-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3pS1a0+omr+cS9bN5Gf38rxUqvP4PHFTPkzsmndl0I13iZCaMSLXARI/Wv+dVig pq4FtXCpt7K+j/UXDJlSMQ== 0001019687-09-001619.txt : 20090506 0001019687-09-001619.hdr.sgml : 20090506 20090506094927 ACCESSION NUMBER: 0001019687-09-001619 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 EFFECTIVENESS DATE: 20090506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WestLB Mellon Asset Management Kapitalanlagegessellschaft mbH CENTRAL INDEX KEY: 0001425769 IRS NUMBER: 000000000 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12807 FILM NUMBER: 09799850 BUSINESS ADDRESS: STREET 1: FRIEDRICHSTR 62-80 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 BUSINESS PHONE: 49-211-826-07 MAIL ADDRESS: STREET 1: FRIEDRICHSTR 62-80 CITY: DUESSELDORF STATE: 2M ZIP: D-40217 13F-HR 1 westlbkag_13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 31 March 2009 ---------------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestLB Mellon Asset Management Kapitalanlagegesellschaft mbH -------------------------------------------------------------- Address: Friedrichstr. 62-80 -------------------------------------------------------------- D-40217 Duesseldorf -------------------------------------------------------------- Germany -------------------------------------------------------------- Form 13F File Number: 28- 12807 -------------------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mr. Carsten Reek ---------------------------------------------------------- Title: Global Head of Compliance ---------------------------------------------------------- Phone: 49 211 826 3015 ---------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Carsten Reek Duesseldorf, Germany 5 May, 2009 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)). [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s)). List of Other Managers Reporting for this Manager: Form 13F File Number Name ------------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: none ---------------------------- Form 13F Information Table Entry Total: 136 ---------------------------- Form 13F Information Table Value Total: $ 166,249 ---------------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.
FORM 13F 03-31-2009 FORM 13F INFORMATION TABLE Voting Authority ---------------- Title of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None -------------- ----- ----- -------- ------- --- ---- ------- -------- ---- ------ ---- ABBOTT LABORATORIES COM 002824100 2186 45,821 SH SOLE 45,821 AGL RESOURCES INC. COM 001204106 319 12,040 SH SOLE 12,040 ALTERA CORP. COM 021441100 423 24,100 SH SOLE 24,100 ALTRIA GROUP INC. COM 02209S103 1194 74,542 SH SOLE 74,542 AMAZON.COM INC. COM 023135106 765 10,410 SH SOLE 10,410 AMERICA MOVIL S.A. DE C.V. SPON ADR L SHS 02364W105 2548 94,103 SH SOLE 94,103 AMERICAN TOWER CORP. CL A 029912201 366 12,019 SH SOLE 12,019 AMERISOURCEBERGEN CORP. COM 03073E105 449 13,754 SH SOLE 13,754 AMGEN INC. SHARES COM 031162100 808 16,326 SH SOLE 16,326 AMPHENOL CORP. CL A 032095101 286 10,038 SH SOLE 10,038 APPLE COMPUTER INC. COM 037833100 1989 18,920 SH SOLE 18,920 AT & T INC. COM 00206R102 4398 174,540 SH SOLE 174,540 AVON PRODUCTS INC. COM 054303102 220 11,424 SH SOLE 11,424 BALL CORP. COM 058498106 439 10,124 SH SOLE 10,124 BANCO BRADESCO S.A. BBD SP ADR PFD NEW 059460303 1482 149,700 SH SOLE 149,700 BANK OF AMERICA CORP. COM 060505104 244 35,781 SH SOLE 35,781 BAXTER INTERNATIONAL INC. COM 071813109 785 15,322 SH SOLE 15,322 BCE INC. REGISTERED SHARES COM NEW 05534B760 575 28,815 SH SOLE 28,815 BECTON DICKINSON & CO. COM 075887109 1227 18,253 SH SOLE 18,253 BP PLC SPONSORED ADR 055622104 425 10,610 SH SOLE 10,610 BRISTOL-MYERS SQUIBB CO. COM 110122108 829 37,817 SH SOLE 37,817 BURLINGTON NORTH SANTA FE CORP. COM 12189T104 1159 19,262 SH SOLE 19,262 CELGENE CORP. COM 151020104 563 12,671 SH SOLE 12,671 CENTURYTEL INC. COM 156700106 754 26,825 SH SOLE 26,825 CHARLES SCHWAB CORP. COM 808513105 1331 85,876 SH SOLE 85,876 CHEVRON CORP. COM 166764100 3299 49,062 SH SOLE 49,062 CHUBB CORP. COM 171232101 491 11,605 SH SOLE 11,605 CHUNGHWA TELECOM CO. LTD. SPONS ADR NEW 0917133Q403 935 51,315 SH SOLE 51,315 CIA EN. DE MINAS GERAIS-CEMIG SP ADR N-V PFD 204409601 1700 115,000 SH SOLE 115,000 CIA VALE DO RIO DOCE (CVRD) PFD SPON ADR PFD 204412100 2941 260,700 SH SOLE 260,700 CIA VALE DO RIO DOCE (CVRD) SPONSORED ADR 204412209 1617 121,560 SH SOLE 121,560 CISCO SYSTEMS INC. COM 17275R102 1764 105,181 SH SOLE 105,181 COLGATE-PALMOLIVE CO. COM 194162103 1331 22,565 SH SOLE 22,565 COMCAST CORP. CL A 20030N101 1156 84,734 SH SOLE 84,734 COMPANHIA BRASILEIRA DE DISTRIBUICAO GRUPO PAO DE ACUCAR SAO PAULO SPON ADR PFD 20440T201 1202 44,400 SH SOLE 44,400 COMPUWARE CORP. COM 205638109 245 37,200 SH SOLE 37,200 CONAGRA FOODS INC. COM 205887102 241 14,293 SH SOLE 14,293 CONOCOPHILLIPS COM 20825C104 1021 26,069 SH SOLE 26,069 CSX CORP. REGISTERED SHARES DL COM 126408103 470 18,176 SH SOLE 18,176 CUMMINS INC. COM 231021106 510 20,053 SH SOLE 20,053 CVS - CAREMARK CORP. COM 126650100 1595 58,014 SH SOLE 58,014 DAIMLER AG NAMENS-AKTIEN REG SHS D1668R123 8986 354,738 SH SOLE 354,738 DANAHER CORP. COM 235851102 597 11,019 SH SOLE 11,019 DEUTSCHE BANK AG NAMENSAKTIEN NAMEN AKT D18190898 6723 167,108 SH SOLE 167,108 DISNEY CO.,THE WALT COM DISNEY 254687106 1140 62,795 SH SOLE 62,795 DOMINIOM RESOURCES INC. COM 25746U109 578 18,667 SH SOLE 18,667 DUKE ENERGY CORP. COM 26441C105 782 54,587 SH SOLE 54,587 ECOLAB INC. COM 278865100 1113 32,053 SH SOLE 32,053 ELBIT SYSTEMS LTD. ORD M3760D101 819 17,300 SH SOLE 17,300 EMBARQ CORP. COM 29078E105 556 14,690 SH SOLE 14,690 EMC CORP. (MASS.) COM 268648102 462 40,517 SH SOLE 40,517 EMERSON ELECTRIC CO. COM 291011104 704 24,623 SH SOLE 24,623 EXELON CORP. COM 30161N101 1208 26,611 SH SOLE 26,611 EXXON MOBIL CORP. COM 30231G102 7304 107,252 SH SOLE 107,252 FIRSTENERGY CORP. COM 337932107 396 10,267 SH SOLE 10,267 FLIR SYSTEMS INC. COM 302445101 365 17,800 SH SOLE 17,800 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 1200 47,600 SH SOLE 47,600 FPL GROUP INC. COM 302571104 548 10,808 SH SOLE 10,808 FRONTIER COMMUNICATIONS CORP. COM 35906A108 216 30,050 SH SOLE 30,050 GENERAL ELECTRIC CO. COM 369604103 478 47,316 SH SOLE 47,316 GENERAL MILLS INC. COM 370334104 1084 21,739 SH SOLE 21,739 GILEAD SCIENCES INC. COM 375558103 1280 27,636 SH SOLE 27,636 GRUPO TELEVISA S.A.SHS SP ADR REP ORD 40049J206 1236 90,635 SH SOLE 90,635 HASBRO INC. COM 418056107 283 11,302 SH SOLE 11,302 HDFC BANK LTD. ADR REPS 3 SHS 40415F101 1213 19,900 SH SOLE 19,900 HEALTH CARE REIT INC. COM 42217K106 431 14,100 SH SOLE 14,100 HEINZ CO., H.J. COM 423074103 711 21,503 SH SOLE 21,503 HEWLETT-PACKARD CO. COM 428236103 2119 66,082 SH SOLE 66,082 HUDSON CITY BANCORP INC. COM 443683107 721 61,712 SH SOLE 61,712 INFOSYS TECHNOLOGIES LTD. SPONSORED ADR 456788108 1624 61,000 SH SOLE 61,000 INTEL CORP.SHARES COM 458140100 999 66,409 SH SOLE 66,409 INTERNATIONAL BUSINESS MACHINES CORP. COM 459200101 2421 24,985 SH SOLE 24,985 JOHNSON & JOHNSON COM 478160104 2934 55,786 SH SOLE 55,786 JOHNSON CONTROLS INC. COM 478366107 207 17,277 SH SOLE 17,277 JP MORGAN CHASE & CO. COM 46625H100 1813 68,223 SH SOLE 68,223 KB FINANCIAL GROUP INC. SPONSORED ADR 48241A105 728 30,000 SH SOLE 30,000 KIMBERLY-CLARK CORP. COM 494368103 583 12,643 SH SOLE 12,643 KRAFT FOODS INC. CL A 50075N104 1107 49,676 SH SOLE 49,676 LILLY & CO., COM 532457108 595 17,820 SH SOLE 17,820 LOCKHEED MARTIN CORP. COM 539830109 1087 15,751 SH SOLE 15,751 LOWE'S COMPANIES INC. COM 548661107 232 12,715 SH SOLE 12,715 MAGYAR TELEKOM TELECOMMUNICATIONS PLC SPONSORED ADR 559776109 684 60,070 SH SOLE 60,070 MARATHON OIL CORP. COM 565849106 293 11,127 SH SOLE 11,127 MARSH & MCLENNAN COS. INC. COM 571748102 574 28,370 SH SOLE 28,370 MCAFEE INC. REGISTERED COM 579064106 398 11,879 SH SOLE 11,879 MCDONALD'S CORP. COM 580135101 2059 37,732 SH SOLE 37,732 MEDCO HEALTH SOLUTIONS INC. COM 58405U102 624 15,103 SH SOLE 15,103 MEMC ELECTRONIC MATERIALS INC. COM 552715104 217 13,143 SH SOLE 13,143 MERCK & CO. INC. COM 589331107 1365 51,046 SH SOLE 51,046 MICROSOFT CORP. COM 594918104 976 53,134 SH SOLE 53,134 MOBIL NIYE TELESISTEMY OAO SPONSORED ADR 607409109 1637 54,700 SH SOLE 54,700 MONSANTO CO. COM 61166W101 960 11,555 SH SOLE 11,555 NIKE INC. SHARES CL B 654106103 714 15,232 SH SOLE 15,232 NORFOLK SOUTHERN CORP. COM 655844108 546 16,165 SH SOLE 16,165 NORTRHERN TRUST CORP. COM 665859104 955 15,959 SH SOLE 15,959 OCCIDENTAL PETROLEUM CORP. COM 674599105 991 17,815 SH SOLE 17,815 ORACLE CORP. COM 68389X105 1783 98,654 SH SOLE 98,654 PEPSICO INC. COM 713448108 2058 39,978 SH SOLE 39,978 PETROLEO BRASILEIRO S.A.PFD SP ADR NON VTG 71654V101 8403 343,000 SH SOLE 343,000 PFIZER INC. COM 717081103 1036 76,060 SH SOLE 76,060 PHILIP MORRIS INTERNATIONAL INC. COM 718172109 1783 50,111 SH SOLE 50,111 PLUM CREEK TIMBER CO. INC COM 729251108 494 17,000 SH SOLE 17,000 PPL CORP. COM 69351T106 310 10,786 SH SOLE 10,786 PRAXAIR INC. COM 74005P104 1935 28,751 SH SOLE 28,751 PROCTER & GAMBLE CO., THE COM 742718109 3320 70,501 SH SOLE 70,501 PROGRESS ENERGY INC. COM 743263105 546 15,070 SH SOLE 15,070 PUBLIC SERVICE ENT. GROUP INC. COM 744573106 319 10,836 SH SOLE 10,836 QIAGEN N.V. AANDELEN EO ORD N72482107 3315 203,656 SH SOLE 203,656 QUALCOMM INC. COM 747525103 1079 27,722 SH SOLE 27,722 REYNOLDS AMERICAN INC. COM 761713106 380 10,612 SH SOLE 10,612 SAFEWAY INC. COM NEW 786514208 320 15,873 SH SOLE 15,873 SARA LEE CORP. COM 803111103 295 36,500 SH SOLE 36,500 SCANA CORP. COM 80589M102 405 13,118 SH SOLE 13,118 SCHERING-PLOUGH CORP. COM 806605101 813 34,523 SH SOLE 34,523 SCHLUMBERGER N.V. (LTD.) NEW YORK COM 806857108 503 12,389 SH SOLE 12,389 SEMPRA ENERGY COM 816851109 637 13,782 SH SOLE 13,782 T. ROWE PRICE GROUP INC. COM 74144T108 378 13,115 SH SOLE 13,115 TAIWAN SEMICONDUCT.MANUFACT.CO SPONSORED ADR 874039100 714 79,792 SH SOLE 79,792 TELEFONOS DE MEXICO S.A. SPON ADR ORD L 879403780 956 63,565 SH SOLE 63,565 TEVA PHARMACEUTICAL INDS LTD. ADR 881624209 2392 53,100 SH SOLE 53,100 THE COCA-COLA CO. COM 191216100 1893 43,075 SH SOLE 43,075 THE DIRECTV GROUP INC. COM 25459L106 449 19,701 SH SOLE 19,701 THE KROGER CO. COM 501044101 607 28,622 SH SOLE 28,622 THE SOUTHERN CO. COM 842587107 424 13,855 SH SOLE 13,855 THE TRAVELERS COMPANIES INC. COM 89417E109 706 17,375 SH SOLE 17,375 THERMO FISHER SCIENTIFIC INC. COM 883556102 935 26,210 SH SOLE 26,210 TJX COMPANIES INC. COM 872540109 527 20,556 SH SOLE 20,556 UBS AG NAMENS-AKTIEN SF SHS NEW H89231338 2008 213,368 SH SOLE 213,368 UNION PACIFIC CORP. COM 907818108 779 18,949 SH SOLE 18,949 UNITED TECHNOLOGIES CORP. COM 913017109 863 20,075 SH SOLE 20,075 U.S. BANCORP COM NEW 902973304 464 31,742 SH SOLE 31,742 VERIZON COMMUNICATIONS INC. COM 92343V104 1411 46,713 SH SOLE 46,713 WAL-MART STORES INC. COM 931142103 2199 42,205 SH SOLE 42,205 WELLS FARGO & CO. COM 949746101 908 63,772 SH SOLE 63,772 WINDSTREAM CORP. COM 97381W104 330 40,970 SH SOLE 40,970 YUM! BRANDS INC. COM 988498101 706 25,677 SH SOLE 25,677 REPORT SUMMARY 136 DATA RECORDS $166,249 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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