0001140361-15-032036.txt : 20150814 0001140361-15-032036.hdr.sgml : 20150814 20150814124945 ACCESSION NUMBER: 0001140361-15-032036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150814 DATE AS OF CHANGE: 20150814 EFFECTIVENESS DATE: 20150814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 151054213 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 06-30-2015 06-30-2015 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau 949-253-8888 /s/ Benjamin Lau IRVINE CA 08-13-2015 0 684 291139 false INFORMATION TABLE 2 form13fInfoTable.xml ABB LTD F cs 000375204 52 2500 SH SOLE 1500 0 1000 CALL FIREEYE INC cl 004678684 15 13 SH Call SOLE 11 0 2 1/100 BERKSHIRE HTWY CLA cs 084990175 205 1 SH SOLE 1 0 0 21ST CENT FOX cs 90130A101 5 145 SH SOLE 145 0 0 3D SYSTEMS CORP cs 88554D205 4 184 SH SOLE 184 0 0 A T & T INC cs 00206R102 7889 222106 SH SOLE 211071 0 11035 ABBOTT LABORATORIES cs 002824100 181 3680 SH SOLE 3680 0 0 ABBVIE INC cs 00287Y109 6371 94825 SH SOLE 88725 0 6100 ABERDEEN ASIA PACIFI cs 003009107 114 23000 SH SOLE 23000 0 0 ACCENTURE PLC CL A F cs G1151C101 10 100 SH SOLE 100 0 0 ACTIVISION BLIZZARD cs 00507V109 1 60 SH SOLE 60 0 0 ADAMS DIVERSIFIED EQUITY cs 006212104 28 2000 SH SOLE 2000 0 0 ADELPHIA COMMUN CP CLXXX cs 006ESC917 0 4000 SH SOLE 4000 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVIC cs 007903107 1 400 SH SOLE 400 0 0 AETNA INC cs 00817Y108 51 400 SH SOLE 400 0 0 AFLAC INC cs 001055102 62 1000 SH SOLE 1000 0 0 AGENUS INC cs 00847G705 22 2500 SH SOLE 2500 0 0 AGILENT TECHNOLOGIES cs 00846U101 158 4106 SH SOLE 4106 0 0 ALCATEL LUCENT F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 26 2337 SH SOLE 2337 0 0 ALDER BIOPHARMACEUTL cs 014339105 65 1230 SH SOLE 1230 0 0 ALEXANDER & BALDWIN cs 014491104 12 300 SH SOLE 300 0 0 ALIBABA GROUP HLDG F cs 01609W102 144 1748 SH SOLE 1571 0 177 ALLERGAN PLC F cs G0177J108 76 249 SH SOLE 249 0 0 ALLIANZGI NFJ DIVIDE cs 01883A107 4 250 SH SOLE 250 0 0 ALLSTATE CORPORATION cs 020002101 38 583 SH SOLE 583 0 0 ALTRIA GROUP INC cs 02209S103 272 5552 SH SOLE 5552 0 0 AMARIN CORP PLC F cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 231 532 SH SOLE 532 0 0 AMBARELLA INC F cs G037AX101 123 1200 SH SOLE 1200 0 0 AMBEV SA F cs 02319V103 15 2500 SH SOLE 2500 0 0 AMERICA MOVIL SAB F cs 02364W105 27 1250 SH SOLE 1250 0 0 AMERICAN EXPRESS CO cs 025816109 3566 45889 SH SOLE 42809 0 3080 AMERICAN WATER WORKS cs 030420103 10 200 SH SOLE 200 0 0 AMERISOURCEBERGEN CO cs 03073E108 32 300 SH SOLE 300 0 0 AMGEN INCORPORATED cs 031162100 154 1000 SH SOLE 1000 0 0 ANADARKO PETROLEUM cs 032511107 195 2500 SH SOLE 2500 0 0 ANHEUSER-BUSCH INBEV F cs 03524A108 19 156 SH SOLE 156 0 0 APPLE INC cs 037833100 11281 89941 SH SOLE 86058 0 3883 APPLIED MATERIALS cs 038222105 1 40 SH SOLE 40 0 0 ARCELOR MITTAL NY NEW F cs 03938L104 2 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLN cs 039483102 29 593 SH SOLE 593 0 0 ASPEN INSURANCE HOLDINGF cs G05384105 2 40 SH SOLE 40 0 0 ASTERIAS BIOTHERAPEU cs 04624N107 0 12 SH SOLE 12 0 0 AVAGO TECHNOLOGIES F cs Y0486S104 27 200 SH SOLE 200 0 0 BAIDU INC F cs 056752108 30 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 94 59059 SH SOLE 59059 0 0 BANC CALIF INC cs 05990K106 54 3927 SH SOLE 3927 0 0 BANCO SANTANDER SA F cs 05964H105 14 2000 SH SOLE 2000 0 0 BANK OF AMERICA CORP cs 060505104 3250 190958 SH SOLE 183108 0 7850 BANK OF HAWAII CORP cs 062540109 106 1589 SH SOLE 1589 0 0 BANK OF NY MELLON CO cs 064058100 16 373 SH SOLE 373 0 0 BARCLYS IPATH NOTES LKD cs 06738C786 240 19900 SH SOLE 19700 0 200 BARNES & NOBLE INC cs 067774109 13 500 SH SOLE 500 0 0 BASF SE F cs 055262505 22 250 SH SOLE 250 0 0 BAXTER INTERNATIONAL cs 071813109 224 3200 SH SOLE 3200 0 0 BB&T CORPORATION cs 054937107 56 1400 SH SOLE 1400 0 0 BE AEROSPACE INC cs 073302101 6 106 SH SOLE 106 0 0 BEESTON ENTERPRISES cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY cs 084670702 907 6665 SH SOLE 6015 0 650 BERRY PLASTICS GROUP cs 08579W103 3 100 SH SOLE 100 0 0 BHP BILLITON F cs 05545E212 4 100 SH SOLE 100 0 0 BIOGEN IDEC INC cs 09062X103 10 25 SH SOLE 25 0 0 BIOMARIN PHARMACEUTL cs 09061G101 38 275 SH SOLE 275 0 0 BLACKBERRY LTD F cs 09228F103 4 500 SH SOLE 500 0 0 BLACKROCK CALIFORNIA MUN cs 09248E105 18 1250 SH SOLE 1250 0 0 BLACKROCK CALIFORNIA MUN cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CORE BOND CLOS cs 09249E104 201 15867 SH SOLE 14306 0 1561 BLACKROCK INC cs 09247X101 24 68 SH SOLE 68 0 0 BLACKROCK INVT QUALITY M cs 09247D105 29 2000 SH SOLE 2000 0 0 BLACKROCK MUNIHOLDINGS C cs 09254L107 63 4473 SH SOLE 4473 0 0 BLACKROCK MUNIYIELD cs 09254N103 852 58854 SH SOLE 58854 0 0 BLACKROCK MUNIYIELD ARIZ cs 09254K109 5 330 SH SOLE 330 0 0 BLACKROCK MUNIYIELD CALI cs 09254M105 154 10200 SH SOLE 10200 0 0 BOB EVANS FARMS INC cs 096761101 15 300 SH SOLE 0 0 300 BOEING CO cs 097023105 174 1252 SH SOLE 1245 0 7 BOOT BARN HOLDINGS cs 099406100 13 400 SH SOLE 400 0 0 BP PLC F cs 055622104 81 2015 SH SOLE 2015 0 0 BRCLYS BK IPATH BLOOM cs 06738C778 296 10175 SH SOLE 9425 0 750 BRISTOL-MYERS SQUIBB cs 110122108 5002 75169 SH SOLE 68569 0 6600 BRIT AMER TOBACCO F cs 110448107 14 131 SH SOLE 131 0 0 BROADCOM CORPORATION cs 111320107 10 200 SH SOLE 200 0 0 BROOKFIELD ASSET MGMT F cs 112585104 1 37 SH SOLE 37 0 0 BROWN FORMAN CORP cs 115637209 27 270 SH SOLE 270 0 0 C A C I INC cs 127190304 8 100 SH SOLE 100 0 0 C N A FINANCIAL CORP cs 126117100 4 105 SH SOLE 105 0 0 CALIFORNIA RESOURCES cs 13057Q107 1 212 SH SOLE 212 0 0 CAPITAL ONE FINL cs 14040H105 9 100 SH SOLE 100 0 0 CARDINAL HEALTH INC cs 14149Y108 25 300 SH SOLE 300 0 0 CATERPILLAR INC cs 149123101 41 482 SH SOLE 482 0 0 CATHAY GENERAL BANCO cs 149150104 325 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 2392 20665 SH SOLE 19575 0 1090 CEMEX SAB DE C V F cs 151290889 14 1500 SH SOLE 1500 0 0 CENTERPOINT ENERGY cs 15189T107 1 46 SH SOLE 46 0 0 CENTERSTATE BANKS cs 15201P109 2 175 SH SOLE 175 0 0 CENTRAL VLY CMNTY BK cs 155685100 2 175 SH SOLE 175 0 0 CENTURYLINK INC cs 156700106 9 307 SH SOLE 307 0 0 CHANCELLOR GROUP INC cs 15883D101 0 70000 SH SOLE 70000 0 0 CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 CHARLES SCHWAB US REIT cs 808524847 7 202 SH SOLE 201 0 0 CHEVRON CORPORATION cs 166764100 524 5436 SH SOLE 5186 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA LIFE INSRNC F cs 16939P106 16 750 SH SOLE 750 0 0 CHINA MOBILE LTD F cs 16941M109 19 300 SH SOLE 300 0 0 CHIPOTLE MEXICAN GRL cs 169656105 15 25 SH SOLE 25 0 0 CINCINNATI FINANCIAL cs 172062101 25 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3701 134793 SH SOLE 128839 0 5954 CITIGROUP INC cs 172967424 161 2912 SH SOLE 2712 0 200 CLEARBRIDGE ENERGY MLP C cs 184692101 17 725 SH SOLE 725 0 0 CLEARBRIDGE ENERGY MLP T cs 18469Q108 146 8012 SH SOLE 8012 0 0 CNOOC LIMITED F cs 126132109 20 140 SH SOLE 140 0 0 COACH INC cs 189754104 26 752 SH SOLE 650 0 102 COCA COLA COMPANY cs 191216100 69 1768 SH SOLE 1768 0 0 COHEN & STEERS QUALI cs 19247L106 17 1581 SH SOLE 1581 0 0 COHEN & STEERS TOTAL cs 19247R103 36 3000 SH SOLE 3000 0 0 COHEN AND STEERS INFRAST cs 19248A109 641 30518 SH SOLE 29668 0 850 COMCAST CORPORATION cs 20030N101 19 314 SH SOLE 314 0 0 COMCAST CORPORATION cs 20030N200 8 137 SH SOLE 137 0 0 COMMERCE ENERGY GRP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMMUNICATIONS SALES cs 20341J104 5 220 SH SOLE 220 0 0 COMPAGNIE DE ST GOB F cs 204280309 14 1600 SH SOLE 1600 0 0 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONAGRA FOODS INC cs 205887102 5 125 SH SOLE 125 0 0 CONMED CORP cs 207410101 23 399 SH SOLE 399 0 0 CONOCOPHILLIPS cs 20825C104 5839 95081 SH SOLE 89499 0 5582 CONS COMMUNICATION cs 209034107 3 140 SH SOLE 140 0 0 CONSOLIDATED EDISON cs 209115104 3795 65567 SH SOLE 61437 0 4130 CORNING INC cs 219350105 7 333 SH SOLE 83 0 250 CORRECTION CORP AMER cs 22025Y407 7 218 SH SOLE 218 0 0 COSTCO WHOLESALE CO cs 22160K105 58 428 SH SOLE 428 0 0 CREATIVE EDGE NUTRIT cs 22528W205 5 1045000 SH SOLE 1045000 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CS VELOCITYSHRS DALY 2X cs 22539T423 2 190 SH SOLE 190 0 0 CUMMINS INC cs 231021106 13 100 SH SOLE 100 0 0 CUMULUS MEDIA INC cs 231082108 5 2300 SH SOLE 2300 0 0 CVS HEALTH CORP cs 126650100 25 240 SH SOLE 240 0 0 DANAHER CORP cs 235851102 11 125 SH SOLE 125 0 0 DARLING INGREDIENTS cs 237266101 4 280 SH SOLE 280 0 0 DASSAULT SYSTEMS SA F cs 237545108 22 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PT cs 23918K108 322 4050 SH SOLE 3700 0 350 DEERE & CO cs 244199105 141 1450 SH SOLE 1450 0 0 DEVON ENERGY CORP cs 25179M103 13 222 SH SOLE 222 0 0 DIAGEO PLC F cs 25243Q205 28 241 SH SOLE 241 0 0 DIAMOND OFFSHR DRILL cs 25271C102 12 450 SH SOLE 450 0 0 DITEM EXPLORATION INC F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME FD cs 23325P104 745 73700 SH SOLE 72700 0 1000 DOMINION RES INC VA cs 25746U109 1579 23615 SH SOLE 21465 0 2150 DOMINOS PIZZA INC cs 25754A201 12 110 SH SOLE 110 0 0 DOUBLELINE INCOME SOLUTI cs 258622109 1154 58374 SH SOLE 56204 0 2170 DOUBLELINE OPPORTUNISTIC cs 258623107 2290 98830 SH SOLE 92680 0 6150 DOW CHEMICAL COMPANY cs 260543103 1324 25870 SH SOLE 24225 0 1645 DR REDDYS LABS F cs 256135203 47 850 SH SOLE 850 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 DUFF & PHELPS UTIL CORP cs 26432K108 7 700 SH SOLE 700 0 0 DUKE ENERGY CORP cs 26441C204 21 300 SH SOLE 300 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 EATON CORP PLC F cs G29183103 5945 88082 SH SOLE 81782 0 6300 EATON VANCE LIMITED DURA cs 27828H105 797 59150 SH SOLE 51375 0 7775 EATON VANCE TAX ADVANTAG cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 60 1000 SH SOLE 1000 0 0 ECOPETROL SA F cs 279158109 6 420 SH SOLE 420 0 0 EDISON INTERNATIONAL cs 281020107 189 3400 SH SOLE 3400 0 0 ELI LILLY & COMPANY cs 532457108 58 700 SH SOLE 700 0 0 EMC CORP MASS cs 268648102 131 4975 SH SOLE 4975 0 0 EMERSON ELECTRIC CO cs 291011104 3891 70203 SH SOLE 66593 0 3610 ENERGY SELECT SECTOR cs 81369Y506 132 1750 SH SOLE 1650 0 100 ENPHASE ENERGY INC cs 29355A107 3 400 SH SOLE 400 0 0 ENTERGY CORP cs 29364G103 21 300 SH SOLE 300 0 0 EOG RESOURCES INC cs 26875P101 2816 32160 SH SOLE 30545 0 1615 ESPERION THERAPEUTIC cs 29664W105 52 640 SH SOLE 640 0 0 ETFS GOLD TRUST ETF cs 26922Y105 66 575 SH SOLE 510 0 65 EVERSOURCE ENERGY cs 30040W108 91 2004 SH SOLE 2004 0 0 EXONE COMPANY cs 302104104 14 1280 SH SOLE 1180 0 100 EXPRESS SCRIPTS HLDG cs 30219G108 84 943 SH SOLE 943 0 0 EXXON MOBIL CORP cs 30231G102 8039 96621 SH SOLE 91916 0 4705 FACEBOOK INC cs 30303M102 1508 17578 SH SOLE 15878 0 1700 FAIRPOINT COMMUN INC XXX cs 305560104 0 2 SH SOLE 2 0 0 FANNIE MAE cs 313586109 3 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FIAT CHRYSLER AUTO F cs N31738102 1 70 SH SOLE 70 0 0 FIFTH THIRD BANCORP cs 316773100 5 250 SH SOLE 250 0 0 FINISAR CORP cs 31787A507 0 20 SH SOLE 20 0 0 FIREEYE INC cs 31816Q101 51 1042 SH SOLE 942 0 100 FIRST TRUST GLOBAL WIND cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST NYSE ARCA cs 33733E207 84 680 SH SOLE 680 0 0 FIRST TRUST SENIOR F cs 33733U108 72 5500 SH SOLE 5500 0 0 FIRST TRUST SPECIALTY FI cs 33733G109 1134 175254 SH SOLE 171677 0 3577 FIRST TST NASDAQ CLEAN cs 33733E500 93 5050 SH SOLE 5050 0 0 FISERV INC cs 337738108 8 100 SH SOLE 100 0 0 FITBIT INC cs 33812L102 76 2000 SH SOLE 2000 0 0 FLEXSHARES IBOXX 3 YR cs 33939L506 81 3312 SH SOLE 3312 0 0 FLEXSHARES UPSTREAM cs 33939L407 65 2189 SH SOLE 2189 0 0 FLUOR CORPORATION cs 343412102 48 901 SH SOLE 901 0 0 FOOT LOCKER INC cs 344849104 17 250 SH SOLE 250 0 0 FORD MOTOR COMPANY cs 345370860 166 11029 SH SOLE 10429 0 600 FREDDIE MAC cs 313400301 3 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 40 2126 SH SOLE 2126 0 0 FRONTIER COMM CO cs 35906A108 8 1697 SH SOLE 1697 0 0 FST TST ISE GLBL ENG cs 33736M103 4 80 SH SOLE 80 0 0 FUELCELL ENERGY INC cs 35952H106 0 300 SH SOLE 300 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GOLD NATURA cs 36465A109 979 150425 SH SOLE 141875 0 8550 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENERAL COMMUN INC cs 369385109 4 225 SH SOLE 225 0 0 GENERAL DYNAMICS CO cs 369550108 16 112 SH SOLE 105 0 7 GENERAL ELECTRIC CO cs 369604103 5913 222555 SH SOLE 202905 0 19650 GENERAL MILLS INC cs 370334104 127 2278 SH SOLE 2278 0 0 GENERAL MOTORS CO cs 37045V100 10 305 SH SOLE 305 0 0 GENUINE PARTS CO cs 372460105 60 675 SH SOLE 675 0 0 GENVEC INC cs 37246C307 0 100 SH SOLE 100 0 0 GILEAD SCIENCES INC cs 375558103 3124 26680 SH SOLE 24850 0 1830 GLAXOSMITHKLINE PLC F cs 37733W105 620 14880 SH SOLE 13930 0 950 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X SUPERDIVIDEND cs 03795E295 32 1200 SH SOLE 1200 0 0 GLOBAL X SUPERDIVIDEND cs 37950E549 22 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP cs 38141G104 31 150 SH SOLE 150 0 0 GOOGLE INC cs 38259P508 2725 5046 SH SOLE 4813 0 233 GOOGLE INC cs 38259P706 98 189 SH SOLE 189 0 0 GOPRO INC cs 38268T103 42 800 SH SOLE 700 0 100 GRAFTECH INTERNATION cs 384313102 2 350 SH SOLE 350 0 0 GRUMA SAB DE CV F cs 400131306 26 500 SH SOLE 500 0 0 GUGGENHEIM BLLSHS 2015 cs 18383M563 496 22898 SH SOLE 22888 0 10 GUGGENHEIM BLLSHS 2016 cs 18383M555 663 29853 SH SOLE 27853 0 2000 GUGGENHEIM BLLSHS 2017 cs 18383M548 614 27000 SH SOLE 22000 0 5000 GUGGENHEIM BULTSH 2020 cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM CURRENCY cs 23130A102 83 1050 SH SOLE 1050 0 0 GUGGENHEIM MULTI ASSET cs 18383M506 663 31585 SH SOLE 28335 0 3250 GUGGENHEIM RUSSELL 2000 cs 78355W585 28 600 SH SOLE 0 0 600 GUGGENHEIM S&P 500 EQUAL cs 78355W106 8245 103316 SH SOLE 96126 0 7190 GUGGENHEIM S&P 500 EQUAL cs 78355W817 18 200 SH SOLE 200 0 0 GUGGENHEIM S&P 500 EQUAL cs 78355W866 1808 28129 SH SOLE 27684 0 445 GUGGENHEIM SOLAR ETF cs 18383Q739 116 2958 SH SOLE 2247 0 711 HAIN CELESTIAL GROUP cs 405217100 20 300 SH SOLE 300 0 0 HALLIBURTON CO HLDG cs 406216101 4 100 SH SOLE 100 0 0 HALYARD HEALTH INC cs 40650V100 8 186 SH SOLE 186 0 0 HARLEY DAVIDSON INC cs 412822108 11 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 8 113 SH SOLE 113 0 0 HAWAIIAN TELCOM HLD cs 420031106 2 60 SH SOLE 60 0 0 HDFC BANK LIMITD F cs 40415F101 21 350 SH SOLE 350 0 0 HEINEKEN HLDG NEW ORD F cs N39338194 10 138 SH SOLE 138 0 0 HELIX ENERGY SOLUTN cs 42330P107 13 1000 SH SOLE 1000 0 0 HENNES & MAURITZ AB F cs 425883105 3 400 SH SOLE 400 0 0 HERITAGE FINANCIAL cs 42722X106 2 100 SH SOLE 100 0 0 HESS CORPORATION cs 42809H107 3 50 SH SOLE 50 0 0 HEWLETT-PACKARD CO cs 428236103 8 260 SH SOLE 260 0 0 HOME DEPOT INC cs 437076102 248 2235 SH SOLE 2235 0 0 HORIZON PHARMA PLC F cs G4617B105 79 2262 SH SOLE 2262 0 0 HORMEL FOODS CORP cs 440452100 17 302 SH SOLE 302 0 0 HSBC HLDGS PLC F cs 404280406 58 1300 SH SOLE 1000 0 300 HUMANA INC cs 444859102 96 500 SH SOLE 500 0 0 HUNTINGTON INGALLS cs 446413106 6 50 SH SOLE 50 0 0 IBM CORP cs 459200101 163 1004 SH SOLE 1004 0 0 IDENTIVE INC cs 45170X205 18 3000 SH SOLE 3000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INTEL CORP cs 458140100 489 16072 SH SOLE 15972 0 100 INTERDIGITAL INC cs 45867G101 6 103 SH SOLE 103 0 0 INTERNATIONAL PAPER cs 460146103 4 94 SH SOLE 94 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 132 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES 1-3 YEAR CREDIT cs 464288646 1113 10564 SH SOLE 8714 0 1850 ISHARES CHINA LARGE CAP cs 464287184 9 200 SH SOLE 200 0 0 ISHARES CORE S&P 500 cs 464287200 206 993 SH SOLE 993 0 0 ISHARES CORE S&P SMALL cs 464287804 12 102 SH SOLE 102 0 0 ISHARES CORE US cs 464287226 57 520 SH SOLE 520 0 0 ISHARES GLOBAL cs 464287325 76 695 SH SOLE 695 0 0 ISHARES GOLD ETF cs 464285105 74 6550 SH SOLE 6150 0 400 ISHARES IBOXX HIGH YIELD cs 464288513 89 1000 SH SOLE 950 0 50 ISHARES IBOXX INVT GRD cs 464287242 52 446 SH SOLE 446 0 0 ISHARES INTERM CREDIT cs 464288638 5549 50970 SH SOLE 46020 0 4950 ISHARES MSCI AUSTRALIA cs 464286103 21 1000 SH SOLE 1000 0 0 ISHARES MSCI CANADA ETF cs 464286509 29 1100 SH SOLE 1100 0 0 ISHARES MSCI EAFE ETF cs 464287465 166 2614 SH SOLE 2514 0 100 ISHARES MSCI EAFE SMALL cs 464288273 1 12 SH SOLE 12 0 0 ISHARES MSCI EAFE VALUE cs 464288877 13 250 SH SOLE 250 0 0 ISHARES MSCI GERMANY cs 464286806 14 500 SH SOLE 500 0 0 ISHARES MSCI JAPAN ETF cs 464286848 60 4700 SH SOLE 4700 0 0 ISHARES MSCI MEXICO cs 464286822 11 200 SH SOLE 200 0 0 ISHARES MSCI PACIFIC EX cs 464286665 15 350 SH SOLE 350 0 0 ISHARES MSCI SPAIN cs 464286764 10 300 SH SOLE 300 0 0 ISHARES RUSSELL 2000 cs 464287630 2 20 SH SOLE 20 0 0 ISHARES RUSSELL 2000 cs 464287655 96 772 SH SOLE 772 0 0 ISHARES RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES SELECT DIVIDEND cs 464287168 23 300 SH SOLE 300 0 0 ISHARES SILVER TRUST cs 46428Q109 5 300 SH SOLE 300 0 0 ISHARES TIPS BOND ETF cs 464287176 3 30 SH SOLE 30 0 0 ISHARES U.S. PREFERRED cs 464288687 157 4000 SH SOLE 4000 0 0 ISHARES US FINANCIALS cs 464287788 90 1000 SH SOLE 1000 0 0 ISHARES US HEALTHCARE cs 464287762 313 1970 SH SOLE 1500 0 470 ISHARES US HOME cs 464288752 5 200 SH SOLE 200 0 0 ISHARES US REAL ESTATE cs 464287739 2 35 SH SOLE 35 0 0 ITAU UNIBANCO HOLDIN F cs 465562106 22 2000 SH SOLE 2000 0 0 ITOCHU CORPORATION F cs 465717106 7 250 SH SOLE 250 0 0 JACOBS ENGINEERING cs 469814107 4 100 SH SOLE 100 0 0 JC PENNEY CO INC cs 708160106 2 200 SH SOLE 200 0 0 JETBLUE AIRWAYS CORP cs 477143101 5 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 120 1233 SH SOLE 1233 0 0 JOHNSON CONTROLS INC cs 478366107 5033 101620 SH SOLE 96720 0 4900 JP MORGAN CHASE ALERIAN cs 46625H365 1791 45225 SH SOLE 44075 0 1150 JPMORGAN CHASE & CO cs 46625H100 256 3771 SH SOLE 3316 0 455 JUNO THERAPEUTICS cs 48205A109 12 220 SH SOLE 220 0 0 K L A TENCOR CORP cs 482480100 8 150 SH SOLE 150 0 0 KCAP FINL INC cs 48668E105 3 500 SH SOLE 500 0 0 KEURIG GREEN MTN INC cs 49271M100 1 15 SH SOLE 15 0 0 KEYSIGHT TECH INC cs 49338L103 61 1953 SH SOLE 1953 0 0 KIMBERLY-CLARK CORP cs 494368103 159 1500 SH SOLE 1500 0 0 KINDER MORGAN INC cs 49456B101 1237 32227 SH SOLE 29963 0 2264 KITE PHARMA INC cs 49803L109 61 1000 SH SOLE 1000 0 0 KLX INC cs 482539103 2 53 SH SOLE 53 0 0 KONINKLIJKE PHILIPS F cs 500472303 13 500 SH SOLE 500 0 0 KRAFT FOODS GROUP cs 50076Q106 91 1073 SH SOLE 1073 0 0 KROGER COMPANY cs 501044101 18 250 SH SOLE 250 0 0 KYTHERA BIOPHARMA cs 501570105 15 200 SH SOLE 200 0 0 L-3 COMMUNICATIONS cs 502424104 1 7 SH SOLE 0 0 7 LAS VEGAS SANDS CORP cs 517834107 5 100 SH SOLE 0 0 100 LEAR CORPORATION cs 521865204 17 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 3 50 SH SOLE 50 0 0 LEUCADIA NATIONAL CO cs 527288104 6 250 SH SOLE 250 0 0 LEVEL 3 COMMUNICATN cs 52729N308 5 89 SH SOLE 89 0 0 LIBERTY STAR URANIUM cs 53123T206 1 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 1 2500 SH SOLE 2500 0 0 LINKEDIN CORP cs 53578A108 62 300 SH SOLE 300 0 0 LIVE NATION ENTMT cs 538034109 5 185 SH SOLE 185 0 0 LOCKHEED MARTIN CORP cs 539830109 48 257 SH SOLE 250 0 7 LOEWS CORPORATION cs 540424108 3 75 SH SOLE 75 0 0 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 20 300 SH SOLE 100 0 200 LULULEMON ATHLETICA cs 550021109 1855 28405 SH SOLE 25905 0 2500 LUMBER LIQUIDATORS cs 55003T107 23 1100 SH SOLE 1000 0 100 MAGNUM HUNTER RESOUR cs 55973B102 0 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 15 124 SH SOLE 121 0 3 MARKET VECTOR JUNIOR cs 57061R544 19 800 SH SOLE 800 0 0 MARKET VECTORS cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS GOLD cs 57060U100 2066 116310 SH SOLE 109835 0 6475 MARKET VECTORS PREF SEC cs 57061R791 4077 201618 SH SOLE 185918 0 15700 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MATSON INC cs 57686G105 13 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 170 1793 SH SOLE 1793 0 0 MCKESSON CORPORATION cs 58155Q103 18 80 SH SOLE 80 0 0 MEDIDATA SOLUTIONS cs 58471A105 8 150 SH SOLE 110 0 40 MEDTRONIC PLC F cs G5960L103 93 1256 SH SOLE 1228 0 28 MERCK & CO INC cs 58933Y105 309 5435 SH SOLE 5435 0 0 METLIFE INC cs 59156R108 2640 47160 SH SOLE 43730 0 3430 MFS INTERMEDIATE INCOME cs 55273C107 6 1200 SH SOLE 1200 0 0 MGM RESORTS INTL cs 552953101 3 150 SH SOLE 150 0 0 MICHAEL KORS HLDGS F cs G60754101 4 100 SH SOLE 100 0 0 MICRON TECHNOLOGY cs 595112103 0 23 SH SOLE 23 0 0 MICROSOFT CORP cs 594918104 50 1121 SH SOLE 1121 0 0 MICROSTRATEGY INC cs 594972408 13 75 SH SOLE 75 0 0 MIDDLESEX WATER CO cs 596680108 9 400 SH SOLE 400 0 0 MONDELEZ INTL cs 609207105 17 404 SH SOLE 404 0 0 MORGAN STANLEY cs 617446448 89 2300 SH SOLE 2300 0 0 MOSAIC CO cs 61945C103 1889 40330 SH SOLE 37580 0 2750 MOTORS LIQ CO GUC TR cs 62010U101 0 25 SH SOLE 25 0 0 N I I HOLDINGS INC cs 62913F508 0 181 SH SOLE 181 0 0 NANOTECH ENTMT INC cs 63009Y104 4 389500 SH SOLE 389500 0 0 NATIONAL HEALTHCARE cs 635906100 23 350 SH SOLE 350 0 0 NATIONAL OILWELL VAR cs 637071101 5 100 SH SOLE 100 0 0 NAVIOS MARITIME F cs Y62196103 74 20000 SH SOLE 20000 0 0 NAVISTAR INTL CORP cs 63934E112 1 50 SH SOLE 50 0 0 NEFF CORPORATION cs 640094207 2 225 SH SOLE 225 0 0 NEKTAR THERAPEUTICS cs 640268108 1 100 SH SOLE 100 0 0 NESTLE SA F cs 641069406 43 592 SH SOLE 592 0 0 NETFLIX INC cs 64110L106 141 214 SH SOLE 214 0 0 NEUROCRINE BIOSCIENC cs 64125C109 24 500 SH SOLE 500 0 0 NEWMONT MINING CORP cs 651639106 28 1200 SH SOLE 1200 0 0 NIELSEN N V F cs N63218106 5 109 SH SOLE 109 0 0 NIKE INC cs 654106103 30 276 SH SOLE 276 0 0 NIMBLE STORAGE INC cs 65440R101 4 150 SH SOLE 150 0 0 NOKIA CORP SPON F cs 654902204 6 850 SH SOLE 850 0 0 NORTHROP GRUMMAN CO cs 666807102 52 327 SH SOLE 320 0 7 NORTHSTAR ASSET MGMT cs 66705Y104 1 78 SH SOLE 78 0 0 NOVARTIS AG F cs 66987V109 81 827 SH SOLE 827 0 0 NOVO-NORDISK A-S F cs 670100205 85 1555 SH SOLE 1555 0 0 NRG ENERGY INC cs 629377508 0 4 SH SOLE 4 0 0 NUANCE COMMUN INC cs 67020Y100 5 300 SH SOLE 0 0 300 NUCOR CORP cs 670346105 90 2050 SH SOLE 2050 0 0 NUVEEN ALL CAP ENE MLP O cs 67075E112 2168 149210 SH SOLE 140620 0 8590 NUVEEN CALIFORNIA AMT-FR cs 670651108 1367 96408 SH SOLE 92458 0 3950 NUVEEN CALIFORNIA DIVIDE cs 67066Y105 920 63997 SH SOLE 60247 0 3750 NUVEEN CALIFORNIA SELECT cs 67063R103 74 5000 SH SOLE 5000 0 0 NUVEEN CREDIT STRATE cs 67073D102 4 450 SH SOLE 450 0 0 NUVEEN DOW 30SM DYNAMIC cs 67075F105 19 1267 SH SOLE 767 0 500 NUVEEN FLOATING RATE INC cs 67072T108 72 6716 SH SOLE 6716 0 0 NUVEEN GLOBAL HIGH INCOM cs 67075G103 3 184 SH SOLE 184 0 0 NUVEEN INVESTMENT QUALIT cs 67062E107 43 3000 SH SOLE 3000 0 0 NUVEEN MASS PREM INC cs 67061E108 29 2200 SH SOLE 0 0 2200 NUVEEN MUNICIPAL ADVANTA cs 67062H106 26 2000 SH SOLE 0 0 2000 NUVEEN MUNICIPAL MARKET cs 67062W103 65 5000 SH SOLE 3000 0 2000 NUVEEN PREMIUM INCOME MU cs 67062T100 4 300 SH SOLE 300 0 0 NUVEEN QLTY INCM MUNI FD cs 670977107 57 4250 SH SOLE 2000 0 2250 NUVEEN QUALITY MUNIC cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN QUALITY PREFERRED cs 67072C105 54 6330 SH SOLE 6330 0 0 NUVEEN S&P 500 BUY-WRITE cs 6706ER101 785 61245 SH SOLE 59288 0 1957 NUVEEN SELECT QUALITY MU cs 670973106 26 2000 SH SOLE 2000 0 0 NVIDIA CORP cs 67066G104 5 229 SH SOLE 229 0 0 NXP SEMICONDUCTORS NV F cs N6596X109 19 190 SH SOLE 190 0 0 OAKTREE CAP GRP LLC cs 674001201 5 88 SH SOLE 88 0 0 OCCIDENTAL PETROL CO cs 674599105 2962 38083 SH SOLE 35633 0 2450 OLD DOMINION FREIGHT cs 679580100 14 200 SH SOLE 200 0 0 OLD NATL BANCORP IND cs 680033107 5 350 SH SOLE 350 0 0 OLIN CORP cs 680665205 19 710 SH SOLE 710 0 0 OMNICARE INC cs 681904108 50 531 SH SOLE 531 0 0 OPKO HEALTH INC cs 68375N103 32 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 143 3541 SH SOLE 3541 0 0 ORBITAL A T K INC cs 68557N103 30 415 SH SOLE 415 0 0 OWENS ILLINOIS INC cs 690768403 6 250 SH SOLE 250 0 0 P G & E CORP cs 69331C108 25 500 SH SOLE 500 0 0 PEABODY ENERGY CORP cs 704549104 1 500 SH SOLE 500 0 0 PENSKE AUTOMOTIVE GP cs 70959W103 3 60 SH SOLE 60 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEOPLES BANCORP INC cs 709789101 3 120 SH SOLE 120 0 0 PEOPLES UNITED FINL cs 712704105 3 200 SH SOLE 200 0 0 PEPSICO INCORPORATED cs 713448108 30 321 SH SOLE 321 0 0 PETROCHINA CO LTD F cs 71646E104 50 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO F cs 71654V408 5 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6687 199441 SH SOLE 185116 0 14325 PHILIP MORRIS INTL cs 718172109 210 2616 SH SOLE 2616 0 0 PIMCO CALIFORNIA MUNICIP cs 72200N106 34 2373 SH SOLE 2373 0 0 PIMCO CORPORATE & INCOME cs 72201B101 14 1000 SH SOLE 1000 0 0 PIMCO DYNAMIC CREDIT INC cs 72202D106 32 1569 SH SOLE 1569 0 0 PIMCO DYNAMIC INCOME CLO cs 72201Y101 3616 123782 SH SOLE 117547 0 6235 PIMCO HIGH INCOME FD cs 722014107 85 8522 SH SOLE 8522 0 0 PIMCO TOTAL RETURN cs 72201R775 264 2470 SH SOLE 2170 0 300 PINNACLE ENTERTAINMT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAP cs 723484101 28 500 SH SOLE 500 0 0 PIONEER NATURAL RES cs 723787107 10 70 SH SOLE 70 0 0 PLUG POWER INC cs 72919P202 1 350 SH SOLE 350 0 0 PNC FINANCIAL SRVCS cs 693475105 10 100 SH SOLE 100 0 0 POST HOLDINGS INC cs 737446104 4 66 SH SOLE 66 0 0 POTASH CORP SASK INC F cs 73755L107 71 2300 SH SOLE 2300 0 0 POWERLINX INC cs 73933F204 0 10 SH SOLE 10 0 0 POWERSH CALIFOR AMT FRE cs 73936T441 398 15893 SH SOLE 15143 0 750 POWERSHARES cs 73935X856 6 100 SH SOLE 100 0 0 POWERSHARES HIGH YIELD cs 73935X302 23 1740 SH SOLE 1740 0 0 POWERSHARES PREFERRED cs 73936T565 16 1068 SH SOLE 1068 0 0 POWERSHARES QQQ TRUST cs 73935A104 324 3023 SH SOLE 3023 0 0 POWERSHARES S&P 500 LOW cs 73937B779 15 400 SH SOLE 400 0 0 POWERSHARES WATER RESC cs 73935X575 13 525 SH SOLE 525 0 0 POWERSHARES WILDER CLEAN cs 73935X500 7 1250 SH SOLE 750 0 500 POWERSHRS DB US DLR INDX cs 73936D206 18 800 SH SOLE 800 0 0 POWERWAVE TECH INC cs 739363307 0 13 SH SOLE 13 0 0 PPG INDUSTRIES INC cs 693506107 92 800 SH SOLE 800 0 0 PRECISION CASTPARTS cs 740189105 10 50 SH SOLE 50 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PROCTER & GAMBLE cs 742718109 39 500 SH SOLE 500 0 0 PROSPERITY BANCSHARE cs 743606105 2 40 SH SOLE 40 0 0 PRUDENTIAL FINANCIAL cs 744320102 4 40 SH SOLE 40 0 0 PUB SVC ENTERPISE GP cs 744573106 4 100 SH SOLE 100 0 0 PUREFUNDS ISE CYBER cs 30304R407 25 788 SH SOLE 788 0 0 QUALCOMM INC cs 747525103 5141 82082 SH SOLE 77447 0 4635 QUIKSILVER INC cs 74838C106 0 440 SH SOLE 440 0 0 RADIUS HEALTH INC cs 750469207 12 180 SH SOLE 180 0 0 RAMBUS INC DEL cs 750917106 3 200 SH SOLE 200 0 0 RAVE RESTAURANT GRP cs 754198109 34 2575 SH SOLE 2400 0 175 RAYTHEON COMPANY cs 755111507 44 457 SH SOLE 450 0 7 RECEPTOS INC cs 756207106 13 70 SH SOLE 70 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 REGENERON PHARMS INC cs 75886F107 23 45 SH SOLE 45 0 0 REPUBLIC SERVICES cs 760759100 6 144 SH SOLE 144 0 0 RESTORATION HARDWARE cs 761283100 5 50 SH SOLE 50 0 0 REVANCE THERAPEUTICS cs 761330109 13 400 SH SOLE 400 0 0 RITE AID CORPORATION cs 767754104 15 1800 SH SOLE 1800 0 0 ROCHE HLDG AG F cs 771195104 27 756 SH SOLE 756 0 0 ROCK-TENN CO cs 772739207 5 90 SH SOLE 90 0 0 ROYAL DUTCH SHELL F cs 780259107 14 250 SH SOLE 250 0 0 ROYAL DUTCH SHELL F cs 780259206 21 375 SH SOLE 375 0 0 ROYCE VALUE TRUST, I cs 780910105 29 2100 SH SOLE 2100 0 0 RUSH ENTERPRISES cs 781846209 2 75 SH SOLE 75 0 0 SABMILLER PLC SPONS F cs 78572M105 15 291 SH SOLE 291 0 0 SALESFORCE COM cs 79466L302 118 1700 SH SOLE 1700 0 0 SANBORN RESOURCE LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 234 4028 SH SOLE 4028 0 0 SANDRIDGE ENERGY INC cs 80007P307 0 85 SH SOLE 85 0 0 SANOFI SPOND F cs 80105N105 20 400 SH SOLE 400 0 0 SAP SPONSORED F cs 803054204 21 300 SH SOLE 300 0 0 SASOL LIMITED F cs 803866300 41 1100 SH SOLE 900 0 200 SCHLUMBERGER LTD F cs 806857108 47 550 SH SOLE 550 0 0 SCHWAB EMERGING MARKETS cs 808524706 352 14311 SH SOLE 14311 0 0 SCHWAB INTERNATIONAL cs 808524805 13194 433000 SH SOLE 406400 0 26600 SCHWAB INTERNATNAL SMALL cs 808524888 22 700 SH SOLE 700 0 0 SCHWAB US AGGREGATE BOND cs 808524839 9798 189401 SH SOLE 177071 0 12330 SCHWAB US BROAD MARKET cs 808524102 27124 539996 SH SOLE 508195 0 31800 SCHWAB US DIVIDEND cs 808524797 9879 257994 SH SOLE 241203 0 16792 SCHWAB US LARGE CAP cs 808524300 7436 138544 SH SOLE 128663 0 9880 SCHWAB US LARGE CAP ETF cs 808524201 60 1224 SH SOLE 1224 0 0 SCHWAB US MID CAP ETF cs 808524508 0 3 SH SOLE 3 0 0 SCHWAB US SMALL CAP ETF cs 808524607 4304 74886 SH SOLE 70972 0 3914 SEABOARD CORP cs 811543107 7 2 SH SOLE 2 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 14 300 SH SOLE 300 0 0 SEARS HOLDINGS CORP cs 812350106 3 125 SH SOLE 0 0 125 SEATTLE GENETICS INC cs 812578102 12 250 SH SOLE 200 0 50 SEAWORLD ENTERTAINMT cs 81282V100 1 50 SH SOLE 50 0 0 SELECT SECTOR HEALTH cs 81369Y209 63 850 SH SOLE 850 0 0 SELECT SECTOR INDUSTRIAL cs 81369Y704 149 2750 SH SOLE 2500 0 250 SELECT SECTOR UTI SELECT cs 81369Y886 45 1075 SH SOLE 975 0 100 SELECT STR FINANCIAL cs 81369Y605 49 2000 SH SOLE 2000 0 0 SEMPRA ENERGY cs 816851109 166 1675 SH SOLE 1675 0 0 SHINSEI BANK LTD ORD F cs J7385L103 4 2000 SH SOLE 2000 0 0 SHL TELEMEDICINE ORD F cs M84047105 7 700 SH SOLE 0 0 700 SIEMENS A G F cs 826197501 20 200 SH SOLE 200 0 0 SIERRA BANCORP cs 82620P102 2 105 SH SOLE 105 0 0 SINA CORPORATION F cs G81477104 5 100 SH SOLE 100 0 0 SIRIUS XM HLDGS INC cs 82968B103 21 5550 SH SOLE 5550 0 0 SKYWORKS SOLUTIONS cs 83088M102 244 2344 SH SOLE 2344 0 0 SMITH & WESSON HLDG cs 831756101 66 4000 SH SOLE 4000 0 0 SNAP ON INC cs 833034101 29 180 SH SOLE 180 0 0 SOC QUIMICA MINER F cs 833635105 2 151 SH SOLE 0 0 151 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARCITY CORP cs 83416T100 2 30 SH SOLE 0 0 30 SOLARIS PWR CELLS cs 83416X101 0 20000 SH SOLE 20000 0 0 SONY CORPORATION F cs 835699307 13 475 SH SOLE 375 0 100 SOUTH32 LTD F cs 84473L105 0 40 SH SOLE 40 0 0 SOUTHERN COMPANY cs 842587107 29 700 SH SOLE 700 0 0 SOUTHERN COPPER CORP cs 84265V105 40 1375 SH SOLE 1375 0 0 SOUTHWEST GAS CORP cs 844895102 71 1337 SH SOLE 1337 0 0 SPDR BARCLAYS CNV cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS LONG TERM cs 78464A664 30 440 SH SOLE 440 0 0 SPDR FUND CONSUMER cs 81369Y308 208 4380 SH SOLE 4100 0 280 SPDR FUND MATERIALS cs 81369Y100 53 1089 SH SOLE 1089 0 0 SPDR GOLD SHARES ETF cs 78463V107 157 1400 SH SOLE 1400 0 0 SPDR MSCI JAPAN QUALITY cs 78463X368 17 250 SH SOLE 250 0 0 SPDR NUVEEN S&P HIGH cs 78464A284 12 216 SH SOLE 166 0 50 SPDR S&P 500 ETF cs 78462F103 794 3858 SH SOLE 3608 0 250 SPDR S&P DIVIDEND ETF cs 78464A763 53 702 SH SOLE 0 0 702 SPDR S&P EMERGING cs 78463X533 3 100 SH SOLE 100 0 0 SPDR S&P MIDCAP 400 ETF cs 78467Y107 27 100 SH SOLE 100 0 0 SPLUNK INC cs 848637104 70 1000 SH SOLE 1000 0 0 STARBUCKS CORP cs 855244109 4398 82032 SH SOLE 75732 0 6300 STEELCASE INC cs 858155203 95 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 8 235 SH SOLE 235 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STURM RUGER & CO INC cs 864159108 80 1400 SH SOLE 1400 0 0 SUMITOMO CORP ORD F cs J77282119 5 400 SH SOLE 400 0 0 SUNCOR ENERGY INC NEW F cs 867224107 4 150 SH SOLE 150 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 TAKE TWO INTERACTV cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 6324 77467 SH SOLE 72157 0 5310 TASER INTERNATIONAL cs 87651B104 50 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 22 338 SH SOLE 308 0 30 TECHNOLOGY SELECT SECTOR cs 81369Y803 8 200 SH SOLE 200 0 0 TEEKAY TANKERS LTD CL AF cs Y8565N102 4 648 SH SOLE 648 0 0 TELEFONICA SA F cs 879382208 2 154 SH SOLE 154 0 0 TELEPHONE & DATA SYS cs 879433829 2 70 SH SOLE 70 0 0 TESCO PLC F cs 881575302 5 450 SH SOLE 450 0 0 TESLA MOTORS INC cs 88160R101 826 3078 SH SOLE 2366 0 712 TEXAS INSTRUMENTS cs 882508104 13 250 SH SOLE 250 0 0 THERMO FISHER SCNTFC cs 883556102 6 50 SH SOLE 50 0 0 TICC CAPITAL CORP cs 87244T109 3 500 SH SOLE 500 0 0 TIFFANY & CO cs 886547108 15 165 SH SOLE 165 0 0 TIME WARNER INC cs 887317303 9 100 SH SOLE 100 0 0 TJX COMPANIES INC cs 872540109 39 593 SH SOLE 593 0 0 TOOTSIE ROLL INDS cs 890516107 11 325 SH SOLE 325 0 0 TOOTSIE ROLL INDS B XXX cs 890516206 11 325 SH SOLE 325 0 0 TORCHLIGHT ENERGY RE cs 89102U103 31 14000 SH SOLE 14000 0 0 TORONTO DOMINION BANK F cs 891160509 2456 57785 SH SOLE 52885 0 4900 TOTAL S A F cs 89151E113 6 125 SH SOLE 125 0 0 TOYOTA MOTOR CORP F cs 892331307 27 200 SH SOLE 200 0 0 TRACTOR SUPPLY COMP cs 892356106 9 100 SH SOLE 100 0 0 TRANSOCEAN INC NEW F cs H8817H100 4 236 SH SOLE 236 0 0 TRAVELERS COMPANIES cs 89417E113 6 60 SH SOLE 60 0 0 TRIPADVISOR INC cs 896945201 9 100 SH SOLE 100 0 0 TRUE GOLD MINING INC F cs 89783T102 0 793 SH SOLE 793 0 0 TWITTER INC cs 90184L102 124 3410 SH SOLE 2510 0 900 TYCO INTL PLC NEW F cs G91442106 21 538 SH SOLE 508 0 30 U S BANCORP cs 902973304 81 1867 SH SOLE 1867 0 0 U S GEOTHERMAL INC cs 90338S102 1 1200 SH SOLE 1200 0 0 UBS GROUP AG F cs H42097107 21 1000 SH SOLE 1000 0 0 UNDER ARMOUR INC cs 904311107 123 1476 SH SOLE 1376 0 100 UNION PACIFIC CORP cs 907818108 7 74 SH SOLE 74 0 0 UNISYS CORP cs 909214306 0 1 SH SOLE 1 0 0 UNITED PARCEL SRVC cs 911312106 26 269 SH SOLE 269 0 0 UNITED STATES 12 MONTH cs 91288V103 20 750 SH SOLE 750 0 0 UNITED STATES STEEL cs 912909108 2 100 SH SOLE 100 0 0 UNITED TECHNOLOGIES cs 913017109 73 662 SH SOLE 655 0 7 UNITEDHEALTH GRP INC cs 91324P102 12 100 SH SOLE 100 0 0 URBAN EDGE PPTYS cs 91704F104 0 1 SH SOLE 1 0 0 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 22 100 SH SOLE 100 0 0 VALERO ENERGY CORP cs 91913Y100 8 125 SH SOLE 125 0 0 VANGUARD FTSE ALL WORLD cs 922042775 49 1000 SH SOLE 1000 0 0 VANGUARD GROWTH ETF cs 922908736 225 2100 SH SOLE 2100 0 0 VANGUARD INDUSTRIALS cs 92204A603 102 975 SH SOLE 975 0 0 VANGUARD INFORMATION cs 92204A702 115 1085 SH SOLE 1085 0 0 VANGUARD MID CAP ETF cs 922908629 166 1300 SH SOLE 1300 0 0 VANGUARD REIT ETF cs 922908553 26 352 SH SOLE 352 0 0 VANGUARD TOTAL BOND cs 921937835 2596 31947 SH SOLE 28197 0 3750 VANGUARD TOTAL STOCK cs 922908769 67 630 SH SOLE 630 0 0 VANGUARD VALUE ETF cs 922908744 5 60 SH SOLE 60 0 0 VAPE HLDGS INC cs 91912N105 0 500 SH SOLE 500 0 0 VERIFONE SYSTEMS INC cs 92342Y109 14 410 SH SOLE 410 0 0 VERITIV CORPORATION cs 923454102 0 7 SH SOLE 7 0 0 VERIZON COMMUNICATN cs 92343V104 2681 57523 SH SOLE 54523 0 3000 VIRGIN AMERICA INC cs 92765X208 3 100 SH SOLE 0 0 100 VISA INC CL A cs 92826C839 27 400 SH SOLE 0 0 400 VISTA OUTDOOR INC cs 928377100 37 830 SH SOLE 830 0 0 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VMWARE INC cs 928563402 9 100 SH SOLE 100 0 0 VODAFONE GROUP F cs 92857W308 138 3799 SH SOLE 3799 0 0 WAL-MART STORES INC cs 931142103 84 1190 SH SOLE 1190 0 0 WALT DISNEY CO cs 254687106 283 2478 SH SOLE 2473 0 5 WASTE MANAGEMENT INC cs 94106L109 56 1200 SH SOLE 1200 0 0 WEATHERFORD INTL NEW F cs G48833100 4 300 SH SOLE 300 0 0 WELLS FARGO & CO cs 949746101 4832 85918 SH SOLE 81018 0 4900 WESTERN LITHIUM USA F cs 95854Q109 5 10000 SH SOLE 10000 0 0 WHITEWAVE FOODS cs 966244105 4 75 SH SOLE 75 0 0 WHOLE FOODS MARKET cs 966837106 82 2067 SH SOLE 1927 0 140 WILLIAMS COMPANIES cs 969457100 6 100 SH SOLE 100 0 0 WINDSTREAM HLDGS INC cs 97382A200 1 184 SH SOLE 184 0 0 WISDOMTREE INTL LARGECP cs 97717W794 2332 48860 SH SOLE 45933 0 2927 WPX ENERGY INC cs 98212B103 0 33 SH SOLE 33 0 0 XL GROUP PLC F cs G98290102 5 125 SH SOLE 125 0 0 YELP INC cs 985817105 4 100 SH SOLE 100 0 0 YUM BRANDS INC cs 988498101 215 2384 SH SOLE 2384 0 0 ZEBRA TECHNOLOGIES cs 989207105 29 264 SH SOLE 264 0 0 ZILLOW GROUP INC cs 98954M101 9 100 SH SOLE 100 0 0 ZIOPHARM ONCOLOGY cs 98973P101 30 2500 SH SOLE 2500 0 0 ZWEIG TOTAL RETURN CLOSE cs 989837208 8 600 SH SOLE 600 0 0 AMERICAN TOWER CORP oa 03027X100 5 50 SH SOLE 50 0 0 AMERIGAS PARTNERS, L LP oa 030975106 46 1000 SH SOLE 1000 0 0 AMERN CAP AGY CRP oa 02503X105 20 1100 SH SOLE 1100 0 0 AMERN REALTY CAP PPT oa 02917T104 22 2650 SH SOLE 2650 0 0 ANNALY CAPITAL MGMT oa 035710409 340 37000 SH SOLE 33000 0 4000 CALUMET SPECIALTY PR LP oa 131476103 38 1500 SH SOLE 1500 0 0 CHAMBERS STR PPTYS oa 157842105 15 1948 SH SOLE 1948 0 0 DIGITAL REALTY TRUST oa 253868103 5 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 65 3500 SH SOLE 3500 0 0 ENBRIDGE ENERGY PTNR LP oa 29250R106 8 240 SH SOLE 126 0 114 ENERGY TRANSFER PART LP oa 29273R109 8 160 SH SOLE 160 0 0 ENTERPRISE PRODUCTS LP oa 293792107 42 1400 SH SOLE 1400 0 0 FRANKLIN STREET PROP oa 35471R106 3 300 SH SOLE 300 0 0 HLTHCARE TR OF AMER oa 42225P501 54 2255 SH SOLE 2255 0 0 MFA FINANCIAL, INC. oa 55272X102 7 1000 SH SOLE 1000 0 0 NORTHSTAR REALTY oa 66704R704 2 157 SH SOLE 157 0 0 ONEOK PARTNERS LP LP oa 68268N103 34 999 SH SOLE 999 0 0 PEBBLEBROOK HOTEL TR oa 70509V100 3 75 SH SOLE 0 0 75 PIEDMONT OFFICE REAL oa 720190206 6 325 SH SOLE 325 0 0 PLAINS ALL AMERICAN LP oa 726503105 8 190 SH SOLE 190 0 0 PLUM CREEK TIMBER CO oa 729251108 28 699 SH SOLE 699 0 0 REALTY INCM CORP oa 756109104 133 3000 SH SOLE 3000 0 0 REXFORD INDL REALTY oa 76169C100 21 1443 SH SOLE 1443 0 0 SILVER BAY REALTY TR oa 82735Q102 0 2 SH SOLE 2 0 0 TRADE STAR RESIDENTL oa 89255N203 3 400 SH SOLE 400 0 0 UMH PROPERTIES INC. oa 903002103 29 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 3806 61305 SH SOLE 58515 0 2790 WEYERHAEUSER CO oa 962166104 64 2027 SH SOLE 2027 0 0 WSTN GAS PARTNERS LP LP oa 958254104 6 90 SH SOLE 90 0 0 AEGON NV 4% PFD ps 007924509 7 300 SH SOLE 300 0 0 ALEXANDRIA REAL E 7% PFD ps 015271505 6 213 SH SOLE 213 0 0 ALLSTATE CORPORA 5.1%PFD ps 020002309 5 200 SH SOLE 200 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 107 4250 SH SOLE 4250 0 0 ANNALY CAPITAL 7.5% PFD ps 035710805 4 183 SH SOLE 183 0 0 ASPEN INSURAN 5.95% PFD ps G05384154 5 200 SH SOLE 200 0 0 COMCAST CORPORATIO 5%PFD ps 20030N606 3 100 SH SOLE 100 0 0 COUNTRYWIDE CAP V 7%PFD ps 222388209 52 2000 SH SOLE 2000 0 0 CUBESMART TRS 7.75% PFD ps 229663208 6 213 SH SOLE 213 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 43 1750 SH SOLE 1750 0 0 ENRON CORP DISC 00 8%PFD ps P37307108 0 400 SH SOLE 400 0 0 GOLDMAN SACHS GR 4% PFD ps 38144G804 8 375 SH SOLE 375 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 23 1000 SH SOLE 1000 0 0 HSBC HLDGS P 8.125% PFD ps 404280703 10 400 SH SOLE 200 0 200 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLEY 5.75%PFD ps 617466206 13 500 SH SOLE 500 0 0 NORTHSTAR REA 8.25% PFD ps 66704R308 5 200 SH SOLE 200 0 0 PRUDENTIAL FINA 5.75%PFD ps 744320607 25 1000 SH SOLE 1000 0 0 SANDRIDGE ENERGY 7% PFD ps 80007P877 1 45 SH SOLE 45 0 0 STATE STREET 5.25% PFD ps 857477509 32 1308 SH SOLE 1308 0 0 TENNESSEE VLY A 6.75%PFD ps 880591300 4 150 SH SOLE 150 0 0 U S BANCORP 5.56% PFD ps 902973155 5 225 SH SOLE 225 0 0 U S BANCORP 7.189% PFD ps 902973866 2 3 SH SOLE 3 0 0 WELLS FARGO & 5.2% PFD ps 949746747 76 3261 SH SOLE 3000 0 261 BIOTIME INC 18 WTS wt 09066L162 0 14 SH SOLE 14 0 0 EAGLE BULK SHIPPI 21 WTS wt Y2187A135 0 105 SH SOLE 105 0 0 GENERAL MOTORS CO 16 WTS wt 37045V118 0 6 SH SOLE 6 0 0 GENERAL MOTORS CO 19 WTS wt 37045V126 0 6 SH SOLE 6 0 0 MAGNUM HUNTER RES 16 WTS wt 55973B110 0 51 SH SOLE 51 0 0 SAFEWAY CASA LEY CVR RTS wt 786CVR209 0 150 SH SOLE 150 0 0 SAFEWAY PDC LLC CVR RTS wt 786CVR308 0 150 SH SOLE 150 0 0 SERITAGE GROWTH P 15 RTS wt 81752R118 0 125 SH SOLE 0 0 125