-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HsjAAENbwrb6RrMq6nJovGkZ8GG97ZLxUCbfb8aQkfL+U67l8LeiCpHkHdhsJuSw KFBuwoKYrwKTnK/tBD3q3A== 0001209191-11-003603.txt : 20110119 0001209191-11-003603.hdr.sgml : 20110119 20110119064804 ACCESSION NUMBER: 0001209191-11-003603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110114 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCalmont D. Thompson CENTRAL INDEX KEY: 0001448093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 11534461 MAIL ADDRESS: STREET 1: 2959 WINCHESTER BLVD., SUITE 200A CITY: CAMPBELL STATE: CA ZIP: 95008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCalmont Darlene J. CENTRAL INDEX KEY: 0001448634 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34044 FILM NUMBER: 11534462 MAIL ADDRESS: STREET 1: 2959 WINCHESTER BLVD, SUITE 200A CITY: CAMPBELL STATE: CA ZIP: 95008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Real Goods Solar, Inc. CENTRAL INDEX KEY: 0001425565 STANDARD INDUSTRIAL CLASSIFICATION: HEATING EQUIPMENT, EXCEPT ELECTRIC & WARM AIR FURNACES [3433] IRS NUMBER: 261851813 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 303-222-3600 MAIL ADDRESS: STREET 1: 833 WEST SOUTH BOULDER ROAD CITY: LOUISVILLE STATE: CO ZIP: 80027 4 1 c11194_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-01-14 0001425565 Real Goods Solar, Inc. RSOL 0001448634 McCalmont Darlene J. 2959 WINCHESTER BLVD, SUITE 200A CAMPBELL CA 95008 0 0 1 0 0001448093 McCalmont D. Thompson 2959 WINCHESTER BLVD, SUITE 200A CAMPBELL CA 95008 0 0 0 1 Co-trustee Class A Common Stock 2011-01-14 4 S 0 3400 2.64 D 1621433 I By Trust Class A Common Stock 2011-01-18 4 S 0 7986 2.71 D 1613447 I By Trust All shares were issued to either Darlene J. McCalmont, in her name alone, or to the McCalmont Living Trust dated September 3, 2004 ("McCalmont living Trust"). Darlene J. McCalmont transferred the shares held in her name to the McCalmont Livinf trust on September 3, 2004. The shares are owned directly by the McCalmont Living Trust dated September 3, 2004, and indirectly by D. Thompson McCalmont and Darlene J. McCalmont as co-trustees and sole beneficiaries of that trust; however, D. Thompson McCalmont expressly disclaims beneficial ownership of such shares. /s/ Darlene J. McCalmont and D. Thompson McCalmont, individually and as Co-Trustees of the McCalmont Living trust dated September 3, 2004 2011-01-18 -----END PRIVACY-ENHANCED MESSAGE-----