0001225208-12-021718.txt : 20121024
0001225208-12-021718.hdr.sgml : 20121024
20121024172912
ACCESSION NUMBER: 0001225208-12-021718
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121022
FILED AS OF DATE: 20121024
DATE AS OF CHANGE: 20121024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Robert M.
CENTRAL INDEX KEY: 0001425374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 121159330
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0306
4
2012-10-22
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001425374
Alexander Robert M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Information Officer
Common Stock
2012-10-22
4
M
0
7000.0000
18.2800
A
110616.0000
D
Common Stock
2012-10-22
4
M
0
5000.0000
18.2800
A
115616.0000
D
Common Stock
2012-10-22
4
S
0
5000.0000
61.2600
D
110616.0000
D
Common Stock
2012-10-22
4
S
0
7000.0000
61.2600
D
103616.0000
D
Common Stock
2012-10-22
4
S
0
8000.0000
61.2600
D
95616.0000
D
Common Stock
2.0000
I
Robert M. Alexander UGMA
Common Stock
100.0000
I
The Alexander Fund
Stock Options
18.2800
2012-10-22
4
M
0
5000.0000
0.0000
D
2019-01-28
Common Stock
5000.0000
79848.0000
D
Stock Options
18.2800
2012-10-22
4
M
0
7000.0000
0.0000
D
2019-01-28
Common Stock
7000.0000
72848.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter.
Gregory W. Seward (POA on file)
2012-10-24