Chief Investment Officer

0001140361-17-020194.txt : 20170515 0001140361-17-020194.hdr.sgml : 20170515 20170512205129 ACCESSION NUMBER: 0001140361-17-020194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 17840707 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 03-31-2017 03-31-2017 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau Chief Investment Officer 949-253-8888 /s/ Benjamin Lau IRVINE CA 05-12-2017 0 732 368171 false INFORMATION TABLE 2 form13fInfoTable.xml 1/100 BERKSHIRE HTWY CLA cs 084990175 250 1 SH SOLE 1 0 0 21ST CENT FOX cs 90130A101 34 1043 SH SOLE 1043 0 0 3M COMPANY cs 88579Y101 9 48 SH SOLE 48 0 0 5BARZ INTL INC cs 33833F100 2 50000 SH SOLE 50000 0 0 A G N C INVESTMENT C cs 00123Q104 21 1070 SH SOLE 1070 0 0 A T & T INC cs 00206R102 9746 234549 SH SOLE 221614 0 12935 ABB LTD F cs 000375204 1 46 SH SOLE 46 0 0 ABBOTT LABORATORIES cs 002824100 160 3608 SH SOLE 3608 0 0 ABBVIE INC cs 00287Y109 6169 94667 SH SOLE 88767 0 5900 ABERDEEN ASIA PACIFIC IN cs 003009107 269 54000 SH SOLE 54000 0 0 ACCENTURE PLC F cs G1151C101 18 149 SH SOLE 149 0 0 ACTIVISION BLIZZARD cs 00507V109 58 1160 SH SOLE 1160 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADIENT PLC F cs G0084W101 12 161 SH SOLE 143 0 18 ADOBE SYSTEMS INC cs 00724F101 133 1023 SH 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76 0 0 CONSOLIDATED EDISON cs 209115104 5619 72358 SH SOLE 67368 0 4990 CORECIVIC INC cs 21871N101 8 250 SH SOLE 250 0 0 CORNING INC cs 219350105 9 336 SH SOLE 86 0 250 COSTCO WHOLESALE CO cs 22160K105 302 1800 SH SOLE 1800 0 0 CREATIVE EDGE NUTRIT cs 22528W205 0 150000 SH SOLE 150000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CSX CORP cs 126408103 2 50 SH SOLE 50 0 0 CUMMINS INC cs 231021106 1 9 SH SOLE 9 0 0 CUMULUS MEDIA INC cs 231082603 0 287 SH SOLE 287 0 0 CVS HEALTH CORP cs 126650100 31 396 SH SOLE 396 0 0 D R HORTON CO cs 23331A109 17 500 SH SOLE 500 0 0 DANAHER CORP cs 235851102 11 125 SH SOLE 125 0 0 DASSAULT SYSTEMS SA F cs 237545108 13 150 SH SOLE 150 0 0 DAVITA INC cs 23918K108 102 1500 SH SOLE 1500 0 0 DEERE & CO cs 244199105 11 100 SH SOLE 100 0 0 DELL TECHNOLOGIES IN cs 24703L103 6 97 SH SOLE 97 0 0 DELTA AIR LINES INC cs 247361702 33 725 SH SOLE 725 0 0 DEVON ENERGY CORP cs 25179M103 1 30 SH SOLE 30 0 0 DIAGEO PLC F cs 25243Q205 72 624 SH SOLE 624 0 0 DIAMOND OFFSHR DRILL cs 25271C102 3 150 SH SOLE 150 0 0 DIR DAILY 20 YEAR TRSRY cs 25459Y678 0 5 SH SOLE 5 0 0 DIREXION DAILY EMERG cs 25459Y470 7 419 SH SOLE 419 0 0 DISCOVER FINANCIAL S cs 254709108 5 71 SH SOLE 71 0 0 DITEM EXPLORATION F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME CF cs 23325P104 289 26800 SH SOLE 26800 0 0 DOLLAR GENERAL CORP cs 256677105 3 42 SH SOLE 42 0 0 DOLLAR TREE INC cs 256746108 2 28 SH SOLE 28 0 0 DOMINION RES INC VA cs 25746U109 72 931 SH SOLE 931 0 0 DORMAN PRODUCTS INC cs 258278100 5 58 SH SOLE 58 0 0 DOUBLELINE INCOME SOLUTI cs 258622109 902 44943 SH SOLE 44398 0 545 DOUBLELINE OPPORTUNISTIC cs 258623107 6983 292664 SH SOLE 280144 0 12520 DOVER CORPORATION cs 260003108 5 59 SH SOLE 59 0 0 DOW CHEMICAL COMPANY cs 260543103 44 700 SH SOLE 700 0 0 DR REDDYS LABS F cs 256135203 24 600 SH SOLE 600 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DU PONT EI DE NEMOUR cs 263534109 888 11059 SH SOLE 11059 0 0 DUKE ENERGY CORP cs 26441C204 232 2829 SH SOLE 2829 0 0 EASTMAN CHEMICAL CO cs 277432100 7 83 SH SOLE 83 0 0 EATON CORP PLC F cs G29183103 7235 97571 SH SOLE 89589 0 7982 EATON VANCE CALIF MUNICI cs 27828A100 20 1753 SH SOLE 1753 0 0 EATON VANCE LIMITED DURA cs 27828H105 1788 129270 SH SOLE 120495 0 8775 EATON VANCE TAX MGD DVF cs 27828N102 17 1500 SH SOLE 1500 0 0 EBAY INC cs 278642103 36 1084 SH SOLE 1084 0 0 ECHOSTAR CORP cs 278768106 4 70 SH SOLE 70 0 0 ECOLAB INC cs 278865100 2 16 SH SOLE 8 0 8 EDISON INTERNATIONAL cs 281020107 272 3414 SH SOLE 1714 0 1700 ELI LILLY & COMPANY cs 532457108 5 63 SH SOLE 63 0 0 EMERSON ELECTRIC CO cs 291011104 199 3326 SH SOLE 3326 0 0 ENDEAVOUR MNG NEW ORD F cs G3040R158 1 34 SH SOLE 34 0 0 ENERGEN CORP cs 29265N108 1 26 SH SOLE 26 0 0 ENERGY SELECT SECTOR cs 81369Y506 324 4635 SH SOLE 4485 0 150 ENGILITY HLDGS INC cs 29286C107 0 2 SH SOLE 1 0 1 EOG RESOURCES INC cs 26875P101 3 26 SH SOLE 26 0 0 EPIRUS BIOPHARMA cs 29428P107 0 500 SH SOLE 500 0 0 ETF MANAGERS TR cs 26924G201 4 150 SH SOLE 150 0 0 ETFS GOLD TRUST ETF cs 26922Y105 195 1610 SH SOLE 1160 0 450 EVERSOURCE ENERGY cs 30040W108 118 2004 SH SOLE 2004 0 0 EXELON CORPORATION cs 30161N101 3 73 SH SOLE 73 0 0 EXPEDITORS INTL WASH cs 302130109 2 35 SH SOLE 35 0 0 EXPRESS SCRIPTS HLDG cs 30219G108 43 651 SH SOLE 551 0 100 EXXON MOBIL CORP cs 30231G102 12829 156432 SH SOLE 149282 0 7150 FACEBOOK INC cs 30303M102 5176 36440 SH SOLE 33145 0 3295 FAIR ISAAC INTL CORP cs 303250104 5 38 SH SOLE 38 0 0 FANNIE MAE cs 313586109 4 1500 SH SOLE 1500 0 0 FAST RETAILING CO ORDF cs J1346E100 6 20 SH SOLE 20 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FEDEX CORPORATION cs 31428X106 29 150 SH SOLE 150 0 0 FERRARI N V F cs N3167Y103 4 52 SH SOLE 52 0 0 FIAT CHRYSLER AUTO F cs N31738102 1 70 SH SOLE 70 0 0 FIREEYE INC cs 31816Q101 13 1022 SH SOLE 1022 0 0 FIRST CHINA PHARMA XXX cs 31948N109 0 170 SH SOLE 170 0 0 FIRST FOUNDATION INC cs 32026V104 310 20000 SH SOLE 20000 0 0 FIRST TRUST FIDUCIARY AS cs 337318109 3 225 SH SOLE 225 0 0 FIRST TRUST NYSE ARCA cs 33733E203 32 300 SH SOLE 300 0 0 FIRST TRUST SNR FLTG RAT cs 33733U108 55 4000 SH SOLE 4000 0 0 FISERV INC cs 337738108 15 132 SH SOLE 16 0 116 FLEXSHARES UPSTREAM cs 33939L407 16 537 SH SOLE 537 0 0 FLEXTRONICS INTL LTD F cs Y2573F102 2 96 SH SOLE 96 0 0 FLUOR CORPORATION cs 343412102 27 517 SH SOLE 517 0 0 FOOT LOCKER INC cs 344849104 11 150 SH SOLE 150 0 0 FORD MOTOR COMPANY cs 345370860 46 3919 SH SOLE 3919 0 0 FORTIVE CORPORATION cs 34959J108 4 62 SH SOLE 62 0 0 FORWARD AIR CORP cs 349853101 3 69 SH SOLE 69 0 0 FREDDIE MAC cs 313400301 4 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 8 577 SH SOLE 577 0 0 FRONTIER COMM CO cs 35906A108 4 1902 SH SOLE 1902 0 0 FUELCELL ENERGY INC cs 35952H502 0 25 SH SOLE 25 0 0 GAMCO GLOBAL GOLD NTRL R cs 36465A109 21 3775 SH SOLE 3775 0 0 GAP INC cs 364760108 4 178 SH SOLE 164 0 14 GARMIN LTD ORDF cs H2906T109 1 10 SH SOLE 10 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENCO SHIPPING&TRDG F cs Y2685T131 16 1275 SH SOLE 1275 0 0 GENERAL COMMUN INC cs 369385109 5 225 SH SOLE 225 0 0 GENERAL DYNAMICS CO cs 369550108 23 122 SH SOLE 122 0 0 GENERAL ELECTRIC CO cs 369604103 7377 247553 SH SOLE 231723 0 15830 GENERAL MILLS INC cs 370334104 270 4580 SH SOLE 4580 0 0 GENERAL MOTORS CO cs 37045V100 4 105 SH SOLE 105 0 0 GENUINE PARTS CO cs 372460105 65 702 SH SOLE 27 0 675 GENVEC INC cs 37246C406 0 10 SH SOLE 10 0 0 GILEAD SCIENCES INC cs 375558103 297 4370 SH SOLE 4020 0 350 GLAXOSMITHKLINE PLC F cs 37733W105 223 5300 SH SOLE 5300 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X SILVER MINERS cs 37954Y848 9 250 SH SOLE 250 0 0 GLOBAL X SUPERDIVIDEND cs 37950E549 43 2000 SH SOLE 2000 0 0 GOLDCORP INC F cs 380956409 0 31 SH SOLE 31 0 0 GOLDMAN SACHS GROUP cs 38141G104 240 1046 SH SOLE 1046 0 0 GRACO INCORPORATED cs 384109104 4 39 SH SOLE 39 0 0 GRAMMERCY PPTY TRUST cs 385002308 12 458 SH SOLE 458 0 0 GRANITE CONSTRUCTION cs 387328107 10 198 SH SOLE 198 0 0 GUGGE CUR BRITISH POUND cs 23129S106 98 800 SH SOLE 600 0 200 GUGGENHEIM BLLSHS 2017 cs 18383M548 6919 305889 SH SOLE 283087 0 22802 GUGGENHEIM BULTSH 2018 cs 18383M530 6 275 SH SOLE 275 0 0 GUGGENHEIM BULTSH 2020 cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM MULTI ASSET cs 18383M506 2 75 SH SOLE 75 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W106 11566 127348 SH SOLE 123087 0 4261 GUGGENHEIM S&P 500 EQUAL cs 78355W866 59 1000 SH SOLE 1000 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W817 18 150 SH SOLE 150 0 0 GW PHARMACEUTIC PLC F cs 36197T103 9 75 SH SOLE 75 0 0 HALLIBURTON CO HLDG cs 406216101 187 3792 SH SOLE 3448 0 344 HALYARD HEALTH INC cs 40650V100 5 124 SH SOLE 124 0 0 HARLEY DAVIDSON INC cs 412822108 21 344 SH SOLE 344 0 0 HARTFORD FINL SVC GP cs 416515104 1 27 SH SOLE 27 0 0 HDFC BANK LIMITD F cs 40415F101 38 500 SH SOLE 500 0 0 HEALTHMED SVCS LTD cs 422246306 0 489700 SH SOLE 489700 0 0 HEICO CORP cs 422806208 3 41 SH SOLE 41 0 0 HEINEKEN HLDG NV ORDF cs N39338194 37 462 SH SOLE 462 0 0 HENNES & MAURITZ AB F cs 425883105 2 400 SH SOLE 400 0 0 HESS CORPORATION cs 42809H107 2 47 SH SOLE 47 0 0 HEWLETT PACKARD ENTE cs 42824C109 6 262 SH SOLE 262 0 0 HOME DEPOT INC cs 437076102 462 3143 SH SOLE 3135 0 8 HONEYWELL INTL INC cs 438516106 405 3240 SH SOLE 3240 0 0 HP INC. cs 40434L105 5 276 SH SOLE 276 0 0 HSBC HLDGS PLC F cs 404280406 127 3115 SH SOLE 2815 0 300 HUDBAY MINERALS INC F cs 443628102 2 315 SH SOLE 315 0 0 HUNTINGTON BANCSHS cs 446150104 0 7 SH SOLE 7 0 0 HUNTINGTON INGALLS cs 446413106 10 50 SH SOLE 50 0 0 IBM CORP cs 459200101 5674 32586 SH SOLE 30911 0 1675 IDENTIVE INC cs 45170X205 35 5000 SH SOLE 5000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 ILLINOIS TOOL WORKS cs 452308109 5 41 SH SOLE 41 0 0 INGERSOLL RAND PLC F cs G47791101 124 1530 SH SOLE 1530 0 0 INTEL CORP cs 458140100 275 7621 SH SOLE 7621 0 0 INTERCONTINENTAL EXC cs 45866F104 3 50 SH SOLE 50 0 0 INTERDIGITAL INC cs 45867G101 9 106 SH SOLE 106 0 0 INTERNATIONAL PAPER cs 460146103 161 3165 SH SOLE 3165 0 0 INTREPID MINES LTD ORDF cs Q4968A143 0 150 SH SOLE 150 0 0 INTUIT INC cs 461202103 4 33 SH SOLE 33 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 74 6000 SH SOLE 6000 0 0 ISHARE EDGE MSCI MIN VOL cs 46429B689 2 28 SH SOLE 28 0 0 ISHARES 1-3 YEAR CREDIT cs 464288646 584 5550 SH SOLE 4800 0 750 ISHARES CHINA LARGE CAP cs 464287184 72 1875 SH SOLE 1875 0 0 ISHARES CORE S&P 500 cs 464287200 49 205 SH SOLE 205 0 0 ISHARES CORE S&P MID CAP cs 464287507 25 146 SH SOLE 146 0 0 ISHARES CORE S&P SMALL cs 464287804 49 708 SH SOLE 708 0 0 ISHARES CORE US cs 464287226 43 400 SH SOLE 400 0 0 ISHARES EDGE MSCI MIN cs 46429B697 91 1906 SH SOLE 1906 0 0 ISHARES GLOBAL cs 464287325 51 500 SH SOLE 500 0 0 ISHARES GOLD ETF cs 464285105 88 7300 SH SOLE 6900 0 400 ISHARES IBOXX HIGH YIELD cs 464288513 18 200 SH SOLE 200 0 0 ISHARES INTERM CREDIT cs 464288638 4340 39833 SH SOLE 35708 0 4125 ISHARES MICRO CAP ETF cs 464288869 56 659 SH SOLE 659 0 0 ISHARES MSCI EAFE ETF cs 464287465 150 2412 SH SOLE 2412 0 0 ISHARES MSCI EMERGING cs 464287234 55 1395 SH SOLE 1395 0 0 ISHARES MSCI GERMANY cs 464286806 35 1200 SH SOLE 1200 0 0 ISHARES MSCI GLOBAL GOLD cs 46434G855 9 500 SH SOLE 500 0 0 ISHARES MSCI INDIA INDEX cs 46429B598 37 1165 SH SOLE 1165 0 0 ISHARES MSCI JAPAN ETF cs 46434G822 39 750 SH SOLE 750 0 0 ISHARES MSCI MEXICO cs 464286822 15 300 SH SOLE 300 0 0 ISHARES MSCI PACIFIC EX cs 464286665 4 100 SH SOLE 100 0 0 ISHARES MSCI SPAIN cs 464286764 18 600 SH SOLE 600 0 0 ISHARES NASDAQ cs 464287556 326 1110 SH SOLE 1085 0 25 ISHARES NATIONAL MUNI cs 464288414 22 200 SH SOLE 200 0 0 ISHARES RUSSELL 1000 cs 464287598 3 25 SH SOLE 25 0 0 ISHARES RUSSELL 1000 cs 464287614 16 142 SH SOLE 142 0 0 ISHARES RUSSELL 2000 cs 464287655 371 2700 SH SOLE 2700 0 0 ISHARES RUSSELL 2000 cs 464287648 24 150 SH SOLE 150 0 0 ISHARES RUSSELL MID CAP cs 464287481 25 239 SH SOLE 239 0 0 ISHARES RUSSELL MID CAP cs 464287499 69 368 SH SOLE 368 0 0 ISHARES RUSSELL MID CAP cs 464287473 93 1118 SH SOLE 1118 0 0 ISHARES S&P 500 GROWTH cs 464287309 10 75 SH SOLE 75 0 0 ISHARES S&P SMALL CAP cs 464287879 15 108 SH SOLE 108 0 0 ISHARES S&P SMLL CAP 600 cs 464287887 14 90 SH SOLE 90 0 0 ISHARES SELECT DIVIDEND cs 464287168 46 500 SH SOLE 500 0 0 ISHARES U.S. PREFERRED cs 464288687 170 4400 SH SOLE 4400 0 0 ISHARES US ENERGY ETF cs 464287796 19 500 SH SOLE 500 0 0 ISHARES US FINANCIALS cs 464287788 25 238 SH SOLE 238 0 0 ISHARES US HEALTHCARE cs 464287762 295 1892 SH SOLE 1492 0 400 ISHARES US HOME cs 464288752 6 200 SH SOLE 200 0 0 ISHARES US REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 JACOBS ENGINEERING cs 469814107 1 21 SH SOLE 21 0 0 JETBLUE AIRWAYS CORP cs 477143101 5 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 304 2442 SH SOLE 2442 0 0 JOHNSON CTLS INTL F cs G51502105 368 8734 SH SOLE 8539 0 195 JP MORGAN CHASE ALERIAN cs 46625H365 571 17675 SH SOLE 17075 0 600 JPMORGAN CHASE & CO cs 46625H100 5751 65472 SH SOLE 60348 0 5124 JUNIPER NETWORKS INC cs 48203R104 2 86 SH SOLE 86 0 0 K L A TENCOR CORP cs 482480100 570 6000 SH SOLE 5650 0 350 KELLOGG COMPANY cs 487836108 3 39 SH SOLE 39 0 0 KEYCORP INC cs 493267108 4 250 SH SOLE 250 0 0 KIMBERLY-CLARK CORP cs 494368103 221 1682 SH SOLE 982 0 700 KINDER MORGAN INC cs 49456B101 29 1355 SH SOLE 1355 0 0 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KNIGHT TRANS INC cs 499064103 4 133 SH SOLE 133 0 0 KONINKLIJKE PHILIPS F cs 500472303 17 517 SH SOLE 517 0 0 KRAFT HEINZ COMPANY cs 500754106 134 1477 SH SOLE 1477 0 0 KROGER COMPANY cs 501044101 29 1000 SH SOLE 1000 0 0 L3 TECHNOLOGIES INC cs 502413107 2 12 SH SOLE 6 0 6 LAB CO OF AMER HLDG cs 50540R409 4 26 SH SOLE 26 0 0 LAS VEGAS SANDS CORP cs 517834107 34 601 SH SOLE 601 0 0 LEAR CORPORATION cs 521865204 23 163 SH SOLE 163 0 0 LIBERTY STAR URANIUM cs 53123T206 1 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K205 2 358 SH SOLE 358 0 0 LINCOLN NATIONAL CO cs 534187109 1 13 SH SOLE 13 0 0 LOCKHEED MARTIN CORP cs 539830109 96 357 SH SOLE 350 0 7 LOWES COMPANIES INC cs 548661107 561 6824 SH SOLE 6424 0 400 LULULEMON ATHLETICA cs 550021109 104 2000 SH SOLE 1800 0 200 LUMBER LIQUIDATORS cs 55003T107 21 1000 SH SOLE 1000 0 0 LUMENTUM HOLDINGS IN cs 55024U109 11 200 SH SOLE 200 0 0 M D U RESOURCES GRP cs 552690109 0 0 SH SOLE 0 0 0 MAGNA INTL INC F cs 559222401 13 300 SH SOLE 300 0 0 MALLINCKRODT PUB F cs G5785G107 1 13 SH SOLE 10 0 3 MANHATTAN ASSOCIATES cs 562750109 5 102 SH SOLE 102 0 0 MARATHON OIL CORP cs 565849106 3 159 SH SOLE 159 0 0 MARATHON PETE CORP cs 56585A102 1 29 SH SOLE 29 0 0 MARRIOTT INTL INC cs 571903202 1 15 SH SOLE 15 0 0 MARSH & MC LENNAN CO cs 571748102 15 200 SH SOLE 200 0 0 MASTERCARD INC cs 57636Q104 6 50 SH SOLE 50 0 0 MATSON INC cs 57686G105 10 300 SH SOLE 300 0 0 MATTEL INCORPORATED cs 577081102 3 102 SH SOLE 102 0 0 MAXIM INTEGRATED PRO cs 57772K101 36 800 SH SOLE 800 0 0 MC DONALDS CORP cs 580135101 128 987 SH SOLE 963 0 24 MCKESSON CORPORATION cs 58155Q103 111 750 SH SOLE 750 0 0 MEDIS TECHNOLOGIES LTXXX cs 58500P107 0 13200 SH SOLE 13200 0 0 MEDTRONIC PLC F cs G5960L103 25 314 SH SOLE 314 0 0 MELCO CROWN ENTMT F cs 585464100 4 225 SH SOLE 225 0 0 MELLANOX TECHS LTD F cs M51363113 15 300 SH SOLE 300 0 0 MERCADOLIBRE INC cs 58733R102 3 16 SH SOLE 16 0 0 MERCK & CO INC cs 58933Y105 514 8086 SH SOLE 7286 0 800 METLIFE INC cs 59156R108 686 12986 SH SOLE 11886 0 1100 MICRON TECHNOLOGY cs 595112103 228 7898 SH SOLE 7898 0 0 MICROSEMI CORPORATN cs 595137100 15 300 SH SOLE 300 0 0 MICROSOFT CORP cs 594918104 171 2592 SH SOLE 2568 0 24 MICROSTRATEGY INC cs 594972408 14 75 SH SOLE 75 0 0 MONDELEZ INTL cs 609207105 38 884 SH SOLE 884 0 0 MONRO MUFFLER BRAKE cs 610236101 2 44 SH SOLE 44 0 0 MONSANTO CO cs 61166W101 2 19 SH SOLE 19 0 0 MONSTER BEVERAGE COR cs 61174X109 5 117 SH SOLE 117 0 0 MORGAN STANLEY cs 617446448 56 1316 SH SOLE 1308 0 8 MORNINGSTAR INC cs 617700109 5 64 SH SOLE 64 0 0 MOSAIC CO cs 61945C103 3 100 SH SOLE 100 0 0 MOTORS LIQ CO GUC TR cs 62010U101 0 25 SH SOLE 25 0 0 MURPHY OIL CORP HLDG cs 626717102 1 41 SH SOLE 41 0 0 NANOSTRING TECHNOLOG cs 63009R109 119 6000 SH SOLE 6000 0 0 NANOTECH ENTERTAINME cs 63009Y203 2 82323 SH SOLE 82323 0 0 NATIONAL HEALTHCARE cs 635906100 25 350 SH SOLE 350 0 0 NATIONAL OILWELL VAR cs 637071101 6 140 SH SOLE 140 0 0 NAVIOS MARITIME F cs Y62196103 112 60000 SH SOLE 60000 0 0 NESTLE SA F cs 641069406 31 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 310 2094 SH SOLE 1944 0 150 NEWMONT MINING CORP cs 651639106 49 1500 SH SOLE 1500 0 0 NEXTERA ENERGY INC cs 65339F101 26 203 SH SOLE 203 0 0 NIKE INC cs 654106103 309 5552 SH SOLE 5552 0 0 NINTENDO CO LTD F cs 654445303 1 25 SH SOLE 25 0 0 NOBLE ENERGY INC cs 655044105 2 49 SH SOLE 49 0 0 NOKIA CORP SPON F cs 654902204 1 159 SH SOLE 159 0 0 NORDSTROM INC cs 655664100 19 400 SH SOLE 400 0 0 NORTEL NETWORKS CP NEXXX cs 656568508 0 2 SH SOLE 2 0 0 NORTHROP GRUMMAN CO cs 666807102 404 1697 SH SOLE 1697 0 0 NOVARTIS AG F cs 66987V109 45 600 SH SOLE 600 0 0 NOVELION THERAPEUTIC cs 67001K202 2 205 SH SOLE 205 0 0 NOVO-NORDISK A-S F cs 670100205 26 750 SH SOLE 750 0 0 NUANCE COMMUN INC cs 67020Y100 2 100 SH SOLE 0 0 100 NUCOR CORP cs 670346105 18 297 SH SOLE 297 0 0 NUVEEN ALL CAP ENERGY ML cs 67075E108 106 10075 SH SOLE 10075 0 0 NUVEEN AMT FREE MNCPL CR cs 67071L106 47 3237 SH SOLE 2237 0 1000 NUVEEN AMT FREE QUALITY cs 670657105 4 270 SH SOLE 270 0 0 NUVEEN CALIF SELECT TAX- cs 67063R103 104 7000 SH SOLE 7000 0 0 NUVEEN CALIFORNIA DIVIDE cs 67066Y105 1687 117047 SH SOLE 107797 0 9250 NUVEEN FLOATING RATE INC cs 67072T108 41 3587 SH SOLE 3587 0 0 NUVEEN INSURED CALIF TAX cs 670651108 2002 135835 SH SOLE 127835 0 8000 NUVEEN MASACHUSET QLTY M cs 67061E104 30 2200 SH SOLE 0 0 2200 NUVEEN QUALITY MUNICIPAL cs 67066V101 79 5789 SH SOLE 5789 0 0 NUVEEN S&P500 BUY-WRITE cs 6706ER101 1312 99018 SH SOLE 95061 0 3957 NVIDIA CORP cs 67066G104 152 1392 SH SOLE 1392 0 0 OCCIDENTAL PETROL CO cs 674599105 47 744 SH SOLE 744 0 0 OCLARO INC cs 67555N206 5 500 SH SOLE 500 0 0 OLD DOMINION FREIGHT cs 679580100 17 200 SH SOLE 0 0 200 OLIN CORP cs 680665205 23 710 SH SOLE 710 0 0 OMNICOM GROUP INC cs 681919106 4 48 SH SOLE 48 0 0 OPKO HEALTH INC cs 68375N103 16 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 184 4132 SH SOLE 4132 0 0 ORBITAL ATK INC cs 68557N103 65 665 SH SOLE 665 0 0 P G & E CORP cs 69331C108 33 500 SH SOLE 500 0 0 PACCAR INC cs 693718108 3 40 SH SOLE 40 0 0 PALO ALTO NETWORKS cs 697435105 271 2405 SH SOLE 2155 0 250 PARKER-HANNIFIN CORP cs 701094104 5 29 SH SOLE 29 0 0 PAYPAL HOLDINGS INCO cs 70450Y103 359 8346 SH SOLE 8346 0 0 PBF ENERGY INC cs 69318G106 29 1300 SH SOLE 1300 0 0 PEABODY ENERGY CORP cs 704549203 0 33 SH SOLE 33 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PEPSICO INCORPORATED cs 713448108 30 272 SH SOLE 272 0 0 PETROLEO BRASILEIRO F cs 71654V408 5 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 7330 214263 SH SOLE 199323 0 14940 PHILIP MORRIS INTL cs 718172109 339 2999 SH SOLE 2999 0 0 PHILLIPS 66 cs 718546104 193 2430 SH SOLE 2430 0 0 PIMCO CALIFORNIA MUNICIP cs 72200N106 39 2373 SH SOLE 2373 0 0 PIMCO CORPORATE OPPORTUN cs 72201B101 12 750 SH SOLE 750 0 0 PIMCO DYNAMIC INCOME CF cs 72201Y101 81 2823 SH SOLE 1223 0 1600 PIMCO INVEST GRADE CORP cs 72201R817 165 1600 SH SOLE 1600 0 0 PIMCO TOTAL RETURN cs 72201R775 102 970 SH SOLE 820 0 150 PINNACLE ENTERTAINMT cs 72348Y105 0 8 SH SOLE 8 0 0 PINNACLE FINL PARTNR cs 72346Q104 3 49 SH SOLE 49 0 0 PINNACLE WEST CAP cs 723484101 50 600 SH SOLE 600 0 0 PIONEER NATURAL RES cs 723787107 13 70 SH SOLE 70 0 0 PNC FINANCIAL SRVCS cs 693475105 3 28 SH SOLE 28 0 0 POOL CORPORATION cs 73278L105 4 35 SH SOLE 35 0 0 POWERLINX INC cs 73933F204 0 10 SH SOLE 10 0 0 POWERSH CALIFOR AMT FRE cs 73936T441 434 17112 SH SOLE 15862 0 1250 POWERSHARES DB COMMODITY cs 73935S105 0 12 SH SOLE 6 0 6 POWERSHARES PREFERRED cs 73936T565 75 5075 SH SOLE 5075 0 0 POWERSHARES QQQ TRUST cs 73935A104 626 4727 SH SOLE 4520 0 207 POWERSHARES S&P 500 LOW cs 73937B779 11 249 SH SOLE 249 0 0 POWERSHARES S&P SMALL cs 73937B803 21 409 SH SOLE 409 0 0 POWERSHARES SENIOR LOAN cs 73936Q769 1057 45448 SH SOLE 42789 0 2659 POWERSHARES WATER RESC cs 73935X575 8 325 SH SOLE 325 0 0 POWERSHARES WILDER CLEAN cs 73935X500 2 500 SH SOLE 500 0 0 POWERWAVE TECH INC cs 739363307 0 13 SH SOLE 13 0 0 PPG INDUSTRIES INC cs 693506107 536 5102 SH SOLE 5102 0 0 PPL CORPORATION cs 69351T106 3 78 SH SOLE 78 0 0 PRAXAIR INC cs 74005P104 8 68 SH SOLE 68 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRINCIPAL FINANCIAL cs 74251V102 4 64 SH SOLE 64 0 0 PROCTER & GAMBLE cs 742718109 581 6469 SH SOLE 6319 0 150 PROGRESSIVE CO OHIO cs 743315103 2 45 SH SOLE 45 0 0 PURE STORAGE INC cs 74624M102 32 3232 SH SOLE 450 0 2782 PWRSHRS ACTVLY MNG OPTM cs 73937V106 93 5597 SH SOLE 5597 0 0 QORVO INC cs 74736K101 399 5825 SH SOLE 5825 0 0 QUALCOMM INC cs 747525103 943 16443 SH SOLE 16143 0 300 QUEST DIAGNOSTIC INC cs 74834L100 2 16 SH SOLE 16 0 0 R L I CORP cs 749607107 2 35 SH SOLE 35 0 0 RADNET INC cs 750491102 0 68 SH SOLE 68 0 0 RAMBUS INC DEL cs 750917106 3 200 SH SOLE 200 0 0 RANDGOLD RES LTD F cs 752344309 26 300 SH SOLE 300 0 0 RAVE RESTAURANT GRP cs 754198109 6 2575 SH SOLE 2575 0 0 RAYTHEON COMPANY cs 755111507 86 567 SH SOLE 567 0 0 REAL ESTATE SELECT SCTR cs 81369Y860 9 287 SH SOLE 287 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 REGENERON PHARMS INC cs 75886F107 10 25 SH SOLE 25 0 0 REPUBLIC SERVICES cs 760759100 39 620 SH SOLE 620 0 0 REYNOLDS AMERICAN cs 761713106 6 98 SH SOLE 98 0 0 RITE AID CORPORATION cs 767754104 0 100 SH SOLE 100 0 0 RIZZOLI CORRIERE D ORDF cs T79823158 0 35 SH SOLE 35 0 0 ROCKWELL COLLINS INC cs 774341101 3 33 SH SOLE 33 0 0 ROYAL DUTCH SHELL F cs 780259206 1 20 SH SOLE 20 0 0 ROYAL DUTCH SHELL F cs 780259107 14 250 SH SOLE 250 0 0 RYDER SYSTEM INC cs 783549108 1 16 SH SOLE 16 0 0 S E I INVESTMENTS CO cs 784117103 2 35 SH SOLE 35 0 0 SALESFORCE COM cs 79466L302 276 3350 SH SOLE 3250 0 100 SALLY BEAUTY HOLDING cs 79546E104 3 168 SH SOLE 168 0 0 SANOFI SPOND F cs 80105N105 27 588 SH SOLE 588 0 0 SAP SPONSORED F cs 803054204 29 300 SH SOLE 300 0 0 SASOL LIMITED F cs 803866300 15 500 SH SOLE 500 0 0 SCHLUMBERGER LTD F cs 806857108 64 816 SH SOLE 812 0 4 SCHWAB EMERGING MARKETS cs 808524706 14198 592306 SH SOLE 565261 0 27045 SCHWAB INTERMEDIATE TERM cs 808524854 119 2215 SH SOLE 1990 0 225 SCHWAB INTERNATIONAL cs 808524805 20972 702121 SH SOLE 664567 0 37554 SCHWAB INTERNATNAL SMALL cs 808524888 150 4772 SH SOLE 4772 0 0 SCHWAB US AGGREGATE BOND cs 808524839 571 11028 SH SOLE 9903 0 1125 SCHWAB US BROAD MARKET cs 808524102 2604 45638 SH SOLE 39863 0 5775 SCHWAB US DIVIDEND cs 808524797 9149 205236 SH SOLE 195281 0 9955 SCHWAB US LARGE CAP cs 808524300 507 8380 SH SOLE 8380 0 0 SCHWAB US LARGE CAP cs 808524409 18226 366860 SH SOLE 354299 0 12561 SCHWAB US LARGE CAP ETF cs 808524201 46915 833741 SH SOLE 797409 0 36332 SCHWAB US SMALL CAP ETF cs 808524607 11121 176585 SH SOLE 168667 0 7918 SCHWAB US TIPS ETF cs 808524870 4482 80705 SH SOLE 75350 0 5355 SCORPIO BULKERS INC F cs Y7546A122 46 5000 SH SOLE 5000 0 0 SEATTLE GENETICS INC cs 812578102 16 250 SH SOLE 250 0 0 SEAWORLD ENTERTAINMT cs 81282V100 1 50 SH SOLE 50 0 0 SELECT SECTOR HEALTH cs 81369Y209 56 750 SH SOLE 750 0 0 SELECT SECTOR INDUSTRIAL cs 81369Y704 355 5449 SH SOLE 5199 0 250 SELECT SECTOR UTI SELECT cs 81369Y886 2143 41770 SH SOLE 39370 0 2400 SELECT STR FINANCIAL cs 81369Y605 371 15650 SH SOLE 15475 0 175 SEMPRA ENERGY cs 816851109 145 1310 SH SOLE 1310 0 0 SERVICE NOW INC cs 81762P102 3 33 SH SOLE 33 0 0 SHINSEI BANK LTD ORDF cs J7385L103 4 2000 SH SOLE 2000 0 0 SHL TELEMEDICINE ORDF cs M84047105 5 700 SH SOLE 0 0 700 SIEMENS A G F cs 826197501 27 400 SH SOLE 400 0 0 SINA CORPORATION F cs G81477104 7 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 208 40440 SH SOLE 40440 0 0 SKYWORKS SOLUTIONS cs 83088M102 279 2844 SH SOLE 2694 0 150 SNAP INC CL A cs 83304A106 14 600 SH SOLE 600 0 0 SODASTREAM INTL F cs M9068E105 2 36 SH SOLE 36 0 0 SOLARIS PWR CELLS cs 83416X101 0 20000 SH SOLE 20000 0 0 SONY CORPORATION F cs 835699307 13 375 SH SOLE 375 0 0 SOUTHERN COMPANY cs 842587107 42 835 SH SOLE 835 0 0 SOUTHERN COPPER CORP cs 84265V105 13 370 SH SOLE 370 0 0 SOUTHWEST AIRLINES cs 844741108 19 350 SH SOLE 350 0 0 SOUTHWEST GAS HLDGS cs 844895102 111 1337 SH SOLE 1337 0 0 SPDR BLACKSTONE GSO cs 78467V608 26 550 SH SOLE 550 0 0 SPDR BLMBERG BRCLY CONV cs 78464A359 74 1542 SH SOLE 1542 0 0 SPDR BLMBRG BARCLY SHT cs 78464A474 4 139 SH SOLE 0 0 139 SPDR BLMBRG BRCLY LG TM cs 78464A664 4 61 SH SOLE 61 0 0 SPDR DOW JONES INTER cs 78463X863 1 40 SH SOLE 20 0 20 SPDR FUND CONSUMER cs 81369Y308 214 3920 SH SOLE 3780 0 140 SPDR FUND CONSUMER cs 81369Y407 38 434 SH SOLE 434 0 0 SPDR FUND MATERIALS cs 81369Y100 19 365 SH SOLE 365 0 0 SPDR GOLD SHARES ETF cs 78463V107 249 2100 SH SOLE 2100 0 0 SPDR MSCI JAPAN cs 78463X368 21 300 SH SOLE 300 0 0 SPDR NUVEEN BLMBRG cs 78468R721 268 5585 SH SOLE 5485 0 100 SPDR S&P 500 ETF cs 78462F103 6396 27131 SH SOLE 8201 0 18930 SPDR S&P DIVIDEND ETF cs 78464A763 155 1759 SH SOLE 1015 0 744 SPLUNK INC cs 848637104 62 1000 SH SOLE 1000 0 0 STARBUCKS CORP cs 855244109 3308 56657 SH SOLE 52722 0 3935 STEELCASE INC cs 858155203 84 5000 SH SOLE 5000 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STRYKER CORP cs 863667101 6 44 SH SOLE 44 0 0 STURM RUGER & CO INC cs 864159108 19 356 SH SOLE 356 0 0 SUNCOR ENERGY INC F cs 867224107 1 29 SH SOLE 29 0 0 SUNTRUST BANKS INC cs 867914103 6 101 SH SOLE 101 0 0 SUPERVALU INC cs 868536103 0 85 SH SOLE 85 0 0 SYNTHETIC BIOLOGICS cs 87164U102 1 2000 SH SOLE 2000 0 0 SYSCO CORPORATION cs 871829107 1 24 SH SOLE 24 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 TARGET CORPORATION cs 87612E106 298 5400 SH SOLE 5050 0 350 TASER INTERNATIONAL cs 87651B104 74 3250 SH SOLE 3250 0 0 TE CONNECTIVITY LTD F cs H84989104 3 38 SH SOLE 8 0 30 TECHNOLOGY SELECT SECTOR cs 81369Y803 45 848 SH SOLE 848 0 0 TESLA INC cs 88160R101 979 3517 SH SOLE 2663 0 854 TEXAS INSTRUMENTS cs 882508104 11 142 SH SOLE 142 0 0 TEXTRON INCORPORATED cs 883203101 3 73 SH SOLE 73 0 0 THERMO FISHER SCNTFC cs 883556102 7 44 SH SOLE 44 0 0 TIME WARNER INC cs 887317303 301 3076 SH SOLE 3076 0 0 TJX COMPANIES INC cs 872540109 40 510 SH SOLE 260 0 250 TOOTSIE ROLL INDS cs 890516107 12 334 SH SOLE 334 0 0 TOOTSIE ROLL INDS B XXX cs 890516206 12 334 SH SOLE 334 0 0 TORO COMPANY cs 891092108 13 215 SH SOLE 215 0 0 TOTAL S A F cs 89151E109 6 113 SH SOLE 113 0 0 TOYOTA MOTOR CORP F cs 892331307 33 300 SH SOLE 300 0 0 TRACTOR SUPPLY COMP cs 892356106 2 36 SH SOLE 36 0 0 TRANSOCEAN INC NEW F cs H8817H100 3 239 SH SOLE 239 0 0 TRAVELERS COMPANIES cs 89417E109 45 371 SH SOLE 371 0 0 TWITTER INC cs 90184L102 34 2250 SH SOLE 2250 0 0 TYSON FOODS INC cs 902494103 2 26 SH SOLE 26 0 0 U S BANCORP cs 902973304 85 1652 SH SOLE 1652 0 0 UBS GROUP AG F cs H42097107 24 1500 SH SOLE 1500 0 0 UNDER ARMOUR INC cs 904311206 4 201 SH SOLE 201 0 0 UNDER ARMOUR INC cs 904311107 150 7600 SH SOLE 7000 0 600 UNION PACIFIC CORP cs 907818108 572 5401 SH SOLE 5201 0 200 UNISYS CORP cs 909214306 0 1 SH SOLE 1 0 0 UNITED PARCEL SRVC cs 911312106 72 668 SH SOLE 668 0 0 UNITED STATES NATURAL cs 912318201 1 87 SH SOLE 87 0 0 UNITED STATES OIL ETF cs 91232N108 2 200 SH SOLE 200 0 0 UNITED STATES STEEL cs 912909108 0 1 SH SOLE 1 0 0 UNITED TECHNOLOGIES cs 913017109 2345 20896 SH SOLE 20156 0 740 UNITEDHEALTH GRP INC cs 91324P102 2 10 SH SOLE 10 0 0 UNITI GROUP INC cs 91325V108 4 160 SH SOLE 160 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 8 700 SH SOLE 700 0 0 VALERO ENERGY CORP cs 91913Y100 1 10 SH SOLE 10 0 0 VANECK VECTORS GOLD cs 92189F106 59 2600 SH SOLE 2600 0 0 VANECK VECTORS PFD SEC cs 92189F429 4996 248926 SH SOLE 230756 0 18170 VANECK VECTORS RUSSIA cs 92189F403 0 0 SH SOLE 0 0 0 VANGUARD CONSUMER cs 92204A207 3885 27622 SH SOLE 26082 0 1540 VANGUARD DIVIDEND cs 921908844 26 284 SH SOLE 284 0 0 VANGUARD FINANCIALS ETF cs 92204A405 2698 44615 SH SOLE 40645 0 3970 VANGUARD FTSE ALL WORLD cs 922042775 48 1000 SH SOLE 1000 0 0 VANGUARD FTSE DEVELOPED cs 921943858 44 1120 SH SOLE 1120 0 0 VANGUARD FTSE EMERGING cs 922042858 3 80 SH SOLE 80 0 0 VANGUARD FTSE EUROPE cs 922042874 23 450 SH SOLE 450 0 0 VANGUARD FTSE PACIFIC cs 922042866 13 200 SH SOLE 200 0 0 VANGUARD GROWTH ETF cs 922908736 97 800 SH SOLE 800 0 0 VANGUARD INFORMATION cs 92204A702 176 1299 SH SOLE 214 0 1085 VANGUARD INTERMEDIATE cs 921937819 5 56 SH SOLE 56 0 0 VANGUARD INTERNATNL HGH cs 921946794 2079 34325 SH SOLE 30475 0 3850 VANGUARD MID CAP ETF cs 922908629 45 325 SH SOLE 325 0 0 VANGUARD MID CAP GROWTH cs 922908538 2 19 SH SOLE 19 0 0 VANGUARD MID CAP VALUE cs 922908512 2 15 SH SOLE 15 0 0 VANGUARD MORTGAGE BACKED cs 92206C771 118 2242 SH SOLE 2242 0 0 VANGUARD REIT ETF cs 922908553 1335 16159 SH SOLE 15234 0 925 VANGUARD SMALL CAP cs 922908595 1 10 SH SOLE 10 0 0 VANGUARD SMALL CAP VALUE cs 922908611 3 25 SH SOLE 25 0 0 VANGUARD TOTAL BOND cs 921937835 1785 22010 SH SOLE 19560 0 2450 VANGUARD TOTAL STOCK cs 922908769 511 4216 SH SOLE 4216 0 0 VANGUARD VALUE ETF cs 922908744 165 1731 SH SOLE 1731 0 0 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VELOCITY SHS DAILY 2X cs 22542D357 0 6 SH SOLE 6 0 0 VERISIGN INC cs 92343E102 4 43 SH SOLE 43 0 0 VERITIV CORPORATION cs 923454102 0 1 SH SOLE 1 0 0 VERIZON COMMUNICATN cs 92343V104 3609 74034 SH SOLE 71909 0 2125 VIRNETX HOLDING CORP cs 92823T108 6 2400 SH SOLE 2400 0 0 VISA INC cs 92826C839 97 1095 SH SOLE 1079 0 16 VISTA OUTDOOR INC cs 928377100 17 830 SH SOLE 830 0 0 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP F cs 92857W308 117 4428 SH SOLE 4428 0 0 VOLKSWAGEN AG PFD F cs D94523103 29 200 SH SOLE 0 0 200 VULCAN MATERIALS COM cs 929160109 30 250 SH SOLE 250 0 0 WALGREENS BOOTS ALLI cs 931427108 425 5115 SH SOLE 4915 0 200 WAL-MART STORES INC cs 931142103 74 1030 SH SOLE 1030 0 0 WALT DISNEY CO cs 254687106 472 4165 SH SOLE 3660 0 505 WASTE MANAGEMENT INC cs 94106L109 58 800 SH SOLE 800 0 0 WEATHERFORD INTL F cs G48833100 2 300 SH SOLE 300 0 0 WEIBO CORP F cs 948596101 1 10 SH SOLE 10 0 0 WEIGHT WATCHERS INTL cs 948626106 8 540 SH SOLE 540 0 0 WELLS FARGO BK N A cs 949746101 4526 81319 SH SOLE 76344 0 4975 WELLS FARGO INCOME OPPOR cs 94987B105 21 2513 SH SOLE 2513 0 0 WEST PHARM SRVC INC cs 955306105 4 44 SH SOLE 44 0 0 WESTERN ASSET HIGH YLD D cs 95768B107 15 1000 SH SOLE 1000 0 0 WESTERN DIGITAL CORP cs 958102105 8593 104124 SH SOLE 98009 0 6115 WEX INC cs 96208T104 4 40 SH SOLE 40 0 0 WHOLE FOODS MARKET cs 966837106 7 247 SH SOLE 247 0 0 WILLIAMS COMPANIES cs 969457100 1 34 SH SOLE 34 0 0 WILLIAMS SONOMA cs 969904101 51 950 SH SOLE 950 0 0 WISDOMTREE INTL LARGECP cs 97717W794 18 400 SH SOLE 400 0 0 WISDOMTREE JAPAN HEDGED cs 97717W851 112 2216 SH SOLE 2216 0 0 XENONICS HOLDINGS cs 984117101 0 16553 SH SOLE 16553 0 0 XEROX CORP cs 984121103 3 450 SH SOLE 450 0 0 XILINX INC cs 983919101 6 100 SH SOLE 0 0 100 YELP INC cs 985817105 41 1250 SH SOLE 1250 0 0 YUM BRANDS INC cs 988498101 148 2315 SH SOLE 2315 0 0 YUM CHINA HOLDINGS I cs 98850P109 62 2294 SH SOLE 2294 0 0 ZAFGEN INC cs 98885E103 5 1000 SH SOLE 1000 0 0 ZILLOW GROUP INC cs 98954M200 7 200 SH SOLE 200 0 0 ZILLOW GROUP INC cs 98954M101 3 100 SH SOLE 100 0 0 ZIMMER BIOMET HLDGS cs 98956P102 5 43 SH SOLE 43 0 0 MIRANT CORPORATION XXX dl 604675991 0 2156 SH SOLE 2156 0 0 AMERICAN TOWER CORP oa 03027X100 10 80 SH SOLE 80 0 0 AMERIGAS PARTNERS, L LP oa 030975106 47 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 1566 140920 SH SOLE 136170 0 4750 BLUEROCK RESIDENTIAL oa 09627J102 6 500 SH SOLE 500 0 0 DIGITAL REALTY TRUST oa 253868103 9 80 SH SOLE 80 0 0 ENTERPRISE PRODUCTS LP oa 293792107 8 300 SH SOLE 300 0 0 GAMING & LEISURE PPT oa 36467J108 0 6 SH SOLE 6 0 0 HLTHCARE TR OF AMER oa 42225P501 47 1500 SH SOLE 1500 0 0 IRON MOUNTAIN US HOL oa 46284V101 1 42 SH SOLE 21 0 21 MFA FINANCIAL, INC. oa 55272X102 8 1000 SH SOLE 1000 0 0 NATIONAL HEALTH INVE oa 63633D104 31 423 SH SOLE 423 0 0 PROLOGIS INC. oa 74340W103 1 20 SH SOLE 20 0 0 PUBLIC STORAGE oa 74460D109 4 16 SH SOLE 16 0 0 REALTY INCM CORP oa 756109104 31 525 SH SOLE 400 0 125 REXFORD INDL REALTY oa 76169C100 50 2227 SH SOLE 2227 0 0 SIMON PPTY GROUP oa 828806109 11 66 SH SOLE 66 0 0 TIER REIT INC oa 88650V208 16 944 SH SOLE 944 0 0 VENTAS INC oa 92276F100 495 7612 SH SOLE 7162 0 450 VEREIT INC oa 92339V100 27 3204 SH SOLE 3204 0 0 A G N C INVESTME 8 PFD ps 00123Q203 116 4500 SH SOLE 4500 0 0 AEGON NV 4 PFD ps 007924509 7 300 SH SOLE 300 0 0 ALLSTATE CORPORA 5.1 PFD ps 020002309 5 200 SH SOLE 200 0 0 ASPEN INSURAN 5.95 PFD ps G05384154 5 200 SH SOLE 200 0 0 ASSURED GUARANTY 5.6PFD ps 04623A403 7 270 SH SOLE 270 0 0 BROOKFIELD ASS 5.4 PFD ps 112585740 2 125 SH SOLE 125 0 0 COLONY NORTHS 8.25 PFD ps 19625W302 5 200 SH SOLE 200 0 0 COMCAST CORPORATIO 5PFD ps 20030N606 3 100 SH SOLE 100 0 0 COUNTRYWIDE CAP V 7PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CYS INVESTMENT 7.5 PFD ps 12673A306 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5 PFD ps 26817Q704 13 500 SH SOLE 500 0 0 ENRON CORP DISC 00 8PFD ps P37307108 0 400 SH SOLE 400 0 0 FAIRFAX FINANCIA 5 PFD ps 303901847 4 250 SH SOLE 250 0 0 GOLDMAN SACHS GR 4 PFD ps 38144G804 9 375 SH SOLE 375 0 0 HSBC HLDGS P 8.125 PFD ps 404280703 5 200 SH SOLE 200 0 0 PRUDENTIAL FINA 5.75PFD ps 744320607 26 1000 SH SOLE 1000 0 0 PUBLIC STORAGE 5.4 PFD ps 74460W776 34 1400 SH SOLE 1400 0 0 STATE STREET 5.25 PFD ps 857477509 33 1338 SH SOLE 1338 0 0 TENNESSEE VLY A 6.75PFD ps 880591300 4 150 SH SOLE 150 0 0 U S BANCORP 5.56 PFD ps 902973155 5 225 SH SOLE 225 0 0 U S BANCORP 7.189 PFD ps 902973866 3 3 SH SOLE 3 0 0 WELLS FARGO & 5.7 PFD ps 94988U714 50 2000 SH SOLE 2000 0 0 WELLS FARGO BK 5.2 PFD ps 949746747 44 1776 SH SOLE 1500 0 276 ASTERIAS BIOTHERA 17 WTS wt 04624N115 0 2 SH SOLE 2 0 0 BIOTIME INC 18 WTS wt 09066L162 0 14 SH SOLE 14 0 0 EAGLE BULK SHIPPI 21 WTS wt Y2187A135 0 105 SH SOLE 105 0 0 HUDBAY MINERALS I 18 WTF wt 443628136 0 170 SH SOLE 170 0 0 SAFEWAY CASA LEY CVR RTS wt 786CVR209 0 242 SH SOLE 242 0 0 SAFEWAY PDC LLC CVR RTS wt 786CVR308 0 242 SH SOLE 242 0 0