-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DY5+utWXxTWhEhhQQekzAx2Sfdi9LpCcUT6P6gzPyEHR4kL4Q/L6r7W9SRdSDMww XlrIBKYVpFyi7GANt2ydoA== 0001425649-10-000005.txt : 20100212 0001425649-10-000005.hdr.sgml : 20100212 20100212143100 ACCESSION NUMBER: 0001425649-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Falcon Investment Management LLC CENTRAL INDEX KEY: 0001425649 IRS NUMBER: 200574542 STATE OF INCORPORATION: DE FISCAL YEAR END: 0811 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12667 FILM NUMBER: 10597852 BUSINESS ADDRESS: STREET 1: 4350 VON KARMEN AVENUE STREET 2: 4TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-474-5824 MAIL ADDRESS: STREET 1: 4350 VON KARMEN AVENUE STREET 2: 4TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 fimq409.txt Q4 2009 13 F TITLE SUMMARY AND TABLE UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Falcon Investment Management, LLC Address: 4350 Von Karman Avenue Suite 400 Newport Beach, CA 92660 Form 13F File Number: 28-12667 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Merage Title: CEO Phone: 949-474-5800 Signature, Place, and Date of Signing: Richard Merage Newport Beach, CA February 10, 2010 Report Type (Check only one): [X] 13F HOLDINGS REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 277 Form 13F Information Table Value Total: $231,357 List of Other Included Managers: NONE FORM 13F INFORMATION TABLE Value Shares/ SH/ Put/ Invstmt Other Voting Authority Name of issuer Title of Class CUSIP (x$1000) PRN AMT PRN Call Dscretn Managers Sole Shared None - ---------------------------- -------------- ----------- -------- --------- --- ---- ------- -------- ---- ------ ---- A.D.A.M., INC. CMN COM 00088U108 1,155 274,973 SH SOLE NONE SOLE AMN HEALTHCARE SERVICES INC CMN COM 001744101 863 95,280 SH SOLE NONE SOLE ATC TECHNOLOGY CORP. CMN COM 00211W104 300 12,559 SH SOLE NONE SOLE AVX CORPORATION NEW COMMON STOCK COM 002444107 845 66,665 SH SOLE NONE SOLE ACCELRYS INC ORD CMN COM 00430U103 95 16,649 SH SOLE NONE SOLE ACETO CORP CMN COM 004446100 265 51,518 SH SOLE NONE SOLE ACTEL CORP. CMN COM 004934105 462 38,857 SH SOLE NONE SOLE ADAPTEC INC CMN COM 00651F108 273 81,595 SH SOLE NONE SOLE ADVANCED ANALOGIC TECH INC CMN COM 00752J108 239 60,659 SH SOLE NONE SOLE AGILYSYS INC CMN COM 00847J105 117 12,856 SH SOLE NONE SOLE ALBERTO-CULVER COMPANY CMN COM 013078100 810 27,657 SH SOLE NONE SOLE ALKERMES INC CMN COM 01642T108 838 89,039 SH SOLE NONE SOLE ALLEGIANT TRAVEL CO CMN COM 01748X102 537 11,377 SH SOLE NONE SOLE AMBASSADORS GROUP INC CMN COM 023177108 403 30,403 SH SOLE NONE SOLE AMERCO CMN COM 023586100 121 2,437 SH SOLE NONE SOLE AMERICA SERVICE GROUP CMN COM 02364L109 135 8,538 SH SOLE NONE SOLE AMERICAN RAILCAR INDUSTRIES, I*NC. CMN COM 02916P103 746 67,714 SH SOLE NONE SOLE AMER.SCIENCE & ENG.INC. CMN COM 029429107 841 11,089 SH SOLE NONE SOLE AMERIGROUP CORPORATION CMN COM 03073T102 855 31,697 SH SOLE NONE SOLE AMPCO PITTSBURG CORP CMN COM 032037103 643 20,401 SH SOLE NONE SOLE AMSURG CORPORATION CMN COM 03232P405 1,126 51,135 SH SOLE NONE SOLE ANAREN INC CMN COM 032744104 876 58,205 SH SOLE NONE SOLE ANIKA THERAPEUTICS INC CMN COM 035255108 110 14,406 SH SOLE NONE SOLE APOGEE ENTERPRISES INC CMN COM 037598109 1,048 74,837 SH SOLE NONE SOLE APPLE, INC. CMN COM 037833100 3,498 16,600 SH SOLE NONE SOLE APPLIED SIGNAL TECHNOLOGY INC CMN COM 038237103 195 10,100 SH SOLE NONE SOLE ARMSTRONG WORLD INDUSTRIES, INC CMN COM 04247X102 776 19,924 SH SOLE NONE SOLE AUTOZONE, INC. CMN COM 053332102 3,781 23,922 SH SOLE NONE SOLE AVID TECHNOLOGY INC CMN COM 05367P100 322 25,250 SH SOLE NONE SOLE BB&T CORPORATION CMN COM 054937107 1,953 77,000 SH SOLE NONE SOLE BAKER (MICHAEL) CORP CMN COM 057149106 1,164 28,108 SH SOLE NONE SOLE BARRETT BUSINESS SERVICES INC CMN COM 068463108 206 16,740 SH SOLE NONE SOLE BENCHMARK ELECTRONICS INC CMN COM 08160H101 285 15,056 SH SOLE NONE SOLE BJS RESTAURANTS INC CMN COM 09180C106 4,054 215,304 SH SOLE NONE SOLE BLYTH, INC. CMN COM 09643P207 271 8,036 SH SOLE NONE SOLE BOLT TECHNOLOGY CORPORATION CMN COM 097698104 102 9,216 SH SOLE NONE SOLE BOOKS A MILLION INC CMN COM 098570104 566 84,297 SH SOLE NONE SOLE BORDERS GROUP INC CMN COM 099709107 193 163,609 SH SOLE NONE SOLE BROOKS AUTOMATION INC CMN COM 114340102 296 34,488 SH SOLE NONE SOLE BROWN SHOE COMPANY INC CMN COM 115736100 253 25,651 SH SOLE NONE SOLE BUCKEYE TECHNOLOGIES INC CMN COM 118255108 267 27,355 SH SOLE NONE SOLE BUCKLE INC COM CMN COM 118440106 112 3,821 SH SOLE NONE SOLE BUILD-A-BEAR WORKSHOP, INC. CMN COM 120076104 76 15,521 SH SOLE NONE SOLE CRA INTERNATIONAL, INC. CMN COM 12618T105 1,118 41,959 SH SOLE NONE SOLE CTS CORPORATION CMN COM 126501105 1,131 117,537 SH SOLE NONE SOLE CABELA'S INCORPORATED CMN CLASS A COM 126804301 835 58,570 SH SOLE NONE SOLE CACI INTERNATIONAL INC CMN CLASS A COM 127190304 834 17,077 SH SOLE NONE SOLE CALLAWAY GOLF CMN COM 131193104 813 107,822 SH SOLE NONE SOLE CALUMET SPECIALTY PROD PRTNRS CMN COM 131476103 257 14,000 SH SOLE NONE SOLE CASEY'S GENERAL STORES,INC CMN COM 147528103 268 8,404 SH SOLE NONE SOLE CATO CORPORATION (THE) CMN CLASS A COM 149205106 995 49,605 SH SOLE NONE SOLE CELERA CORP CMN COM 15100E106 1,035 150,026 SH SOLE NONE SOLE CENTENE CORPORATION CMN COM 15135B101 833 39,359 SH SOLE NONE SOLE CENTRAL GARDEN & PET CO CMN COM 153527106 194 18,142 SH SOLE NONE SOLE CERADYNE INC CALIF CMN COM 156710105 1,150 59,814 SH SOLE NONE SOLE CHARMING SHOPPES, INC. CMN COM 161133103 336 51,936 SH SOLE NONE SOLE CHRISTOPHER & BANKS CORPORATIO*N CMN COM 171046105 720 94,432 SH SOLE NONE SOLE CIRCOR INTERNATIONAL INC CMN COM 17273K109 252 10,008 SH SOLE NONE SOLE COHERENT INC. CMN COM 192479103 1,212 40,772 SH SOLE NONE SOLE KENNETH COLE PRODUCTIONS INC CL-A CLSS ACOM 193294105 208 21,541 SH SOLE NONE SOLE COMFORT SYSTEMS USA INC COMMON STOCK COM 199908104 1,182 95,759 SH SOLE NONE SOLE COMCAST CORPORATION CMN CLASS A VOTING COM 20030N101 283 16,800 SH SOLE NONE SOLE COMPUWARE CORP. CMN COM 205638109 797 110,286 SH SOLE NONE SOLE CORE MARK HLDG CO INC CMN COM 218681104 295 8,956 SH SOLE NONE SOLE CUBIC CORP (DELAWARE) CMN COM 229669106 179 4,800 SH SOLE NONE SOLE CYMER INC CMN COM 232572107 766 19,958 SH SOLE NONE SOLE CYNOSURE INC CMN CLASS A COM 232577205 229 19,941 SH SOLE NONE SOLE DSP GROUP INC CMN COM 23332B106 98 17,400 SH SOLE NONE SOLE DECKERS OUTDOORS CORP CMN COM 243537107 407 4,000 SH SOLE NONE SOLE DEL MONTE FOODS COMPANY CMN COM 24522P103 808 71,224 SH SOLE NONE SOLE DIVX INC CMN COM 255413106 497 88,134 SH SOLE NONE SOLE DRESS BARN INC CMN COM 261570105 5,037 218,139 SH SOLE NONE SOLE DRESSER-RAND GROUP INC. CMN COM 261608103 84 2,661 SH SOLE NONE SOLE DUCOMMUN INC DEL CMN COM 264147109 254 13,586 SH SOLE NONE SOLE DYNCORP INTERNATIONAL INC. CMN CLASS A COM 26817C101 835 58,182 SH SOLE NONE SOLE EMS TECHNOLOGIES INC CMN COM 26873N108 954 65,795 SH SOLE NONE SOLE EARTHLINK, INC. CMN COM 270321102 798 96,052 SH SOLE NONE SOLE ELECTRO SCIENTIFIC INDS INC CMN COM 285229100 965 89,183 SH SOLE NONE SOLE ELECTRONICS FOR IMAGING INC. CMN COM 286082102 307 23,684 SH SOLE NONE SOLE ELIZABETH ARDEN INC CMN COM 28660G106 300 20,800 SH SOLE NONE SOLE EMCOR GROUP INC. CMN COM 29084Q100 819 30,446 SH SOLE NONE SOLE EMULEX CORP. CMN COM 292475209 282 25,916 SH SOLE NONE SOLE ENCORE WIRE CORP CMN COM 292562105 802 38,041 SH SOLE NONE SOLE ENPRO INDUSTRIES, INC. CMN COM 29355X107 334 12,637 SH SOLE NONE SOLE ENTERPRISE GP HOLDINGS L.P. CMN COM 293716106 4,029 103,390 SH SOLE NONE SOLE ERESEARCHTECHNOLOGY INC CMN COM 29481V108 69 11,500 SH SOLE NONE SOLE EXAR CORPORATION CMN COM 300645108 424 59,686 SH SOLE NONE SOLE FLUOR CORPORATION CMN COM 343412102 3,423 76,000 SH SOLE NONE SOLE FORTRESS INVESTMENT GROUP LLC CMN CLSS ACOM 34958B106 2,340 525,900 SH SOLE NONE SOLE FOSTER L.B. CL A CMN COM 350060109 1,046 35,102 SH SOLE NONE SOLE FREIGHTCAR AMERICA, INC. CMN COM 357023100 1,075 54,232 SH SOLE NONE SOLE H.B. FULLER COMPANY CMN COM 359694106 794 34,915 SH SOLE NONE SOLE FURNITURE BRANDS INTERNATIONAL INC COM 360921100 433 79,311 SH SOLE NONE SOLE G & K SERVICES INC (CL-A) CMN CLASS A COM 361268105 76 3,037 SH SOLE NONE SOLE GERBER SCIENTIFIC INC CMN COM 373730100 79 15,735 SH SOLE NONE SOLE GLATFELTER CMN COM 377316104 288 23,730 SH SOLE NONE SOLE GOOGLE, INC. CMN CLASS A COM 38259P508 1,488 2,400 SH SOLE NONE SOLE GRANITE CONSTRUCTION INC. CMN COM 387328107 568 16,871 SH SOLE NONE SOLE GREENBRIER COMPANIES INC CMN COM 393657101 89 8,600 SH SOLE NONE SOLE GRIFFON CORPORATION CMN COM 398433102 300 24,584 SH SOLE NONE SOLE GRUPO TELEVISA, S.A. COM 40049J206 4,314 207,800 SH SOLE NONE SOLE GULF ISLAND FABRICATION INC CMN COM 402307102 1,059 50,336 SH SOLE NONE SOLE HQ SUSTAINABLE MARITIME IND, I*NC CMN COM 40426A208 2,837 403,029 SH SOLE NONE SOLE HANSEN NATURAL CORP CMN COM 411310105 6,263 163,108 SH SOLE NONE SOLE HARMONIC INC CMN COM 413160102 852 134,790 SH SOLE NONE SOLE HARVEST NATURAL RESOURCES INC CMN COM 41754V103 236 44,576 SH SOLE NONE SOLE HAWK CORPORATION CMN CLASS A COM 420089104 355 20,140 SH SOLE NONE SOLE HEALTHCARE SVCS GROUP INC CMN COM 421906108 564 26,272 SH SOLE NONE SOLE HEALTHSPRING, INC. CMN COM 42224N101 822 46,701 SH SOLE NONE SOLE HEIDRICK & STRUGGLES INC. CMN COM 422819102 1,153 36,921 SH SOLE NONE SOLE JACK HENRY & ASSOC INC CMN COM 426281101 804 34,747 SH SOLE NONE SOLE HORMEL FOODS CORP CMN COM 440452100 265 6,889 SH SOLE NONE SOLE HOT TOPIC INC CMN COM 441339108 854 134,420 SH SOLE NONE SOLE HURCO COMPANIES INC CMN COM 447324104 188 12,690 SH SOLE NONE SOLE HUTCHINSON TECHNOLOGIES CMN COM 448407106 348 33,885 SH SOLE NONE SOLE IMATION CORPORATION CMN COM 45245A107 253 29,047 SH SOLE NONE SOLE IMPERIAL SUGAR COMPANY CMN COM 453096208 1,217 69,777 SH SOLE NONE SOLE INFOSPACE, INC. CMN COM 45678T300 343 40,054 SH SOLE NONE SOLE INSIGHT ENTERPRISES INC CMN COM 45765U103 261 22,857 SH SOLE NONE SOLE INTER PARFUMS INC CMN COM 458334109 316 25,961 SH SOLE NONE SOLE INTERACTIVE DATA CORPORATION CMN COM 45840J107 664 26,264 SH SOLE NONE SOLE ISHARES MSCI JAPAN INDEX ETF 464286848 2,727 280,000 SH SOLE NONE SOLE IXYS CORP CMN COM 46600W106 172 23,177 SH SOLE NONE SOLE J&J SNACK FOODS CORP CMN COM 466032109 1,040 26,037 SH SOLE NONE SOLE J2 GLOBAL COMMUNICATIONS INC CMN COM 46626E205 810 39,819 SH SOLE NONE SOLE JACK IN THE BOX INC. CMN COM 466367109 7,020 356,893 SH SOLE NONE SOLE JEFFERIES GROUP INC (NEW) CMN COM 472319102 422 17,800 SH SOLE NONE SOLE JOS A BANK CLOTHIERS INC CMN COM 480838101 827 19,596 SH SOLE NONE SOLE JOURNAL COMMUNICATIONS INC CMN CLASS A COM 481130102 90 23,098 SH SOLE NONE SOLE K-SWISS INC. CLASS A CMN CLASS A COM 482686102 766 77,028 SH SOLE NONE SOLE K.V. PHARMACEUTICAL CL-A CMN CLASS A COM 482740206 1,107 301,508 SH SOLE NONE SOLE KADANT INCORPORATED CMN COM 48282T104 314 19,677 SH SOLE NONE SOLE KELLY SERVICES INC(CL-A) CMN CLASS A COM 488152208 280 23,500 SH SOLE NONE SOLE KENSEY NASH CORP CMN COM 490057106 652 25,584 SH SOLE NONE SOLE KEYNOTE SYSTEMS INC CMN COM 493308100 65 5,928 SH SOLE NONE SOLE KIMBALL INTL INC CL-B CMN CLASS B COM 494274103 71 8,283 SH SOLE NONE SOLE KINDRED HEALTHCARE INC. CMN COM 494580103 320 17,329 SH SOLE NONE SOLE KOPIN CORP CMN COM 500600101 951 227,608 SH SOLE NONE SOLE LA Z BOY CHAIR CO CMN COM 505336107 272 28,507 SH SOLE NONE SOLE LANDEC CORP CMN COM 514766104 464 74,355 SH SOLE NONE SOLE LANDAUER INC CMN COM 51476K103 314 5,119 SH SOLE NONE SOLE LANDRYS RESTAURANTS INC CMN COM 51508L103 496 23,296 SH SOLE NONE SOLE LAWSON SOFTWARE, INC. CMN COM 52078P102 1,021 153,536 SH SOLE NONE SOLE LITHIA MOTORS INC CL-A CMN CLASS A COM 536797103 155 18,906 SH SOLE NONE SOLE LOUISIANA PACIFIC CORP CMN COM 546347105 234 33,516 SH SOLE NONE SOLE MB FINANCIAL INC NEW CMN COM 55264U108 1,991 101,031 SH SOLE NONE SOLE M/I HOMES INC CMN COM 55305B101 242 23,272 SH SOLE NONE SOLE MKS INSTRUMENTS INC CMN COM 55306N104 541 31,107 SH SOLE NONE SOLE STEVEN MADDEN LTD CMN COM 556269108 279 6,760 SH SOLE NONE SOLE MAGELLAN HEALTH SERVICES, INC. CMN COM 559079207 864 21,219 SH SOLE NONE SOLE MANHATTAN ASSOCIATES INC CMN COM 562750109 1,107 46,043 SH SOLE NONE SOLE MARCHEX INC CMN CLASS B COM 56624R108 135 26,506 SH SOLE NONE SOLE MATRIX SERVICE COMPANY CMN COM 576853105 308 28,945 SH SOLE NONE SOLE MATRIXX INITIATIVES INC CMN COM 57685L105 697 164,891 SH SOLE NONE SOLE MAXYGEN INC. CMN COM 577776107 226 37,127 SH SOLE NONE SOLE MAXIMUS INC CMN COM 577933104 1,124 22,475 SH SOLE NONE SOLE MCCORMICK & SCHMICKS SEAFOOD CMN COM 579793100 163 23,392 SH SOLE NONE SOLE MEDIA GENERAL INC CMN CLASS A COM 584404107 237 30,262 SH SOLE NONE SOLE MEDICINES CO (THE) CMN COM 584688105 798 95,741 SH SOLE NONE SOLE MENS WEARHOUSE INC (THE) CMN COM 587118100 275 13,048 SH SOLE NONE SOLE METHODE ELECTRONICS, INC CMN COM 591520200 357 41,074 SH SOLE NONE SOLE MICROS SYSTEMS, INC. CMN COM 594901100 273 8,787 SH SOLE NONE SOLE MICROSTRATEGY INC CMN CLASS A COM 594972408 865 9,197 SH SOLE NONE SOLE MINERALS TECHNOLOGIES INC CMN COM 603158106 1,001 18,383 SH SOLE NONE SOLE MIRANT CORPORATION CMN COM 60467R100 278 18,237 SH SOLE NONE SOLE MODUSLINK GLOBAL SOLUTIONS, IN*C CMN COM 60786L107 305 32,360 SH SOLE NONE SOLE MOLINA HEALTHCARE, INC. CMN COM 60855R100 1,179 51,532 SH SOLE NONE SOLE MORGAN STANLEY CMN COM 617446448 3,058 103,300 SH SOLE NONE SOLE MUELLER INDUSTRIES INC CMN COM 624756102 1,113 44,815 SH SOLE NONE SOLE MULTI-FINELINE ELECTRONIX INC CMN COM 62541B101 771 27,175 SH SOLE NONE SOLE NIC INC CMN COM 62914B100 1,215 132,900 SH SOLE NONE SOLE N V R INC CMN COM 62944T105 287 404 SH SOLE NONE SOLE NASH FINCH CO CMN COM 631158102 301 8,107 SH SOLE NONE SOLE NATIONAL BEVERAGE CORP CMN COM 635017106 377 27,166 SH SOLE NONE SOLE NATIONAL PRESTO IND. INC CMN COM 637215104 1,235 11,310 SH SOLE NONE SOLE NETGEAR, INC. CMN COM 64111Q104 797 36,736 SH SOLE NONE SOLE NETWORK EQUIPMENT TECHNOLOGIES CMN COM 641208103 111 27,468 SH SOLE NONE SOLE NEWPORT CORP CMN COM 651824104 282 30,634 SH SOLE NONE SOLE NICOR INC CMN COM 654086107 799 18,987 SH SOLE NONE SOLE NIGHTHAWK RADIOLOGY HLDGS INC CMN COM 65411N105 71 15,625 SH SOLE NONE SOLE NUVEEN SENIOR INCOME FUND MUTUAL FUND COM 67067Y104 1,669 234,738 SH SOLE NONE SOLE O'CHARLEYS INC CMN COM 670823103 385 58,840 SH SOLE NONE SOLE OM GROUP INC CMN COM 676220106 2,125 329,400 SH SOLE NONE SOLE OLIN CORP NEW $1 PAR CMN COM 680665205 791 45,163 SH SOLE NONE SOLE OPLINK COMMUNICATIONS INC CMN COM 68375Q403 1,016 61,978 SH SOLE NONE SOLE PACER INTERNATIONAL INC CMN COM 69373H106 261 82,698 SH SOLE NONE SOLE PACWEST BANCORP CMN COM 695263103 3,152 156,403 SH SOLE NONE SOLE PALOMAR MEDICAL TECHNOLOGIES (NEW) COM 697529303 900 89,316 SH SOLE NONE SOLE PARK ELECTROCHEMICAL CRP CMN COM 700416209 964 34,894 SH SOLE NONE SOLE PEP BOYS MANNY-MOE &JACK CMN COM 713278109 264 31,148 SH SOLE NONE SOLE PEPSICO INC CMN COM 713448108 1,398 23,000 SH SOLE NONE SOLE PERVASIVE SOFTWARE INC CMN COM 715710109 54 11,300 SH SOLE NONE SOLE PHILLIPS-VAN HEUSEN CORP CMN COM 718592108 3,706 91,100 SH SOLE NONE SOLE PHOTRONICS INC CMN COM 719405102 261 58,642 SH SOLE NONE SOLE PIER 1 IMPORTS INC (DELAWARE) CMN COM 720279108 102 20,000 SH SOLE NONE SOLE POWELL INDS INC CMN COM 739128106 208 6,600 SH SOLE NONE SOLE POWERSHARES WATER RES PORTF ETF 73935X575 337 20,000 SH SOLE NONE SOLE QUESTCOR PHARMACEUTICALS INC CMN COM 74835Y101 603 126,875 SH SOLE NONE SOLE QUIDEL CORP CMN COM 74838J101 809 58,718 SH SOLE NONE SOLE REALNETWORKS, INC. COMMON STOCK COM 75605L104 279 75,209 SH SOLE NONE SOLE RENT-A-CENTER INC CMN COM 76009N100 2,236 126,201 SH SOLE NONE SOLE PUT/SPY(SWGRE)@ 109 EXP 06/19/2010 PUT 78462F103 460 770 SH PUT SOLE NONE SOLE PUT/SPY(SWGRC)@ 107 EXP 06/19/2010 PUT 78462F103 327 625 SH PUT SOLE NONE SOLE S1 CORPORATION CMN COM 78463B101 275 42,183 SH SOLE NONE SOLE SRA INTERNATIONAL, INC. CMN CLASS A COM 78464R105 810 42,432 SH SOLE NONE SOLE SAFEWAY INC. CMN COM 786514208 255 12,000 SH SOLE NONE SOLE SAIA INC CMN CLASS COM 78709Y105 283 19,082 SH SOLE NONE SOLE SCANSOURCE INC CMN COM 806037107 475 17,778 SH SOLE NONE SOLE SCHOLASTIC CORPORATION CMN COM 807066105 845 28,330 SH SOLE NONE SOLE A SCHULMAN INC CMN COM 808194104 299 14,834 SH SOLE NONE SOLE THE E.W. SCRIPPS COMPANY CMN CLASS A COM 811054402 270 38,772 SH SOLE NONE SOLE SEALED AIR CORPORATION CMN COM 81211K100 269 12,290 SH SOLE NONE SOLE SEMICONDUCTOR HOLDERS TRUST ETF 816636203 391 14,000 SH SOLE NONE SOLE SERVICE CORP INTERNATL CMN COM 817565104 308 37,620 SH SOLE NONE SOLE SHAW GROUP INC CMN COM 820280105 1,563 54,368 SH SOLE NONE SOLE SIGMA DESIGNS INC CMN COM 826565103 267 24,977 SH SOLE NONE SOLE SILICON IMAGE INC CMN COM 82705T102 447 173,185 SH SOLE NONE SOLE SILICON GRAPHICS INTL CORP CMN COM 82706L108 287 40,912 SH SOLE NONE SOLE SKYLINE CORPORATION CMN COM 830830105 509 27,649 SH SOLE NONE SOLE SKYWEST,INC CMN COM 830879102 781 46,129 SH SOLE NONE SOLE A.O. SMITH CORP (DEL) CMN COM 831865209 793 18,270 SH SOLE NONE SOLE SOMANETICS CORP (NEW) CMN COM 834445405 387 22,063 SH SOLE NONE SOLE SONICWALL INC CMN COM 835470105 1,020 134,021 SH SOLE NONE SOLE SOUTHWEST GAS CORP CMN COM 844895102 323 11,330 SH SOLE NONE SOLE SPARTAN MOTORS INC. CMN COM 846819100 778 138,148 SH SOLE NONE SOLE SPEEDWAY MOTORSPORTS INC CMN COM 847788106 358 20,308 SH SOLE NONE SOLE SPHERION CORP CMN COM 848420105 388 68,974 SH SOLE NONE SOLE STAGE STORES INC CMN COM 85254C305 243 19,682 SH SOLE NONE SOLE STAMPS COM INC CMN COM 852857200 263 29,179 SH SOLE NONE SOLE STANDEX INTERNATL CORP CMN COM 854231107 410 20,405 SH SOLE NONE SOLE STEELCASE INC. CLASS A COMMON STOCK COM 858155203 1,140 179,175 SH SOLE NONE SOLE STERIS CORP CMN COM 859152100 801 28,625 SH SOLE NONE SOLE STERLING CONSTRUCTION CO INC CMN COM 859241101 630 32,895 SH SOLE NONE SOLE STEWART ENTERPRISES INC CLASS A COM 860370105 285 55,297 SH SOLE NONE SOLE STURM, RUGER & COMPANY INC. CMN COM 864159108 853 87,961 SH SOLE NONE SOLE SUN HEALTHCARE GROUP INC CMN COM 866933401 205 22,310 SH SOLE NONE SOLE SUPERIOR INDS INTL INC CMN COM 868168105 1,064 69,527 SH SOLE NONE SOLE SYMMETRICOM INC CMN COM 871543104 74 14,165 SH SOLE NONE SOLE SYNOVIS LIFE TECHNOLOGIES INC CMN COM 87162G105 618 47,835 SH SOLE NONE SOLE SYNTEL INC CMN COM 87162H103 702 18,461 SH SOLE NONE SOLE SYSTEMAX INC CMN COM 871851101 1,115 70,991 SH SOLE NONE SOLE TECUMSEH PRODUCTS CO CL-A CMN CLASS A COM 878895200 547 46,782 SH SOLE NONE SOLE TEKELEC CMN COM 879101103 549 35,903 SH SOLE NONE SOLE TEXAS ROADHOUSE, INC. CMN COM 882681109 3,769 335,588 SH SOLE NONE SOLE THOMAS & BETTS CO. CMN COM 884315102 266 7,437 SH SOLE NONE SOLE TIBCO SOFTWARE INC. CMN COM 88632Q103 309 32,050 SH SOLE NONE SOLE TIMBERLAND CO CLASS A CMN CLASS A COM 887100105 301 16,814 SH SOLE NONE SOLE TREDEGAR CORPORATION CMN COM 894650100 1,133 71,627 SH SOLE NONE SOLE TRINITY INDUSTRIES INC (DEL) CMN COM 896522109 4,226 242,345 SH SOLE NONE SOLE TRUEBLUE, INC. CMN COM 89785X101 1,132 76,462 SH SOLE NONE SOLE TUTOR PERINI CORPORATION CMN COM 901109108 282 15,574 SH SOLE NONE SOLE USA MOBILITY INC CMN COM 90341G103 272 24,721 SH SOLE NONE SOLE UNIFIRST CORPORATION CMN COM 904708104 1,036 21,539 SH SOLE NONE SOLE UNIVERSAL AMERICAN FINANCIALCORPORATION COM 913377107 1,229 105,010 SH SOLE NONE SOLE UNIVERSAL ELECTRS INC CMN COM 913483103 1,125 48,461 SH SOLE NONE SOLE UNIVERSAL TECHNICAL INSTITUTE CMN COM 913915104 806 39,906 SH SOLE NONE SOLE VSE CORP CMN COM 918284100 1,094 24,271 SH SOLE NONE SOLE VAALCO ENERGY, INC. CMN COM 91851C201 1,086 238,636 SH SOLE NONE SOLE VALSPAR CORP CMN COM 920355104 265 9,776 SH SOLE NONE SOLE VALUEVISION MEDIA INC CMN CLASS A COM 92047K107 462 96,220 SH SOLE NONE SOLE VIAD CORP CMN COM 92552R406 1,220 59,144 SH SOLE NONE SOLE VISA INC. CMN CLASS A COM 92826C839 4,758 54,400 SH SOLE NONE SOLE VITAL IMAGES INC CMN COM 92846N104 543 42,825 SH SOLE NONE SOLE VOLCOM, INC. CMN COM 92864N101 4,727 282,361 SH SOLE NONE SOLE VOLT INFORMATION SCIENCES INC CMN COM 928703107 300 30,034 SH SOLE NONE SOLE WD 40 CO CMN COM 929236107 563 17,388 SH SOLE NONE SOLE WAL MART STORES INC CMN COM 931142103 3,045 56,960 SH SOLE NONE SOLE CALL/WMT(VWTAJ)@ 50 EXP 01/22/2011 CALL 931142103 590 1,000 SH CALL SOLE NONE SOLE WASHINGTON POST CO CL B CMN CLASS B COM 939640108 834 1,897 SH SOLE NONE SOLE WEIGHT WATCHERS INTERNATIONAL, INC. 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