0001019687-11-002323.txt : 20110725 0001019687-11-002323.hdr.sgml : 20110725 20110725080329 ACCESSION NUMBER: 0001019687-11-002323 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110725 DATE AS OF CHANGE: 20110725 EFFECTIVENESS DATE: 20110725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WestLB Mellon Asset Management Kapitalanlagegessellschaft mbH CENTRAL INDEX KEY: 0001425769 IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12807 FILM NUMBER: 11983611 BUSINESS ADDRESS: STREET 1: ELISABETHSTRASSE 65 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 BUSINESS PHONE: 49 211 23924 302 MAIL ADDRESS: STREET 1: ELISABETHSTRASSE 65 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 13F-HR 1 westlbkag_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 30 June 2011 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH -------------------------------------------------------------- Address: ELISABETHSTRASSE 65 -------------------------------------------------------------- D-40217 Duesseldorf -------------------------------------------------------------- Germany -------------------------------------------------------------- Form 13F File Number: 28- 12807 -------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Carsten Reek ---------------------------------------------------------- Title: Compliance Officer ---------------------------------------------------------- Phone: 49 211 23924 302 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carsten Reek Duesseldorf, Germany 22 July 2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name ------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ---------------------------- Form 13F Information Table Entry Total: 142 ---------------------------- Form 13F Information Table Value Total: $187,096 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.
FORM 13F 06-30-2011 FORM 13F INFORMATION TABLE Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- ABBOTT LABORATORIES REGISTERED SHARES O.N. COM 002824100 205 3,900 SH SOLE 3,900 ACE LTD. REGISTERED SHARES SF 30,27 SHS H0023R105 211 3,200 SH SOLE 3,200 AFLAC INC. REGISTERED SHARES DL -,10 COM 001055102 289 6,200 SH SOLE 6,200 ALLERGAN INC. REGISTERED SHARES DL -,01 COM 018490102 991 11,900 SH SOLE 11,900 ALTERA CORP. REGISTERED SHARES O.N. COM 021441100 292 6,300 SH SOLE 6,300 ALTRIA GROUP INC. REGISTERED SHARES DL -,333 COM 02209S103 1,127 42,675 SH SOLE 42,675 AMAZON.COM INC. REGISTERED SHARES DL -,01 COM 023135106 1,268 6,200 SH SOLE 6,200 AMERICAN EXPRESS CO. REGISTERED SHARES DL -,20 COM 025816109 636 12,300 SH SOLE 12,300 AMERICAN TOWER CORP. REG. SHARES CLASS A DL -,01 CL A 029912201 241 4,600 SH SOLE 4,600 AMERISOURCEBERGEN CORP. REGISTERED SHARES DL -,01 COM 03073E105 1,403 33,900 SH SOLE 33,900 AMPHENOL CORP. NEW REGISTERED SHARES CL.A DL-,001 CL A 032095101 324 6,000 SH SOLE 6,000 ANADARKO PETROLEUM CORP. REGISTERED SHARES DL -,10 COM 032511107 1,026 13,364 SH SOLE 13,364 APACHE CORP. REGISTERED SHARES DL -,625 COM 037411105 1,537 12,459 SH SOLE 12,459 APPLE INC. REGISTERED SHARES O.N. COM 037833100 5,325 15,865 SH SOLE 15,865 AUTOZONE INC. REGISTERED SHARES DL -,01 COM 053332102 1,445 4,900 SH SOLE 4,900 BALL CORP. REGISTERED SHARES O.N. COM 058498106 769 20,000 SH SOLE 20,000 BANK OF AMERICA CORP. REGISTERED SHARES DL 0,01 COM 060505104 181 16,500 SH SOLE 16,500 BED BATH & BEYOND INC. REGISTERED SHARES DL -,01 COM 075896100 496 8,500 SH SOLE 8,500 BERKSHIRE HATHAWAY INC. REG.SHARES B NEW DL -,00333 CL B NEW 084670702 1,571 20,300 SH SOLE 20,300 BIOGEN IDEC INC. REGISTERED SHARES DL-,0005 COM 09062X103 1,016 9,500 SH SOLE 9,500 BMC SOFTWARE INC. REGISTERED SHARES DL -,01 COM 055921100 487 8,900 SH SOLE 8,900 BRISTOL-MYERS SQUIBB CO. REGISTERED SHARES DL -,10 COM 110122108 605 20,900 SH SOLE 20,900 BROADCOM CORP. REG. SHARES CLASS A DL -,0001 CL A 111320107 394 11,700 SH SOLE 11,700 CAMERON INTERNATIONAL CORP. REGISTERED SHARES DL -,01 COM 13342B105 473 9,400 SH SOLE 9,400 CAPITAL ONE FINANCIAL CORP. REGISTERED SHARES DL -,01 COM 14040H105 873 16,900 SH SOLE 16,900 CENTURYLINK INC. REGISTERED SHARES DL 1 COM 156700106 496 12,265 SH SOLE 12,265 CF INDUSTRIES HOLDINGS INC. REGISTERED SHARES DL -,01 COM 125269100 297 2,093 SH SOLE 2,093 C.H. ROBINSON WORLDWIDE INC. REGISTERED SHS (NEW) DL -,10 COM 12541W209 512 6,500 SH SOLE 6,500 CHEVRON CORP. REGISTERED SHARES DL-,75 COM 166764100 4,463 43,400 SH SOLE 43,400 CHUBB CORP. REGISTERED SHARES DL 1 COM 171232101 945 15,100 SH SOLE 15,100 CISCO SYSTEMS INC. REGISTERED SHARES DL-,001 COM 17275R102 390 25,000 SH SOLE 25,000 CMS ENERGY CORP. REGISTERED SHARES DL -,01 COM 125896100 1,514 76,900 SH SOLE 76,900 COCA-COLA CO. REGISTERED SHARES DL -,25 COM 191216100 3,923 58,300 SH SOLE 58,300 COCA-COLA ENTERPRISES INC.(NEW REGISTERED SHARES DL 1 COM 19122T109 403 13,800 SH SOLE 13,800 COGNIZANT TECHNOLOGY SOL.CORP. REG. SHS CLASS A DL -,01 CL A 192446102 242 3,300 SH SOLE 3,300 CONOCOPHILLIPS REGISTERED SHARES DL -,01 COM 20825C104 744 9,900 SH SOLE 9,900 COSTCO WHOLESALE CORP. REGISTERED SHARES DL -,005 COM 22160K105 1,227 15,100 SH SOLE 15,100 CSX CORP. REGISTERED SHARES DL 1 COM 126408103 1,254 47,838 SH SOLE 47,838 CUMMINS INC. REGISTERED SHARES DL 2,50 COM 231021106 1,718 16,600 SH SOLE 16,600 DANAHER CORP. REGISTERED SHARES DL -,01 COM 235851102 1,185 22,370 SH SOLE 22,370 DAVITA INC. REGISTERED SHARES DL -,001 COM 23918K108 710 8,200 SH SOLE 8,200 DEERE & CO. REGISTERED SHARES DL 1 COM 244199105 214 2,600 SH SOLE 2,600 DEUTSCHE BANK AG NAMENS-AKTIEN O.N. NAMEN AKT D18190898 20,613 348,891 SH SOLE 348,891 DIRECTV REGISTERED SHARES CL.A DL-,01 COM 25490A101 1,530 30,100 SH SOLE 30,100 DISCOVER FINANCIAL SERVICES REGISTERED SHARES DL -,01 COM 254709108 1,041 38,900 SH SOLE 38,900 DOMINION RESOURCES INC.(NEW) REGISTERED SHARES O.N. COM 25746U109 2,534 52,500 SH SOLE 52,500 DTE ENERGY CO. REGISTERED SHARES O.N. COM 233331107 750 15,000 SH SOLE 15,000 EASTMAN CHEMICAL CO. REGISTERED SHARES DL -,01 COM 277432100 367 3,600 SH SOLE 3,600 EMC CORP. (MASS.) REGISTERED SHARES DL -,01 COM 268648102 1,786 64,832 SH SOLE 64,832 EMERSON ELECTRIC CO. REGISTERED SHARES DL -,50 COM 291011104 1,693 30,100 SH SOLE 30,100 ESTE LAUDER COMPAN. INC. REG. SHARES CLASS A DL -,01 CL A 518439104 610 5,800 SH SOLE 5,800 EXPRESS SCRIPTS INC. REGISTERED SHARES DL -,01 COM 302182100 1,290 23,900 SH SOLE 23,900 EXXON MOBIL CORP. REGISTERED SHARES O.N. COM 30231G102 2,018 24,800 SH SOLE 24,800 FMC TECHNOLOGIES INC. REGISTERED SHARES DL -,01 COM 30249U101 564 12,600 SH SOLE 12,600 FORD MOTOR CO. REGISTERED SHARES DL -,01 COM 345370860 849 61,600 SH SOLE 61,600 FREEP. MCMORAN COPP.&GOLD INC. REG. SHARES DL-,10 COM 35671D857 1,206 22,800 SH SOLE 22,800 GENERAL ELECTRIC CO. REGISTERED SHARES DL -,06 COM 369604103 490 26,000 SH SOLE 26,000 GENERAL MILLS INC. REGISTERED SHARES DL -,10 COM 370334104 1,868 50,200 SH SOLE 50,200 GOLDMAN SACHS GROUP INC. REGISTERED SHARES DL -,01 COM 38141G104 825 6,200 SH SOLE 6,200 GOODRICH CORP. REGISTERED SHARES DL 5 COM 382388106 1,748 18,300 SH SOLE 18,300 GOOGLE INC. REG. SHARES CLASS A DL -,001 CL A 38259P508 1,114 2,200 SH SOLE 2,200 HASBRO INC. REGISTERED SHARES DL -,50 COM 418056107 821 18,700 SH SOLE 18,700 HEALTH CARE REIT INC. REGISTERED SHARES DL 1 COM 42217K106 540 10,300 SH SOLE 10,300 HEWLETT-PACKARD CO. REGISTERED SHARES DL -,01 COM 428236103 802 22,044 SH SOLE 22,044 HORMEL FOODS CORP. REGISTERED SHARES DL 0,0586 COM 440452100 2,435 81,700 SH SOLE 81,700 HOSPIRA INC. REGISTERED SHARES DL -,01 COM 441060100 255 4,500 SH SOLE 4,500 INTEL CORP. REGISTERED SHARES DL -,001 COM 458140100 675 30,478 SH SOLE 30,478 INTL BUSINESS MACHINES CORP. REGISTERED SHARES DL -,20 COM 459200101 4,512 26,300 SH SOLE 26,300 INTUIT INC. REGISTERED SHARES DL -,01 COM 461202103 373 7,200 SH SOLE 7,200 J.M. SMUCKER CO. REGISTERED SHARES O.N. COM 832696405 413 5,400 SH SOLE 5,400 JOHNSON & JOHNSON REGISTERED SHARES DL 1 COM 478160104 1,942 29,200 SH SOLE 29,200 JPMORGAN CHASE & CO. REGISTERED SHARES DL 1 COM 46625H100 3,304 80,700 SH SOLE 80,700 JUNIPER NETWORKS INC. REGISTERED SHARES DL -,01 COM 48203R104 221 7,000 SH SOLE 7,000 KIMBERLY-CLARK CORP. REGISTERED SHARES DL 1,25 COM 494368103 313 4,700 SH SOLE 4,700 KRAFT FOODS INC. REGISTERED SHARES CLASS A O.N. CL A 50075N104 793 22,500 SH SOLE 22,500 LABORATORY CORP. AMERICA HLDGS REGISTERED SHARES DL -,10 COM 50540R409 832 8,600 SH SOLE 8,600 LIFE TECHNOLOGIES CORP. REGISTERED SHARES DL -,01 COM 53217V109 260 5,000 SH SOLE 5,000 LORILLARD INC. REGISTERED SHARES DL -,01 COM 544147101 846 7,768 SH SOLE 7,768 MARATHON OIL CORP. REGISTERED SHARES DL 1 COM 565849106 838 15,900 SH SOLE 15,900 MASTERCARD INC. REGISTERED SHARES A DL -,0001 CL A 57636Q104 1,115 3,700 SH SOLE 3,700 MCCORMICK & CO. INC. REG. SHARES (NON VOTING)O.N. COM 579780206 208 4,200 SH SOLE 4,200 MCDONALD'S CORP. REGISTERED SHARES DL-,01 COM 580135101 3,384 40,128 SH SOLE 40,128 MCKESSON CORP. REGISTERED SHARES DL -,01 COM 58155Q103 597 7,139 SH SOLE 7,139 MEDCO HEALTH SOLUTIONS INC. REGISTERED SHARES DL -,01 COM 58405U102 856 15,140 SH SOLE 15,140 MERCK & CO. INC. (NEW) REGISTERED SHARES DL-,01 COM 58933Y105 342 9,690 SH SOLE 9,690 METROPCS COMMUNICATIONS INC. REGISTERED SHARES DL -,0001 COM 591708102 333 19,329 SH SOLE 19,329 MICRON TECHNOLOGY INC. REGISTERED SHARES DL -,10 COM 595112103 160 21,400 SH SOLE 21,400 MYLAN INC. REGISTERED SHARES DL 0,50 COM 628530107 1,357 55,000 SH SOLE 55,000 NATIONAL OILWELL VARCO INC. REGISTERED SHARES DL -,01 COM 6371101 430 5,500 SH SOLE 5,500 NEWMONT MINING CORP. REGISTERED SHARES DL 1,60 COM 651639106 1,894 35,100 SH SOLE 35,100 NIKE INC. REGISTERED SHARES CLASS B O.N. CL B 654106103 715 7,950 SH SOLE 7,950 NORFOLK SOUTHERN CORP. REGISTERED SHARES DL 1 COM 655844108 614 8,200 SH SOLE 8,200 NORTHEAST UTILITIES INC. REGISTERED SHARES DL 5 COM 664397106 637 18,100 SH SOLE 18,100 OCCIDENTAL PETROLEUM CORP. REGISTERED SHARES DL -,20 COM 674599105 2,678 25,740 SH SOLE 25,740 ONEOK INC. (NEW) REGISTERED SHARES DL-,01 COM 682680103 385 5,200 SH SOLE 5,200 ORACLE CORP. REGISTERED SHARES DL -,01 COM 68389X105 2,848 86,535 SH SOLE 86,535 PARKER-HANNIFIN CORP. REGISTERED SHARES DL-,50 COM 701094104 341 3,800 SH SOLE 3,800 PFIZER INC. REGISTERED SHARES DL -,05 COM 717081103 921 44,700 SH SOLE 44,700 PHILIP MORRIS INTERNAT. INC. REGISTERED SHARES O.N. COM 718172109 3,719 55,700 SH SOLE 55,700 PIONEER NATURAL RESOURCES CO. REGISTERED SHARES DL -,01 COM 723787107 1,182 13,200 SH SOLE 13,200 PNC FINANCIAL SERVICES GROUP REGISTERED SHARES DL 5 COM 693475105 531 8,900 SH SOLE 8,900 PRAXAIR INC. REGISTERED SHARES DL -,01 COM 74005P104 2,636 24,318 SH SOLE 24,318 PRECISION CASTPARTS CORP. REGISTERED SHARES O.N. COM 740189105 1,317 8,000 SH SOLE 8,000 PROCTER & GAMBLE CO. REGISTERED SHARES O.N. COM 742718109 699 10,996 SH SOLE 10,996 PROGRESSIVE CORP. REGISTERED SHARES DL 1 COM 743315103 378 17,700 SH SOLE 17,700 PRUDENTIAL FINANCIAL INC. REGISTERED SHARES DL -,01 COM 744320102 324 5,100 SH SOLE 5,100 PUBLIC STORAGE REGISTERED SHARES DL -,10 COM 74460D109 399 3,500 SH SOLE 3,500 QIAGEN N.V. AANDELEN AAN TOONDER EO -,01 ORD N72482107 2,927 153,159 SH SOLE 153,159 QUALCOMM INC. REGISTERED SHARES DL -,0001 COM 747525103 1,335 23,502 SH SOLE 23,502 ROSS STORES INC. REGISTERED SHARES DL -,01 COM 778296103 296 3,700 SH SOLE 3,700 SALESFORCE.COM INC. REGISTERED SHARES DL -,001 COM 79466L302 382 2,562 SH SOLE 2,562 SCHLUMBERGER N.V. (LTD.) NEW YORK REG. SHARES DL -,01 COM 806857108 369 4,274 SH SOLE 4,274 SEADRILL LTD. REGISTERED SHARES DL 2,- SHS G7945E105 3,012 85,101 SH SOLE 85,101 SHERWIN-WILLIAMS CO. REGISTERED SHARES DL 1 COM 824348106 498 5,942 SH SOLE 5,942 SIGMA-ALDRICH CORP. REGISTERED SHARES DL 1 COM 826552101 631 8,600 SH SOLE 8,600 STANLEY BLACK & DECKER INC. REGISTERED SHARES DL 2,50 COM 854502101 504 7,000 SH SOLE 7,000 STERICYCLE INC. REGISTERED SHARES DL -,01 COM 858912108 677 7,600 SH SOLE 7,600 T. ROWE PRICE GROUP INC. REGISTERED SHARES DL -,20 COM 74144T108 621 10,292 SH SOLE 10,292 THERMO FISHER SCIENTIFIC INC. REGISTERED SHARES DL 1 COM 883556102 899 13,962 SH SOLE 13,962 TIME WARNER CABLE INC. REGISTERED SHARES DL -,01 COM 88732J207 359 4,600 SH SOLE 4,600 TJX COMPANIES INC. REGISTERED SHARES DL 1 COM 872540109 1,051 20,000 SH SOLE 20,000 TRAVELERS COMPANIES INC.,THE REGISTERED SHARES O.N. COM 89417E109 1,228 21,043 SH SOLE 21,043 UNION PACIFIC CORP. REGISTERED SHARES DL 2,50 COM 907818108 2,495 23,900 SH SOLE 23,900 UNITED TECHNOLOGIES CORP. REGISTERED SHARES DL 1 COM 913017109 1,331 15,036 SH SOLE 15,036 U.S. BANCORP REGISTERED SHARES DL -,01 COM 902973304 431 16,900 SH SOLE 16,900 VERIZON COMMUNICATIONS INC. REGISTERED SHARES DL -,10 COM 92343V104 1,325 35,600 SH SOLE 35,600 WALGREEN CO. REGISTERED SHARES DL 0,078125 COM 931422109 739 17,400 SH SOLE 17,400 WAL-MART STORES INC. REGISTERED SHARES DL -,10 COM 931142103 2,455 46,200 SH SOLE 46,200 WALT DISNEY CO. REGISTERED SHARES DL -,01 COM 254687106 341 8,740 SH SOLE 8,740 WATERS CORP. REGISTERED SHARES DL -,01 COM 941848103 766 8,000 SH SOLE 8,000 WATSON PHARMACEUTICALS INC. REGISTERED SHARES DL -,0033 COM 942683103 1,794 26,100 SH SOLE 26,100 WELLS FARGO & CO. REGISTERED SHARES DL 1,666 COM 949746101 2,057 73,300 SH SOLE 73,300 WINDSTREAM CORP. REGISTERED SHARES DL -,01 COM 97381W104 406 31,300 SH SOLE 31,300 WISCONSIN ENERGY CORP. REGISTERED SHARES DL 10 COM 976657106 743 23,700 SH SOLE 23,700 W.W. GRAINGER INC. REGISTERED SHARES DL 1 COM 384802104 353 2,300 SH SOLE 2,300 YUM! BRANDS INC. REGISTERED SHARES O.N. COM 988498101 1,196 21,656 SH SOLE 21,656 3M CO. REGISTERED SHARES DL -,01 COM 88579Y101 1,186 12,500 SH SOLE 12,500 UBS AG NAMENS-AKTIEN SF -,10 SHS H89231338 8,452 464,256 SH SOLE 464,256 ASML HOLDING N.V. AANDELEN OP NAAM EO -,09 SHS N07059186 7,686 208,705 SH SOLE 208,705 O'REILLY AUTOMOTIVE INC. NEW REGISTERED SHARES DL -,01 COM 67103H107 524 8,000 SH SOLE 8,000 REYNOLDS AMERICAN INC. REGISTERED SHARES O.N. COM 761713106 315 8,500 SH SOLE 8,500 WELLPOINT INC. REGISTERED SHARES DL -,01 COM 94973V107 213 2,700 SH SOLE 2,700 REPORT SUMMARY 142 DATA RECORDS $186,096 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED