0001140361-14-040953.txt : 20141110
0001140361-14-040953.hdr.sgml : 20141110
20141110155351
ACCESSION NUMBER: 0001140361-14-040953
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141110
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 141208521
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425165
XXXXXXXX
09-30-2014
09-30-2014
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin Lau
Portfolio Manager
949-253-8888
/s/ Benjamin Lau
IRVINE
CA
11-10-2014
0
581
261791
false
INFORMATION TABLE
2
form13fInfoTable.xml
ABB LTD ADR F
cs
000375204
56
2500
SH
SOLE
1500
0
1000
1/100 BERKSHIRE HTWY CLA
cs
084990175
207
1
SH
SOLE
1
0
0
3 D SYSTEMS CORP
cs
88554D205
1530
33004
SH
SOLE
30869
0
2135
A F L A C INC
cs
001055102
58
1000
SH
SOLE
1000
0
0
A T & T INC NEW
cs
00206R102
7671
217669
SH
SOLE
206734
0
10935
ABBOTT LABORATORIES
cs
002824100
139
3350
SH
SOLE
3350
0
0
ABBVIE INC
cs
00287Y109
5701
98700
SH
SOLE
91850
0
6850
ABERDEEN ASIA PAC INCM
cs
003009107
118
20000
SH
SOLE
20000
0
0
ACCENTURE PLC CL A F
cs
G1151C101
8
100
SH
SOLE
100
0
0
ACTIVISION BLIZZARD INC
cs
00507V109
1
60
SH
SOLE
60
0
0
ADT CORP
cs
00101J106
1
19
SH
SOLE
4
0
15
ADVANCED MICRO DEVICES
cs
007903107
1
400
SH
SOLE
400
0
0
AGILENT TECHNOLOGIES INC
cs
00846U101
234
4106
SH
SOLE
4106
0
0
DREAM MARKETING INC
cs
261990352
0
10
SH
SOLE
10
0
0
EAGLE BROADBAND INC NXXX
cs
269437208
0
22
SH
SOLE
0
0
22
ALCATEL LUCENT ADR F
cs
013904305
0
34
SH
SOLE
34
0
0
ALCOA INC
cs
013817101
37
2323
SH
SOLE
2323
0
0
ALEXANDER & BALDWIN NEW
cs
014491104
11
300
SH
SOLE
300
0
0
ALEXION PHARMA INC
cs
015351109
17
100
SH
SOLE
100
0
0
ALIBABA GROUP HLDG ADR F
cs
01609W102
258
2905
SH
SOLE
2728
0
177
ALLERGAN INC
cs
018490102
140
783
SH
SOLE
758
0
25
ALLIANT TECHSYSTEMS INC
cs
018804104
70
550
SH
SOLE
550
0
0
ALLSTATE CORPORATION
cs
020002101
35
576
SH
SOLE
576
0
0
ALPS TRUST ETF
cs
00162Q866
4
195
SH
SOLE
195
0
0
ALTRIA GROUP INC
cs
02209S103
214
4650
SH
SOLE
4650
0
0
AMARIN CORP PLC NEW ADRF
cs
023111206
0
100
SH
SOLE
100
0
0
AMAZON COM INC
cs
023135106
121
374
SH
SOLE
369
0
5
AMBARELLA INC F
cs
G037AX101
1212
27760
SH
SOLE
24775
0
2985
AMERICA MOVIL SAB L ADRF
cs
02364W105
25
1000
SH
SOLE
1000
0
0
AMERICAN AIRLS GROUP INC
cs
02376R102
9
250
SH
SOLE
250
0
0
AMERICAN EXPRESS COMPANY
cs
025816109
2733
31219
SH
SOLE
28809
0
2410
AMERISOURCEBERGEN CORP
cs
03073E108
23
300
SH
SOLE
300
0
0
AMERITYRE CORPORATION
cs
03073V107
0
2000
SH
SOLE
0
0
2000
AMGEN INCORPORATED
cs
031162100
84
600
SH
SOLE
600
0
0
APPLE INC
cs
037833100
8842
87765
SH
SOLE
80438
0
7326
ARCELOR MITTAL NY NEW F
cs
03938L104
3
204
SH
SOLE
204
0
0
ARCHER-DANIELS-MIDLND CO
cs
039483102
84
1635
SH
SOLE
1635
0
0
ASTERIAS BIOTHERAPEUTIC
cs
04624N107
0
12
SH
SOLE
12
0
0
AVAGO TECHNOLOGIES F
cs
Y0486S104
13
150
SH
SOLE
150
0
0
B/E AEROSPACE INC
cs
073302101
9
106
SH
SOLE
106
0
0
BAIDU INC ADR F
cs
056752108
33
150
SH
SOLE
150
0
0
BALTIC TRADING LTD F
cs
Y0553W103
46
11000
SH
SOLE
11000
0
0
BANC CALIF INC
cs
05990K106
35
3033
SH
SOLE
3033
0
0
BANK OF AMERICA CORP
cs
060505104
3078
180525
SH
SOLE
171727
0
8798
BANK OF HAWAII CORP
cs
062540109
6
103
SH
SOLE
103
0
0
BARCLAYS BANK IPATH ETN
cs
06738C778
699
20325
SH
SOLE
17875
0
2450
BARCLAYS BK PLC ETN F
cs
06742C152
52
426
SH
SOLE
426
0
0
BASF SE ADR F
cs
055262505
19
212
SH
SOLE
212
0
0
BAXTER INTERNATIONAL INC
cs
071813109
230
3200
SH
SOLE
3200
0
0
BAYER A G SPONSORED ADRF
cs
072730302
9
64
SH
SOLE
64
0
0
BB&T CORPORATION
cs
054937107
15
400
SH
SOLE
400
0
0
BEESTON ENTERPRISES NEW
cs
07712Q304
0
9000
SH
SOLE
0
0
9000
BERKSHIRE HATHAWAY B NEW
cs
084670702
885
6404
SH
SOLE
5754
0
650
BERRY PLASTICS GROUP INC
cs
08579W103
3
100
SH
SOLE
100
0
0
BHP BILLITON LTD ADR F
cs
088606108
72
1229
SH
SOLE
1229
0
0
BLACKBERRY LTD F
cs
09228F103
5
500
SH
SOLE
500
0
0
BLACKROCK CA MUN 2018 FD
cs
09249C105
12
787
SH
SOLE
787
0
0
BLACKROCK CA MUN INCM TR
cs
09248E105
18
1250
SH
SOLE
1250
0
0
BLACKROCK INC
cs
09247X101
4
12
SH
SOLE
12
0
0
BLACKROCK INCM OPPNTY TR
cs
092475102
216
20834
SH
SOLE
18834
0
2000
BLACKROCK INVT QLTY MUNI
cs
09247D105
30
2000
SH
SOLE
2000
0
0
BLACKROCK MUNIYIELD AZ
cs
09254K109
5
330
SH
SOLE
330
0
0
BLKRCK MUNIHLDGS CA QLTY
cs
09254L107
49
3473
SH
SOLE
3473
0
0
BLKRCK MUNIYIELD CA QLTY
cs
09254N103
237
16248
SH
SOLE
16248
0
0
BLKRCK MUNIYIELD CAL FD
cs
09254M105
148
9800
SH
SOLE
9800
0
0
BOB EVANS FARMS INC
cs
096761101
14
300
SH
SOLE
0
0
300
BOEING CO
cs
097023105
147
1156
SH
SOLE
1149
0
7
BP PLC ADR F
cs
055622104
43
968
SH
SOLE
968
0
0
BRISTOL-MYERS SQUIBB CO
cs
110122108
4125
80607
SH
SOLE
73857
0
6750
C A C I INC CL A
cs
127190304
7
100
SH
SOLE
100
0
0
C V S HEALTH CORPORATION
cs
126650100
19
240
SH
SOLE
240
0
0
CA WATER SERVICE GROUP
cs
130788102
7
300
SH
SOLE
300
0
0
CATERPILLAR INC
cs
149123101
42
421
SH
SOLE
421
0
0
CATHAY GENERAL BANCORP
cs
149150104
248
10000
SH
SOLE
0
0
10000
CELGENE CORP
cs
151020104
66
700
SH
SOLE
700
0
0
CEMEX SAB ADR F
cs
151290889
9
700
SH
SOLE
700
0
0
CENTERPOINT ENERGY INC
cs
15189T107
1
46
SH
SOLE
46
0
0
CENTRAL FD CDA LTD CLA F
cs
153501101
9
700
SH
SOLE
700
0
0
CENTURYLINK INC
cs
156700106
0
2
SH
SOLE
2
0
0
CHANCELLOR GROUP INC
cs
15883D101
1
70000
SH
SOLE
70000
0
0
CHENIERE ENERGY INC NEW
cs
16411R208
168
2100
SH
SOLE
2100
0
0
CHESAPEAKE ENERGY CORP
cs
165167107
0
1
SH
SOLE
1
0
0
CHEVRON CORPORATION
cs
166764100
467
3915
SH
SOLE
3665
0
250
CHINA CGAME INC
cs
16946P107
0
334
SH
SOLE
334
0
0
CHINA DIGITAL MEDIA CXXX
cs
169382108
0
275
SH
SOLE
275
0
0
CHINA LIFE INS CO ADR F
cs
16939P106
42
1000
SH
SOLE
1000
0
0
CHINA MOBILE LTD ADR F
cs
16941M109
47
800
SH
SOLE
800
0
0
CHIPOTLE MEXICAN GRILL
cs
169656105
7
10
SH
SOLE
10
0
0
CINCINNATI FINANCIAL CP
cs
172062101
24
500
SH
SOLE
500
0
0
CIRRUS LOGIC INC
cs
172755100
2
100
SH
SOLE
0
0
100
CISCO SYSTEMS INC
cs
17275R102
3801
151000
SH
SOLE
143571
0
7429
CITIGROUP INC NEW
cs
172967424
163
3155
SH
SOLE
2955
0
200
CITRIX SYSTEMS INC
cs
177376100
14
200
SH
SOLE
200
0
0
CLEARBRIDGE ENERGY MLP
cs
18469Q108
185
8012
SH
SOLE
8012
0
0
CLIFFS NATURAL RES INC
cs
18683K101
1
101
SH
SOLE
0
0
101
CNOOC LIMITED ADR F
cs
126132109
14
80
SH
SOLE
80
0
0
COACH INC
cs
189754104
25
701
SH
SOLE
650
0
51
COCA COLA COMPANY
cs
191216100
35
810
SH
SOLE
810
0
0
COHEN & STEERS
cs
19248A109
587
25350
SH
SOLE
24000
0
1350
COHEN & STEERS TOTAL
cs
19247R103
36
3000
SH
SOLE
3000
0
0
COMCAST CORP NEW CL A
cs
20030N101
17
314
SH
SOLE
314
0
0
COMMERCE ENERGY GROUP
cs
20061Q106
0
8000
SH
SOLE
0
0
8000
COMSTOCK MINING INC
cs
205750102
0
100
SH
SOLE
100
0
0
CONMED CORP
cs
207410101
15
394
SH
SOLE
394
0
0
CONOCOPHILLIPS
cs
20825C104
4289
56056
SH
SOLE
52474
0
3582
CONSOLIDATED EDISON INC
cs
209115104
4001
70614
SH
SOLE
65434
0
5180
CORNING INC
cs
219350105
14
731
SH
SOLE
81
0
650
CORRECTIONS CP AMER NEW
cs
22025Y407
7
209
SH
SOLE
209
0
0
COSTCO WHSL CORP NEW
cs
22160K105
50
398
SH
SOLE
398
0
0
COVIDIEN PLC NEW F
cs
G2554F113
3
38
SH
SOLE
8
0
30
CREATIVE EDGE NUTRIT NEW
cs
22528W205
19
409001
SH
SOLE
409001
0
0
CRYSTALLEX INTL CORP XXX
cs
22942F101
0
1590
SH
SOLE
1590
0
0
CS FI ENHANCED ETN F
cs
22542D100
39
321
SH
SOLE
321
0
0
CUMULUS MEDIA INC
cs
231082108
14
3598
SH
SOLE
3598
0
0
DAIMLER AG ADR F
cs
233825108
14
184
SH
SOLE
184
0
0
DANAHER CORP DEL
cs
235851102
6
75
SH
SOLE
75
0
0
DASSAULT SYSTEMS SA ADRF
cs
237545108
19
300
SH
SOLE
300
0
0
DAVITA HEALTHCARE PTNR
cs
23918K108
2419
33075
SH
SOLE
30800
0
2275
DEERE & CO
cs
244199105
2807
34234
SH
SOLE
31504
0
2730
DIAMOND OFFSHR DRILLING
cs
25271C102
1853
54080
SH
SOLE
50275
0
3805
DISNEY WALT CO
cs
254687106
278
3125
SH
SOLE
3120
0
5
DITEM EXPLORATION INC F
cs
254920101
0
80
SH
SOLE
80
0
0
DNP SELECT INCOME FUND
cs
23325P104
755
74725
SH
SOLE
72725
0
2000
DOMINION RES INC VA NEW
cs
25746U109
1993
28842
SH
SOLE
26292
0
2550
DOUBLELINE INC SOLUTIONS
cs
258622109
17
767
SH
SOLE
550
0
217
DOUBLELINE OPPORTUNISTIC
cs
258623107
3322
140753
SH
SOLE
134351
0
6402
DOW 30 PREM & DIV INCM
cs
260582101
43
2767
SH
SOLE
2267
0
500
DR REDDYS LABS ADR F
cs
256135203
37
700
SH
SOLE
700
0
0
DUKE ENERGY CORP NEW
cs
26441C204
22
300
SH
SOLE
300
0
0
E M C CORP MASS
cs
268648102
150
5142
SH
SOLE
5142
0
0
E O G RESOURCES INC
cs
26875P101
1797
18150
SH
SOLE
17075
0
1075
EATON CORP PLC F
cs
G29183103
5485
86557
SH
SOLE
79657
0
6900
EATON VANCE LTD DURATION
cs
27828H105
250
17175
SH
SOLE
13775
0
3400
EATON VANCE TAX ADV DIV
cs
27828G107
4
200
SH
SOLE
0
0
200
EBAY INC
cs
278642103
57
1000
SH
SOLE
1000
0
0
ECOPETROL SA ADR F
cs
279158109
8
260
SH
SOLE
260
0
0
EDISON INTERNATIONAL
cs
281020107
140
2500
SH
SOLE
2500
0
0
EDWARDS LIFESCIENCES CP
cs
28176E112
4504
44090
SH
SOLE
41015
0
3075
EMERSON ELECTRIC CO
cs
291011104
2851
45565
SH
SOLE
42660
0
2905
EMULEX CORP NEW
cs
292475209
5
1000
SH
SOLE
1000
0
0
ENERSIS S A ADR F
cs
29274F104
27
1700
SH
SOLE
1700
0
0
ENPHASE ENERGY INC
cs
29355A107
6
400
SH
SOLE
400
0
0
ENTERGY CORP NEW
cs
29364G103
23
300
SH
SOLE
300
0
0
ERICSSON AMERICAN ADR F
cs
294821608
3
210
SH
SOLE
0
0
210
ETFS GOLD TRUST ETF
cs
26922Y105
12
103
SH
SOLE
38
0
65
EXONE COMPANY
cs
302104104
37
1780
SH
SOLE
1580
0
200
EXPRESS SCRIPTS HLDG CO
cs
30219G108
14
200
SH
SOLE
200
0
0
EXXON MOBIL CORPORATION
cs
30231G102
8508
90463
SH
SOLE
84778
0
5685
FACEBOOK INC CLASS A
cs
30303M102
399
5052
SH
SOLE
4625
0
427
FANNIE MAE
cs
313586109
4
1500
SH
SOLE
1500
0
0
FASTENAL CO
cs
311900104
1
25
SH
SOLE
25
0
0
FINISAR CORP NEW
cs
31787A507
0
20
SH
SOLE
20
0
0
FIRST TR ISE EXCH TRD FD
cs
33736M103
4
80
SH
SOLE
80
0
0
FIRST TR NASDAQ CLEAN
cs
33733E500
42
2200
SH
SOLE
2200
0
0
FIRST TR NYSE ARCA
cs
33733E207
85
930
SH
SOLE
930
0
0
FIRST TR SPECIALTY FD
cs
33733G109
951
113756
SH
SOLE
111106
0
2650
FIRST TRUST GLOBAL
cs
33736G106
3
300
SH
SOLE
300
0
0
FIRST TRUST SENIOR
cs
33733U108
14
1000
SH
SOLE
1000
0
0
FIRSTENERGY CORP
cs
337932107
1
26
SH
SOLE
26
0
0
FLEXSHARES EXCH TRD FD
cs
33939L407
124
3605
SH
SOLE
3605
0
0
FLEXSHARES EXCH TRD FD
cs
33939L506
72
2915
SH
SOLE
2915
0
0
FLUOR CORPORATION NEW
cs
343412102
40
601
SH
SOLE
601
0
0
FOOT LOCKER INC
cs
344849104
14
250
SH
SOLE
250
0
0
FORD MOTOR COMPANY NEW
cs
345370860
102
6906
SH
SOLE
6306
0
600
FREDDIE MAC VOTING SHS
cs
313400301
4
1500
SH
SOLE
1500
0
0
FREEPORT MCMORAN INC
cs
35671D857
3422
104823
SH
SOLE
99073
0
5750
FRONTIER COMMUNICATIONS
cs
35906A108
18
2825
SH
SOLE
1645
0
1180
FUELCELL ENERGY INC
cs
35952H106
1
300
SH
SOLE
300
0
0
GALECTIN THERAPEUTIC NEW
cs
363225202
8
1600
SH
SOLE
1600
0
0
GALENA BIOPHARMA INC
cs
363256108
1
475
SH
SOLE
0
0
475
GAMCO GLOBAL GLD NATURAL
cs
36465A109
1511
163375
SH
SOLE
150625
0
12750
GAP INC
cs
364760108
7
175
SH
SOLE
175
0
0
GASTEM INC F
cs
36729R104
0
26
SH
SOLE
26
0
0
GENERAL DYNAMICS CORP
cs
369550108
14
111
SH
SOLE
104
0
7
GENERAL ELECTRIC COMPANY
cs
369604103
5330
208023
SH
SOLE
190273
0
17750
GENERAL MILLS INC
cs
370334104
105
2088
SH
SOLE
2088
0
0
GENERAL MOTORS CO
cs
37045V100
3
103
SH
SOLE
103
0
0
GENVEC INC NEW
cs
37246C307
0
100
SH
SOLE
100
0
0
GERON CORP
cs
374163103
1
300
SH
SOLE
300
0
0
GIGAMON INC
cs
37518B102
9
825
SH
SOLE
700
0
125
GILEAD SCIENCES INC
cs
375558103
1829
17180
SH
SOLE
16165
0
1015
GLAXOSMITHKLINE PLC ADRF
cs
37733W105
42
914
SH
SOLE
914
0
0
GLOBAL NETWORKS CORP
cs
379382104
0
5
SH
SOLE
5
0
0
GLOBAL X ETF
cs
03795E295
35
1200
SH
SOLE
1200
0
0
GLOBAL X ETF
cs
37950E549
24
1000
SH
SOLE
1000
0
0
GOLDMAN SACHS GROUP INC
cs
38141G104
29
158
SH
SOLE
158
0
0
GOOGLE INC CL C NON VTG
cs
38259P706
124
215
SH
SOLE
135
0
80
GOOGLE INC CLASS A VTG
cs
38259P508
244
414
SH
SOLE
325
0
89
GOPRO INC
cs
38268T103
47
500
SH
SOLE
500
0
0
GRUMA S A B DE CV ADR F
cs
400131306
11
250
SH
SOLE
250
0
0
GT ADVANCED TECHS INC
cs
36191U106
3
250
SH
SOLE
250
0
0
GUGGENHEIM ETF
cs
18383M514
21
1000
SH
SOLE
0
0
1000
GUGGENHEIM ETF
cs
78355W106
6360
83911
SH
SOLE
76821
0
7090
GUGGENHEIM ETF
cs
78355W817
9
100
SH
SOLE
100
0
0
GUGGENHEIM ETF
cs
78355W858
25
600
SH
SOLE
600
0
0
GUGGENHEIM ETF
cs
78355W866
676
8303
SH
SOLE
8303
0
0
GUGGENHEIM ETF NEW
cs
18383Q739
168
4145
SH
SOLE
3463
0
682
GUGGENHEIM EXCH TRD FD
cs
18383M555
402
18001
SH
SOLE
17791
0
210
GUGGENHEIM EXCH TRD FD
cs
18383M563
1065
48978
SH
SOLE
48398
0
580
GUGGENHEIM EXCH TRD FD
cs
18383Q838
27
1600
SH
SOLE
1600
0
0
GUGGENHEIM EXCH TRD FD
cs
18383Q853
35
1350
SH
SOLE
1350
0
0
HAIN CELESTIAL GROUP INC
cs
405217100
15
150
SH
SOLE
150
0
0
HARLEY DAVIDSON INC
cs
412822108
12
200
SH
SOLE
200
0
0
HASBRO INC
cs
418056107
6
111
SH
SOLE
111
0
0
HDFC BANK LIMITED ADR F
cs
40415F101
12
250
SH
SOLE
250
0
0
HENNES & MAURITZ AB ADRF
cs
425883105
3
400
SH
SOLE
400
0
0
HEWLETT-PACKARD COMPANY
cs
428236103
23
638
SH
SOLE
638
0
0
HIMAX TECHNOLOGIES ADR F
cs
43289P106
2
158
SH
SOLE
158
0
0
HOME DEPOT INC
cs
437076102
235
2562
SH
SOLE
2562
0
0
HORMEL FOODS CORP
cs
440452100
16
302
SH
SOLE
302
0
0
HSBC HLDGS PLC ADR NEW F
cs
404280406
98
1924
SH
SOLE
1424
0
500
HUNTINGTON INGALLS INDS
cs
446413106
5
50
SH
SOLE
50
0
0
IDENTIVE INC
cs
45170X205
40
3000
SH
SOLE
3000
0
0
IDNA INC XXX
cs
45169P106
0
5000
SH
SOLE
5000
0
0
INOGEN INC
cs
45780L104
3
153
SH
SOLE
153
0
0
INTEL CORP
cs
458140100
343
9861
SH
SOLE
9761
0
100
INTERDIGITAL INC
cs
45867G101
4
102
SH
SOLE
102
0
0
INTERNATIONAL PAPER CO
cs
460146103
20
417
SH
SOLE
417
0
0
INTL BUSINESS MACHINES
cs
459200101
181
951
SH
SOLE
951
0
0
INVESCO CALIFORNIA VALUE
cs
46132H106
130
10655
SH
SOLE
10655
0
0
ISC8 INC
cs
450098108
0
12
SH
SOLE
12
0
0
ISHARES CORE ETF
cs
464287226
44
400
SH
SOLE
400
0
0
ISHARES CORE S&P ETF
cs
464287804
11
101
SH
SOLE
101
0
0
ISHARES GLOBAL MATLS
cs
464288695
13
221
SH
SOLE
221
0
0
ISHARES GOLD TRUST
cs
464285105
113
9650
SH
SOLE
9250
0
400
ISHARES IBOXX INVESTMENT
cs
464287242
171
1446
SH
SOLE
1446
0
0
ISHARES MSCI BRAZIL ETF
cs
464286400
26
600
SH
SOLE
600
0
0
ISHARES MSCI CDA ETF
cs
464286509
37
1219
SH
SOLE
1219
0
0
ISHARES MSCI EMRG MKT FD
cs
464287234
41
982
SH
SOLE
0
0
982
ISHARES MSCI ETF
cs
464286103
41
1700
SH
SOLE
1700
0
0
ISHARES MSCI GRMNY
cs
464286806
14
500
SH
SOLE
500
0
0
ISHARES MSCI HK ETF
cs
464286871
16
800
SH
SOLE
800
0
0
ISHARES MSCI JPN ETF
cs
464286848
61
5200
SH
SOLE
5200
0
0
ISHARES MSCI MEXICO ETF
cs
464286822
27
400
SH
SOLE
400
0
0
ISHARES MSCI SINGAPORE
cs
464286673
13
1000
SH
SOLE
1000
0
0
ISHARES RUSSELL ETF
cs
464287499
10
63
SH
SOLE
63
0
0
ISHARES SILVER TRUST
cs
46428Q109
5
300
SH
SOLE
300
0
0
ISHARES TR BOND
cs
464288638
5537
50654
SH
SOLE
45154
0
5500
ISHARES TR BOND
cs
464288646
1436
13642
SH
SOLE
11717
0
1925
ISHARES TR CORE US
cs
464288620
13
119
SH
SOLE
119
0
0
ISHARES TR GLOBAL ETF
cs
464287325
68
695
SH
SOLE
695
0
0
ISHARES TR MSCI EAFE
cs
464287465
184
2870
SH
SOLE
2470
0
400
ISHARES TR REAL ESTATE
cs
464287739
2
35
SH
SOLE
35
0
0
ISHARES TR RUSSELL 2000
cs
464287655
27
250
SH
SOLE
250
0
0
ISHARES TR RUSSELL 3000
cs
464287689
0
1
SH
SOLE
0
0
1
ISHARES TR US FINANCIALS
cs
464287788
84
1000
SH
SOLE
1000
0
0
ISHARES TR US HEALTHCARE
cs
464287762
322
2395
SH
SOLE
1775
0
620
ISHARES TRUST
cs
464288513
142
1548
SH
SOLE
1398
0
150
ISHARES TRUST
cs
464288588
34
317
SH
SOLE
317
0
0
ISHARES U S PFD ETF
cs
464288687
115
2910
SH
SOLE
2910
0
0
ISHARES US HOME CONST
cs
464288752
4
200
SH
SOLE
200
0
0
ITAU UNI HOLDING SA ADRF
cs
465562106
40
2860
SH
SOLE
2860
0
0
JAZZ PHARMACEUTICAL PLCF
cs
G50871105
2983
18580
SH
SOLE
17330
0
1250
JDS UNIPHASE CORP NEW
cs
46612J507
0
8
SH
SOLE
8
0
0
JETBLUE AIRWAYS CORP
cs
477143101
2
225
SH
SOLE
225
0
0
JOHNSON & JOHNSON
cs
478160104
109
1018
SH
SOLE
1018
0
0
JOHNSON CONTROLS INC
cs
478366107
4778
108599
SH
SOLE
102599
0
6000
JP MORGAN EXCH TRADED NT
cs
46625H365
693
13050
SH
SOLE
12600
0
450
JPMORGAN CHASE & CO
cs
46625H100
203
3368
SH
SOLE
2913
0
455
K L A TENCOR CORP
cs
482480100
8
100
SH
SOLE
100
0
0
KIMBERLY-CLARK CORP
cs
494368103
108
1000
SH
SOLE
1000
0
0
KINDER MORGAN INC
cs
49456B101
8
200
SH
SOLE
200
0
0
KING DIGITAL ENTMT PLC F
cs
G5258J109
6
500
SH
SOLE
500
0
0
KRAFT FOODS GROUP
cs
50076Q106
1
11
SH
SOLE
11
0
0
KROGER COMPANY
cs
501044101
13
250
SH
SOLE
250
0
0
L OREAL ADR F
cs
502117203
10
303
SH
SOLE
303
0
0
L-3 COMMUNICATIONS HLDGS
cs
502424104
1
7
SH
SOLE
0
0
7
LAS VEGAS SANDS CORP
cs
517834107
6
100
SH
SOLE
0
0
100
LEAR CORPORATION
cs
521865204
13
150
SH
SOLE
150
0
0
LEGG MASON INC
cs
524901105
3
50
SH
SOLE
50
0
0
LIBERTY STAR URANIUM NEW
cs
53123T206
7
616600
SH
SOLE
616600
0
0
LIFEVANTAGE CORP
cs
53222K106
2
1500
SH
SOLE
1500
0
0
LILLY ELI & COMPANY
cs
532457108
45
700
SH
SOLE
700
0
0
LINKEDIN CORP
cs
53578A108
62
300
SH
SOLE
300
0
0
LINNCO LLC
cs
535782106
29
1000
SH
SOLE
1000
0
0
LOCKHEED MARTIN CORP
cs
539830109
38
207
SH
SOLE
200
0
7
LOGITECH INTL S A NEW F
cs
H50430232
6
500
SH
SOLE
0
0
500
LOWES COMPANIES INC
cs
548661107
11
200
SH
SOLE
0
0
200
LULULEMON ATHLETICA INC
cs
550021109
1033
24595
SH
SOLE
22245
0
2350
LVMH MOET NEW ADR F
cs
502441306
17
523
SH
SOLE
523
0
0
MAGNUM HUNTER RESOURCES
cs
55973B102
1
250
SH
SOLE
250
0
0
MALLINCKRODT PUB F
cs
G5785G107
0
4
SH
SOLE
1
0
3
MANULIFE FINANCIAL CORPF
cs
56501R106
29
1500
SH
SOLE
1500
0
0
MARKET VECTORS ETF
cs
57061R791
3736
182410
SH
SOLE
165670
0
16740
MARKET VECTORS ETF TRUST
cs
57060U100
1973
92400
SH
SOLE
86225
0
6175
MARKET VECTORS ETF TRUST
cs
57060U605
4
75
SH
SOLE
75
0
0
MARKET VECTORS NEW ETF
cs
57061R544
27
800
SH
SOLE
800
0
0
MARKETO INC
cs
57063L107
3
100
SH
SOLE
100
0
0
MASTERCARD INC
cs
57636Q104
7
100
SH
SOLE
100
0
0
MATSON INC
cs
57686G105
8
300
SH
SOLE
300
0
0
MC DONALDS CORP
cs
580135101
91
957
SH
SOLE
957
0
0
MEDIDATA SOLUTIONS INC
cs
58471A105
20
450
SH
SOLE
410
0
40
MEDTRONIC INC
cs
585055106
50
800
SH
SOLE
800
0
0
MELTRONIX INC
cs
585730104
0
12000
SH
SOLE
12000
0
0
MERCK & CO INC NEW
cs
58933Y105
18
308
SH
SOLE
308
0
0
METLIFE INC
cs
59156R108
22
410
SH
SOLE
410
0
0
MICRON TECHNOLOGY INC
cs
595112103
1
23
SH
SOLE
23
0
0
MICROSOFT CORP
cs
594918104
5975
128893
SH
SOLE
121048
0
7845
MICROSTRATEGY INC A NEW
cs
594972408
16
125
SH
SOLE
125
0
0
MIDDLESEX WATER CO
cs
596680108
8
400
SH
SOLE
400
0
0
MOLYCORP INC
cs
608753109
3
2750
SH
SOLE
2750
0
0
MONDELEZ INTL INC CL A
cs
609207105
1
35
SH
SOLE
35
0
0
MORGAN STANLEY
cs
617446448
7
200
SH
SOLE
200
0
0
MOSAIC CO NEW
cs
61945C103
1957
44059
SH
SOLE
41309
0
2750
MOTORS LIQ CO GUC TRUST
cs
62010U101
1
25
SH
SOLE
25
0
0
NEKTAR THERAPEUTICS
cs
640268108
1
100
SH
SOLE
100
0
0
NESTLE S A REG B ADR F
cs
641069406
29
400
SH
SOLE
400
0
0
NETFLIX INC
cs
64110L106
79
175
SH
SOLE
175
0
0
NEWMONT MINING CORP
cs
651639106
28
1200
SH
SOLE
1200
0
0
NEXTWAVE WIRELESS CVRXXX
cs
653CVR993
0
47
SH
SOLE
47
0
0
NIKE INC CLASS B
cs
654106103
25
276
SH
SOLE
276
0
0
NIMBLE STORAGE INC
cs
65440R101
4
150
SH
SOLE
150
0
0
NOKIA CORP SPON ADR F
cs
654902204
7
850
SH
SOLE
850
0
0
NORTEL NETWORKS CP NEW F
cs
656568508
0
5
SH
SOLE
5
0
0
NORTHEAST UTILITIES
cs
664397106
89
2004
SH
SOLE
2004
0
0
NORTHROP GRUMMAN CORP
cs
666807102
40
307
SH
SOLE
300
0
7
NOVARTIS A G SPON ADR F
cs
66987V109
45
475
SH
SOLE
475
0
0
NOVO-NORDISK A-S ADR F
cs
670100205
107
2240
SH
SOLE
2240
0
0
NQ MOBILE INC ADR F
cs
64118U108
0
30
SH
SOLE
30
0
0
NRG ENERGY INC NEW
cs
629377508
0
4
SH
SOLE
4
0
0
NUANCE COMMUN INC
cs
67020Y100
3
200
SH
SOLE
0
0
200
NUCOR CORP
cs
670346105
166
3050
SH
SOLE
3050
0
0
NUVEEN CA AMT FREE MUNI
cs
670651108
1236
88709
SH
SOLE
83759
0
4950
NUVEEN CA DIV ADV MUN FD
cs
67066Y105
903
63390
SH
SOLE
58640
0
4750
NUVEEN CA SELECT TAX FR
cs
67063R103
77
5000
SH
SOLE
5000
0
0
NUVEEN EQTY PREM INC FD
cs
6706ER101
465
36500
SH
SOLE
34000
0
2500
NUVEEN EQTY PREM OPTY FD
cs
6706EM102
290
22800
SH
SOLE
20300
0
2500
NUVEEN FLTG RATE INCM FD
cs
67072T108
104
9216
SH
SOLE
9216
0
0
NUVEEN INVT QLTY MUN FD
cs
67062E107
45
3000
SH
SOLE
3000
0
0
NUVEEN MASS PRE INCM MUN
cs
67061E108
26
1991
SH
SOLE
0
0
1991
NUVEEN MUNI ADVTG FUND
cs
67062H106
40
3000
SH
SOLE
0
0
3000
NUVEEN MUNI MKT OPPTY FD
cs
67062W103
80
6000
SH
SOLE
3000
0
3000
NUVEEN QLTY INCM MUNI FD
cs
670977107
86
6282
SH
SOLE
4032
0
2250
NUVEEN QUAL PFD INC FD 2
cs
67072C105
55
6330
SH
SOLE
6330
0
0
NUVEEN QUALITY MUNI FD
cs
67062N103
4
300
SH
SOLE
300
0
0
NUVEEN SELCT QLTY MUN FD
cs
670973106
48
3500
SH
SOLE
3500
0
0
NVIDIA CORP
cs
67066G104
4
226
SH
SOLE
226
0
0
NXP SEMICONDUCTORS NV F
cs
N6596X109
4
55
SH
SOLE
0
0
55
OCCIDENTAL PETE CORP
cs
674599105
3058
31805
SH
SOLE
29805
0
2000
OLD DOMINION FREIGHT LNS
cs
679580100
14
200
SH
SOLE
200
0
0
OLIN CORP
cs
680665205
5
210
SH
SOLE
210
0
0
OPKO HEALTH INC
cs
68375N103
17
2000
SH
SOLE
2000
0
0
ORACLE CORPORATION
cs
68389X105
111
2891
SH
SOLE
2891
0
0
ORANGE COUNTY BUS BANK
cs
684193105
13
2200
SH
SOLE
2200
0
0
P G & E CORP
cs
69331C108
23
500
SH
SOLE
500
0
0
P P G INDUSTRIES INC
cs
693506107
79
400
SH
SOLE
400
0
0
PALO ALTO NETWORKS INC
cs
697435105
10
100
SH
SOLE
100
0
0
PENNEY J C CO INC
cs
708160106
2
200
SH
SOLE
200
0
0
PENTAIR PLC F
cs
G7S00T104
1
8
SH
SOLE
1
0
7
PENTHOUSE INTL INC
cs
709640106
0
125000
SH
SOLE
125000
0
0
PEPSICO INCORPORATED
cs
713448108
23
245
SH
SOLE
245
0
0
PETROCHINA CO ADR F
cs
71646E104
58
450
SH
SOLE
350
0
100
PETROLEO BRASILEIRO ADRF
cs
71654V408
7
500
SH
SOLE
500
0
0
PFIZER INCORPORATED
cs
717081103
6080
205612
SH
SOLE
188929
0
16683
PHILIP MORRIS INTL INC
cs
718172109
151
1815
SH
SOLE
1815
0
0
PHILLIPS 66
cs
718546104
12
150
SH
SOLE
150
0
0
PIMCO CALIF MUN INCM FD
cs
72200N106
34
2373
SH
SOLE
2373
0
0
PIMCO CORP & INC OPPTY
cs
72201B101
26
1550
SH
SOLE
1350
0
200
PIMCO DYNAMIC CDT INC FD
cs
72202D106
11
500
SH
SOLE
500
0
0
PIMCO DYNAMIC INCOME FD
cs
72201Y101
1987
62960
SH
SOLE
60910
0
2050
PIMCO EXCH TRADED FUND
cs
72201R775
388
3570
SH
SOLE
2970
0
600
PIMCO HIGH INCOME FUND
cs
722014107
222
19077
SH
SOLE
19077
0
0
PINNACLE ENTERTAINMENT
cs
723456109
0
8
SH
SOLE
8
0
0
PINNACLE WEST CAPITAL CP
cs
723484101
27
500
SH
SOLE
500
0
0
PIONEER NATURAL RES CO
cs
723787107
14
70
SH
SOLE
70
0
0
PIZZA INN HOLDINGS INC
cs
725846109
21
2575
SH
SOLE
2400
0
175
PLUG POWER INC NEW
cs
72919P202
2
475
SH
SOLE
475
0
0
POTASH CORP SASK INC F
cs
73755L107
92
2650
SH
SOLE
2650
0
0
POWERLINX INC NEW
cs
73933F204
0
10
SH
SOLE
10
0
0
POWERSHARES S&P ETF
cs
73937B779
20
575
SH
SOLE
575
0
0
POWERSHS DB COMMDTY INDX
cs
73935S105
12
500
SH
SOLE
500
0
0
POWERSHS DB US DOLLAR TR
cs
73936D107
11
500
SH
SOLE
500
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X302
22
1740
SH
SOLE
1740
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X500
8
1250
SH
SOLE
750
0
500
POWERSHS EXCH TRAD FD TR
cs
73935X575
13
525
SH
SOLE
525
0
0
POWERSHS EXCH TRAD FD TR
cs
73935X856
5
100
SH
SOLE
100
0
0
POWERSHS EXCH TRAD FD TR
cs
73936T441
169
6610
SH
SOLE
5860
0
750
POWERSHS EXCH TRAD FD TR
cs
73936T565
15
1065
SH
SOLE
1065
0
0
POWERSHS QQQ TRUST SER 1
cs
73935A104
247
2502
SH
SOLE
2502
0
0
POWERWAVE TECH INC NEW
cs
739363307
0
13
SH
SOLE
13
0
0
PREMIER LASER SYS A NXXX
cs
740522107
0
500
SH
SOLE
500
0
0
PRICESMART INC
cs
741511109
17
200
SH
SOLE
200
0
0
PROCTER & GAMBLE
cs
742718109
82
983
SH
SOLE
983
0
0
PRUDENTIAL FINANCIAL INC
cs
744320102
4
40
SH
SOLE
40
0
0
PUB SVC ENT GROUP INC
cs
744573106
7
200
SH
SOLE
200
0
0
PULTEGROUP INC
cs
745867101
4
250
SH
SOLE
250
0
0
QUALCOMM INC
cs
747525103
4010
53636
SH
SOLE
50526
0
3110
QUIKSILVER INC
cs
74838C106
1
440
SH
SOLE
440
0
0
RAMBUS INC DEL
cs
750917106
9
700
SH
SOLE
700
0
0
RAYONIER ADVANCED MATL
cs
75508B104
351
10654
SH
SOLE
9975
0
679
RAYTHEON COMPANY NEW
cs
755111507
46
457
SH
SOLE
450
0
7
REDHAT INC
cs
756577102
0
5
SH
SOLE
0
0
5
RITE AID CORPORATION
cs
767754104
10
2000
SH
SOLE
2000
0
0
ROCHE HLDG LTD SPON ADRF
cs
771195104
18
500
SH
SOLE
500
0
0
ROSS STORES INC
cs
778296103
15
200
SH
SOLE
200
0
0
ROYAL BK CDA MONTREAL F
cs
780087102
17
233
SH
SOLE
233
0
0
ROYAL DUTCH SHELL A ADRF
cs
780259206
44
575
SH
SOLE
575
0
0
ROYCE GLOBAL VALUE TR
cs
78081T104
2
214
SH
SOLE
214
0
0
ROYCE VALUE TRUST INC
cs
780910105
22
1500
SH
SOLE
1500
0
0
S A P SE ADR F
cs
803054204
12
160
SH
SOLE
160
0
0
S G I INTERNATIONAL NXXX
cs
784185209
0
100
SH
SOLE
100
0
0
S P D R S&P 500 ETF TR
cs
78462F103
1052
5337
SH
SOLE
4430
0
907
SALESFORCE COM
cs
79466L302
92
1600
SH
SOLE
1600
0
0
SANBORN RESOURCES LTD
cs
799689104
0
5000
SH
SOLE
5000
0
0
SANDISK CORP
cs
80004C101
15
151
SH
SOLE
151
0
0
SANOFI ADR F
cs
80105N105
20
360
SH
SOLE
360
0
0
SASOL LIMITED SPON ADR F
cs
803866300
38
700
SH
SOLE
500
0
200
SCH US AGG BND ETF
cs
808524839
4128
79735
SH
SOLE
70865
0
8870
SCH US DIV EQUITY ETF
cs
808524797
7273
188608
SH
SOLE
172463
0
16145
SCH US MID-CAP ETF
cs
808524508
0
4
SH
SOLE
4
0
0
SCH US REIT ETF
cs
808524847
2247
65963
SH
SOLE
60458
0
5505
SCH US TIPS ETF
cs
808524870
11
201
SH
SOLE
201
0
0
SCHLUMBERGER LTD F
cs
806857108
27
263
SH
SOLE
263
0
0
SCHW EMG MKT EQ ETF
cs
808524706
270
10637
SH
SOLE
10637
0
0
SCHW INTL EQ ETF
cs
808524805
12936
417027
SH
SOLE
385907
0
31120
SCHW INTL SCAP ETF
cs
808524888
2806
89522
SH
SOLE
81417
0
8105
SCHW US BRD MKT ETF
cs
808524102
17331
364470
SH
SOLE
335444
0
29026
SCHW US LCAP ETF
cs
808524201
75
1604
SH
SOLE
1604
0
0
SCHW US LCAP GRO ETF
cs
808524300
2974
60470
SH
SOLE
55290
0
5180
SCHW US SCAP ETF
cs
808524607
1
23
SH
SOLE
23
0
0
SEADRILL LTD F
cs
G7945E105
46
1735
SH
SOLE
1735
0
0
SEAGATE TECHNOLOGY PLC F
cs
G7945M107
17
300
SH
SOLE
300
0
0
SEARS HOLDINGS CORP
cs
812350106
3
100
SH
SOLE
0
0
100
SEATTLE GENETICS INC
cs
812578102
9
250
SH
SOLE
200
0
50
SEAWORLD ENTERTAINMENT
cs
81282V100
1
50
SH
SOLE
50
0
0
SECTOR SPDR CONSUMER FD
cs
81369Y407
83
1250
SH
SOLE
1250
0
0
SECTOR SPDR ENGY SELECT
cs
81369Y506
153
1686
SH
SOLE
1386
0
300
SECTOR SPDR FINCL SELECT
cs
81369Y605
86
3700
SH
SOLE
3700
0
0
SECTOR SPDR HEALTH FUND
cs
81369Y209
61
950
SH
SOLE
950
0
0
SECTOR SPDR INDL SELECT
cs
81369Y704
223
4200
SH
SOLE
3450
0
750
SECTOR SPDR MATERIALS FD
cs
81369Y100
58
1178
SH
SOLE
1178
0
0
SECTOR SPDR TECH SELECT
cs
81369Y803
4
100
SH
SOLE
100
0
0
SECTOR SPDR TR CON STPLS
cs
81369Y308
256
5680
SH
SOLE
4550
0
1130
SECTOR SPDR UTIL SELECT
cs
81369Y886
55
1300
SH
SOLE
1100
0
200
SEMPRA ENERGY
cs
816851109
184
1742
SH
SOLE
1742
0
0
SHL TELEMEDICINE ORD F
cs
M84047105
6
700
SH
SOLE
0
0
700
SIEMENS A G ADR F
cs
826197501
23
196
SH
SOLE
196
0
0
SINA CORPORATION F
cs
G81477104
4
100
SH
SOLE
100
0
0
SINOVAC BIOTECH LTD F
cs
P8696W104
1
300
SH
SOLE
300
0
0
SIRIUS XM HLDGS INC
cs
82968B103
25
7050
SH
SOLE
7050
0
0
SKYWORKS SOLUTIONS INC
cs
83088M102
6
104
SH
SOLE
104
0
0
SMITH & WESSON HLDG CORP
cs
831756101
38
4000
SH
SOLE
4000
0
0
SOC QUIMICA MINER B ADRF
cs
833635105
6
226
SH
SOLE
0
0
226
SODASTREAM INTL F
cs
M9068E105
1
36
SH
SOLE
36
0
0
SOLARCITY CORP
cs
83416T100
2
30
SH
SOLE
0
0
30
SOLARIS PWR CELLS INC
cs
83416X101
2
20000
SH
SOLE
20000
0
0
SONY CORP ADR NEW F
cs
835699307
7
400
SH
SOLE
300
0
100
SOUTHERN COPPER CORP
cs
84265V105
80
2685
SH
SOLE
2685
0
0
SOUTHWEST AIRLINES CO
cs
844741108
7
200
SH
SOLE
200
0
0
SOUTHWEST GAS CORP COM
cs
844895102
65
1337
SH
SOLE
1337
0
0
SPDR BARCLAYS ETF
cs
78464A359
5
100
SH
SOLE
100
0
0
SPDR BARCLAYS ETF
cs
78464A664
27
400
SH
SOLE
400
0
0
SPDR GOLD TRUST
cs
78463V107
174
1500
SH
SOLE
1500
0
0
SPDR NUVEEN BARCLAY ETF
cs
78464A458
74
3102
SH
SOLE
3102
0
0
SPDR S & P INTL DIVIDEND
cs
78463X772
28
615
SH
SOLE
615
0
0
SPDR S&P DIVIDEND ETF
cs
78464A763
51
683
SH
SOLE
0
0
683
SPDR S&P EMERGING MKTS
cs
78463X533
4
100
SH
SOLE
100
0
0
SPIRIT AIRLINES
cs
848577102
69
1000
SH
SOLE
1000
0
0
SPLUNK INC
cs
848637104
55
1000
SH
SOLE
1000
0
0
STARBUCKS CORP
cs
855244109
3114
41263
SH
SOLE
37863
0
3400
STARWOOD HTLS & RSTS NEW
cs
85590A401
7
80
SH
SOLE
0
0
80
STEELCASE INC CL A
cs
858155203
81
5000
SH
SOLE
5000
0
0
STRATASYS LTD F
cs
M85548101
28
235
SH
SOLE
235
0
0
STRATEGIC RESOURCES LXXX
cs
862773108
0
5500
SH
SOLE
5500
0
0
STURM RUGER & CO INC
cs
864159108
68
1400
SH
SOLE
1400
0
0
SUN LIFE FINANCIAL INC F
cs
866796105
36
1000
SH
SOLE
1000
0
0
SUNSHINE HEART INC
cs
86782U106
1
200
SH
SOLE
0
0
200
SUPERVALU INC
cs
868536103
1
85
SH
SOLE
85
0
0
SYNAPTICS INC
cs
87157D109
22
300
SH
SOLE
300
0
0
SYSCO CORPORATION
cs
871829107
7
180
SH
SOLE
180
0
0
T H Q INC NEW XXX
cs
872443601
0
2
SH
SOLE
0
0
2
T J X COS INC
cs
872540109
18
300
SH
SOLE
300
0
0
TABLEAU SOFTWARE INC
cs
87336U105
1148
15805
SH
SOLE
14580
0
1225
TAKE TWO INTERACTV SFTWR
cs
874054109
1
30
SH
SOLE
30
0
0
TARGET CORPORATION
cs
87612E110
3878
61875
SH
SOLE
57265
0
4610
TASER INTERNATIONAL INC
cs
87651B104
23
1500
SH
SOLE
1500
0
0
TE CONNECTIVITY LTD F
cs
H84989104
2
38
SH
SOLE
8
0
30
TEEKAY TANKERS LTD CL AF
cs
Y8565N102
2
636
SH
SOLE
636
0
0
TELEFONICA S A SPON ADRF
cs
879382208
1
80
SH
SOLE
0
0
80
TESLA MOTORS INC
cs
88160R101
429
1769
SH
SOLE
1395
0
374
TEVA PHARM INDS LTD ADRF
cs
881624209
2641
49130
SH
SOLE
46680
0
2450
THE CHARLES SCHWAB CORP
cs
808513105
3
100
SH
SOLE
100
0
0
THE PRICELINE GROUP
cs
741503403
64
55
SH
SOLE
0
0
55
THE SOUTHERN COMPANY
cs
842587107
43
993
SH
SOLE
693
0
300
THE WHITEWAVE FOODS CO
cs
966244105
1
25
SH
SOLE
25
0
0
TIFFANY & CO NEW
cs
886547108
1
9
SH
SOLE
9
0
0
TIME WARNER CABLE
cs
88732J207
0
1
SH
SOLE
0
0
1
TIME WARNER INC NEW
cs
887317303
0
6
SH
SOLE
0
0
6
TOOTSIE ROLL INDS B XXX
cs
890516206
9
316
SH
SOLE
316
0
0
TOOTSIE ROLL INDS INC
cs
890516107
9
316
SH
SOLE
316
0
0
TORCHLIGHT ENERGY RES
cs
89102U103
72
20000
SH
SOLE
20000
0
0
TORONTO DOMINION BANK F
cs
891160509
2221
44960
SH
SOLE
41460
0
3500
TOTAL S A ADR F
cs
89151E113
8
125
SH
SOLE
125
0
0
TOYOTA MOTOR CP ADR NEWF
cs
892331307
33
284
SH
SOLE
284
0
0
TRANSOCEAN INC NEW F
cs
H8817H100
7
214
SH
SOLE
214
0
0
TWITTER INC
cs
90184L102
78
1520
SH
SOLE
870
0
650
TYCO INTL LTD NEW F
cs
H89128104
2
38
SH
SOLE
8
0
30
U S BANCORP DEL NEW
cs
902973304
121
2889
SH
SOLE
2889
0
0
UBS AG LONDON BRH ETN F
cs
90267L508
33
648
SH
SOLE
648
0
0
UBS AG NEW F
cs
H89231338
21
1217
SH
SOLE
1217
0
0
UIL HOLDINGS CO
cs
902748102
1
20
SH
SOLE
20
0
0
UNDER ARMOUR INC CL A
cs
904311107
67
976
SH
SOLE
776
0
200
UNISYS CORP NEW
cs
909214306
0
1
SH
SOLE
1
0
0
UNITED ST NAT GAS FD NEW
cs
912318201
90
4087
SH
SOLE
4087
0
0
UNITED STATES STEEL CORP
cs
912909108
4
100
SH
SOLE
100
0
0
UNITED STS 12 MO OIL FD
cs
91288V103
21
500
SH
SOLE
500
0
0
UNITED TECHNOLOGIES CORP
cs
913017109
104
981
SH
SOLE
974
0
7
USA URANIUM CORP XXX
cs
91154T109
0
400000
SH
SOLE
0
0
400000
VALEANT PHARMA INTL F
cs
91911K102
13
100
SH
SOLE
100
0
0
VANGUARD BOND INDEX FUND
cs
921937835
2474
30197
SH
SOLE
26347
0
3850
VANGUARD CORP BOND ETF
cs
92206C409
55
685
SH
SOLE
685
0
0
VANGUARD FTSE EMERGING
cs
922042858
54
1300
SH
SOLE
1300
0
0
VANGUARD INTL EQTY INDEX
cs
922042775
49
1000
SH
SOLE
1000
0
0
VANGUARD MID CAP
cs
922908629
153
1300
SH
SOLE
1300
0
0
VANGUARD REIT
cs
922908553
25
350
SH
SOLE
350
0
0
VANGUARD TOTAL STOCK MKT
cs
922908769
106
1044
SH
SOLE
825
0
219
VAPE HLDGS INC
cs
91912N105
1
500
SH
SOLE
500
0
0
VERISIGN INC
cs
92343E106
0
8
SH
SOLE
0
0
8
VERITIV CORPORATION
cs
923454102
0
7
SH
SOLE
7
0
0
VERIZON COMMUNICATIONS
cs
92343V104
2151
43032
SH
SOLE
40582
0
2450
VISA INC CL A
cs
92826C839
46
216
SH
SOLE
116
0
100
VIVUS INC
cs
928551100
0
100
SH
SOLE
100
0
0
VODAFONE GROUP NEW ADR F
cs
92857W308
169
5150
SH
SOLE
5150
0
0
VULCAN MATERIALS COMPANY
cs
929160109
12
200
SH
SOLE
200
0
0
WAL-MART STORES INC
cs
931142103
41
536
SH
SOLE
536
0
0
WASTE MANAGEMENT INC DEL
cs
94106L109
124
2600
SH
SOLE
2600
0
0
WEATHERFORD INTL NEW F
cs
G48833100
6
300
SH
SOLE
300
0
0
WELLS FARGO & CO NEW
cs
949746101
4667
89974
SH
SOLE
84000
0
5974
WESTERN LITHIUM USA F
cs
95854Q109
7
10000
SH
SOLE
10000
0
0
WHOLE FOODS MARKET INC
cs
966837106
113
2967
SH
SOLE
2827
0
140
WILLIAMS COMPANIES
cs
969457100
6
100
SH
SOLE
100
0
0
WINDSTREAM HLDGS INC
cs
97382A101
12
1104
SH
SOLE
1104
0
0
WISDOMTREE EQUITY INC FD
cs
97717W208
12
200
SH
SOLE
200
0
0
WISDOMTREE SMALLCAP DIV
cs
97717W604
6
100
SH
SOLE
100
0
0
WPX ENERGY INC
cs
98212B103
49
2033
SH
SOLE
2033
0
0
WYNDHAM WORLDWIDE CORP
cs
98310W108
16
200
SH
SOLE
200
0
0
XINYUAN REAL ESTATE ADRF
cs
98417P105
0
100
SH
SOLE
100
0
0
YAMANA GOLD INC F
cs
98462Y100
12
2000
SH
SOLE
0
0
2000
YELP INC CLASS A
cs
985817105
85
1250
SH
SOLE
1250
0
0
YUM BRANDS INC
cs
988498101
171
2378
SH
SOLE
2378
0
0
ZAGG INCORPORATED
cs
98884U108
0
50
SH
SOLE
50
0
0
ZILLOW INC CL A
cs
98954A107
12
100
SH
SOLE
100
0
0
ZOETIS INC
cs
98978V103
0
1
SH
SOLE
1
0
0
ZYNGA INC
cs
98986T108
1
400
SH
SOLE
0
0
400
ALLIANCE RES PARTNERS LP
oa
01877R108
17
400
SH
SOLE
400
0
0
AMERICAN CAPITAL AGENCY
oa
02503X105
17
820
SH
SOLE
820
0
0
AMERIGAS PARTNERS LP
oa
030975106
46
1000
SH
SOLE
1000
0
0
ANNALY CAPITAL MGMT
oa
035710409
221
20700
SH
SOLE
19950
0
750
CALUMET SPECIALTY PROD
oa
131476103
41
1500
SH
SOLE
1500
0
0
DIGITAL REALTY TRUST INC
oa
253868103
5
80
SH
SOLE
80
0
0
DUKE REALTY CORP
oa
264411505
65
3800
SH
SOLE
3500
0
300
ENBRIDGE ENERGY PTNRS LP
oa
29250R106
40
1040
SH
SOLE
126
0
914
ENERGY TRANSFER PARTNERS
oa
29273R109
166
2598
SH
SOLE
2598
0
0
ENTERPRISE PRD PRTNRS LP
oa
293792107
1888
46857
SH
SOLE
45369
0
1488
EQUITY RESIDENTIAL
oa
29476L107
9
150
SH
SOLE
150
0
0
HEALTHCARE TR OF AMERICA
oa
42225P105
52
4510
SH
SOLE
4510
0
0
KINDER MORGAN ENERGY LP
oa
494550106
310
3325
SH
SOLE
3300
0
25
MFA FINANCIAL INC
oa
55272X102
8
1000
SH
SOLE
1000
0
0
ONEOK PARTNERS LP
oa
68268N103
106
1899
SH
SOLE
1499
0
400
PEBBLEBROOK HOTEL TRUST
oa
70509V100
3
75
SH
SOLE
0
0
75
PLUM CREEK TIMBER CO
oa
729251108
10
260
SH
SOLE
260
0
0
RAYONIER INC
oa
754907103
1303
41827
SH
SOLE
38477
0
3350
REALTY INCOME CORP
oa
756109104
4207
103134
SH
SOLE
98309
0
4825
SILVER BAY RLTY TR CORP
oa
82735Q102
0
2
SH
SOLE
2
0
0
UMH PROPERTIES INC
oa
903002103
29
3000
SH
SOLE
3000
0
0
VENTAS INC
oa
92276F100
3314
53495
SH
SOLE
50430
0
3065
VORNADO REALTY TRUST
oa
929042109
0
3
SH
SOLE
3
0
0
WESTERN GAS PARTNERS L P
oa
958254104
7
90
SH
SOLE
90
0
0
AMERN CAP AGY CR 8% PFD
ps
02503X204
108
4250
SH
SOLE
4250
0
0
COUNTRYWIDE CAP 7% PFD
ps
222388209
51
2000
SH
SOLE
2000
0
0
CYS INVESTMEN 7.75% PFD
ps
12673A207
24
1000
SH
SOLE
1000
0
0
DYNEX CAPITAL, 8.5% PFD
ps
26817Q704
44
1750
SH
SOLE
1750
0
0
HATTERAS FIN 7.625% PFD
ps
41902R400
24
1000
SH
SOLE
1000
0
0
HSBC HOLDING 8.125% PFD
ps
404280703
10
400
SH
SOLE
200
0
200
MAGNUM HUNTER RE 8% PFD
ps
55973B300
44
900
SH
SOLE
900
0
0
MERRILL LYNCH 7.28% PFD
ps
59021K205
3
100
SH
SOLE
100
0
0
MORGAN STANLE 5.75% PFD
ps
617466206
13
500
SH
SOLE
500
0
0
PRUDENTIAL FI 5.75% PFD
ps
744320607
25
1000
SH
SOLE
1000
0
0
WELLS FARGO & 5.2% PFD
ps
949746747
63
2754
SH
SOLE
2500
0
254
GENERAL MOTORS CL A 16WT
wt
37045V118
0
4
SH
SOLE
4
0
0
GENERAL MOTORS CL B 19WT
wt
37045V126
0
4
SH
SOLE
4
0
0