0001209191-15-057299.txt : 20150629
0001209191-15-057299.hdr.sgml : 20150629
20150629200245
ACCESSION NUMBER: 0001209191-15-057299
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150625
FILED AS OF DATE: 20150629
DATE AS OF CHANGE: 20150629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Real Goods Solar, Inc.
CENTRAL INDEX KEY: 0001425565
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700]
IRS NUMBER: 261851813
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
BUSINESS PHONE: 303-222-3600
MAIL ADDRESS:
STREET 1: 833 WEST SOUTH BOULDER ROAD
CITY: LOUISVILLE
STATE: CO
ZIP: 80027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riverside Renewable Energy Investments, LLC
CENTRAL INDEX KEY: 0001539124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34044
FILM NUMBER: 15959692
BUSINESS ADDRESS:
STREET 1: ONE EXETER PLAZA
STREET 2: 699 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-351-2800
MAIL ADDRESS:
STREET 1: ONE EXETER PLAZA
STREET 2: 699 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-25
0
0001425565
Real Goods Solar, Inc.
RGSE
0001539124
Riverside Renewable Energy Investments, LLC
C/O RIVERSIDE PARTNERS, LLC
699 BOYLSTON STREET, 8TH FLOOR
BOSTON
MA
02116
0
0
1
0
Class A Common Stock
2015-06-25
4
P
0
915000
3.29
A
1306533
D
The shares of Class A Common Stock ("Common Stock") of Real Goods Solar, Inc. (the "Issuer") were issued upon the conversion of the indebtedness outstanding under certain notes held by Riverside Fund III, L.P. (the "Fund"), an affiliate of Riverside Renewable Energy Investments, LLC (the "Company"), pursuant to a Conversion Agreement, by and between the Fund and the Issuer (the "Conversion Agreement"). Such conversion was affected using a conversion ratio equal to $3.29, the closing price of one share of Common Stock on June 23, 2015, the date before entering into the Conversion Agreement. On June 25, 2015, prior to the consummation of the conversion, the Fund assigned to the Company its rights, title and interest to the Conversion Agreement, including, without limitation, the Common Stock issued pursuant to the Conversion Agreement.
The number of shares reported on this Form 4 has been adjusted to reflect the Issuer's consummation on May 17, 2015 of a reverse stock split of all outstanding shares of Common Stock at a ratio of one-for-twenty whereby twenty shares of Common Stock were combined into one share of Common Stock. As a result, the 7,830,647 shares reported on the Form 3 dated January 12, 2012 were converted to 391,533 shares following the reverse stock split.
/s/ David Belluck, Manager of Riverside Renewable Energy Investments, LLC
2015-06-29