0001225208-13-002865.txt : 20130204
0001225208-13-002865.hdr.sgml : 20130204
20130204163759
ACCESSION NUMBER: 0001225208-13-002865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Robert M.
CENTRAL INDEX KEY: 0001425374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 13570511
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0306
4
2013-01-31
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001425374
Alexander Robert M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Information Officer
Common Stock
2013-01-31
4
A
0
16431.0000
0.0000
A
107929.0000
D
Common Stock
2.0000
I
Robert M. Alexander UGMA
Common Stock
100.0000
I
The Alexander Fund
2013 Restricted Stock Units
0.0000
2013-01-31
4
A
0
9859.0000
0.0000
A
Common Stock
9859.0000
9859.0000
D
Restricted Stock Units
0.0000
2013-01-31
4
A
0
9411.0000
0.0000
A
2013-12-15
2013-12-15
Common Stock
9411.0000
9411.0000
D
Stock Options
56.3200
2013-01-31
4
A
0
30645.0000
0.0000
A
2023-01-30
Common Stock
30645.0000
30645.0000
D
This restricted stock will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date.
These restricted stock units will vest in 1/3 increments beginning on February 10, 2014 and annually thereafter.
This option becomes exercisable in 1/3 increments beginning on February 10, 2014 and annually thereafter.
Gregory W. Seward (POA on file)
2013-02-04