-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H7ypgZJEMbjf0Kue9S295bkkiWcOrr2WAvlCnjzW+He3xgxxZxYIRlRsV+e5z6Xb XEN++vn/ele56JjJN8lmgg== 0001144204-08-025368.txt : 20080501 0001144204-08-025368.hdr.sgml : 20080501 20080501103645 ACCESSION NUMBER: 0001144204-08-025368 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080501 DATE AS OF CHANGE: 20080501 EFFECTIVENESS DATE: 20080501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001425533 IRS NUMBER: 205649723 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12697 FILM NUMBER: 08792869 BUSINESS ADDRESS: STREET 1: 500 CKOKIE BLVD STREET 2: SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847 559 1002 MAIL ADDRESS: STREET 1: 500 CKOKIE BLVD STREET 2: SUITE 300 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 v112333_13fhr.txt UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diamond Asset Management, LLC Address: 500 Skokie Blvd. Northbrook IL 60062 Form 13F File Number: 28- 12697 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard Marks Title: Managing Dirctor Phone: 847-559-1002 Signature, Place, and Date of Signing: /s/ Richard Marks Northbrook, IL 4/30/08 - ----------------- -------------- ------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 87 ------------------ Form 13F Information Table Value Total: 125,868 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ------------------------------------------------------------------------------------------------------------------------------------ Value Total Sh/ Put/ Investment Other Voting Authority Name of Issuer Title of Class CUSIP (x1,000) Units Prn Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Aluminum Company Of America (alcoa) COM 013817 10 1 598.6 16,600 SH Sole 16,600 Barrick Gold Corp Com COM 067901 10 8 3,688.9 84,900 SH Sole 84,900 Aero Grow International, Inc. COM 00768M 10 3 57.5 19,223 SH Sole 19,223 Alico Inc COM 016230 10 4 1,402.7 31,771 SH Sole 31,771 Anooraq resources COM 03633E 10 8 46.2 14,000 SH Sole 14,000 Alpha Natural Resources Inc COM 02076X 10 2 608.2 14,000 SH Sole 14,000 Anadarko petroleum COM 032511 10 7 280.5 4,450 SH Sole 4,450 Alliance Resources PLC UT LTD PART 01877R 10 8 1,102.5 31,500 SH Sole 31,500 American Express Company COM 025816 10 9 894.1 20,450 SH Sole 20,450 Black Hills CP COM 092113 10 9 322.0 9,000 SH Sole 9,000 Peabody Energy Corp COM 704549 10 4 560.5 10,990 SH Sole 10,990 Citigroup Inc COM 172967 10 1 383.4 17,900 SH Sole 17,900 Coeur D Alene Mines Corp COM 192108 10 8 3,454.2 855,000 SH Sole 855,000 Comcast Corporation Cl A COM 20030N 10 1 207.0 10,703 SH Sole 10,703 CME Group Inc. COM 12572Q 10 5 469.1 1,000 SH Sole 1,000 Conmed Healthcare Management COM 207410 10 1 89.5 62,148 SH Sole 62,148 Canadian Pacific Co COM 13645T 10 0 257.2 4,000 SH Sole 4,000 Cresud Inc. SPONSORED ADR 226406 10 6 388.0 25,000 SH Sole 25,000 Credit Suisse Group SPONSORED ADR 225401 10 8 218.8 4,300 SH Sole 4,300 Disney Walt Company Holding Co COM DISNEY 254687 10 6 533.5 17,000 SH Sole 17,000 Duke Energy Corporation COM 26441C 10 5 246.2 13,790 SH Sole 13,790 IShares MSCI E.M. MSCI EMERG MKT 464287 23 4 334.1 2,486 SH Sole 2,486 8*8 Inc COM 282914 10 0 44.1 45,000 SH Sole 45,000 Epicept Corp COM 294264 20 5 13.5 25,450 SH Sole 25,450 EPIX Pharmaceuticals, Inc COM NEW 26881Q 30 9 65.5 45,790 SH Sole 45,790 Ishare MSCI Australia MSCI AUSTRALIA 464286 10 3 231.8 9,000 SH Sole 9,000 Ishares msci Canada MSCI CDA INDEX 464286 50 9 454.7 15,000 SH Sole 15,000 Ishare MSCI Sweden MSCI SWEDEN 464286 75 6 564.0 18,750 SH Sole 18,750 Ishares MSCI Japan MSCI JAPAN 464286 84 9 1,423.8 115,100 SH Sole 115,100 Ishares MSCI Switzerland MSCI SWITZERLD 464286 74 9 414.1 16,000 SH Sole 16,000 Ishares MSCI Singapore MSCI SINGAPORE 464286 67 3 621.1 48,640 SH Sole 48,640 Federated Investment CL B 314211 10 3 1,292.3 33,000 SH Sole 33,000 MKT Vect Gold Mnrs GOLD MINER ETF 57060U 10 0 63,546.3 1,332,208 SH Sole 1,332,208 General Electric Co COM 369604 10 3 2,246.5 60,700 SH Sole 60,700 Goldcorp Inc COM 380956 40 9 736.3 19,000 SH Sole 19,000 Streettracks Gold Shares GOLD SHS 863307 10 4 1,310.9 14,500 SH Sole 14,500 Goodyear Tire COM 382550 10 1 258.0 10,000 SH Sole 10,000 HSBC Holdings SPON ADR NEW 404280 40 6 370.4 4,500 SH Sole 4,500 Hewlett Packard COM 428236 10 3 390.4 8,550 SH Sole 8,550 Hormel Foods CP COM 440452 10 0 416.6 10,000 SH Sole 10,000 Intl Business Machines Corp COM 459200 10 1 287.9 2,500 SH Sole 2,500 Intel Corporation COM 458140 10 0 233.0 11,000 SH Sole 11,000 Jetblue Airways CP COM 477143 10 1 59.7 10,300 SH Sole 10,300 Johnson & Johnson COM 478160 10 4 531.3 8,190 SH Sole 8,190 ST JOE CO COM 790148 10 0 625.5 14,570 SH Sole 14,570 Kinder Morgan Energy Partners L.P. UT LTD PARTNER 494550 10 6 300.8 5,500 SH Sole 5,500 Coca-Cola Company COM 191216 10 0 1,009.5 16,585 SH Sole 16,585 Crystallex Intl COM 22942F 10 1 45.4 20,000 SH Sole 20,000 Ladenburg Thalmann COM 50575Q 10 2 567.4 303,430 SH Sole 303,430 Las Vegas Sands Corporations COM 517834 10 7 220.9 3,000 SH Sole 3,000 Mathstar Inc. COM 576801 20 3 62.6 100,935 SH Sole 100,935 Mccormick & CO COM NON VTG 579780 20 6 332.7 9,000 SH Sole 9,000 3M Co. COM 88579Y 10 1 356.2 4,500 SH Sole 4,500 MPC Corporation COM 553166 10 9 116.1 331,851 SH Sole 331,851 Manitowoc Co inc COM 563571 10 8 856.8 21,000 SH Sole 21,000 Newmont Mining Corporation COM 651639 10 6 7,248.0 160,000 SH Sole 160,000 News Corp Ltd Spons Adr Repstg 4 Pfd Ltd CL B 65248E 20 3 234.4 12,500 SH Sole 12,500 Northgate Mineral Corporation COM 666416 10 2 2,756.2 864,000 SH Sole 864,000 Odyssey Healthcare COM 67611V 10 1 283.5 31,500 SH Sole 31,500 Pepsi bottling Group COM 713409 10 0 373.0 11,000 SH Sole 11,000 Plum Creek Tim Reit COM 729251 10 8 1,132.3 27,820 SH Sole 27,820 Pepsico Inc COM 713448 10 8 1,597.1 22,120 SH Sole 22,120 Polymet Mining Corporation COM 731916 10 2 748.0 236,700 SH Sole 236,700 Piedmont Nat Gas COM 731916 10 2 564.6 21,500 SH Sole 21,500 Powersecure COM 73936N 10 5 447.3 38,000 SH Sole 38,000 Procera Networks, Inc. COM 74269U 10 4 184.5 119,775 SH Sole 119,775 Qualcomm Inc COM 747525 10 3 877.4 21,400 SH Sole 21,400 Rubicon Minerals Corp COM 780911 10 3 229.4 185,000 SH Sole 185,000 SPDR DJ Wilshire INT DJWS INTL REAL 78463X 86 3 1,358.2 25,700 SH Sole 25,700 Rayonier Inc Reit COM 754907 10 3 499.6 11,500 SH Sole 11,500 Smuckers J M New COM NEW 832696 40 5 623.4 12,317 SH Sole 12,317 SPDR TR UNIT SER 1 78462F 10 3 740.7 5,613 SH Sole 5,613 Sutor Technology Grp COM 869362 10 3 261.0 50,868 SH Sole 50,868 Southwest Water Co COM 845331 10 7 896.7 81,000 SH Sole 81,000 Tiffany & Co COM 886547 10 8 585.8 14,000 SH Sole 14,000 Tan Range Exploration Corp COM 87600U 10 4 1,006.3 175,000 SH Sole 175,000 T Row price group COM 74144T 10 8 658.6 13,171 SH Sole 13,171 TowerStream Corporation COM 892000 10 0 17.7 14,600 SH Sole 14,600 Time Warner Inc COM 887317 10 5 316.9 22,600 SH Sole 22,600 Unilever PLC SPON ADR NEW 904767 70 4 1,163.3 34,500 SH Sole 34,500 U.S. Gold Corporation COM PAR $0.10 912023 20 7 186.1 73,279 SH Sole 73,279 Veri-Tek International Corp. COM 92342X 10 1 178.3 38,353 SH Sole 38,353 Valence Technology Inc COM 918914 10 2 503.5 114,165 SH Sole 114,165 Wonder Auto Technology COM 978166 10 6 555.5 75,000 SH Sole 75,000 Walmart Stores Inc COM 931142 10 3 1,928.1 36,600 SH Sole 36,600 Wrigley WM JR Co COM 982526 10 5 803.5 12,787 SH Sole 12,787 Exxon Mobil Cp COM 30231G 10 2 761.2 9,000 SH Sole 9,000
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