0001140361-16-065029.txt : 20160513 0001140361-16-065029.hdr.sgml : 20160513 20160513125442 ACCESSION NUMBER: 0001140361-16-065029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160513 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 161647186 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 03-31-2016 03-31-2016 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau (949)-253-8888 /s/ Benjamin Lau IRVINE CA 05-13-2016 0 643 254126 false INFORMATION TABLE 2 form13fInfoTable.xml 1/100 BERKSHIRE HTWY CLA cs 084990175 213 1 SH SOLE 100 0 0 3M COMPANY cs 88579Y101 13 81 SH SOLE 81 0 0 A T & T INC cs 00206R102 9225 235512 SH SOLE 223927 0 11585 ABB LTD F cs 000375204 23 1200 SH SOLE 1200 0 0 ABBOTT LABORATORIES cs 002824100 141 3382 SH SOLE 3382 0 0 ABBVIE INC cs 00287Y109 5121 89647 SH SOLE 84047 0 5600 ABERDEEN ASIA PACIFIC IN cs 003009107 35 7000 SH SOLE 7000 0 0 ACCENTURE PLC F cs G1151C101 15 133 SH SOLE 133 0 0 ACTIVISION BLIZZARD cs 00507V109 2 60 SH SOLE 60 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MED ISOTOPE cs 00765X102 0 43594 SH SOLE 43594 0 0 ADVANCED MICRO DEVIC cs 007903107 1 400 SH SOLE 400 0 0 AEGERION PHARMACEUTL cs 00767E102 4 1000 SH SOLE 1000 0 0 AETNA INC cs 00817Y108 45 400 SH SOLE 400 0 0 AFLAC INC cs 001055102 73 1158 SH SOLE 1158 0 0 AGILENT TECHNOLOGIES cs 00846U101 156 3906 SH SOLE 3906 0 0 ALCOA INC cs 013817101 23 2361 SH SOLE 2361 0 0 ALEXANDER & BALDWIN cs 014491104 11 300 SH SOLE 300 0 0 ALIBABA GROUP HLDG F cs 01609W102 69 878 SH SOLE 651 0 227 ALLERGAN PLC F cs G0177J108 67 249 SH SOLE 249 0 0 ALLSTATE CORPORATION cs 020002101 40 592 SH SOLE 592 0 0 ALPHABET INC. cs 02079K107 95 127 SH SOLE 127 0 0 ALPHABET INC. cs 02079K305 3665 4804 SH SOLE 4549 0 255 ALPS ALERIAN MLP ETF cs 00162Q866 65 5986 SH SOLE 5986 0 0 ALTRIA GROUP INC cs 02209S103 319 5083 SH SOLE 5083 0 0 AMARIN CORP PLC F cs 023111206 12 7618 SH SOLE 7618 0 0 AMAZON COM INC cs 023135106 366 617 SH SOLE 617 0 0 AMBARELLA INC F cs G037AX101 31 700 SH SOLE 700 0 0 AMBEV SA F cs 02319V103 16 3000 SH SOLE 3000 0 0 AMERCO cs 023586100 4 10 SH SOLE 10 0 0 AMERICA MOVIL SAB F cs 02364W105 16 1000 SH SOLE 1000 0 0 AMERICAN AIRLS GROUP cs 02376R102 6 150 SH SOLE 150 0 0 AMERICAN EXPRESS CO cs 025816109 3 42 SH SOLE 42 0 0 AMERICAS ENERGY CO XXX cs 03063G102 0 7100 SH SOLE 7100 0 0 AMERISOURCEBERGEN CO cs 03073E105 26 300 SH SOLE 300 0 0 AMGEN INCORPORATED cs 031162100 120 802 SH SOLE 802 0 0 ANADARKO PETROLEUM cs 032511107 47 1000 SH SOLE 1000 0 0 ANTHEM INC cs 036752103 174 1250 SH SOLE 1250 0 0 APPLE INC cs 037833100 9567 87779 SH SOLE 84181 0 3598 APPLIED MATERIALS cs 038222105 1 40 SH SOLE 40 0 0 ARCELOR MITTAL NY F cs 03938L104 6 1204 SH SOLE 1204 0 0 ARCHER-DANIELS-MIDLN cs 039483102 22 606 SH SOLE 606 0 0 ARTHUR J GALLAGHER&C cs 363576109 3 69 SH SOLE 69 0 0 ASTERIAS BIOTHERAPEU cs 04624N107 0 12 SH SOLE 12 0 0 ATHERSYS INC cs 04744L106 7 3000 SH SOLE 3000 0 0 BAIDU INC F cs 056752108 29 150 SH SOLE 150 0 0 BAKER HUGHES INC cs 057224107 1 22 SH SOLE 22 0 0 BALLISTIC RECOVERY cs 058659103 0 114 SH SOLE 114 0 0 BANC CALIF INC cs 05990K106 106 6034 SH SOLE 6034 0 0 BANCO SANTANDER SA F cs 05964H105 13 3019 SH SOLE 3019 0 0 BANK OF AMERICA CORP cs 060505104 2971 219741 SH SOLE 209541 0 10200 BANK OF HAWAII CORP cs 062540109 55 808 SH SOLE 808 0 0 BANK OF NY MELLON CO cs 064058100 1 18 SH SOLE 18 0 0 BARCLAYS BK IPATH BLOOM cs 06739H297 34 1750 SH SOLE 1750 0 0 BARCLAYS BK IPATH NTS GS cs 06738C786 84 16350 SH SOLE 14700 0 1650 BARRICK GOLD CORP F cs 067901108 45 3300 SH SOLE 3300 0 0 BASF SE F cs 055262505 30 400 SH SOLE 400 0 0 BAXTER INTERNATIONAL cs 071813109 47 1150 SH SOLE 1150 0 0 BB&T CORPORATION cs 054937107 70 2109 SH SOLE 2109 0 0 BCE INC F cs 05534B760 5 119 SH SOLE 119 0 0 BE AEROSPACE INC cs 073302101 5 108 SH SOLE 108 0 0 BECTON DICKINSON&CO cs 075887109 3 23 SH SOLE 23 0 0 BEESTON ENTERPRISES cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY cs 084670702 1084 7639 SH SOLE 6989 0 650 BERRY PLASTICS GROUP cs 08579W103 4 100 SH SOLE 100 0 0 BIOGEN INC cs 09062X103 46 175 SH SOLE 175 0 0 BLACKBERRY LTD F cs 09228F103 4 500 SH SOLE 500 0 0 BLACKROCK CALIFORNIA MUN cs 09248E102 20 1250 SH SOLE 1250 0 0 BLACKROCK CALIFORNIA MUN cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CORE BOND CF cs 09249E101 236 17607 SH SOLE 15046 0 2561 BLACKROCK INC cs 09247X101 5 14 SH SOLE 14 0 0 BLACKROCK INVESTMENT QLT cs 09247D105 33 2000 SH SOLE 2000 0 0 BLACKROCK MUNIHLDG CALIF cs 09254L107 75 4750 SH SOLE 4750 0 0 BLACKROCK MUNIYIELD ARIZ cs 09254K109 6 330 SH SOLE 330 0 0 BLACKROCK MUNIYIELD CALI cs 09254M105 173 10200 SH SOLE 10200 0 0 BLACKROCK MUNIYIELD CALI cs 09254N103 982 60977 SH SOLE 60977 0 0 BOB EVANS FARMS INC cs 096761101 14 300 SH SOLE 300 0 0 BOEING CO cs 097023105 235 1850 SH SOLE 1843 0 7 BRCLYS BK IPATH BLOOM cs 06738C778 131 6076 SH SOLE 6076 0 0 BRISTOL-MYERS SQUIBB cs 110122108 4396 68812 SH SOLE 63212 0 5600 BROADCOM LTD F cs Y09827109 16 103 SH SOLE 100 0 3 BROWN FORMAN CORP cs 115637209 20 200 SH SOLE 200 0 0 C A C I INC cs 127190304 11 100 SH SOLE 100 0 0 C H ROBINSON WORLDWD cs 12541W209 2 33 SH SOLE 33 0 0 CAL MAINE FOODS INC cs 128030202 1 13 SH SOLE 13 0 0 CALIFORNIA RESOURCES cs 13057Q107 0 269 SH SOLE 265 0 4 CAPITAL ONE FINL cs 14040H105 1 12 SH SOLE 12 0 0 CAPRICOR THERAPEUTICS cs 14070B101 180 70962 SH SOLE 0 0 70962 CARDINAL HEALTH INC cs 14149Y108 25 300 SH SOLE 300 0 0 CARDIO SYSTEMS INC cs 141619106 2 200 SH SOLE 200 0 0 CARE CAPITAL PROPERT cs 141624106 706 26300 SH SOLE 24716 0 1584 CATERPILLAR INC cs 149123101 12 157 SH SOLE 157 0 0 CATHAY GENERAL BANCO cs 149150104 283 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 2207 22050 SH SOLE 20840 0 1210 CEMEX SAB DE C V F cs 151290889 11 1500 SH SOLE 1500 0 0 CEN BIOTECH INC F cs 15130L104 0 1491 SH SOLE 1491 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 0 70000 SH SOLE 70000 0 0 CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 CHARLES SCHWAB US MC cs 808524508 0 3 SH SOLE 3 0 0 CHARLES SCHWAB US REIT cs 808524847 9 220 SH SOLE 220 0 0 CHENIERE ENERGY INC cs 16411R208 14 400 SH SOLE 400 0 0 CHEVRON CORPORATION cs 166764100 678 7103 SH SOLE 7103 0 0 CHIMERIX INC cs 16934W106 10 2000 SH SOLE 2000 0 0 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA MOBILE LTD F cs 16941M109 11 200 SH SOLE 200 0 0 CHIPOTLE MEXICAN GRL cs 169656105 89 190 SH SOLE 190 0 0 CIENA CORP cs 171779309 19 1000 SH SOLE 1000 0 0 CINCINNATI FINANCIAL cs 172062101 33 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3953 138836 SH SOLE 132882 0 5954 CITIGROUP INC cs 172967424 122 2913 SH SOLE 2713 0 200 CLEARBRIDGE ENERGY MLP T cs 18469Q108 83 8012 SH SOLE 8012 0 0 CLOVIS ONCOLOGY INC cs 189464100 8 400 SH SOLE 400 0 0 CNOOC LIMITED F cs 126132109 23 200 SH SOLE 200 0 0 COACH INC cs 189754104 28 704 SH SOLE 650 0 54 COCA COLA COMPANY cs 191216100 79 1710 SH SOLE 1710 0 0 COHEN AND STEERS INFRAST cs 19248A109 977 49318 SH SOLE 47718 0 1600 COHEN STEERS TOTAL RETUR cs 19247R103 39 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 9 122 SH SOLE 122 0 0 COMMERCE BANCSHARES cs 200525103 989 22000 SH SOLE 22000 0 0 COMMERCE ENERGY GRP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMMUNICATIONS SALES cs 20341J104 4 160 SH SOLE 160 0 0 COMPASS MINERALS INT cs 20451N101 14 200 SH SOLE 200 0 0 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 17 404 SH SOLE 404 0 0 CONOCOPHILLIPS cs 20825C104 204 5070 SH SOLE 5070 0 0 CONSOLIDATED EDISON cs 209115104 5426 70815 SH SOLE 66670 0 4145 CORNING INC cs 219350105 7 334 SH SOLE 84 0 250 CORRECTION CORP AMER cs 22025Y407 7 230 SH SOLE 230 0 0 COSTCO WHOLESALE CO cs 22160K105 249 1580 SH SOLE 1580 0 0 CREATIVE EDGE NUTRIT cs 22528W205 0 150000 SH SOLE 150000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CS VELOCITYSHRS DALY 2X cs 22539T423 2 560 SH SOLE 560 0 0 CSX CORP cs 126408103 1 50 SH SOLE 50 0 0 CU BANCORP CA cs 126534106 11 500 SH SOLE 500 0 0 CUMMINS INC cs 231021106 11 100 SH SOLE 100 0 0 CUMULUS MEDIA INC cs 231082108 1 2300 SH SOLE 2300 0 0 CVS HEALTH CORP cs 126650100 27 263 SH SOLE 263 0 0 DANAHER CORP cs 235851102 12 125 SH SOLE 125 0 0 DASSAULT SYSTEMS SA F cs 237545108 24 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PT cs 23918K108 161 2200 SH SOLE 2200 0 0 DEERE & CO cs 244199105 30 384 SH SOLE 384 0 0 DEUTSCH X TRKS MSCI EAFE cs 233051200 6 217 SH SOLE 217 0 0 DIAGEO PLC F cs 25243Q205 14 134 SH SOLE 134 0 0 DIAMOND OFFSHR DRILL cs 25271C102 3 150 SH SOLE 150 0 0 DIR DAILY 20+ YEAR TRSRY cs 25459Y678 0 5 SH SOLE 5 0 0 DIREXION DAILY EMERG cs 25459Y470 15 419 SH SOLE 419 0 0 DITEM EXPLORATION INC F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME CF cs 23325P104 745 74450 SH SOLE 73450 0 1000 DOMINION RES INC VA cs 25746U109 60 800 SH SOLE 800 0 0 DOUBLELINE INCOME SOLUTI cs 258622109 913 54298 SH SOLE 52109 0 2188 DOUBLELINE OPPORTUNISTIC cs 258623107 2848 107053 SH SOLE 100453 0 6600 DOW CHEMICAL COMPANY cs 260543103 36 700 SH SOLE 700 0 0 DR REDDYS LABS F cs 256135203 23 500 SH SOLE 500 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DUKE ENERGY CORP cs 26441C204 274 3400 SH SOLE 3400 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 5698 91076 SH SOLE 85101 0 5975 EATON VANCE LIMITED DURA cs 27828H105 832 63100 SH SOLE 55325 0 7775 EBAY INC cs 278642103 24 1000 SH SOLE 1000 0 0 ECOLAB INC cs 278865100 2 16 SH SOLE 16 0 0 ECOPETROL SA F cs 279158109 4 420 SH SOLE 420 0 0 EDISON INTERNATIONAL cs 281020107 230 3200 SH SOLE 3200 0 0 ELI LILLY & COMPANY cs 532457108 50 700 SH SOLE 700 0 0 EMC CORP MASS cs 268648102 30 1132 SH SOLE 1132 0 0 EMERSON ELECTRIC CO cs 291011104 132 2419 SH SOLE 2419 0 0 ENERGY SELECT SECTOR cs 81369Y506 249 4020 SH SOLE 3870 0 150 ENERGY XXI LTD F cs G10082140 4 5790 SH SOLE 5790 0 0 ENGILITY HLDGS INC cs 29286C107 0 2 SH SOLE 2 0 0 ENTERGY CORP cs 29364G103 26 331 SH SOLE 331 0 0 EPIRUS BIOPHARMA cs 29428P107 1 500 SH SOLE 500 0 0 ETFS GOLD TRUST ETF cs 26922Y105 1768 14725 SH SOLE 13779 0 946 EVERSOURCE ENERGY cs 30040W108 122 2097 SH SOLE 2097 0 0 EXPEDIA INC cs 30212P303 0 0 SH SOLE 0 0 0 EXPRESS SCRIPTS HLDG cs 30219G108 65 943 SH SOLE 943 0 0 EXXON MOBIL CORP cs 30231G102 9507 113733 SH SOLE 109618 0 4115 F5 NETWORKS INC cs 315616102 4 39 SH SOLE 39 0 0 FACEBOOK INC cs 30303M102 3977 34854 SH SOLE 32234 0 2620 FAIRPOINT COMMUN INC XXX cs 305560104 0 2 SH SOLE 2 0 0 FANNIE MAE cs 313586109 2 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FERRARI N V F cs N3167Y103 0 7 SH SOLE 7 0 0 FIAT CHRYSLER AUTO F cs N31738102 1 70 SH SOLE 70 0 0 FIREEYE INC cs 31816Q101 18 1022 SH SOLE 1022 0 0 FIRST FOUNDATION INC cs 32026V104 224 10000 SH SOLE 10000 0 0 FIRST REPUBLIC BANK cs 33616C100 4 56 SH SOLE 56 0 0 FIRST TRUST PREFERRED cs 33739E108 164 8800 SH SOLE 8800 0 0 FIRST TRUST SNR FLTG RAT cs 33733U108 97 7500 SH SOLE 7500 0 0 FISERV INC cs 337738108 14 132 SH SOLE 132 0 0 FLUOR CORPORATION cs 343412102 27 501 SH SOLE 501 0 0 FOOT LOCKER INC cs 344849104 16 250 SH SOLE 250 0 0 FORD MOTOR COMPANY cs 345370860 174 12858 SH SOLE 12158 0 700 FRANKLIN RESOURCES cs 354613101 3 76 SH SOLE 76 0 0 FREDDIE MAC cs 313400301 2 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 6 577 SH SOLE 577 0 0 FRONTIER COMM CO cs 35906A108 10 1776 SH SOLE 1776 0 0 FUELCELL ENERGY INC cs 35952H502 0 25 SH SOLE 25 0 0 GAMCO GLOBAL GOLD NTRL R cs 36465A109 10 1850 SH SOLE 1850 0 0 GAP INC cs 364760108 5 178 SH SOLE 178 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENCO SHIPPING&TRDG F cs Y2685T115 8 12756 SH SOLE 12756 0 0 GENERAL COMMUN INC cs 369385109 4 225 SH SOLE 225 0 0 GENERAL DYNAMICS CO cs 369550108 18 140 SH SOLE 133 0 7 GENERAL ELECTRIC CO cs 369604103 7064 222204 SH SOLE 207496 0 14708 GENERAL MILLS INC cs 370334104 234 3699 SH SOLE 3699 0 0 GENERAL MOTORS CO cs 37045V100 3 105 SH SOLE 105 0 0 GENUINE PARTS CO cs 372460105 74 743 SH SOLE 743 0 0 GENVEC INC cs 37246C307 0 100 SH SOLE 100 0 0 GILEAD SCIENCES INC cs 375558103 2442 26588 SH SOLE 24708 0 1880 GLAXOSMITHKLINE PLC F cs 37733W105 657 16212 SH SOLE 15262 0 950 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X SUPERDIVIDEND cs 37950E549 20 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP cs 38141G104 42 267 SH SOLE 267 0 0 GOPRO INC cs 38268T103 2 150 SH SOLE 150 0 0 GUGGENHEIM BLLSHS 2016 cs 18383M555 6145 278663 SH SOLE 267263 0 11400 GUGGENHEIM BLLSHS 2017 cs 18383M548 39707 1753861 SH SOLE 1657991 0 95870 GUGGENHEIM BULTSH 2020 cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM MULTI ASSET cs 18383M506 601 32516 SH SOLE 29266 0 3250 GUGGENHEIM S&P 500 EQUAL cs 78355W817 19 200 SH SOLE 200 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W866 48 1000 SH SOLE 1000 0 0 GUGGENHEIM SOLAR ETF cs 18383Q739 53 2338 SH SOLE 910 0 1428 HAIN CELESTIAL GROUP cs 405217100 20 500 SH SOLE 500 0 0 HALLIBURTON CO HLDG cs 406216101 16 444 SH SOLE 444 0 0 HALYARD HEALTH INC cs 40650V100 4 124 SH SOLE 124 0 0 HARLEY DAVIDSON INC cs 412822108 10 200 SH SOLE 200 0 0 HARRIS CORPORATION cs 413875105 4 56 SH SOLE 56 0 0 HARSCO CORPORATION cs 415864107 0 16 SH SOLE 16 0 0 HDFC BANK LIMITD F cs 40415F101 31 500 SH SOLE 500 0 0 HELIX ENERGY SOLUTN cs 42330P107 6 1000 SH SOLE 1000 0 0 HENNES & MAURITZ AB F cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT PACKARD ENTE cs 42824C109 5 282 SH SOLE 282 0 0 HOME DEPOT INC cs 437076102 341 2559 SH SOLE 2559 0 0 HONEYWELL INTL INC cs 438516106 199 1775 SH SOLE 1775 0 0 HORMEL FOODS CORP cs 440452100 5 124 SH SOLE 124 0 0 HP INC. cs 40434L105 4 286 SH SOLE 286 0 0 HSBC HLDGS PLC F cs 404280406 56 1800 SH SOLE 1500 0 300 HUDBAY MINERALS INC F cs 443628102 1 315 SH SOLE 315 0 0 HUMANA INC cs 444859102 6 31 SH SOLE 31 0 0 HUNTINGTON INGALLS cs 446413106 7 50 SH SOLE 50 0 0 IBM CORP cs 459200101 190 1257 SH SOLE 1257 0 0 IDENTIVE INC cs 45170X205 6 3000 SH SOLE 3000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 ILLINOIS TOOL WORKS cs 452308109 4 35 SH SOLE 35 0 0 INTEL CORP cs 458140100 414 12796 SH SOLE 12796 0 0 INTERDIGITAL INC cs 45867G101 6 105 SH SOLE 105 0 0 INTERNATIONAL PAPER cs 460146103 130 3163 SH SOLE 3163 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 148 10655 SH SOLE 10655 0 0 IONIS PHARMACEUTICAL cs 462222100 41 1000 SH SOLE 1000 0 0 ISHARES 1-3 YEAR CREDIT cs 464288646 951 9020 SH SOLE 7170 0 1850 ISHARES 20 PLS YEAR cs 464287432 2 19 SH SOLE 0 0 19 ISHARES 3-7 YEAR TRERY cs 464288661 4 33 SH SOLE 0 0 33 ISHARES 7-10 YEAR TRSURY cs 464287440 7 67 SH SOLE 0 0 67 ISHARES CHINA LARGE CAP cs 464287184 46 1375 SH SOLE 1375 0 0 ISHARES COMMODITIES SLCT cs 46431W853 2 77 SH SOLE 0 0 77 ISHARES CORE S&P MID CAP cs 464287507 5 33 SH SOLE 33 0 0 ISHARES CORE S&P SMALL cs 464287804 4 33 SH SOLE 33 0 0 ISHARES CORE US AGGRGT cs 464287226 46 411 SH SOLE 411 0 0 ISHARES EMERG MRTS LOCAL cs 464286517 2 52 SH SOLE 0 0 52 ISHARES GLOBAL cs 464287325 48 500 SH SOLE 500 0 0 ISHARES GOLD ETF cs 464285105 116 9797 SH SOLE 9000 0 797 ISHARES IBOXX INVT GRADE cs 464287242 10 86 SH SOLE 50 0 36 ISHARES INTERM CREDIT cs 464288638 5568 50765 SH SOLE 45830 0 4935 ISHARES MSCI EAFE ETF cs 464287465 156 2733 SH SOLE 2733 0 0 ISHARES MSCI EAFE MIN cs 46429B689 6 87 SH SOLE 87 0 0 ISHARES MSCI EAFE SMALL cs 464288273 125 2500 SH SOLE 2500 0 0 ISHARES MSCI GERMANY cs 464286806 26 1000 SH SOLE 1000 0 0 ISHARES MSCI INDIA INDEX cs 46429B598 22 800 SH SOLE 800 0 0 ISHARES MSCI JAPAN ETF cs 464286848 46 4050 SH SOLE 3700 0 350 ISHARES MSCI MEXICO cs 464286822 11 200 SH SOLE 200 0 0 ISHARES MSCI PACIFIC EX cs 464286665 4 100 SH SOLE 100 0 0 ISHARES MSCI SPAIN cs 464286764 11 400 SH SOLE 400 0 0 ISHARES RUSSELL 2000 cs 464287655 326 2951 SH SOLE 2933 0 18 ISHARES RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES SELECT DIVIDEND cs 464287168 41 500 SH SOLE 500 0 0 ISHARES SHORT MATURITY cs 46431W507 1 13 SH SOLE 13 0 0 ISHARES SILVER TRUST cs 46428Q109 4 300 SH SOLE 300 0 0 ISHARES TIPS BOND ETF cs 464287176 4 36 SH SOLE 0 0 36 ISHARES U.S. PREFERRED cs 464288687 343 8800 SH SOLE 8800 0 0 ISHARES US ENERGY ETF cs 464287796 6 159 SH SOLE 159 0 0 ISHARES US FINANCIALS cs 464287788 85 1000 SH SOLE 1000 0 0 ISHARES US HEALTHCARE cs 464287762 207 1470 SH SOLE 1070 0 400 ISHARES US HOME cs 464288752 5 200 SH SOLE 200 0 0 ISHARES US REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 JETBLUE AIRWAYS CORP cs 477143101 5 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 187 1725 SH SOLE 1725 0 0 JOHNSON CONTROLS INC cs 478366107 570 14614 SH SOLE 14414 0 200 JP MORGAN CHASE ALERIAN cs 46625H365 841 31062 SH SOLE 30062 0 1000 JPMORGAN CHASE & CO cs 46625H100 3922 66234 SH SOLE 61664 0 4570 KEYCORP INC cs 493267108 4 387 SH SOLE 387 0 0 KEYSIGHT TECH INC cs 49338L103 54 1953 SH SOLE 1953 0 0 KIMBERLY-CLARK CORP cs 494368103 1985 14758 SH SOLE 13983 0 775 KINDER MORGAN INC cs 49456B101 20 1100 SH SOLE 1100 0 0 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KONINKLIJKE PHILIPS F cs 500472303 14 500 SH SOLE 500 0 0 KRAFT HEINZ COMPANY cs 500754106 112 1423 SH SOLE 1423 0 0 KROGER COMPANY cs 501044101 33 850 SH SOLE 850 0 0 L V M H MOET F cs 502441306 3 91 SH SOLE 91 0 0 L-3 COMMUNICATIONS cs 502424104 2 19 SH SOLE 12 0 7 LAM RESEARCH CORP cs 512807108 37 450 SH SOLE 450 0 0 LAS VEGAS SANDS CORP cs 517834107 70 1347 SH SOLE 1247 0 100 LEAR CORPORATION cs 521865204 17 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 2 50 SH SOLE 50 0 0 LEGGETT & PLATT INC cs 524660107 3 66 SH SOLE 66 0 0 Lennar cs 526057104 48 1000 SH SOLE 0 0 1000 LIBERTY STAR URANIUM cs 53123T206 2 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K205 3 358 SH SOLE 358 0 0 LINKEDIN CORP cs 53578A108 34 300 SH SOLE 300 0 0 LOCKHEED MARTIN CORP cs 539830109 77 346 SH SOLE 339 0 7 LOWES COMPANIES INC cs 548661107 282 3723 SH SOLE 3423 0 300 LPATH INC cs 548910306 0 2000 SH SOLE 2000 0 0 LULULEMON ATHLETICA cs 550021109 1902 28090 SH SOLE 25890 0 2200 LUMBER LIQUIDATORS cs 55003T107 16 1200 SH SOLE 1000 0 200 MAGNUM HUNTER RESOUR cs 55973B102 0 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 4 68 SH SOLE 65 0 3 MARKET VECTORS GOLD cs 57060U100 80 4000 SH SOLE 4000 0 0 MARKET VECTORS PREF SEC cs 57061R791 4197 208198 SH SOLE 192898 0 15300 MARKETO INC cs 57063L107 2 100 SH SOLE 100 0 0 MARSH & MC LENNAN CO cs 571748102 12 200 SH SOLE 200 0 0 MASTERCARD INC cs 57636Q104 19 200 SH SOLE 200 0 0 MATSON INC cs 57686G105 12 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 162 1292 SH SOLE 1292 0 0 MCKESSON CORPORATION cs 58155Q103 121 771 SH SOLE 771 0 0 MEDTRONIC PLC F cs G5960L103 20 267 SH SOLE 239 0 28 MELCO CROWN ENTMT F cs 585464100 7 425 SH SOLE 425 0 0 MERCK & CO INC cs 58933Y105 335 6337 SH SOLE 6337 0 0 METLIFE INC cs 59156R108 2371 53958 SH SOLE 50128 0 3830 MICHAEL KORS HLDGS F cs G60754101 6 100 SH SOLE 100 0 0 MICRON TECHNOLOGY cs 595112103 63 6000 SH SOLE 6000 0 0 MICROSOFT CORP cs 594918104 31 553 SH SOLE 553 0 0 MICROSTRATEGY INC cs 594972408 13 75 SH SOLE 75 0 0 MOBILEYE NV F cs N51488117 22 600 SH SOLE 600 0 0 MONDELEZ INTL cs 609207105 4 104 SH SOLE 104 0 0 MORGAN STANLEY cs 617446448 33 1316 SH SOLE 1316 0 0 MOSAIC CO cs 61945C103 3 100 SH SOLE 100 0 0 MOTORS LIQ CO GUC TR cs 62010U101 0 25 SH SOLE 25 0 0 MS CHINA A SHARES CF cs 617468103 22 1300 SH SOLE 1300 0 0 N I I HOLDINGS INC cs 62913F508 1 181 SH SOLE 181 0 0 NANOTECH ENTMT INC cs 63009Y104 14 1308000 SH SOLE 1308000 0 0 NATIONAL HEALTHCARE cs 635906100 22 350 SH SOLE 350 0 0 NATIONAL OILWELL VAR cs 637071101 5 149 SH SOLE 149 0 0 NAVIOS MARITIME F cs Y62196103 40 35000 SH SOLE 35000 0 0 NESTLE SA F cs 641069406 45 602 SH SOLE 602 0 0 NESTLE SA ORDF cs H57312649 3 44 SH SOLE 44 0 0 NETFLIX INC cs 64110L106 38 372 SH SOLE 272 0 100 NEWMONT MINING CORP cs 651639106 40 1500 SH SOLE 1500 0 0 NIELSEN HOLDINGS PLC F cs G6518L108 5 100 SH SOLE 100 0 0 NIKE INC cs 654106103 230 3747 SH SOLE 3747 0 0 NIMBLE STORAGE INC cs 65440R101 1 150 SH SOLE 150 0 0 NOKIA CORP SPON F cs 654902204 1 150 SH SOLE 150 0 0 NORDSTROM INC cs 655664100 23 400 SH SOLE 400 0 0 NORTHROP GRUMMAN CO cs 666807102 332 1677 SH SOLE 1670 0 7 NOVARTIS AG F cs 66987V109 50 693 SH SOLE 693 0 0 NOVO-NORDISK A-S F cs 670100205 41 750 SH SOLE 750 0 0 NUANCE COMMUN INC cs 67020Y100 2 100 SH SOLE 0 0 100 NUCOR CORP cs 670346105 97 2050 SH SOLE 2050 0 0 NUVEEN ALL CAP ENERGY ML cs 67075E108 69 10150 SH SOLE 10150 0 0 NUVEEN CALIF SELECT TAX- cs 67063R103 117 7000 SH SOLE 7000 0 0 NUVEEN CALIFORNIA AMT FR cs 670651108 1600 99862 SH SOLE 95612 0 4250 NUVEEN CALIFORNIA DIVIDE cs 67066Y105 1106 68697 SH SOLE 64647 0 4050 NUVEEN DOW 30SM DYNAMIC cs 67075F105 8 600 SH SOLE 600 0 0 NUVEEN FLOATING RATE INC cs 67072T108 47 4693 SH SOLE 4693 0 0 NUVEEN INSRD MASSACH PRE cs 67061E104 32 2200 SH SOLE 0 0 2200 NUVEEN INVESTMENT QUALIT cs 67062E103 48 3000 SH SOLE 3000 0 0 NUVEEN MUNI MARKET OPPOR cs 67062W103 71 5000 SH SOLE 3000 0 2000 NUVEEN MUNICIPAL ADVANTA cs 67062H106 29 2000 SH SOLE 0 0 2000 NUVEEN PREMIUM INCOME MU cs 67062T100 4 300 SH SOLE 300 0 0 NUVEEN PREMIUM INCOME MU cs 67063W102 4 263 SH SOLE 263 0 0 NUVEEN QLTY INCM MUNI FD cs 670977107 63 4250 SH SOLE 2000 0 2250 NUVEEN QUALITY MUNICIPAL cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN S&P500 BUY-WRITE cs 6706ER101 837 65773 SH SOLE 63816 0 1957 NUVEEN SELECT QUALITY MU cs 670973106 29 2000 SH SOLE 2000 0 0 NVIDIA CORP cs 67066G104 4 116 SH SOLE 116 0 0 OCCIDENTAL PETROL CO cs 674599105 73 1063 SH SOLE 1063 0 0 OLD DOMINION FREIGHT cs 679580100 14 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 12 710 SH SOLE 710 0 0 OMNICOM GROUP INC cs 681919106 6 70 SH SOLE 70 0 0 OPKO HEALTH INC cs 68375N103 21 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 67 1638 SH SOLE 1638 0 0 ORBITAL ATK INC cs 68557N103 36 415 SH SOLE 415 0 0 P G & E CORP cs 69331C108 30 500 SH SOLE 500 0 0 PALO ALTO NETWORKS cs 697435105 2133 13075 SH SOLE 12445 0 630 PARKER-HANNIFIN CORP cs 701094104 10 92 SH SOLE 92 0 0 PAYPAL HOLDINGS INCO cs 70450Y103 39 1000 SH SOLE 1000 0 0 PENTAIR PLC F cs G7S00T104 0 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 21 208 SH SOLE 208 0 0 PEREGRINE PHARMA INC cs 713661304 0 4 SH SOLE 4 0 0 PETROLEO BRASILEIRO F cs 71654V408 3 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 5572 187973 SH SOLE 174948 0 13025 PHILIP MORRIS INTL cs 718172109 299 3043 SH SOLE 3043 0 0 PIMCO CALIFORNIA MUNICIP cs 72200N106 39 2373 SH SOLE 2373 0 0 PIMCO CORPORATE OPPORTUN cs 72201B101 10 750 SH SOLE 750 0 0 PIMCO DYNAMIC CREDIT INC cs 72202D106 24 1399 SH SOLE 1399 0 0 PIMCO DYNAMIC INCOME CF cs 72201Y101 122 4684 SH SOLE 4584 0 100 PIMCO HIGH INCOME CF cs 722014107 58 6507 SH SOLE 6507 0 0 PIMCO TOTAL RETURN cs 72201R775 261 2470 SH SOLE 2170 0 300 PINNACLE ENTERTAINMT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAP cs 723484101 38 500 SH SOLE 500 0 0 PIONEER NATURAL RES cs 723787107 10 70 SH SOLE 70 0 0 POTASH CORP SASK INC F cs 73755L107 43 2500 SH SOLE 2500 0 0 POWERLINX INC cs 73933F204 0 10 SH SOLE 10 0 0 POWERSH CALIFOR AMT FRE cs 73936T441 415 15854 SH SOLE 15104 0 750 POWERSHARES cs 73935X856 4 100 SH SOLE 100 0 0 POWERSHARES DB CMMDTY cs 73935S105 0 12 SH SOLE 12 0 0 POWERSHARES DWA MOMENTUM cs 73935X153 4 102 SH SOLE 102 0 0 POWERSHARES PREFERRED cs 73936T565 76 5071 SH SOLE 5071 0 0 POWERSHARES QQQ TRUST cs 73935A104 330 3023 SH SOLE 2930 0 93 POWERSHARES S&P 500 LOW cs 73937B779 23 575 SH SOLE 468 0 107 POWERSHARES WATER RESC cs 73935X575 7 325 SH SOLE 325 0 0 POWERSHARES WILDER CLEAN cs 73935X500 2 500 SH SOLE 0 0 500 POWERSHRS DB US DLR INDX cs 73936D206 9 400 SH SOLE 400 0 0 POWERWAVE TECH INC cs 739363307 0 13 SH SOLE 13 0 0 PPG INDUSTRIES INC cs 693506107 148 1329 SH SOLE 1329 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PROCTER & GAMBLE cs 742718109 334 4054 SH SOLE 3804 0 250 PROSHARES SHORT DOW 30 cs 74347R701 4 200 SH SOLE 200 0 0 PRUDENTIAL FINANCIAL cs 744320102 3 40 SH SOLE 40 0 0 PUB SVC ENTERPISE GP cs 744573106 5 100 SH SOLE 100 0 0 PURE STORAGE INC cs 74624M102 44 3232 SH SOLE 450 0 2782 PUREFUNDS ISE CYBER cs 30304R407 4 150 SH SOLE 150 0 0 QORVO INC cs 74736K101 294 5825 SH SOLE 5825 0 0 QUALCOMM INC cs 747525103 1014 19823 SH SOLE 19463 0 360 QUEST DIAGNOSTIC INC cs 74834L100 1 18 SH SOLE 18 0 0 QUICKSILVER INC cs 74838C106 0 440 SH SOLE 440 0 0 RAMBUS INC DEL cs 750917106 3 200 SH SOLE 200 0 0 RANDGOLD RES LTD F cs 752344309 50 550 SH SOLE 550 0 0 RAVE RESTAURANT GRP cs 754198109 14 2575 SH SOLE 2400 0 175 RAYTHEON COMPANY cs 755111507 60 490 SH SOLE 483 0 7 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 REGENERON PHARMS INC cs 75886F107 16 45 SH SOLE 45 0 0 RESTORATION HARDWARE cs 761283100 15 350 SH SOLE 350 0 0 ROCHE HLDG AG F cs 771195104 15 500 SH SOLE 500 0 0 ROYAL CARIBBEAN CRUI F cs V7780T103 12 150 SH SOLE 150 0 0 ROYAL DUTCH SHELL F cs 780259107 12 250 SH SOLE 250 0 0 ROYAL DUTCH SHELL F cs 780259206 18 375 SH SOLE 375 0 0 SALESFORCE COM cs 79466L302 174 2350 SH SOLE 2350 0 0 SANBORN RESOURCE LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 141 1853 SH SOLE 1853 0 0 SANOFI SPOND F cs 80105N105 20 500 SH SOLE 500 0 0 SAP SPONSORED F cs 803054204 20 250 SH SOLE 250 0 0 Sarepta Therapeutics cs 803607100 94 4800 SH SOLE 0 0 4800 SASOL LIMITED F cs 803866300 12 400 SH SOLE 400 0 0 SCHLUMBERGER LTD F cs 806857108 29 387 SH SOLE 387 0 0 SCHWAB EMERGING MARKETS cs 808524706 90 4311 SH SOLE 4311 0 0 SCHWAB INTERMEDIATE TERM cs 808524854 9646 174648 SH SOLE 167408 0 7240 SCHWAB INTERNATIONAL cs 808524805 919 33900 SH SOLE 33800 0 100 SCHWAB INTERNATNAL SMALL cs 808524888 20 700 SH SOLE 700 0 0 SCHWAB US AGGREGATE BOND cs 808524839 977 18500 SH SOLE 14095 0 4405 SCHWAB US BROAD MARKET cs 808524102 1985 40271 SH SOLE 39546 0 725 SCHWAB US LARGE CAP cs 808524300 339 6475 SH SOLE 6475 0 0 SCHWAB US LARGE CAP cs 808524409 35 800 SH SOLE 800 0 0 SCHWAB US LARGE CAP ETF cs 808524201 35 710 SH SOLE 710 0 0 SCHWAB US SMALL CAP ETF cs 808524607 71 1368 SH SOLE 1368 0 0 SEATTLE GENETICS INC cs 812578102 9 250 SH SOLE 200 0 50 SEAWORLD ENTERTAINMT cs 81282V100 1 50 SH SOLE 50 0 0 SELECT SECTOR HEALTH cs 81369Y209 61 901 SH SOLE 901 0 0 SELECT SECTOR INDUSTRIAL cs 81369Y704 157 2825 SH SOLE 2575 0 250 SELECT SECTOR UTI SELECT cs 81369Y886 1321 26625 SH SOLE 24225 0 2400 SELECT STR FINANCIAL cs 81369Y605 134 5942 SH SOLE 5767 0 175 SEMPRA ENERGY cs 816851109 174 1675 SH SOLE 1675 0 0 SHINSEI BANK LTD ORDF cs J7385L103 3 2000 SH SOLE 2000 0 0 SHL TELEMEDICINE ORDF cs M84047105 4 700 SH SOLE 0 0 700 SIEMENS A G F cs 826197501 25 232 SH SOLE 232 0 0 SINA CORPORATION F cs G81477104 5 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 161 40790 SH SOLE 40790 0 0 SKECHERS U S A INC cs 830566105 50 1650 SH SOLE 1650 0 0 SKYWORKS SOLUTIONS cs 83088M102 151 1944 SH SOLE 1794 0 150 SMITH & WESSON HLDG cs 831756101 69 2580 SH SOLE 2080 0 500 SOC QUIMICA MINER F cs 833635105 1 51 SH SOLE 0 0 51 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARIS PWR CELLS cs 83416X101 0 20000 SH SOLE 20000 0 0 SONY CORPORATION F cs 835699307 12 475 SH SOLE 375 0 100 SOURCE CAPITAL CF cs 836144105 89 2500 SH SOLE 2500 0 0 SOUTHERN COMPANY cs 842587107 39 756 SH SOLE 756 0 0 SOUTHERN COPPER CORP cs 84265V105 38 1378 SH SOLE 1378 0 0 SOUTHWEST GAS CORP cs 844895102 88 1337 SH SOLE 1337 0 0 SPDR BARCLAYS cs 78464A516 6 99 SH SOLE 99 0 0 SPDR BARCLAYS CNV cs 78464A359 4 100 SH SOLE 100 0 0 SPDR BARCLAYS LONG TERM cs 78464A664 10486 139127 SH SOLE 133650 0 5477 SPDR BARCLAYS SHORT TERM cs 78464A474 4 139 SH SOLE 0 0 139 SPDR DOW JONES INTER cs 78463X863 2 40 SH SOLE 40 0 0 SPDR FUND CONSUMER cs 81369Y308 159 2990 SH SOLE 2850 0 140 SPDR FUND MATERIALS cs 81369Y100 13 300 SH SOLE 300 0 0 SPDR GOLD SHARES ETF cs 78463V107 306 2600 SH SOLE 2600 0 0 SPDR MSCI JAPAN QUALITY cs 78463X368 19 300 SH SOLE 300 0 0 SPDR NUVEEN BARCLAYS cs 78464A441 6 250 SH SOLE 250 0 0 SPDR NUVEEN BARCLAYS MUN cs 78468R721 321 6510 SH SOLE 6435 0 75 SPDR NUVEEN S&P HIGH cs 78464A284 12 216 SH SOLE 166 0 50 SPDR S&P 500 ETF IV cs 78462F103 866 4215 SH SOLE 3943 0 272 SPDR S&P DIVIDEND ETF IV cs 78464A763 58 728 SH SOLE 0 0 728 SPDR S&P MIDCAP 400 ETF cs 78467Y107 26 100 SH SOLE 100 0 0 SPLUNK INC cs 848637104 49 1000 SH SOLE 1000 0 0 SPROTT PHYSICAL GOLD ETV cs 85207H104 21 2080 SH SOLE 2080 0 0 ST JUDE MEDICAL INC cs 790849103 2 44 SH SOLE 44 0 0 STARBUCKS CORP cs 855244109 4770 79893 SH SOLE 73793 0 6100 STATE STREET CORP cs 857477103 4 61 SH SOLE 61 0 0 STEELCASE INC cs 858155203 75 5000 SH SOLE 5000 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STRYKER CORP cs 863667101 6 52 SH SOLE 52 0 0 STURM RUGER & CO INC cs 864159108 48 700 SH SOLE 700 0 0 SUPERVALU INC cs 868536103 0 85 SH SOLE 85 0 0 SYNERGY PHARMA cs 871639308 11 4150 SH SOLE 4150 0 0 SYNTHETIC BIOLOGICS cs 87164U102 5 2000 SH SOLE 2000 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T ROWE PRICE GROUP cs 74144T108 7 101 SH SOLE 101 0 0 TARGET CORPORATION cs 87612E106 6042 73429 SH SOLE 68599 0 4830 TASER INTERNATIONAL cs 87651B104 44 2250 SH SOLE 2250 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TECHNOLOGY SELECT SECTOR cs 81369Y803 12 269 SH SOLE 269 0 0 TESLA MOTORS INC cs 88160R101 832 3623 SH SOLE 2911 0 712 TEXAS INSTRUMENTS cs 882508104 4 76 SH SOLE 76 0 0 THERMO FISHER SCNTFC cs 883556102 1 8 SH SOLE 8 0 0 TIME WARNER INC cs 887317303 258 3550 SH SOLE 3550 0 0 TJX COMPANIES INC cs 872540109 24 300 SH SOLE 300 0 0 TOOTSIE ROLL INDS cs 890516107 11 325 SH SOLE 325 0 0 TOOTSIE ROLL INDS B XXX cs 890516206 11 325 SH SOLE 325 0 0 TOYOTA MOTOR CORP F cs 892331307 21 200 SH SOLE 200 0 0 TRACTOR SUPPLY COMP cs 892356106 3 36 SH SOLE 36 0 0 TRANSOCEAN INC NEW F cs H8817H100 2 239 SH SOLE 239 0 0 TRUE GOLD MINING INC F cs 89783T102 0 793 SH SOLE 793 0 0 TWITTER INC cs 90184L102 67 4050 SH SOLE 3250 0 800 TYCO INTL PLC F cs G91442106 1 38 SH SOLE 8 0 30 U S BANCORP cs 902973304 84 2067 SH SOLE 2067 0 0 UBS GROUP AG F cs H42097107 16 1000 SH SOLE 1000 0 0 UNDER ARMOUR INC cs 904311107 75 886 SH SOLE 686 0 200 UNION PACIFIC CORP cs 907818108 124 1559 SH SOLE 1459 0 100 UNISYS CORP cs 909214306 0 1 SH SOLE 1 0 0 UNITED TECHNOLOGIES cs 913017109 225 2251 SH SOLE 2244 0 7 UNITEDHEALTH GRP INC cs 91324P102 4 28 SH SOLE 28 0 0 URBAN EDGE PPTYS cs 91704F104 0 1 SH SOLE 1 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 20 775 SH SOLE 700 0 75 VALERO ENERGY CORP cs 91913Y100 6 92 SH SOLE 92 0 0 VANGUARD DIVIDEND cs 921908844 10 123 SH SOLE 0 0 123 VANGUARD FTSE ALL WORLD cs 922042775 43 1000 SH SOLE 1000 0 0 VANGUARD FTSE DEVELOPED cs 921943858 6 171 SH SOLE 0 0 171 VANGUARD FTSE EMERGING cs 922042858 10 280 SH SOLE 80 0 200 VANGUARD FTSE EUROPE cs 922042874 26 530 SH SOLE 530 0 0 VANGUARD FTSE PACIFIC cs 922042866 11 200 SH SOLE 200 0 0 VANGUARD GLBAL EX US cs 922042676 7 123 SH SOLE 0 0 123 VANGUARD INFORMATION cs 92204A702 119 1085 SH SOLE 1085 0 0 VANGUARD INTERMEDIATE cs 921937819 5 56 SH SOLE 56 0 0 VANGUARD INTERMEDIATE cs 92206C870 2 25 SH SOLE 0 0 25 VANGUARD MID CAP ETF IV cs 922908629 36 300 SH SOLE 300 0 0 VANGUARD REIT ETF IV cs 922908553 41 489 SH SOLE 460 0 29 VANGUARD TOTAL BOND cs 921937835 2638 31855 SH SOLE 28305 0 3550 VANGUARD TOTAL INTERNATL cs 92203J407 2 43 SH SOLE 0 0 43 VANGUARD TOTAL STOCK cs 922908769 457 4362 SH SOLE 4310 0 52 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VERITIV CORPORATION cs 923454102 0 1 SH SOLE 1 0 0 VERIZON COMMUNICATN cs 92343V104 3457 63918 SH SOLE 62618 0 1300 VF CORPORATION cs 918204108 10 147 SH SOLE 147 0 0 VIRGIN AMERICA INC cs 92765X208 4 100 SH SOLE 0 0 100 VISA INC cs 92826C839 87 1132 SH SOLE 1132 0 0 VISTA OUTDOOR INC cs 928377100 43 830 SH SOLE 830 0 0 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP F cs 92857W308 122 3799 SH SOLE 3799 0 0 VOLKSWAGEN AG PFD F cs D94523103 13 100 SH SOLE 0 0 100 WALGREENS BOOTS ALLI cs 931427108 170 2013 SH SOLE 1813 0 200 WAL-MART STORES INC cs 931142103 4710 68770 SH SOLE 65580 0 3190 WALT DISNEY CO cs 254687106 261 2633 SH SOLE 2628 0 5 WASTE MANAGEMENT INC cs 94106L109 75 1269 SH SOLE 1269 0 0 WEATHERFORD INTL F cs G48833100 2 300 SH SOLE 300 0 0 WELLS FARGO & CO cs 949746101 4309 89102 SH SOLE 83702 0 5400 WESTERN DIGITAL CORP cs 958102105 24 500 SH SOLE 500 0 0 WESTERN LITHIUM USA XXX cs 95854Q109 4 10000 SH SOLE 10000 0 0 WESTLAKE CHEMICAL CO cs 960413102 3 75 SH SOLE 75 0 0 WHITEWAVE FOODS cs 966244105 2 44 SH SOLE 44 0 0 WHOLE FOODS MARKET cs 966837106 49 1577 SH SOLE 1577 0 0 WILLIAMS SONOMA cs 969904101 47 850 SH SOLE 850 0 0 WINDSTREAM HLDGS INC cs 97382A200 1 134 SH SOLE 134 0 0 WISDOMTREE INTL LARGECP cs 97717W794 25 600 SH SOLE 600 0 0 WISDOMTREE INTL SMALLCP cs 97717W760 59 1000 SH SOLE 1000 0 0 WISDOMTREE JAPAN HEDGED cs 97717W851 7 165 SH SOLE 87 0 78 WW GRAINGER INC cs 384802104 4 17 SH SOLE 17 0 0 WYNDHAM WORLDWIDE CO cs 98310W108 3 34 SH SOLE 34 0 0 XENONICS HOLDINGS cs 984117101 0 16553 SH SOLE 16553 0 0 YAMANA GOLD INC F cs 98462Y100 0 50 SH SOLE 50 0 0 YELP INC cs 985817105 27 1350 SH SOLE 1350 0 0 YUM BRANDS INC cs 988498101 207 2525 SH SOLE 2456 0 69 ZAFGEN INC cs 98885E103 7 1000 SH SOLE 1000 0 0 ZILLOW GROUP INC cs 98954M101 3 100 SH SOLE 100 0 0 ZILLOW GROUP INC cs 98954M200 5 200 SH SOLE 200 0 0 ZOGENIX INC cs 98978L204 3 312 SH SOLE 312 0 0 AMERICAN TOWER CORP oa 03027X100 5 50 SH SOLE 50 0 0 AMERIGAS PARTNERS, L LP oa 030975106 43 1000 SH SOLE 1000 0 0 AMERN CAP AGY CRP oa 02503X105 43 2320 SH SOLE 2320 0 0 ANNALY CAPITAL MGMT oa 035710409 626 61028 SH SOLE 57028 0 4000 CALUMET SPECIALTY PR LP oa 131476103 18 1500 SH SOLE 1500 0 0 DIGITAL REALTY TRUST oa 253868103 7 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 79 3500 SH SOLE 3500 0 0 ENBRIDGE ENERGY PTNR LP oa 29250R106 2 126 SH SOLE 126 0 0 ENTERPRISE PRODUCTS LP oa 293792107 48 1950 SH SOLE 1950 0 0 HLTHCARE TR OF AMER oa 42225P501 66 2255 SH SOLE 2255 0 0 IRON MOUNTAIN INC oa 46284V101 1 42 SH SOLE 42 0 0 LAACO INC LTD PARTNS LP oa 505346106 71 40 SH SOLE 40 0 0 MFA FINANCIAL, INC. oa 55272X102 7 1000 SH SOLE 1000 0 0 NORTHSTAR REALTY EUR oa 66706L101 0 26 SH SOLE 26 0 0 NORTHSTAR REALTY FIN oa 66704R803 1 78 SH SOLE 78 0 0 PEBBLEBROOK HOTEL TR oa 70509V100 2 75 SH SOLE 0 0 75 REALTY INCM CORP oa 756109104 130 2075 SH SOLE 2075 0 0 REDWOOD KAIROS RE IV B oa 003109418 99 98652 SH SOLE 98652 0 0 TIER REIT INC oa 88650V208 13 944 SH SOLE 944 0 0 UMH PROPERTIES INC. oa 903002103 30 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 4838 76846 SH SOLE 73156 0 3690 WEYERHAEUSER CO oa 962166104 30 980 SH SOLE 980 0 0 WSTN GAS PARTNERS LP LP oa 958254104 4 90 SH SOLE 90 0 0 AEGON NV 4% PFD ps 007924509 7 300 SH SOLE 300 0 0 ALLSTATE CORPORA 5.1%PFD ps 020002309 5 200 SH SOLE 200 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 116 4500 SH SOLE 4500 0 0 ASPEN INSURAN 5.95% PFD ps G05384154 5 200 SH SOLE 200 0 0 BROOKFIELD ASS 5.4% PFD ps 112585740 1 125 SH SOLE 125 0 0 COMCAST CORPORATIO 5%PFD ps 20030N606 3 100 SH SOLE 100 0 0 COUNTRYWIDE CAP V 7%PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 42 1750 SH SOLE 1750 0 0 ENRON CORP DISC 00 8%PFD ps P37307108 0 400 SH SOLE 400 0 0 FAIRFAX FINANCIA 5% PFD ps 303901847 3 250 SH SOLE 250 0 0 GOLDMAN SACHS GR 4% PFD ps 38144G804 8 375 SH SOLE 375 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 23 1000 SH SOLE 1000 0 0 HSBC HLDGS P 8.125% PFD ps 404280703 11 400 SH SOLE 200 0 200 MORGAN STANLEY 5.75%PFD ps 617466206 13 500 SH SOLE 500 0 0 NORTHSTAR REA 8.25% PFD ps 66704R308 4 200 SH SOLE 200 0 0 PRUDENTIAL FINA 5.75%PFD ps 744320607 26 1000 SH SOLE 1000 0 0 PUBLIC STORAGE 5.4% PFD ps 74460W776 61 2400 SH SOLE 2400 0 0 SANDRIDGE ENERGY 7% PFD ps 80007P877 0 45 SH SOLE 45 0 0 STATE STREET 5.25% PFD ps 857477509 34 1320 SH SOLE 1320 0 0 TENNESSEE VLY A 6.75%PFD ps 880591300 4 150 SH SOLE 150 0 0 U S BANCORP 5.56% PFD ps 902973155 5 225 SH SOLE 225 0 0 U S BANCORP 7.189% PFD ps 902973866 2 3 SH SOLE 3 0 0 WELLS FARGO & 5.2% PFD ps 949746747 45 1767 SH SOLE 1500 0 267 WELLS FARGO & 5.7% PFD ps 94988U714 52 2000 SH SOLE 2000 0 0 ARCELOR MITTAL NY 16 RTF wt 03938L112 0 204 SH SOLE 204 0 0 BIOTIME INC 18 WTS wt 09066L162 0 14 SH SOLE 14 0 0 EAGLE BULK SHIPPI 21 WTS wt Y2187A135 0 105 SH SOLE 105 0 0 GENERAL MOTORS CO 16 WTS wt 37045V118 0 6 SH SOLE 6 0 0 GENERAL MOTORS CO 19 WTS wt 37045V126 0 6 SH SOLE 6 0 0 HUDBAY MINERALS I 18 WTF wt 443628136 0 170 SH SOLE 170 0 0 MAGNUM HUNTER RES 16 WTS wt 55973B110 0 51 SH SOLE 51 0 0 SAFEWAY CASA LEY CVR RTS wt 786CVR209 0 150 SH SOLE 150 0 0 SAFEWAY PDC LLC CVR RTS wt 786CVR308 0 150 SH SOLE 150 0 0