0001019687-12-000174.txt : 20120119 0001019687-12-000174.hdr.sgml : 20120119 20120119110722 ACCESSION NUMBER: 0001019687-12-000174 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120119 DATE AS OF CHANGE: 20120119 EFFECTIVENESS DATE: 20120119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WestLB Mellon Asset Management Kapitalanlagegessellschaft mbH CENTRAL INDEX KEY: 0001425769 IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12807 FILM NUMBER: 12533880 BUSINESS ADDRESS: STREET 1: ELISABETHSTRASSE 65 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 BUSINESS PHONE: 49 211 23924 302 MAIL ADDRESS: STREET 1: ELISABETHSTRASSE 65 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 13F-HR 1 westlbkag_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 December 2011 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH -------------------------------------------------------------- Address: ELISABETHSTRASSE 65 -------------------------------------------------------------- D-40217 Duesseldorf -------------------------------------------------------------- Germany -------------------------------------------------------------- Form 13F File Number: 28- 12807 -------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Carsten Reek ---------------------------------------------------------- Title: Compliance Officer ---------------------------------------------------------- Phone: 49 211 23924 302 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carsten Reek Duesseldorf, Germany 19 January 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name ------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ---------------------------- Form 13F Information Table Entry Total: 137 ---------------------------- Form 13F Information Table Value Total: $170,501 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.
FORM 13F 12-31-2012 FORM 13F INFORMATION TABLE NAME OF ISSUER TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------- --------- -------- -------- --- ---- ------- -------- ------ ------ ---- ALLERGAN INC. REGISTERED SHARES DL -,01 COM 18490102 1,044 11,900 SH SOLE 11,900 ALTERA CORP. REGISTERED SHARES O.N. COM 21441100 712 19,200 SH SOLE 19,200 ALTRIA GROUP INC. REGISTERED SHARES DL -,333 COM 02209S103 1,265 42,675 SH SOLE 42,675 AMAZON.COM INC. REGISTERED SHARES DL -,01 COM 23135106 1,073 6,200 SH SOLE 6,200 AMERICAN EXPRESS CO. REGISTERED SHARES DL -,20 COM 25816109 1,198 25,400 SH SOLE 25,400 AMERICAN TOWER CORP. REG. SHARES CLASS A DL -,01 CL A 29912201 276 4,600 SH SOLE 4,600 AMERISOURCEBERGEN CORP. REGISTERED SHARES DL -,01 COM 3.07E+108 1,261 33,900 SH SOLE 33,900 ANADARKO PETROLEUM CORP. REGISTERED SHARES DL -,10 COM 32511107 1,020 13,364 SH SOLE 13,364 APACHE CORP. REGISTERED SHARES DL -,625 COM 37411105 866 9,559 SH SOLE 9,559 APPLE INC. REGISTERED SHARES O.N. COM 37833100 6,425 15,865 SH SOLE 15,865 AUTOZONE INC. REGISTERED SHARES DL -,01 COM 53332102 1,592 4,900 SH SOLE 4,900 AVALONBAY COMMUNITIES INC. REGISTERED SHARES DL -,01 COM 53484101 274 2,100 SH SOLE 2,100 BALL CORP. REGISTERED SHARES O.N. COM 58498106 714 20,000 SH SOLE 20,000 BED BATH & BEYOND INC. REGISTERED SHARES DL -,01 COM 75896100 493 8,500 SH SOLE 8,500 BERKSHIRE HATHAWAY INC. REG.SHARES B NEW DL -,00333 CL B NEW 84670702 1,175 15,400 SH SOLE 15,400 BIOGEN IDEC INC. REGISTERED SHARES DL-,0005 COM 09062X103 1,045 9,500 SH SOLE 9,500 BRISTOL-MYERS SQUIBB CO. REGISTERED SHARES DL -,10 COM 110122108 737 20,900 SH SOLE 20,900 CBS CORP. (NEW) REG. SHARES CLASS B DL -,001 CL B 124857202 950 35,000 SH SOLE 35,000 CF INDUSTRIES HOLDINGS INC. REGISTERED SHARES DL -,01 COM 125269100 303 2,093 SH SOLE 2,093 C.H. ROBINSON WORLDWIDE INC. REGISTERED SHS (NEW) DL -,10 COM 12541W209 202 2,900 SH SOLE 2,900 CMS ENERGY CORP. REGISTERED SHARES DL -,01 COM 125896100 1,698 76,900 SH SOLE 76,900 CSX CORP. REGISTERED SHARES DL 1 COM 126408103 1,007 47,838 SH SOLE 47,838 CAMERON INTERNATIONAL CORP. REGISTERED SHARES DL -,01 COM 13342B105 226 4,600 SH SOLE 4,600 CAPITAL ONE FINANCIAL CORP. REGISTERED SHARES DL -,01 COM 14040H105 715 16,900 SH SOLE 16,900 CATERPILLAR INC. REGISTERED SHARES DL 1 COM 149123101 263 2,900 SH SOLE 2,900 CHEVRON CORP. REGISTERED SHARES DL-,75 COM 166764100 5,171 48,600 SH SOLE 48,600 CHUBB CORP. REGISTERED SHARES DL 1 COM 171232101 1,350 19,500 SH SOLE 19,500 CITRIX SYSTEMS INC. REGISTERED SHARES DL -,001 COM 177376100 285 4,700 SH SOLE 4,700 COACH INC. REGISTERED SHARES DL -,01 COM 189754104 446 7,300 SH SOLE 7,300 COCA-COLA CO. REGISTERED SHARES DL -,25 COM 191216100 4,079 58,300 SH SOLE 58,300 COCA-COLA ENTERPRISES INC.(NEW REGISTERED SHARES DL 1 COM 19122T109 356 13,800 SH SOLE 13,800 COGNIZANT TECHNOLOGY SOL.CORP. REG. SHS CLASS A DL -,01 CL A 192446102 212 3,300 SH SOLE 3,300 CONOCOPHILLIPS REGISTERED SHARES DL -,01 COM 20825C104 721 9,900 SH SOLE 9,900 COSTCO WHOLESALE CORP. REGISTERED SHARES DL -,005 COM 22160K105 1,258 15,100 SH SOLE 15,100 CUMMINS INC. REGISTERED SHARES DL 2,50 COM 231021106 1,206 13,700 SH SOLE 13,700 DTE ENERGY CO. REGISTERED SHARES O.N. COM 233331107 817 15,000 SH SOLE 15,000 DANAHER CORP. REGISTERED SHARES DL -,01 COM 235851102 1,052 22,370 SH SOLE 22,370 DAVITA INC. REGISTERED SHARES DL -,001 COM 23918K108 258 3,400 SH SOLE 3,400 DEERE & CO. REGISTERED SHARES DL 1 COM 244199105 201 2,600 SH SOLE 2,600 WALT DISNEY CO. REGISTERED SHARES DL -,01 COM 254687106 328 8,740 SH SOLE 8,740 DISCOVER FINANCIAL SERVICES REGISTERED SHARES DL -,01 COM 254709108 1,286 53,600 SH SOLE 53,600 DIRECTV REGISTERED SHARES CL.A DL-,01 COM 25490A101 1,287 30,100 SH SOLE 30,100 DOMINION RESOURCES INC.(NEW) REGISTERED SHARES O.N. COM 25746U109 2,468 46,500 SH SOLE 46,500 EMC CORP. (MASS.) REGISTERED SHARES DL -,01 COM 268648102 1,396 64,832 SH SOLE 64,832 EASTMAN CHEMICAL CO. REGISTERED SHARES DL -,01 COM 277432100 281 7,200 SH SOLE 7,200 EL PASO CORP. REGISTERED SHARES DL 3 COM 28336L109 1,007 37,900 SH SOLE 37,900 EQUITY RESIDENTIAL REG.SHS OF BENEF. INT. DL -,01 SH BEN INT 29476L107 576 10,100 SH SOLE 10,100 EXPRESS SCRIPTS INC. REGISTERED SHARES DL -,01 COM 302182100 250 5,600 SH SOLE 5,600 EXXON MOBIL CORP. REGISTERED SHARES O.N. COM 30231G102 2,670 31,500 SH SOLE 31,500 FMC TECHNOLOGIES INC. REGISTERED SHARES DL -,01 COM 30249U101 658 12,600 SH SOLE 12,600 F5 NETWORKS INC. REGISTERED SHARES O.N. COM 315616102 361 3,400 SH SOLE 3,400 FORD MOTOR CO. REGISTERED SHARES DL -,01 COM 345370860 1,360 126,400 SH SOLE 126,400 FREEP. MCMORAN COPP.&GOLD INC. REG. SHARES DL-,10 COM 35671D857 839 22,800 SH SOLE 22,800 GENERAL ELECTRIC CO. REGISTERED SHARES DL -,06 COM 369604103 627 35,000 SH SOLE 35,000 GENERAL MILLS INC. REGISTERED SHARES DL -,10 COM 370334104 2,029 50,200 SH SOLE 50,200 GOODRICH CORP. REGISTERED SHARES DL 5 COM 382388106 1,831 14,800 SH SOLE 14,800 GOOGLE INC. REG. SHARES CLASS A DL -,001 CL A 38259P508 1,679 2,600 SH SOLE 2,600 W.W. GRAINGER INC. REGISTERED SHARES DL 1 COM 384802104 431 2,300 SH SOLE 2,300 HEALTH CARE REIT INC. REGISTERED SHARES DL 1 COM 42217K106 256 4,700 SH SOLE 4,700 HEWLETT-PACKARD CO. REGISTERED SHARES DL -,01 COM 428236103 580 22,500 SH SOLE 22,500 HORMEL FOODS CORP. REGISTERED SHARES DL 0,0586 COM 440452100 2,203 75,200 SH SOLE 75,200 HUMANA INC. REGISTERED SHARES DL -,166 COM 444859102 797 9,100 SH SOLE 9,100 INTEL CORP. REGISTERED SHARES DL -,001 COM 458140100 1,869 77,078 SH SOLE 77,078 INTL BUSINESS MACHINES CORP. REGISTERED SHARES DL -,20 COM 459200101 5,149 28,000 SH SOLE 28,000 INTUIT INC. REGISTERED SHARES DL -,01 COM 461202103 379 7,200 SH SOLE 7,200 JPMORGAN CHASE & CO. REGISTERED SHARES DL 1 COM 46625H100 2,327 70,000 SH SOLE 70,000 JOHNSON & JOHNSON REGISTERED SHARES DL 1 COM 478160104 1,915 29,200 SH SOLE 29,200 KIMBERLY-CLARK CORP. REGISTERED SHARES DL 1,25 COM 494368103 346 4,700 SH SOLE 4,700 KRAFT FOODS INC. REGISTERED SHARES CLASS A O.N. CL A 50075N104 1,222 32,700 SH SOLE 32,700 ESTEE LAUDER COMPAN. INC. REG. SHARES CLASS A DL -,01 CL A 518439104 651 5,800 SH SOLE 5,800 LORILLARD INC. REGISTERED SHARES DL -,01 COM 544147101 886 7,768 SH SOLE 7,768 MACYS INC. REGISTERED SHARES DL -,01 COM 55616P104 518 16,100 SH SOLE 16,100 MARATHON OIL CORP. REGISTERED SHARES DL 1 COM 565849106 1,106 37,800 SH SOLE 37,800 MASTERCARD INC. REGISTERED SHARES A DL -,0001 CL A 57636Q104 1,379 3,700 SH SOLE 3,700 MCCORMICK & CO. INC. REG. SHARES (NON VOTING) O.N. COM 579780206 212 4,200 SH SOLE 4,200 MCDONALDS CORP. REGISTERED SHARES DL-,01 COM 580135101 3,745 37,328 SH SOLE 37,328 MCKESSON CORP. REGISTERED SHARES DL -,01 COM 58155Q103 1,491 19,139 SH SOLE 19,139 MERCK & CO. INC. (NEW) REGISTERED SHARES DL-,01 COM 58933Y105 365 9,690 SH SOLE 9,690 MICRON TECHNOLOGY INC. REGISTERED SHARES DL -,10 COM 595112103 135 21,400 SH SOLE 21,400 MOTOROLA SOLUTIONS INC. REGISTERED SHARES DL -,01 COM 620076307 324 7,000 SH SOLE 7,000 MYLAN INC. REGISTERED SHARES DL 0,50 COM 628530107 871 40,600 SH SOLE 40,600 NATIONAL OILWELL VARCO INC. REGISTERED SHARES DL -,01 COM 637071101 374 5,500 SH SOLE 5,500 NEWMONT MINING CORP. REGISTERED SHARES DL 1,60 COM 651639106 810 13,500 SH SOLE 13,500 NIKE INC. REGISTERED SHARES CLASS B O.N. CL B 654106103 766 7,950 SH SOLE 7,950 NORDSTROM INC. REGISTERED SHARES O.N. COM 655664100 308 6,200 SH SOLE 6,200 NORFOLK SOUTHERN CORP. REGISTERED SHARES DL 1 COM 655844108 597 8,200 SH SOLE 8,200 NORTHEAST UTILITIES INC. REGISTERED SHARES DL 5 COM 664397106 653 18,100 SH SOLE 18,100 OREILLY AUTOMOTIVE INC. NEW REGISTERED SHARES DL -,01 COM 67103H107 640 8,000 SH SOLE 8,000 OCCIDENTAL PETROLEUM CORP. REGISTERED SHARES DL -,20 COM 674599105 2,412 25,740 SH SOLE 25,740 ONEOK INC. (NEW) REGISTERED SHARES DL-,01 COM 682680103 451 5,200 SH SOLE 5,200 ORACLE CORP. REGISTERED SHARES DL -,01 COM 68389X105 2,220 86,535 SH SOLE 86,535 PNC FINANCIAL SERVICES GROUP REGISTERED SHARES DL 5 COM 693475105 513 8,900 SH SOLE 8,900 PARKER-HANNIFIN CORP. REGISTERED SHARES DL-,50 COM 701094104 290 3,800 SH SOLE 3,800 PFIZER INC. REGISTERED SHARES DL -,05 COM 717081103 967 44,700 SH SOLE 44,700 PHILIP MORRIS INTERNAT. INC. REGISTERED SHARES O.N. COM 718172109 4,097 52,200 SH SOLE 52,200 PIONEER NATURAL RESOURCES CO. REGISTERED SHARES DL -,01 COM 723787107 1,181 13,200 SH SOLE 13,200 PRAXAIR INC. REGISTERED SHARES DL -,01 COM 74005P104 2,600 24,318 SH SOLE 24,318 PRECISION CASTPARTS CORP. REGISTERED SHARES O.N. COM 740189105 1,318 8,000 SH SOLE 8,000 PROGRESSIVE CORP. REGISTERED SHARES DL 1 COM 743315103 345 17,700 SH SOLE 17,700 PRUDENTIAL FINANCIAL INC. REGISTERED SHARES DL -,01 COM 744320102 256 5,100 SH SOLE 5,100 PUBLIC STORAGE REGISTERED SHARES DL -,10 COM 74460D109 471 3,500 SH SOLE 3,500 QUALCOMM INC. REGISTERED SHARES DL -,0001 COM 747525103 1,286 23,502 SH SOLE 23,502 REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 1,947 47,000 SH SOLE 47,000 ROSS STORES INC. REGISTERED SHARES DL -,01 COM 778296103 352 7,400 SH SOLE 7,400 SALESFORCE.COM INC. REGISTERED SHARES DL -,001 COM 79466L302 260 2,562 SH SOLE 2,562 SANDISK CORP. REGISTERED SHARES DL -,001 COM 80004C101 217 4,400 SH SOLE 4,400 SCHLUMBERGER N.V. (LTD.) NEW YORK REG. SHARES DL -,01 COM 806857108 292 4,274 SH SOLE 4,274 SHERWIN-WILLIAMS CO. REGISTERED SHARES DL 1 COM 824348106 530 5,942 SH SOLE 5,942 SIGMA-ALDRICH CORP. REGISTERED SHARES DL 1 COM 826552101 537 8,600 SH SOLE 8,600 J.M. SMUCKER CO. REGISTERED SHARES O.N. COM 832696405 719 9,200 SH SOLE 9,200 STANLEY BLACK & DECKER INC. REGISTERED SHARES DL 2,50 COM 854502101 473 7,000 SH SOLE 7,000 STERICYCLE INC. REGISTERED SHARES DL -,01 COM 858912108 592 7,600 SH SOLE 7,600 TJX COMPANIES INC. REGISTERED SHARES DL 1 COM 872540109 1,291 20,000 SH SOLE 20,000 3M CO. REGISTERED SHARES DL -,01 COM 88579Y101 1,022 12,500 SH SOLE 12,500 TIME WARNER CABLE INC. REGISTERED SHARES DL -,01 COM 88732J207 292 4,600 SH SOLE 4,600 TRAVELERS COMPANIES INC.,THE REGISTERED SHARES O.N. COM 8.94E+113 1,245 21,043 SH SOLE 21,043 U.S. BANCORP REGISTERED SHARES DL -,01 COM 902973304 457 16,900 SH SOLE 16,900 UNION PACIFIC CORP. REGISTERED SHARES DL 2,50 COM 907818108 2,532 23,900 SH SOLE 23,900 UNITED TECHNOLOGIES CORP. REGISTERED SHARES DL 1 COM 913017109 1,099 15,036 SH SOLE 15,036 UNITEDHEALTH GROUP INC. REGISTERED SHARES DL -,01 COM 91324P102 2,367 46,700 SH SOLE 46,700 VERIZON COMMUNICATIONS INC. REGISTERED SHARES DL -,10 COM 92343V104 1,428 35,600 SH SOLE 35,600 VIACOM INC. REG. SHARES CLASS B DL -,001 CL B 92553P201 1,190 26,200 SH SOLE 26,200 VISA INC. REG. SHARES CLASS A DL -,0001 COM 92826C839 600 5,914 SH SOLE 5,914 WATERS CORP. REGISTERED SHARES DL -,01 COM 941848103 592 8,000 SH SOLE 8,000 WATSON PHARMACEUTICALS INC. REGISTERED SHARES DL -,0033 COM 942683103 1,575 26,100 SH SOLE 26,100 WELLPOINT INC. REGISTERED SHARES DL -,01 COM 94973V107 1,663 25,100 SH SOLE 25,100 WELLS FARGO & CO. REGISTERED SHARES DL 1,666 COM 949746101 2,020 73,300 SH SOLE 73,300 WISCONSIN ENERGY CORP. REGISTERED SHARES DL 10 COM 976657106 829 23,700 SH SOLE 23,700 WYNDHAM WORLDWIDE CORP. REGISTERED SHARES DL -,01 COM 98310W108 390 10,300 SH SOLE 10,300 YUM! BRANDS INC. REGISTERED SHARES O.N. COM 988498101 1,278 21,656 SH SOLE 21,656 DEUTSCHE BANK AG NAMENS-AKTIEN O.N. NAMEN AKT D18190898 13,543 354,425 SH SOLE 354,425 ACCENTURE PLC REG.SHARES CLASS A DL -,000025 SHS G1151C101 830 15,600 SH SOLE 15,600 SEADRILL LTD. REGISTERED SHARES DL 2,- SHS G7945E105 2,421 72,247 SH SOLE 72,247 GOLAR LNG LTD. REGISTERED SHARES DL 1 SHS G9456A100 207 4,689 SH SOLE 4,689 ACE LTD. REGISTERED SHARES SF 30,27 SHS H0023R105 224 3,200 SH SOLE 3,200 UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 4,942 413,365 SH SOLE 413,365 QIAGEN N.V. AANDELEN AAN TOONDER EO -,01 ORD N72482107 3,954 284,659 SH SOLE 284,659 REPORT SUMMARY 137 DATA RECORDS $170,501 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED