0001225208-12-008407.txt : 20120328
0001225208-12-008407.hdr.sgml : 20120328
20120328172026
ACCESSION NUMBER: 0001225208-12-008407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120326
FILED AS OF DATE: 20120328
DATE AS OF CHANGE: 20120328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alexander Robert M.
CENTRAL INDEX KEY: 0001425374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13300
FILM NUMBER: 12721448
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
CITY: MCLEAN
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ONE FINANCIAL CORP
CENTRAL INDEX KEY: 0000927628
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 541719854
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
BUSINESS PHONE: 7037201000
MAIL ADDRESS:
STREET 1: 1680 CAPITAL ONE DRIVE
STREET 2: SUITE 1400
CITY: MCLEAN
STATE: VA
ZIP: 22102
FORMER COMPANY:
FORMER CONFORMED NAME: OAKSTONE FINANCIAL CORP
DATE OF NAME CHANGE: 19940728
4
1
doc4.xml
X0305
4
2012-03-26
0000927628
CAPITAL ONE FINANCIAL CORP
COF
0001425374
Alexander Robert M.
1680 CAPITAL ONE DRIVE
MCLEAN
VA
22102
1
Chief Information Officer
Common Stock
2012-03-26
4
M
0
12000.0000
34.1300
A
138798.0000
D
Common Stock
2012-03-26
4
S
0
5000.0000
57.0000
D
133798.0000
D
Common Stock
2012-03-26
4
S
0
16000.0000
57.0000
D
117798.0000
D
Common Stock
2.0000
I
Robert M. Alexander UGMA
Common Stock
100.0000
I
The Alexander Fund
Stock Options
34.1300
2012-03-26
4
M
0
12000.0000
0.0000
D
2012-12-05
Common Stock
12000.0000
0.0000
D
This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
This option became exercisable in 33 1/3 increments beginning on December 6, 2003 and annually thereafter.
Gregory W. Seward (POA on file)
2012-03-28