Chief Compliance Officer

0001140361-16-076032.txt : 20160812 0001140361-16-076032.hdr.sgml : 20160812 20160812100312 ACCESSION NUMBER: 0001140361-16-076032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160812 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USA MUTUALS ADVISORS, INC. CENTRAL INDEX KEY: 0001425419 IRS NUMBER: 201021300 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12695 FILM NUMBER: 161826609 BUSINESS ADDRESS: STREET 1: 700 NORTH PEARL STREET STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 953 0066 MAIL ADDRESS: STREET 1: 700 NORTH PEARL STREET STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: MUTUALS ADVISORS INC DATE OF NAME CHANGE: 20080129 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425419 XXXXXXXX 06-30-2016 06-30-2016 USA MUTUALS ADVISORS, INC.

700 NORTH PEARL STREET SUITE 900 DALLAS TX 75201

13F HOLDINGS REPORT 028-12695 N William S McNish Chief Compliance Officer 917-715-6296 William S McNish Baltimore MD 08-12-2016 0 206 177304 false INFORMATION TABLE 2 form13fInfoTable.xml AbbVie Inc COM 00287Y109 3 44 SH SOLE 44 0 0 Aflac Inc COM 001055102 3 35 SH SOLE 35 0 0 Agilent Technologies Inc COM G6331P104 2 53 SH SOLE 53 0 0 Southern Co Gas COM 001204106 3 41 SH SOLE 41 0 0 Agnico Eagle Mines Ltd COM 008474108 54 1000 SH SOLE 1000 0 0 Alpha & Omega Semiconductor Ltd SHS G6331P104 5 387 SH SOLE 387 0 0 Altisource Portfolio Solutions SA REG SHS L0175J104 5 171 SH SOLE 171 0 0 Altria Group Inc COM 02209S103 11330 164300 SH SOLE 164300 0 0 Ambev SA SPONSORED ADR 02319V103 2973 503000 SH SOLE 503000 0 0 American International Group Inc COM NEW 026874784 2 42 SH SOLE 42 0 0 Anthem Inc COM 036752103 2 18 SH SOLE 18 0 0 Artesian Resources Corp CL A 043113208 5 133 SH SOLE 133 0 0 Assurant Inc COM 04621X108 3 32 SH SOLE 32 0 0 Avery Dennison Corp COM 053611109 3 42 SH SOLE 42 0 0 Ball Corp COM 058498106 3 36 SH SOLE 36 0 0 iPath Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 223 9000 SH SOLE 9000 0 0 CR Bard Inc COM 067383109 3 13 SH SOLE 13 0 0 Barrick Gold Corp COM 067901108 107 5000 SH SOLE 5000 0 0 Baxter International Inc COM 071813109 3 65 SH SOLE 65 0 0 Bel Fuse Inc CL B 077347300 3 165 SH SOLE 165 0 0 Big 5 Sporting Goods Corp COM 08915P101 2 177 SH SOLE 177 0 0 Boeing Co/The COM 097023105 3896 30000 SH SOLE 30000 0 0 Bon-Ton Stores Inc/The COM 09776J101 2 1171 SH SOLE 1171 0 0 Booz Allen Hamilton Holding Corp CL A 099502106 3 94 SH SOLE 94 0 0 Boston Beer Co Inc/The CL A 100557107 1710 10000 SH SOLE 10000 0 0 Boston Scientific Corp COM 101137107 3 108 SH SOLE 108 0 0 Boyd Gaming Corp COM 103304101 2195 119300 SH SOLE 119300 0 0 British American Tobacco PLC SPONSORED ADR 110448107 4856 37500 SH SOLE 37500 0 0 Brown-Forman Corp CL A 115637209 4988 50000 SH SOLE 50000 0 0 Caesars Acquisition Co CL A 12768T103 877 78200 SH SOLE 78200 0 0 Caesars Entertainment Corp COM 127686103 94 12200 SH SOLE 12200 0 0 Calamos Asset Management Inc CL A 12811R104 1 205 SH SOLE 205 0 0 Canterbury Park Holding Corp COM 13811E101 2 176 SH SOLE 176 0 0 CBIZ Inc COM 124805102 3 306 SH SOLE 306 0 0 Central European Media Enterprises Ltd CL A NEW G20045202 2 980 SH SOLE 980 0 0 Charter Financial Corp/MD COM 16122W108 3 204 SH SOLE 204 0 0 Churchill Downs Inc COM 171484108 2906 23000 SH SOLE 23000 0 0 Cincinnati Financial Corp COM 172062101 3 39 SH SOLE 39 0 0 Clorox Co/The COM 189054109 3 20 SH SOLE 20 0 0 CME Group Inc COM 12572Q105 3 29 SH SOLE 29 0 0 Coach Inc COM 189754104 3 66 SH SOLE 66 0 0 Coca-Cola Co/The COM 191216100 5 100 SH SOLE 100 0 0 Colgate-Palmolive Co COM 194162103 3 39 SH SOLE 39 0 0 Communications Systems Inc COM 203900105 2 299 SH SOLE 299 0 0 Comtech Telecommunications Corp COM NEW 205826209 2 162 SH SOLE 162 0 0 Concurrent Computer Corp COM PAR $0.01 206710402 3 566 SH SOLE 566 0 0 Consolidated Edison Inc COM 209115104 3 36 SH SOLE 36 0 0 Consolidated Water Co Ltd ORD G23773107 3 242 SH SOLE 242 0 0 Constellation Brands Inc CL A 21036P108 6616 40000 SH SOLE 40000 0 0 Continental Materials Corp COM PAR $0.25 211615307 3 195 SH SOLE 195 0 0 Cross Country Healthcare Inc COM 227483104 3 196 SH SOLE 196 0 0 CSP Inc COM 126389105 5 555 SH SOLE 555 0 0 Cumberland Pharmaceuticals Inc COM 230770109 3 738 SH SOLE 738 0 0 Darden Restaurants Inc COM 237194105 3 41 SH SOLE 41 0 0 Diageo PLC SPON ADR NEW 25243Q205 6208 55000 SH SOLE 55000 0 0 Diamond Offshore Drilling Inc COM 25271C102 3 130 SH SOLE 130 0 0 Digi International Inc COM 253798102 2 210 SH SOLE 210 0 0 Discovery Communications Inc COM SER C 25470F302 3 106 SH SOLE 106 0 0 Diversicare Healthcare Services Inc COM 255104101 1 108 SH SOLE 108 0 0 RR Donnelley & Sons Co COM 257867101 2 138 SH SOLE 138 0 0 DSP Group Inc COM 23332B106 2 218 SH SOLE 218 0 0 EarthLink Holdings Corp COM 27033X101 3 533 SH SOLE 533 0 0 Ecology and Environment Inc CL A 278878103 3 256 SH SOLE 256 0 0 ELEMENTS Linked to the Rogers International Commodity Index - Agri Tot Return ROG AGRI ETN22 870297603 296 45000 SH SOLE 45000 0 0 Espey Manufacturing & Electronics Corp COM 296650104 3 125 SH SOLE 125 0 0 ETFS Physical Swiss Gold Shares SHS 26922Y105 387 3000 SH SOLE 3000 0 0 EXCO Resources Inc COM 269279402 39 30000 SH SOLE 30000 0 0 Farmers Capital Bank Corp COM 309562106 2 89 SH SOLE 89 0 0 Federal Agricultural Mortgage Corp CL C 313148306 2 53 SH SOLE 53 0 0 First Solar Inc COM 336433107 2 39 SH SOLE 39 0 0 Fiserv Inc COM 337738108 3 25 SH SOLE 25 0 0 Fox Chase Bancorp Inc COM 35137T108 3 124 SH SOLE 124 0 0 Frontier Communications Corp COM 35906A108 2 482 SH SOLE 482 0 0 Gaming and Leisure Properties Inc COM 36467J108 2619 75967 SH SOLE 75967 0 0 General Communication Inc CL A 369385109 3 165 SH SOLE 165 0 0 General Dynamics Corp COM 369550108 6962 50000 SH SOLE 50000 0 0 Goldcorp Inc COM 380956409 383 20000 SH SOLE 20000 0 0 Hackett Group Inc/The COM 404609109 3 189 SH SOLE 189 0 0 Hartford Financial Services Group Inc/The COM 416515104 3 60 SH SOLE 60 0 0 Hawaiian Telcom Holdco Inc COM 420031106 2 80 SH SOLE 80 0 0 HCA Holdings Inc COM 40412C101 3 39 SH SOLE 39 0 0 Heidrick & Struggles International Inc COM 422819102 2 144 SH SOLE 144 0 0 Hess Corp COM 42809H107 3 46 SH SOLE 46 0 0 Home Depot Inc/The COM 437076102 2 19 SH SOLE 19 0 0 Honeywell International Inc COM 438516106 6398 55000 SH SOLE 55000 0 0 HP Inc COM 40434L105 3 226 SH SOLE 226 0 0 ImmuCell Corp COM PAR $0.10 452525306 3 471 SH SOLE 471 0 0 Ingles Markets Inc CL A 457030104 2 53 SH SOLE 53 0 0 InnerWorkings Inc COM 45773Y105 2 228 SH SOLE 228 0 0 International Business Machines Corp COM 459200101 3 19 SH SOLE 19 0 0 International Game Technology PLC SHS USD G4863A108 585 31232 SH SOLE 31232 0 0 iPath Goldman Sachs Crude Oil Total Return Index ETN IPSP CROIL ETN 06738C786 184 29405 SH SOLE 29405 0 0 Isle of Capri Casinos Inc COM 464592104 3 177 SH SOLE 177 0 0 IXYS Corp COM 46600W106 3 262 SH SOLE 262 0 0 Jacobs Engineering Group Inc COM 469814107 3 62 SH SOLE 62 0 0 JAKKS Pacific Inc COM 47012E106 2 306 SH SOLE 306 0 0 Kelly Services Inc CL A 488152208 2 113 SH SOLE 113 0 0 Key Tronic Corp COM 493144109 2 286 SH SOLE 286 0 0 Kimball International Inc CL B 494274103 2 190 SH SOLE 190 0 0 Kimberly-Clark Corp COM 494368103 3 20 SH SOLE 20 0 0 Kraft Heinz Co/The COM 500754106 3 36 SH SOLE 36 0 0 L-3 Communications Holdings Inc COM 502424104 4401 30000 SH SOLE 30000 0 0 Landauer Inc COM 51476K103 5 118 SH SOLE 118 0 0 Las Vegas Sands Corp COM 517834107 8525 196020 SH SOLE 196020 0 0 LeMaitre Vascular Inc COM 525558201 2 153 SH SOLE 153 0 0 LGI Homes Inc COM 50187T106 3 80 SH SOLE 80 0 0 Liquidity Services Inc COM 53635B107 2 290 SH SOLE 290 0 0 Lockheed Martin Corp COM 539830109 6282 25312 SH SOLE 25312 0 0 Loews Corp COM 540424108 3 66 SH SOLE 66 0 0 Luby's Inc COM 549282101 2 345 SH SOLE 345 0 0 Masco Corp COM 574599106 3 93 SH SOLE 93 0 0 Mattel Inc COM 577081102 2 78 SH SOLE 78 0 0 McDermott International Inc COM 580037109 148 30000 SH SOLE 30000 0 0 McDonald's Corp COM 580135101 3 22 SH SOLE 22 0 0 Mead Johnson Nutrition Co COM 582839106 3 28 SH SOLE 28 0 0 Melco Crown Entertainment Ltd ADR 585464100 4089 325000 SH SOLE 325000 0 0 MGM Resorts International COM 552953101 10161 449000 SH SOLE 449000 0 0 Molson Coors Brewing Co CL B 60871R209 6068 60000 SH SOLE 60000 0 0 Motorola Solutions Inc COM NEW 620076307 2 36 SH SOLE 36 0 0 Murphy Oil Corp COM 626717102 2 78 SH SOLE 78 0 0 Nasdaq Inc COM 631103108 3 45 SH SOLE 45 0 0 Natural Alternatives International Inc COM NEW 638842302 6 516 SH SOLE 516 0 0 Navigant Consulting Inc COM 63935N107 3 158 SH SOLE 158 0 0 Netflix Inc COM 64110L106 2 22 SH SOLE 22 0 0 Newmont Mining Corp COM 651639106 3 70 SH SOLE 70 0 0 NIKE Inc CL B 654106103 276 5000 SH SOLE 5000 0 0 NiSource Inc COM 65473P105 4 134 SH SOLE 134 0 0 Northern Oil and Gas Inc COM 665531109 2 520 SH SOLE 520 0 0 Northrop Grumman Corp COM 666807102 4449 20014 SH SOLE 20014 0 0 Nutraceutical International Corp COM 67060Y101 2 94 SH SOLE 94 0 0 NVIDIA Corp COM 67066G104 4 79 SH SOLE 79 0 0 Olympic Steel Inc COM 68162K106 5 192 SH SOLE 192 0 0 Omega Protein Corp COM 68210P107 2 90 SH SOLE 90 0 0 Omnicom Group Inc COM 681919106 2 29 SH SOLE 29 0 0 ONEOK Inc COM 682680103 3 53 SH SOLE 53 0 0 Outerwall Inc COM 690070107 2 36 SH SOLE 36 0 0 Panhandle Oil and Gas Inc CL A 698477106 2 147 SH SOLE 147 0 0 PCM Inc COM 69323K100 4 330 SH SOLE 330 0 0 Peabody Energy Corp COM NEW 704549203 2 1666 SH SOLE 1666 0 0 Penn National Gaming Inc COM 707569109 809 58000 SH SOLE 58000 0 0 People's United Financial Inc COM 712704105 2 162 SH SOLE 162 0 0 Philip Morris International Inc COM 718172109 12715 125000 SH SOLE 125000 0 0 Photronics Inc COM 719405102 1 125 SH SOLE 125 0 0 PIMCO Total Return Active Exchange-Traded Fund TTL RTN ACTV ETF 72201R775 322 3000 SH SOLE 3000 0 0 Pitney Bowes Inc COM 724479100 2 127 SH SOLE 127 0 0 PowerShares Fundamental High Yield Corporate Bond Portfolio FDM HG YLD RAFI 73936T557 276 15000 SH SOLE 15000 0 0 PowerShares Senior Loan Portfolio SENIOR LN PORT 73936Q769 230 10000 SH SOLE 10000 0 0 Progressive Corp/The COM 743315103 3 80 SH SOLE 80 0 0 ProShares UltraShort Bloomberg Crude Oil ULSHT BLOOMB OIL 74347W668 245 3000 SH SOLE 3000 0 0 ProShares Short 20+ Year Treasury SHRT 20+YR TRE 74347X849 168 8000 SH SOLE 8000 0 0 Pzena Investment Management Inc CLASS A 74731Q103 2 212 SH SOLE 212 0 0 QCR Holdings Inc COM 74727A104 3 110 SH SOLE 110 0 0 Quad/Graphics Inc COM CL A 747301109 2 105 SH SOLE 105 0 0 Raytheon Co COM NEW 755111507 8157 60000 SH SOLE 60000 0 0 Regional Management Corp COM 75902K106 2 140 SH SOLE 140 0 0 Renewable Energy Group Inc COM NEW 75972A301 2 239 SH SOLE 239 0 0 Republic Services Inc COM 760759100 3 59 SH SOLE 59 0 0 Reynolds American Inc COM 761713106 12134 225000 SH SOLE 225000 0 0 S&P Global Inc COM 78409V104 3 26 SH SOLE 26 0 0 John B Sanfilippo & Son Inc COM 800422107 3 60 SH SOLE 60 0 0 Schnitzer Steel Industries Inc CL A 806882106 2 122 SH SOLE 122 0 0 SciClone Pharmaceuticals Inc COM 80862K104 2 167 SH SOLE 167 0 0 Scripps Networks Interactive Inc CL A COM 811065101 3 41 SH SOLE 41 0 0 Seneca Foods Corp CL A 817070501 4 104 SH SOLE 104 0 0 Servotronics Inc COM 817732100 4 387 SH SOLE 387 0 0 Shake Shack Inc CL A 819047101 182 5000 SH SOLE 5000 0 0 Sherwin-Williams Co/The COM 824348106 3 10 SH SOLE 10 0 0 Smith & Wesson Holding Corp COM 831756101 10736 395000 SH SOLE 395000 0 0 Southwest Airlines Co COM 844741108 2 61 SH SOLE 61 0 0 Span-America Medical Systems Inc COM 846396109 2 88 SH SOLE 88 0 0 Starwood Hotels & Resorts Worldwide Inc COM 85590A401 2 33 SH SOLE 33 0 0 Stoneridge Inc COM 86183P102 3 222 SH SOLE 222 0 0 Sturm Ruger & Co Inc COM 864159108 992 15500 SH SOLE 15500 0 0 Systemax Inc COM 871851101 2 249 SH SOLE 249 0 0 TECO Energy Inc COM 872375100 3 99 SH SOLE 99 0 0 TEGNA Inc COM 87901J105 2 103 SH SOLE 103 0 0 Tenet Healthcare Corp COM NEW 88033G407 2 88 SH SOLE 88 0 0 Territorial Bancorp Inc COM 88145X108 2 80 SH SOLE 80 0 0 Tesoro Corp COM 881609101 2 25 SH SOLE 25 0 0 TETRA Technologies Inc COM 88162F105 2 260 SH SOLE 260 0 0 Titan Machinery Inc COM 88830R101 3 282 SH SOLE 282 0 0 TJX Cos Inc/The COM 872540109 3 33 SH SOLE 33 0 0 Torchmark Corp COM 891027104 3 46 SH SOLE 46 0 0 Total System Services Inc COM 891906109 2 46 SH SOLE 46 0 0 TransAct Technologies Inc COM 892918103 3 363 SH SOLE 363 0 0 Travelers Cos Inc/The COM 89417E109 3 23 SH SOLE 23 0 0 Tyson Foods Inc CL A 902494103 3 38 SH SOLE 38 0 0 Ultra Clean Holdings Inc COM 90385V107 2 401 SH SOLE 401 0 0 United Parcel Service Inc CL B 911312106 3 27 SH SOLE 27 0 0 United States Natural Gas Fund LP UNIT PAR $0.001 912318201 389 45000 SH SOLE 45000 0 0 United Technologies Corp COM 913017109 6697 65300 SH SOLE 65300 0 0 Universal Corp/VA COM 913456109 29 500 SH SOLE 500 0 0 Valero Energy Corp COM 91913Y100 2 37 SH SOLE 37 0 0 VanEck Vectors Gold Miners ETF GOLD MINERS ETF 92189F106 139 5000 SH SOLE 5000 0 0 VeriSign Inc COM 92343E102 3 30 SH SOLE 30 0 0 Verizon Communications Inc COM 92343V104 279 5000 SH SOLE 5000 0 0 Viad Corp COM NEW 92552R406 2 73 SH SOLE 73 0 0 Village Super Market Inc CL A NEW 927107409 3 105 SH SOLE 105 0 0 Vishay Precision Group Inc COM 92835K103 2 133 SH SOLE 133 0 0 VSE Corp COM 918284100 2 30 SH SOLE 30 0 0 Waste Management Inc COM 94106L109 3 44 SH SOLE 44 0 0 WebMD Health Corp COM 94770V102 2 41 SH SOLE 41 0 0 West Marine Inc COM 954235107 2 263 SH SOLE 263 0 0 Wynn Resorts Ltd COM 983134107 11103 122500 SH SOLE 122500 0 0 Xerox Corp COM 984121103 3 279 SH SOLE 279 0 0 Yum! Brands Inc COM 988498101 3 36 SH SOLE 36 0 0