0001225208-13-016416.txt : 20130722
0001225208-13-016416.hdr.sgml : 20130722
20130722161541
ACCESSION NUMBER: 0001225208-13-016416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130719
FILED AS OF DATE: 20130722
DATE AS OF CHANGE: 20130722
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Robert M.
CENTRAL INDEX KEY: 0001425374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13979387
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
4
1
doc4.xml
X0306
4
2013-07-19
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001425374
Alexander Robert M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Information Officer
Common Stock
2013-07-19
4
M
0
17200.0000
56.2800
A
114741.0000
D
Common Stock
2013-07-19
4
M
0
11923.0000
18.2800
A
126664.0000
D
Common Stock
2013-07-19
4
S
0
4724.0000
69.7400
D
121940.0000
D
Common Stock
2013-07-19
4
S
0
33123.0000
68.7500
D
88817.0000
D
Common Stock
2.0000
I
Robert M. Alexander UGMA
Common Stock
100.0000
I
The Alexander Fund
Stock Options
18.2800
2013-07-19
4
M
0
11923.0000
0.0000
D
2019-01-28
Common Stock
11923.0000
32925.0000
D
Stock Options
56.2800
2013-07-19
4
M
0
17200.0000
0.0000
D
2013-12-14
Common Stock
17200.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on April 26, 2013, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.
This option became exercisable in 1/3 increments beginning on December 15, 2004 and annually thereafter.
Gregory W. Seward (POA on file)
2013-07-22