Chief Compliance Officer

0001140361-15-040861.txt : 20151112 0001140361-15-040861.hdr.sgml : 20151112 20151112163010 ACCESSION NUMBER: 0001140361-15-040861 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151112 DATE AS OF CHANGE: 20151112 EFFECTIVENESS DATE: 20151112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: USA MUTUALS ADVISORS, INC. CENTRAL INDEX KEY: 0001425419 IRS NUMBER: 201021300 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12695 FILM NUMBER: 151225209 BUSINESS ADDRESS: STREET 1: 700 NORTH PEARL STREET STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214 953 0066 MAIL ADDRESS: STREET 1: 700 NORTH PEARL STREET STREET 2: SUITE 900 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: MUTUALS ADVISORS INC DATE OF NAME CHANGE: 20080129 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425419 XXXXXXXX 09-30-2015 09-30-2015 USA MUTUALS ADVISORS, INC.

700 NORTH PEARL STREET SUITE 900 DALLAS TX 75201

13F HOLDINGS REPORT 028-12695 N William S. McNish Chief Compliance Officer 917-715-6296 William S. McNish Baltimore MD 11-12-2015 0 140 165068 false INFORMATION TABLE 2 form13fInfoTable.xml Alon USA Energy Inc COM 020520102 3 149 SH SOLE 149 0 0 Alpha & Omega Semiconductor Ltd SHS G6331P104 3 387 SH SOLE 387 0 0 Altisource Portfolio Solutions SA REG SHS L0175J104 4 171 SH SOLE 171 0 0 Altria Group Inc COM 02209S103 10880 200000 SH SOLE 200000 0 0 Ambev SA SPONSORED ADR 02319V103 4214 860000 SH SOLE 860000 0 0 ARC Document Solutions Inc COM 00191G103 2 340 SH SOLE 340 0 0 Artesian Resources Corp CL A 043113208 3 133 SH SOLE 133 0 0 Barrick Gold Corp COM 067901108 95 15000 SH SOLE 15000 0 0 Beasley Broadcast Group Inc CL A 074014101 1 357 SH SOLE 357 0 0 Big 5 Sporting Goods Corp COM 08915P101 3 261 SH SOLE 261 0 0 Black Box Corp COM 091826107 3 183 SH SOLE 183 0 0 Boeing Co/The COM 097023105 5932 45300 SH SOLE 45300 0 0 Bon-Ton Stores Inc/The COM 09776J101 4 1171 SH SOLE 1171 0 0 Booz Allen Hamilton Holding Corp CL A 099502106 2 94 SH SOLE 94 0 0 Boston Beer Co Inc/The CL A 100557107 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Inc COM 203900105 2 299 SH SOLE 299 0 0 Concurrent Computer Corp COM PAR $0.01 206710402 3 566 SH SOLE 566 0 0 Consolidated Water Co Ltd ORD G23773107 3 242 SH SOLE 242 0 0 Constellation Brands Inc CL A 21036P108 5634 45000 SH SOLE 45000 0 0 Continental Materials Corp COM PAR $0.25 211615307 3 195 SH SOLE 195 0 0 Cross Country Healthcare Inc COM 227483104 3 196 SH SOLE 196 0 0 CSP Inc COM 126389105 3 555 SH SOLE 555 0 0 Cumberland Pharmaceuticals Inc COM 230770109 4 738 SH SOLE 738 0 0 Diageo PLC SPON ADR NEW 25243Q205 5928 55000 SH SOLE 55000 0 0 Diversicare Healthcare Services Inc COM 255104101 1 108 SH SOLE 108 0 0 EarthLink Holdings Corp COM 27033X101 4 533 SH SOLE 533 0 0 Ecology and Environment Inc CL A 278878103 3 256 SH SOLE 256 0 0 EI du Pont de Nemours & Co COM 263534109 241 5000 SH SOLE 5000 0 0 ELEMENTS Linked to the Rogers International Commodity Index - Agri Tot Return ROG AGRI ETN22 870297603 287 45000 SH SOLE 45000 0 0 Emergent BioSolutions Inc COM 29089Q105 2 71 SH 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Corp COM PAR $0.10 452525306 3 471 SH SOLE 471 0 0 Impac Mortgage Holdings Inc COM NEW 45254P508 3 183 SH SOLE 183 0 0 Ingles Markets Inc CL A 457030104 3 53 SH SOLE 53 0 0 Insperity Inc COM 45778Q107 2 54 SH SOLE 54 0 0 Intel Corp COM 458140100 60 2000 SH SOLE 2000 0 0 Internap Corp COM PAR $0.001 45885A300 2 329 SH SOLE 329 0 0 International Game Technology PLC SHS USD G4863A108 479 31232 SH SOLE 31232 0 0 Intralinks Holdings Inc COM 46118H104 2 265 SH SOLE 265 0 0 iPath Bloomberg Commodity Index Total Return ETN DJUBS CMDT ETN36 06738C778 220 9000 SH SOLE 9000 0 0 iPath Goldman Sachs Crude Oil Total Return Index ETN IPSP CROIL ETN 06738C786 249 29405 SH SOLE 29405 0 0 Isle of Capri Casinos Inc COM 464592104 3 177 SH SOLE 177 0 0 IXYS Corp COM 46600W106 3 262 SH SOLE 262 0 0 JAKKS Pacific Inc COM 47012E106 3 306 SH SOLE 306 0 0 John B Sanfilippo & Son Inc COM 800422107 3 60 SH SOLE 60 0 0 Key Tronic Corp COM 493144109 3 286 SH SOLE 286 0 0 Kinder Morgan Inc/DE COM 49456B101 554 20000 SH SOLE 20000 0 0 L-3 Communications Holdings Inc COM 502424104 3136 30000 SH SOLE 30000 0 0 Landauer Inc COM 51476K103 4 118 SH SOLE 118 0 0 Las Vegas Sands Corp COM 517834107 8009 210920 SH SOLE 210920 0 0 Libbey Inc COM 529898108 2 71 SH SOLE 71 0 0 Lockheed Martin Corp COM 539830109 5183 25000 SH SOLE 25000 0 0 Luby's Inc COM 549282101 2 345 SH SOLE 345 0 0 Market Vectors Gold Miners ETF GOLD MINER ETF 57060U100 69 5000 SH SOLE 5000 0 0 McDermott International Inc COM 580037109 129 30000 SH SOLE 30000 0 0 Melco Crown Entertainment Ltd ADR 585464100 3096 225000 SH SOLE 225000 0 0 MGM Resorts International COM 552953101 9856 534200 SH SOLE 534200 0 0 Molson Coors Brewing Co CL B 60871R209 4981 60000 SH SOLE 60000 0 0 Monster Worldwide Inc COM 611742107 3 439 SH SOLE 439 0 0 Multi-Color Corp COM 625383104 3 33 SH SOLE 33 0 0 Natural Alternatives International Inc COM NEW 638842302 5 776 SH SOLE 776 0 0 NeoPhotonics Corp COM 64051T100 4 610 SH SOLE 610 0 0 Northrop Grumman Corp COM 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