0001019687-11-002323.txt : 20110725
0001019687-11-002323.hdr.sgml : 20110725
20110725080329
ACCESSION NUMBER: 0001019687-11-002323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110725
DATE AS OF CHANGE: 20110725
EFFECTIVENESS DATE: 20110725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WestLB Mellon Asset Management Kapitalanlagegessellschaft mbH
CENTRAL INDEX KEY: 0001425769
IRS NUMBER: 000000000
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12807
FILM NUMBER: 11983611
BUSINESS ADDRESS:
STREET 1: ELISABETHSTRASSE 65
CITY: DUESSELDORF
STATE: 2M
ZIP: D-40217
BUSINESS PHONE: 49 211 23924 302
MAIL ADDRESS:
STREET 1: ELISABETHSTRASSE 65
CITY: DUESSELDORF
STATE: 2M
ZIP: D-40217
13F-HR
1
westlbkag_13fhr.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 30 June 2011
----------------------
Check here if Amendment [ ]; Amendment Number:
------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH
--------------------------------------------------------------
Address: ELISABETHSTRASSE 65
--------------------------------------------------------------
D-40217 Duesseldorf
--------------------------------------------------------------
Germany
--------------------------------------------------------------
Form 13F File Number: 28- 12807
--------------------------------------------
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mr. Carsten Reek
----------------------------------------------------------
Title: Compliance Officer
----------------------------------------------------------
Phone: 49 211 23924 302
----------------------------------------------------------
Signature, Place, and Date of Signing:
/s/ Carsten Reek Duesseldorf, Germany 22 July 2011
--------------------- --------------------- -------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s)).
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s)).
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
-------------------------------
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: none
----------------------------
Form 13F Information Table Entry Total: 142
----------------------------
Form 13F Information Table Value Total: $187,096
----------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE.
FORM 13F
06-30-2011
FORM 13F INFORMATION TABLE
Voting Authority
----------------
Title
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
-------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
ABBOTT LABORATORIES REGISTERED SHARES O.N. COM 002824100 205 3,900 SH SOLE 3,900
ACE LTD. REGISTERED SHARES SF 30,27 SHS H0023R105 211 3,200 SH SOLE 3,200
AFLAC INC. REGISTERED SHARES DL -,10 COM 001055102 289 6,200 SH SOLE 6,200
ALLERGAN INC. REGISTERED SHARES DL -,01 COM 018490102 991 11,900 SH SOLE 11,900
ALTERA CORP. REGISTERED SHARES O.N. COM 021441100 292 6,300 SH SOLE 6,300
ALTRIA GROUP INC. REGISTERED SHARES DL -,333 COM 02209S103 1,127 42,675 SH SOLE 42,675
AMAZON.COM INC. REGISTERED SHARES DL -,01 COM 023135106 1,268 6,200 SH SOLE 6,200
AMERICAN EXPRESS CO. REGISTERED SHARES DL -,20 COM 025816109 636 12,300 SH SOLE 12,300
AMERICAN TOWER CORP. REG. SHARES CLASS A DL -,01 CL A 029912201 241 4,600 SH SOLE 4,600
AMERISOURCEBERGEN CORP. REGISTERED SHARES DL -,01 COM 03073E105 1,403 33,900 SH SOLE 33,900
AMPHENOL CORP. NEW REGISTERED SHARES CL.A DL-,001 CL A 032095101 324 6,000 SH SOLE 6,000
ANADARKO PETROLEUM CORP. REGISTERED SHARES DL -,10 COM 032511107 1,026 13,364 SH SOLE 13,364
APACHE CORP. REGISTERED SHARES DL -,625 COM 037411105 1,537 12,459 SH SOLE 12,459
APPLE INC. REGISTERED SHARES O.N. COM 037833100 5,325 15,865 SH SOLE 15,865
AUTOZONE INC. REGISTERED SHARES DL -,01 COM 053332102 1,445 4,900 SH SOLE 4,900
BALL CORP. REGISTERED SHARES O.N. COM 058498106 769 20,000 SH SOLE 20,000
BANK OF AMERICA CORP. REGISTERED SHARES DL 0,01 COM 060505104 181 16,500 SH SOLE 16,500
BED BATH & BEYOND INC. REGISTERED SHARES DL -,01 COM 075896100 496 8,500 SH SOLE 8,500
BERKSHIRE HATHAWAY INC. REG.SHARES B NEW DL -,00333 CL B NEW 084670702 1,571 20,300 SH SOLE 20,300
BIOGEN IDEC INC. REGISTERED SHARES DL-,0005 COM 09062X103 1,016 9,500 SH SOLE 9,500
BMC SOFTWARE INC. REGISTERED SHARES DL -,01 COM 055921100 487 8,900 SH SOLE 8,900
BRISTOL-MYERS SQUIBB CO. REGISTERED SHARES DL -,10 COM 110122108 605 20,900 SH SOLE 20,900
BROADCOM CORP. REG. SHARES CLASS A DL -,0001 CL A 111320107 394 11,700 SH SOLE 11,700
CAMERON INTERNATIONAL CORP. REGISTERED SHARES
DL -,01 COM 13342B105 473 9,400 SH SOLE 9,400
CAPITAL ONE FINANCIAL CORP. REGISTERED SHARES
DL -,01 COM 14040H105 873 16,900 SH SOLE 16,900
CENTURYLINK INC. REGISTERED SHARES DL 1 COM 156700106 496 12,265 SH SOLE 12,265
CF INDUSTRIES HOLDINGS INC. REGISTERED SHARES
DL -,01 COM 125269100 297 2,093 SH SOLE 2,093
C.H. ROBINSON WORLDWIDE INC. REGISTERED SHS
(NEW) DL -,10 COM 12541W209 512 6,500 SH SOLE 6,500
CHEVRON CORP. REGISTERED SHARES DL-,75 COM 166764100 4,463 43,400 SH SOLE 43,400
CHUBB CORP. REGISTERED SHARES DL 1 COM 171232101 945 15,100 SH SOLE 15,100
CISCO SYSTEMS INC. REGISTERED SHARES DL-,001 COM 17275R102 390 25,000 SH SOLE 25,000
CMS ENERGY CORP. REGISTERED SHARES DL -,01 COM 125896100 1,514 76,900 SH SOLE 76,900
COCA-COLA CO. REGISTERED SHARES DL -,25 COM 191216100 3,923 58,300 SH SOLE 58,300
COCA-COLA ENTERPRISES INC.(NEW REGISTERED
SHARES DL 1 COM 19122T109 403 13,800 SH SOLE 13,800
COGNIZANT TECHNOLOGY SOL.CORP. REG. SHS
CLASS A DL -,01 CL A 192446102 242 3,300 SH SOLE 3,300
CONOCOPHILLIPS REGISTERED SHARES DL -,01 COM 20825C104 744 9,900 SH SOLE 9,900
COSTCO WHOLESALE CORP. REGISTERED SHARES DL -,005 COM 22160K105 1,227 15,100 SH SOLE 15,100
CSX CORP. REGISTERED SHARES DL 1 COM 126408103 1,254 47,838 SH SOLE 47,838
CUMMINS INC. REGISTERED SHARES DL 2,50 COM 231021106 1,718 16,600 SH SOLE 16,600
DANAHER CORP. REGISTERED SHARES DL -,01 COM 235851102 1,185 22,370 SH SOLE 22,370
DAVITA INC. REGISTERED SHARES DL -,001 COM 23918K108 710 8,200 SH SOLE 8,200
DEERE & CO. REGISTERED SHARES DL 1 COM 244199105 214 2,600 SH SOLE 2,600
DEUTSCHE BANK AG NAMENS-AKTIEN O.N. NAMEN AKT D18190898 20,613 348,891 SH SOLE 348,891
DIRECTV REGISTERED SHARES CL.A DL-,01 COM 25490A101 1,530 30,100 SH SOLE 30,100
DISCOVER FINANCIAL SERVICES REGISTERED SHARES
DL -,01 COM 254709108 1,041 38,900 SH SOLE 38,900
DOMINION RESOURCES INC.(NEW) REGISTERED
SHARES O.N. COM 25746U109 2,534 52,500 SH SOLE 52,500
DTE ENERGY CO. REGISTERED SHARES O.N. COM 233331107 750 15,000 SH SOLE 15,000
EASTMAN CHEMICAL CO. REGISTERED SHARES DL -,01 COM 277432100 367 3,600 SH SOLE 3,600
EMC CORP. (MASS.) REGISTERED SHARES DL -,01 COM 268648102 1,786 64,832 SH SOLE 64,832
EMERSON ELECTRIC CO. REGISTERED SHARES DL -,50 COM 291011104 1,693 30,100 SH SOLE 30,100
ESTE LAUDER COMPAN. INC. REG. SHARES CLASS
A DL -,01 CL A 518439104 610 5,800 SH SOLE 5,800
EXPRESS SCRIPTS INC. REGISTERED SHARES DL -,01 COM 302182100 1,290 23,900 SH SOLE 23,900
EXXON MOBIL CORP. REGISTERED SHARES O.N. COM 30231G102 2,018 24,800 SH SOLE 24,800
FMC TECHNOLOGIES INC. REGISTERED SHARES DL -,01 COM 30249U101 564 12,600 SH SOLE 12,600
FORD MOTOR CO. REGISTERED SHARES DL -,01 COM 345370860 849 61,600 SH SOLE 61,600
FREEP. MCMORAN COPP.&GOLD INC. REG. SHARES DL-,10 COM 35671D857 1,206 22,800 SH SOLE 22,800
GENERAL ELECTRIC CO. REGISTERED SHARES DL -,06 COM 369604103 490 26,000 SH SOLE 26,000
GENERAL MILLS INC. REGISTERED SHARES DL -,10 COM 370334104 1,868 50,200 SH SOLE 50,200
GOLDMAN SACHS GROUP INC. REGISTERED SHARES DL -,01 COM 38141G104 825 6,200 SH SOLE 6,200
GOODRICH CORP. REGISTERED SHARES DL 5 COM 382388106 1,748 18,300 SH SOLE 18,300
GOOGLE INC. REG. SHARES CLASS A DL -,001 CL A 38259P508 1,114 2,200 SH SOLE 2,200
HASBRO INC. REGISTERED SHARES DL -,50 COM 418056107 821 18,700 SH SOLE 18,700
HEALTH CARE REIT INC. REGISTERED SHARES DL 1 COM 42217K106 540 10,300 SH SOLE 10,300
HEWLETT-PACKARD CO. REGISTERED SHARES DL -,01 COM 428236103 802 22,044 SH SOLE 22,044
HORMEL FOODS CORP. REGISTERED SHARES DL 0,0586 COM 440452100 2,435 81,700 SH SOLE 81,700
HOSPIRA INC. REGISTERED SHARES DL -,01 COM 441060100 255 4,500 SH SOLE 4,500
INTEL CORP. REGISTERED SHARES DL -,001 COM 458140100 675 30,478 SH SOLE 30,478
INTL BUSINESS MACHINES CORP. REGISTERED
SHARES DL -,20 COM 459200101 4,512 26,300 SH SOLE 26,300
INTUIT INC. REGISTERED SHARES DL -,01 COM 461202103 373 7,200 SH SOLE 7,200
J.M. SMUCKER CO. REGISTERED SHARES O.N. COM 832696405 413 5,400 SH SOLE 5,400
JOHNSON & JOHNSON REGISTERED SHARES DL 1 COM 478160104 1,942 29,200 SH SOLE 29,200
JPMORGAN CHASE & CO. REGISTERED SHARES DL 1 COM 46625H100 3,304 80,700 SH SOLE 80,700
JUNIPER NETWORKS INC. REGISTERED SHARES DL -,01 COM 48203R104 221 7,000 SH SOLE 7,000
KIMBERLY-CLARK CORP. REGISTERED SHARES DL 1,25 COM 494368103 313 4,700 SH SOLE 4,700
KRAFT FOODS INC. REGISTERED SHARES CLASS A O.N. CL A 50075N104 793 22,500 SH SOLE 22,500
LABORATORY CORP. AMERICA HLDGS REGISTERED
SHARES DL -,10 COM 50540R409 832 8,600 SH SOLE 8,600
LIFE TECHNOLOGIES CORP. REGISTERED SHARES DL -,01 COM 53217V109 260 5,000 SH SOLE 5,000
LORILLARD INC. REGISTERED SHARES DL -,01 COM 544147101 846 7,768 SH SOLE 7,768
MARATHON OIL CORP. REGISTERED SHARES DL 1 COM 565849106 838 15,900 SH SOLE 15,900
MASTERCARD INC. REGISTERED SHARES A DL -,0001 CL A 57636Q104 1,115 3,700 SH SOLE 3,700
MCCORMICK & CO. INC. REG. SHARES (NON VOTING)O.N. COM 579780206 208 4,200 SH SOLE 4,200
MCDONALD'S CORP. REGISTERED SHARES DL-,01 COM 580135101 3,384 40,128 SH SOLE 40,128
MCKESSON CORP. REGISTERED SHARES DL -,01 COM 58155Q103 597 7,139 SH SOLE 7,139
MEDCO HEALTH SOLUTIONS INC. REGISTERED
SHARES DL -,01 COM 58405U102 856 15,140 SH SOLE 15,140
MERCK & CO. INC. (NEW) REGISTERED SHARES DL-,01 COM 58933Y105 342 9,690 SH SOLE 9,690
METROPCS COMMUNICATIONS INC. REGISTERED
SHARES DL -,0001 COM 591708102 333 19,329 SH SOLE 19,329
MICRON TECHNOLOGY INC. REGISTERED SHARES DL -,10 COM 595112103 160 21,400 SH SOLE 21,400
MYLAN INC. REGISTERED SHARES DL 0,50 COM 628530107 1,357 55,000 SH SOLE 55,000
NATIONAL OILWELL VARCO INC. REGISTERED
SHARES DL -,01 COM 6371101 430 5,500 SH SOLE 5,500
NEWMONT MINING CORP. REGISTERED SHARES DL 1,60 COM 651639106 1,894 35,100 SH SOLE 35,100
NIKE INC. REGISTERED SHARES CLASS B O.N. CL B 654106103 715 7,950 SH SOLE 7,950
NORFOLK SOUTHERN CORP. REGISTERED SHARES DL 1 COM 655844108 614 8,200 SH SOLE 8,200
NORTHEAST UTILITIES INC. REGISTERED SHARES DL 5 COM 664397106 637 18,100 SH SOLE 18,100
OCCIDENTAL PETROLEUM CORP. REGISTERED
SHARES DL -,20 COM 674599105 2,678 25,740 SH SOLE 25,740
ONEOK INC. (NEW) REGISTERED SHARES DL-,01 COM 682680103 385 5,200 SH SOLE 5,200
ORACLE CORP. REGISTERED SHARES DL -,01 COM 68389X105 2,848 86,535 SH SOLE 86,535
PARKER-HANNIFIN CORP. REGISTERED SHARES DL-,50 COM 701094104 341 3,800 SH SOLE 3,800
PFIZER INC. REGISTERED SHARES DL -,05 COM 717081103 921 44,700 SH SOLE 44,700
PHILIP MORRIS INTERNAT. INC. REGISTERED SHARES O.N. COM 718172109 3,719 55,700 SH SOLE 55,700
PIONEER NATURAL RESOURCES CO. REGISTERED
SHARES DL -,01 COM 723787107 1,182 13,200 SH SOLE 13,200
PNC FINANCIAL SERVICES GROUP REGISTERED
SHARES DL 5 COM 693475105 531 8,900 SH SOLE 8,900
PRAXAIR INC. REGISTERED SHARES DL -,01 COM 74005P104 2,636 24,318 SH SOLE 24,318
PRECISION CASTPARTS CORP. REGISTERED SHARES O.N. COM 740189105 1,317 8,000 SH SOLE 8,000
PROCTER & GAMBLE CO. REGISTERED SHARES O.N. COM 742718109 699 10,996 SH SOLE 10,996
PROGRESSIVE CORP. REGISTERED SHARES DL 1 COM 743315103 378 17,700 SH SOLE 17,700
PRUDENTIAL FINANCIAL INC. REGISTERED SHARES
DL -,01 COM 744320102 324 5,100 SH SOLE 5,100
PUBLIC STORAGE REGISTERED SHARES DL -,10 COM 74460D109 399 3,500 SH SOLE 3,500
QIAGEN N.V. AANDELEN AAN TOONDER EO -,01 ORD N72482107 2,927 153,159 SH SOLE 153,159
QUALCOMM INC. REGISTERED SHARES DL -,0001 COM 747525103 1,335 23,502 SH SOLE 23,502
ROSS STORES INC. REGISTERED SHARES DL -,01 COM 778296103 296 3,700 SH SOLE 3,700
SALESFORCE.COM INC. REGISTERED SHARES DL -,001 COM 79466L302 382 2,562 SH SOLE 2,562
SCHLUMBERGER N.V. (LTD.) NEW YORK REG.
SHARES DL -,01 COM 806857108 369 4,274 SH SOLE 4,274
SEADRILL LTD. REGISTERED SHARES DL 2,- SHS G7945E105 3,012 85,101 SH SOLE 85,101
SHERWIN-WILLIAMS CO. REGISTERED SHARES DL 1 COM 824348106 498 5,942 SH SOLE 5,942
SIGMA-ALDRICH CORP. REGISTERED SHARES DL 1 COM 826552101 631 8,600 SH SOLE 8,600
STANLEY BLACK & DECKER INC. REGISTERED
SHARES DL 2,50 COM 854502101 504 7,000 SH SOLE 7,000
STERICYCLE INC. REGISTERED SHARES DL -,01 COM 858912108 677 7,600 SH SOLE 7,600
T. ROWE PRICE GROUP INC. REGISTERED SHARES DL -,20 COM 74144T108 621 10,292 SH SOLE 10,292
THERMO FISHER SCIENTIFIC INC. REGISTERED
SHARES DL 1 COM 883556102 899 13,962 SH SOLE 13,962
TIME WARNER CABLE INC. REGISTERED SHARES DL -,01 COM 88732J207 359 4,600 SH SOLE 4,600
TJX COMPANIES INC. REGISTERED SHARES DL 1 COM 872540109 1,051 20,000 SH SOLE 20,000
TRAVELERS COMPANIES INC.,THE REGISTERED SHARES O.N. COM 89417E109 1,228 21,043 SH SOLE 21,043
UNION PACIFIC CORP. REGISTERED SHARES DL 2,50 COM 907818108 2,495 23,900 SH SOLE 23,900
UNITED TECHNOLOGIES CORP. REGISTERED SHARES DL 1 COM 913017109 1,331 15,036 SH SOLE 15,036
U.S. BANCORP REGISTERED SHARES DL -,01 COM 902973304 431 16,900 SH SOLE 16,900
VERIZON COMMUNICATIONS INC. REGISTERED
SHARES DL -,10 COM 92343V104 1,325 35,600 SH SOLE 35,600
WALGREEN CO. REGISTERED SHARES DL 0,078125 COM 931422109 739 17,400 SH SOLE 17,400
WAL-MART STORES INC. REGISTERED SHARES DL -,10 COM 931142103 2,455 46,200 SH SOLE 46,200
WALT DISNEY CO. REGISTERED SHARES DL -,01 COM 254687106 341 8,740 SH SOLE 8,740
WATERS CORP. REGISTERED SHARES DL -,01 COM 941848103 766 8,000 SH SOLE 8,000
WATSON PHARMACEUTICALS INC. REGISTERED
SHARES DL -,0033 COM 942683103 1,794 26,100 SH SOLE 26,100
WELLS FARGO & CO. REGISTERED SHARES DL 1,666 COM 949746101 2,057 73,300 SH SOLE 73,300
WINDSTREAM CORP. REGISTERED SHARES DL -,01 COM 97381W104 406 31,300 SH SOLE 31,300
WISCONSIN ENERGY CORP. REGISTERED SHARES DL 10 COM 976657106 743 23,700 SH SOLE 23,700
W.W. GRAINGER INC. REGISTERED SHARES DL 1 COM 384802104 353 2,300 SH SOLE 2,300
YUM! BRANDS INC. REGISTERED SHARES O.N. COM 988498101 1,196 21,656 SH SOLE 21,656
3M CO. REGISTERED SHARES DL -,01 COM 88579Y101 1,186 12,500 SH SOLE 12,500
UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 8,452 464,256 SH SOLE 464,256
ASML HOLDING N.V. AANDELEN OP NAAM EO -,09 SHS N07059186 7,686 208,705 SH SOLE 208,705
O'REILLY AUTOMOTIVE INC. NEW REGISTERED
SHARES DL -,01 COM 67103H107 524 8,000 SH SOLE 8,000
REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 315 8,500 SH SOLE 8,500
WELLPOINT INC. REGISTERED SHARES DL -,01 COM 94973V107 213 2,700 SH SOLE 2,700
REPORT SUMMARY 142 DATA RECORDS $186,096 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED