0001140361-11-053075.txt : 20111114 0001140361-11-053075.hdr.sgml : 20111111 20111114094935 ACCESSION NUMBER: 0001140361-11-053075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MIG Absolute Return, LLC CENTRAL INDEX KEY: 0001425649 IRS NUMBER: 200574542 STATE OF INCORPORATION: DE FISCAL YEAR END: 0811 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12667 FILM NUMBER: 111198409 BUSINESS ADDRESS: STREET 1: 4350 VON KARMAN AVENUE STREET 2: 4TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949-474-5824 MAIL ADDRESS: STREET 1: 4350 VON KARMAN AVENUE STREET 2: 4TH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: Falcon Investment Management LLC DATE OF NAME CHANGE: 20080131 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MIG Absolute Return, LLC Address: 4350 Von Karman Avenue 4th Floor Newport Beach, CA 92660 Form 13F File Number: 028-12667 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Richard Merage Title: Managing Partner Phone: 949-474-5800 Signature, Place, and Date of Signing: /s/ Richard Merage Newport Beach, CA 11/11/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 160 Form 13F Information Table Value Total: $ 213,325 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 388 7,361 SH SOLE 7,361 0 0 ADVANCED AUTO PARTS INC COM 00751Y106 354 6,101 SH SOLE 6,101 0 0 AEROPOSTALE COM 007865108 167 15,459 SH SOLE 15,459 0 0 AETNA INC NEW COM 00817Y108 234 6,427 SH SOLE 6,427 0 0 ALLIANT ENERGY CORP COM 018802108 511 13,214 SH SOLE 13,214 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 209 3,825 SH SOLE 3,825 0 0 ALTERA CORP COM 021441100 347 11,008 SH SOLE 11,008 0 0 AMDOCS LTD ORD G02602103 327 12,043 SH SOLE 12,043 0 0 AMEREN CORP COM 023608102 503 16,895 SH SOLE 16,895 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 565 48,205 SH SOLE 48,205 0 0 AMERISOURCEBERGEN CORP COM 03073E105 224 6,012 SH SOLE 6,012 0 0 AMGEN INC COM 031162100 390 7,096 SH SOLE 7,096 0 0 ANALOG DEVICES, INC COM 032654105 747 23,903 SH SOLE 23,903 0 0 APOLLO GROUP INC CL A 037604105 346 8,736 SH SOLE 8,736 0 0 APPLE INC COM 037833100 3,813 10,000 SH SOLE 10,000 0 0 ARCH CAP GROUP LTD ORD G0450A105 6,764 207,000 SH SOLE 207,000 0 0 ARCHIPELAGO LEARNING INC COM 03956P102 2,019 240,328 SH SOLE 240,328 0 0 ARDEN GROUP INC CL A 039762109 4,375 55,037 SH SOLE 55,037 0 0 ASCENA RETAIL GROUP INC COM 04351G101 3,304 122,062 SH SOLE 122,062 0 0 ASTEX PHARMACEUTICALS INC COM 04624B103 39 20,496 SH SOLE 20,496 0 0 AUTOZONE INC COM 053332102 4,964 15,553 SH SOLE 15,553 0 0 BALLY TECHNOLOGIES INC COM 05874B107 2,270 84,150 SH SOLE 84,150 0 0 BAXTER INTL INC COM 071813109 331 5,898 SH SOLE 5,898 0 0 BB&T CORP COM 054937107 2,696 126,412 SH SOLE 126,412 0 0 BED BATH & BEYOND INC COM 075896100 631 11,002 SH SOLE 11,002 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 298 4,200 SH SOLE 4,200 0 0 BLACK DIAMOND INC COM 09202G101 449 68,790 SH SOLE 68,790 0 0 BLOCK H&R INC COM 093671105 137 10,258 SH SOLE 10,258 0 0 BMC SOFTWARE INC COM 055921100 273 7,083 SH SOLE 7,083 0 0 BRINKER INTL INC COM 109641100 251 11,992 SH SOLE 11,992 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 636 20,280 SH SOLE 20,280 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 306 15,216 SH SOLE 15,216 0 0 CA INC COM 12673P105 308 15,878 SH SOLE 15,878 0 0 CARDINAL HEALTH INC COM 14149Y108 307 7,319 SH SOLE 7,319 0 0 CAREER EDUCATION CORP COM 141665109 178 13,654 SH SOLE 13,654 0 0 CHEVRON CORP NEW COM 166764100 763 8,238 SH SOLE 8,238 0 0 CHICOS FAS INC COM 168615102 157 13,723 SH SOLE 13,723 0 0 CHILDRENS PL RETAIL STORES INC COM 168905107 372 8,000 SH SOLE 8,000 0 0 CIGNA CORP COM 125509109 253 6,032 SH SOLE 6,032 0 0 CISCO SYS INC COM 17275R102 282 18,200 SH SOLE 18,200 0 0 COACH INC COM 189754104 555 10,714 SH SOLE 10,714 0 0 COLLECTIVE BRANDS INC COM 19421W100 4,978 384,098 SH SOLE 384,098 0 0 COMCAST CORP NEW CL A 20030N101 351 16,800 SH SOLE 16,800 0 0 COSTCO WHSL CORP NEW COM 22160K105 353 4,304 SH SOLE 4,304 0 0 CROWN CASTLE INTL CORP COM 228227104 5,735 141,007 SH SOLE 141,007 0 0 DECKERS OUTDOORS CORP COM 243537107 419 4,499 SH SOLE 4,499 0 0 DIEBOLD INC COM 253651103 205 7,442 SH SOLE 7,442 0 0 DISH NETWORK CORP CL A 25470M109 370 14,752 SH SOLE 14,752 0 0 DOLLAR TREE INC COM 256746108 265 3,525 SH SOLE 3,525 0 0 DOMTAR CORP COM NEW 257559203 269 3,952 SH SOLE 3,952 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 339 8,729 SH SOLE 8,729 0 0 DST SYS INC DEL COM 233326107 222 5,060 SH SOLE 5,060 0 0 DSW INC CL A 23334L102 451 9,772 SH SOLE 9,772 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 299 4,879 SH SOLE 4,879 0 0 EDISON INTL COM 281020107 601 15,705 SH SOLE 15,705 0 0 EXELON CORP COM 30161N101 655 15,367 SH SOLE 15,367 0 0 EXXON MOBIL CORP COM 30231G102 458 6,304 SH SOLE 6,304 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 131 12,111 SH SOLE 12,111 0 0 FOREST LABS INC COM 345838106 431 13,988 SH SOLE 13,988 0 0 GAMESTOP CORP NEW CL A 36467W109 293 12,670 SH SOLE 12,670 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- GAP INC DEL COM 364760108 305 18,754 SH SOLE 18,754 0 0 GARMIN LTD SHS H2906T109 339 10,677 SH SOLE 10,677 0 0 GLOBAL PMTS INC COM 37940X102 283 7,010 SH SOLE 7,010 0 0 GOOGLE INC CL A 38259P508 283 550 SH SOLE 550 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 4,358 237,000 SH SOLE 237,000 0 0 GUESS INC COM 401617105 435 15,262 SH SOLE 15,262 0 0 HANSEN NAT CORP COM 411310105 206 2,363 SH SOLE 2,363 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 200 8,225 SH SOLE 8,225 0 0 HERBALIFE LTD COM USD SHS G4412G101 7,880 147,012 SH SOLE 147,012 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 121 13,608 SH SOLE 13,608 0 0 HUMANA INC COM 444859102 574 7,889 SH SOLE 7,889 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 289 7,296 SH SOLE 7,296 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 479 9,855 SH SOLE 9,855 0 0 INTEL CORP COM 458140100 585 27,422 SH SOLE 27,422 0 0 INTERPUBLIC GROUP COS INC COM 460690100 124 17,264 SH SOLE 17,264 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 5,251 394,213 SH SOLE 394,213 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 521 2,979 SH SOLE 2,979 0 0 ISHARES TRF MSCI EMERG MKT 464287234 10,867 309,650 SH SOLE 309,650 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 206 3,573 SH SOLE 3,573 0 0 JACK IN THE BOX INC COM 466367109 6,305 316,511 SH SOLE 316,511 0 0 JEFFERIES GROUP INC COM 472319102 144 11,600 SH SOLE 11,600 0 0 JOHNSON & JOHNSON COM 478160104 472 7,415 SH SOLE 7,415 0 0 JPMORGAN CHASE & CO COM 46625H100 3,819 126,800 SH SOLE 126,800 0 0 KBR INC COM 48242W106 209 8,834 SH SOLE 8,834 0 0 KOHLS CORP COM 500255104 268 5,459 SH SOLE 5,459 0 0 KROGER CO COM 501044101 362 16,471 SH SOLE 16,471 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 3,530 183,850 SH SOLE 183,850 0 0 LAUDER ESTEE COS INC CL A 518439104 226 2,571 SH SOLE 2,571 0 0 LEXMARK INTL NEW CL A 529771107 311 11,523 SH SOLE 11,523 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 5,926 401,464 SH SOLE 401,464 0 0 LILLY ELI & CO COM 532457108 907 24,529 SH SOLE 24,529 0 0 LIMITED BRANDS INC COM 532716107 380 9,862 SH SOLE 9,862 0 0 LOCKHEED MARTIN CORP COM 539830109 492 6,768 SH SOLE 6,768 0 0 LORILLARD INC COM 544147101 571 5,154 SH SOLE 5,154 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 230 15,852 SH SOLE 15,852 0 0 MASTERCARD INC CL A 57636Q104 271 854 SH SOLE 854 0 0 MB FINANCIAL INC NEW COM 55264U108 2,222 150,920 SH SOLE 150,920 0 0 MCGRAW HILL COS INC COM 580645109 457 11,154 SH SOLE 11,154 0 0 MCKESSON CORP COM 58155Q103 273 3,756 SH SOLE 3,756 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 418 13,431 SH SOLE 13,431 0 0 MICROS SYS INC COM 594901100 264 6,018 SH SOLE 6,018 0 0 MICROSOFT CORP COM 594918104 631 25,365 SH SOLE 25,365 0 0 MURPHY OIL CORP COM 626717102 222 5,031 SH SOLE 5,031 0 0 MYRIAD GENETICS INC COM 62855J104 282 15,051 SH SOLE 15,051 0 0 NORTHEAST UTILS COM 664397106 480 14,269 SH SOLE 14,269 0 0 NORTHROP GRUMMAN CORP COM 666807102 545 10,451 SH SOLE 10,451 0 0 NOVELLUS SYS INC COM 670008101 209 7,677 SH SOLE 7,677 0 0 OFFICE DEPOT INC COM 676220106 33 15,954 SH SOLE 15,954 0 0 OMNICOM GROUP INC COM 681919106 201 5,455 SH SOLE 5,455 0 0 PACWEST BANCORP DEL COM 695263103 2,659 190,780 SH SOLE 190,780 0 0 PANERA BREAD CO CL A 69840W108 265 2,553 SH SOLE 2,553 0 0 PEPCO HOLDINGS INC COM 713291102 505 26,677 SH SOLE 26,677 0 0 PEPSICO INC COM 713448108 7,827 126,450 SH SOLE 126,450 0 0 PHILIP MORRIS INTL INC COM 718172109 501 8,025 SH SOLE 8,025 0 0 PRICELINE COM INC COM NEW 741503403 220 490 SH SOLE 490 0 0 PROCTER & GAMBLE CO COM 742718109 379 6,000 SH SOLE 6,000 0 0 QLOGIC CORP COM 747277101 170 13,423 SH SOLE 13,423 0 0 QUESTAR CORP COM 748356102 391 22,102 SH SOLE 22,102 0 0 RADIOSHACK CORP COM 750438103 202 17,377 SH SOLE 17,377 0 0 RAMBUS INC DEL COM 750917106 190 13,555 SH SOLE 13,555 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------ -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- REGIS CORP MINN COM 758932107 4,053 287,616 SH SOLE 287,616 0 0 RENT A CTR INC NEW COM 76009N100 5,129 186,840 SH SOLE 186,840 0 0 ROSS STORES INC COM 778296103 423 5,370 SH SOLE 5,370 0 0 SAFEWAY INC COM NEW 786514208 223 13,429 SH SOLE 13,429 0 0 SAIC INC COM 78390X101 154 13,053 SH SOLE 13,053 0 0 SAKS INC COM 79377W108 5,887 672,834 SH SOLE 672,834 0 0 SEACOR HOLDINGS INC COM 811904101 255 3,180 SH SOLE 3,180 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 204 19,851 SH SOLE 19,851 0 0 SMUCKER J M CO COM NEW 832696405 6,400 87,800 SH SOLE 87,800 0 0 SOTHEBYS COM 835898107 6,677 242,189 SH SOLE 242,189 0 0 SOUTHWEST AIRLS CO COM 844741108 216 26,883 SH SOLE 26,883 0 0 STAPLES INC COM 855030102 324 24,339 SH SOLE 24,339 0 0 SYMANTEC CORP COM 871503108 225 13,785 SH SOLE 13,785 0 0 SYNOPSYS INC COM 871607107 224 9,187 SH SOLE 9,187 0 0 TELLABS INC COM 879664100 180 41,896 SH SOLE 41,896 0 0 TERADATA CORP DEL COM 88076W103 257 4,808 SH SOLE 4,808 0 0 TERADYNE INC COM 880770102 348 31,613 SH SOLE 31,613 0 0 TEXAS INSTRS INC COM 882508104 504 18,904 SH SOLE 18,904 0 0 TEXAS ROADHOUSE INC COM 882681109 4,629 350,188 SH SOLE 350,188 0 0 TJX COS INC NEW COM 872540109 579 10,443 SH SOLE 10,443 0 0 TORO CO COM 891092108 224 4,555 SH SOLE 4,555 0 0 TYSON FOODS INC CL A 902494103 214 12,304 SH SOLE 12,304 0 0 UNITEDHEALTH GROUP INC COM 91324P102 398 8,623 SH SOLE 8,623 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 572 15,544 SH SOLE 15,544 0 0 VIASAT INC COM 92552V100 7,519 225,720 SH SOLE 225,720 0 0 VISA INC COM CL A 92826C839 3,772 44,000 SH SOLE 44,000 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 218 26,023 SH SOLE 26,023 0 0 WAL MART STORES INC COM 931142103 4,508 86,860 SH SOLE 86,860 0 0 WAL MART STORES INC COM 931142103 10,640 205,000 CALL SOLE 205,000 0 0 WALGREEN CO COM 931422109 489 14,870 SH SOLE 14,870 0 0 WELLPOINT INC COM 94973V107 248 3,803 SH SOLE 3,803 0 0 WESTELL TECHNOLOGIES INC CL A 957541105 38 17,639 SH SOLE 17,639 0 0 WESTERN DIGITAL CORP COM 958102105 228 8,849 SH SOLE 8,849 0 0 WESTERN UNION CO COM 959802109 238 15,578 SH SOLE 15,578 0 0 WHIRLPOOL CORP COM 963320106 5,082 101,815 SH SOLE 101,815 0 0 WHOLE FOODS MKT INC COM 966837106 366 5,600 SH SOLE 5,600 0 0 WILLIAMS SONOMA INC COM 969904101 238 7,738 SH SOLE 7,738 0 0 WMS INDS INC COM 929297109 4,573 260,000 SH SOLE 260,000 0 0 XILINX INC COM 983919101 369 13,462 SH SOLE 13,462 0 0 YUM BRANDS INC COM 988498101 357 7,231 SH SOLE 7,231 0 0