STREET 1: 614 DAVIS STREET CITY: EVANSTON STATE: IL ZIP: 60201 BUSINESS PHONE: 312-589-6400 MAIL ADDRESS: STREET 1: 614 DAVIS STREET CITY: EVANSTON STATE: IL ZIP: 60201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425851 XXXXXXXX 03-31-2014 03-31-2014 Pentwater Capital Management LP

614 DAVIS STREET EVANSTON IL 60201

13F HOLDINGS REPORT 028-12843 N Neal Nenadovic 312-589-6405 /s/ Neal Nenadovic Evanston IL 05-15-2014 0 123 3747791 false INFORMATION TABLE 2 form13fInfoTable.xml ABERCROMBIE & FITCH CO CL A 002896207 3080 80000 SH SOLE 80000 0 0 ABERCROMBIE & FITCH CO COM 002896957 3080 80000 SH Put SOLE 80000 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 765 180000 SH SOLE 180000 0 0 AMERICAN AIRLINES GROUP INC COM 02376R902 38796 1060000 SH Call SOLE 1060000 0 0 AMERICAN AIRLINES GROUP INC PFD A MAND CV 02376R409 38560 1397100 SH SOLE 1397100 0 0 AMERICAN AIRLINES GROUP INC COM 02376R102 4011 109580 SH SOLE 109580 0 0 AMERICAN APPAREL INC COM 023850100 60 120000 SH SOLE 120000 0 0 ANIXTER INTL INC COM 035290105 6091 60000 SH SOLE 60000 0 0 APPLE INC COM 037833950 10735 20000 SH Put SOLE 20000 0 0 AUTONAVI HOLDINGS LTD SPONSORED ADR 05330F106 35471 1770000 SH SOLE 1770000 0 0 BANK OF AMERICA CORPORATION COM 060505104 2838 165000 SH SOLE 165000 0 0 BANKRATE INC COM 06647F102 4235 250000 SH SOLE 250000 0 0 BEAM INC COM 073730953 16660 200000 SH Put SOLE 200000 0 0 BEAM INC COM 073730103 136656 1640526 SH SOLE 1640526 0 0 BOULEVARD ACQUISITION CORP UNIT 99/99/9999 10157P203 16760 1667709 SH SOLE 1667709 0 0 BOYD GAMING CORP COM 103304101 132 10000 SH SOLE 10000 0 0 CAESARS ENTERTAINMENT CORP COM 127686953 2661 140000 SH Put SOLE 140000 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 8866 900100 SH SOLE 900100 0 0 CAPITOL ACQUISITION CORP II *W EXP 05/15/2016 14056V113 221 450050 SH SOLE 450050 0 0 CBS CORP COM 124857953 3708 60000 SH Put SOLE 60000 0 0 CBS CORP CL B 124857202 3708 60000 SH SOLE 60000 0 0 CHEGG INC COM 163092109 525 75000 SH SOLE 75000 0 0 CHIQUITA BRANDS INTL INC COM 170032809 27176 2182796 SH SOLE 2182796 0 0 CLOVIS ONCOLOGY INC COM 189464100 8208 118500 SH SOLE 118500 0 0 CLOVIS ONCOLOGY INC COM 189464950 3464 50000 SH Put SOLE 50000 0 0 CLOVIS ONCOLOGY INC COM 189464900 693 10000 SH Call SOLE 10000 0 0 CLUBCORP HOLDINGS INC COM 18948M108 1689 89376 SH SOLE 89376 0 0 COMCAST CORP CL A 20030N101 77093 1540625 SH SOLE 1540625 0 0 CONSTELLATION BRANDS INC CL A 21036P108 850 10000 SH SOLE 10000 0 0 CONSTELLIUM NV CL A N22035104 14024 477813 SH SOLE 477813 0 0 DARLING INTL INC COM 237266901 2002 100000 SH Call SOLE 100000 0 0 DARLING INTL INC COM 237266101 15616 780000 SH SOLE 780000 0 0 DIAMOND RESORTS INTL INC COM 25272T104 48825 2880522 SH SOLE 2880522 0 0 DIRECTV COM 25490A909 12227 160000 SH Call SOLE 160000 0 0 DISNEY WALT CO COM DISNEY 254687106 480 6000 SH SOLE 6000 0 0 EBIX INC COM NEW 278715206 27500 1611000 SH SOLE 1611000 0 0 EINSTEIN NOAH RESTAURANT GROUP INC COM 28257U104 412 25000 SH SOLE 25000 0 0 ENDO HEALTH SOLUTIONS INC COM 29264F955 10984 160000 SH Put SOLE 160000 0 0 EP ENERGY CORP CL A 268785102 27398 1400000 SH SOLE 1400000 0 0 ESPERION THERAPEUTICS INC COM 29664W105 13400 886224 SH SOLE 886224 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 8175 545000 SH SOLE 545000 0 0 FOREST LABS INC COM 345838106 46135 500000 SH SOLE 500000 0 0 GENERAL MOTORS CO COM 37045V100 89340 2595589 SH SOLE 2595589 0 0 GENERAL MOTORS CO *W EXP 07/10/2016 37045V118 3312 133349 SH SOLE 133349 0 0 GENERAL MOTORS CO *W EXP 07/10/2019 37045V126 216 12425 SH SOLE 12425 0 0 GENERAL MOTORS CO COM 37045V950 59547 1730000 SH Put SOLE 1730000 0 0 GIANT INTERACTIVE GROUP INC ADR 374511103 17355 1500000 SH SOLE 1500000 0 0 GLOBAL BRASS & COPPER HOLDINGS I COM 37953G103 12616 800000 SH SOLE 800000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1966 12000 SH SOLE 12000 0 0 HEARTWARE INTL INC NOTE 3.500%12/17 422368AA8 17032 14000000 PRN SOLE 14000000 0 0 HEARTWARE INTL INC COM 422368100 19412 207000 SH SOLE 207000 0 0 HENNESSY CAPITAL ACQUISITION UNIT 99/99/9999 425886207 6993 695142 SH SOLE 695142 0 0 HERBALIFE LTD COM USD SHS G4412G101 6523 113900 SH SOLE 113900 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 7992 300000 SH SOLE 300000 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T905 2664 100000 SH Call SOLE 100000 0 0 HOMESTREET INC COM 43785V102 6302 322378 SH SOLE 322378 0 0 HUDSON CITY BANCORP COM 443683107 264 26837 SH SOLE 26837 0 0 INVESTORS BANCORP INC COM 46146P102 14934 540300 SH SOLE 540300 0 0 IRON MOUNTAIN INC COM 462846956 2757 100000 SH Put SOLE 100000 0 0 IRON MOUNTAIN INC COM 462846906 2757 100000 SH Call SOLE 100000 0 0 IRON MOUNTAIN INC COM 462846106 2757 100000 SH SOLE 100000 0 0 JC PENNEY CO INC COM 708160106 1121 130000 SH SOLE 130000 0 0 JC PENNEY CO INC COM 708160956 3448 400000 SH Put SOLE 400000 0 0 JONES GROUP INC COM 48020T101 13248 885000 SH SOLE 885000 0 0 JOS A BANK CLOTHIERS INC COM 480838101 135030 2100000 SH SOLE 2100000 0 0 JOS A BANK CLOTHIERS INC COM 480838951 80375 1250000 SH Put SOLE 1250000 0 0 JPMORGAN CHASE & CO COM 46625H950 8499 140000 SH Put SOLE 140000 0 0 JPMORGAN CHASE & CO COM 46625H100 16034 264096 SH SOLE 264096 0 0 KIPS BAY MED INC COM 49726K105 217 311800 SH SOLE 311800 0 0 KYTHERA BIOPHARMACEUTICALS INC COM 501570105 15506 390000 SH SOLE 390000 0 0 LAMAR ADVERTISING CO CL A 512815101 6630 130000 SH SOLE 130000 0 0 LIN MEDIA LLC CL A COM 532771102 2076 78334 SH SOLE 78334 0 0 LINNCO LLC COMSHS LTD INT 535782106 3922 145000 SH SOLE 145000 0 0 LORILLARD INC COM 544147901 6490 120000 SH Call SOLE 120000 0 0 LYONDELLBASELL INDUSTRIES COM N53745950 4447 50000 SH Put SOLE 50000 0 0 LYONDELLBASELL INDUSTRIES SHS - A - N53745100 64926 730000 SH SOLE 730000 0 0 M & T BANK CORP COM 55261F104 10189 84000 SH SOLE 84000 0 0 MEDIA GENERAL INC CL A 584404107 315 17158 SH SOLE 17158 0 0 MENS WEARHOUSE INC COM 587118900 6857 140000 SH Call SOLE 140000 0 0 MONTAGE TECHNOLOGY GROUP LTD SHS G6209T105 4809 240200 SH SOLE 240200 0 0 NEWSTAR FINANCIAL INC COM 65251F105 2136 154130 SH SOLE 154130 0 0 NMI HOLDINGS INC CL A 629209305 6581 561542 SH SOLE 561542 0 0 OPHTHOTECH CORP COM 683745103 1427 40000 SH SOLE 40000 0 0 QUINPARIO ACQUISITION CORP COM 74874R108 6586 640000 SH SOLE 640000 0 0 QUINPARIO ACQUISITION CORP *W EXP 09/27/2018 74874R116 361 591500 SH SOLE 591500 0 0 RDA MICROELECTRONICS INC SPONSORED ADR 749394102 27743 1547286 SH SOLE 1547286 0 0 RF MICRODEVICES INC COM 749941100 660 83749 SH SOLE 83749 0 0 RINGCENTRAL INC CL A 76680R206 1720 95000 SH SOLE 95000 0 0 SAFEWAY INC COM NEW 786514208 5910 160000 SH SOLE 160000 0 0 SILVER EAGLE ACQUISITION COR UNIT 99/99/9999 827694209 11531 1114100 SH SOLE 1114100 0 0 SIRIUS XM HLDGS INC COM 82968B103 4487 1402131 SH SOLE 1402131 0 0 SONUS NETWORKS INC COM 835916107 1935 574200 SH SOLE 574200 0 0 SPDR S&P 500 ETF TR COM 78462F953 587211 3140000 SH Put SOLE 3140000 0 0 SPDR S&P 500 ETF TR COM 78462F903 37402 200000 SH Call SOLE 200000 0 0 SPRINT CORP COM 85207U905 45031 4900000 SH Call SOLE 4900000 0 0 STONEGATE MTG CORP COM 86181Q300 8984 604543 SH SOLE 604543 0 0 SYNAGEVA BIOPHARMA CORP COM 87159A103 2074 25000 SH SOLE 25000 0 0 TESLA MOTORS INC NOTE 1.250% 3/01/2021 88160RAC5 4545 5000000 PRN SOLE 5000000 0 0 TESLA MOTORS INC NOTE 1.500% 6/01/2018 88160RAA9 28774 16000000 PRN SOLE 16000000 0 0 TESLA MOTORS INC COM 88160R901 1668 8000 SH Call SOLE 8000 0 0 TESLA MOTORS INC COM 88160R951 1459 7000 SH Put SOLE 7000 0 0 TEXAS INDUSTRIES INC COM 882491103 3585 40000 SH SOLE 40000 0 0 TIME WARNER CABLE INC COM 88732J207 338835 2470000 SH SOLE 2470000 0 0 TIME WARNER INC COM 887317903 16462 120000 SH Call SOLE 120000 0 0 TIME WARNER INC COM 887317953 233206 1700000 SH Put SOLE 1700000 0 0 T-MOBILE US INC COM 872590904 1652 50000 SH Call SOLE 50000 0 0 TOWER INTL INC COM 891826109 12249 450000 SH SOLE 450000 0 0 TURQUOISE HILL RESOURCES LTD COM 900435108 411862 123682200 SH SOLE 123682200 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 227 4766 SH SOLE 4766 0 0 VERIZON COMMUNICATIONS INC COM 92343V904 76930 1617200 SH Call SOLE 1617200 0 0 VERIZON COMMUNICATIONS INC COM 92343V954 16079 338000 SH Put SOLE 338000 0 0 VIVUS INC COM 928551100 891 150000 SH SOLE 150000 0 0 VIVUS INC COM 928551950 2970 500000 SH Put SOLE 500000 0 0 VODAFONE GROUP PLC COM 92857W909 177380 4818800 SH Call SOLE 4818800 0 0 VODAFONE GROUP PLC COM 92857W959 25841 702000 SH Put SOLE 702000 0 0 VODAFONE GROUP PLC SPNSR ADR NO PAR 92857W308 110430 3000000 SH SOLE 3000000 0 0 WALTER ENERGY INC COM 93317Q105 8619 1140010 SH SOLE 1140010 0 0 WALTER ENERGY INC COM 93317Q955 8240 1090000 SH Put SOLE 1090000 0 0 WALTER ENERGY INC COM 93317Q905 2722 360000 SH Call SOLE 360000 0 0 WR GRACE & CO COM 38388F108 5950 60000 SH SOLE 60000 0 0 YONGYE INTL INC COM 98607B106 11577 1700000 SH SOLE 1700000 0 0 ZALE CORP COM 988858106 523 25000 SH SOLE 25000 0 0 ZOETIS INC CL A 98978V103 150488 5200000 SH SOLE 5200000 0 0