0001140361-14-040953.txt : 20141110 0001140361-14-040953.hdr.sgml : 20141110 20141110155351 ACCESSION NUMBER: 0001140361-14-040953 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 141208521 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 09-30-2014 09-30-2014 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau 949-253-8888 /s/ Benjamin Lau IRVINE CA 11-10-2014 0 581 261791 false INFORMATION TABLE 2 form13fInfoTable.xml ABB LTD ADR F cs 000375204 56 2500 SH SOLE 1500 0 1000 1/100 BERKSHIRE HTWY CLA cs 084990175 207 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 1530 33004 SH SOLE 30869 0 2135 A F L A C INC cs 001055102 58 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 7671 217669 SH SOLE 206734 0 10935 ABBOTT LABORATORIES cs 002824100 139 3350 SH SOLE 3350 0 0 ABBVIE INC cs 00287Y109 5701 98700 SH SOLE 91850 0 6850 ABERDEEN ASIA PAC INCM cs 003009107 118 20000 SH SOLE 20000 0 0 ACCENTURE PLC CL A F cs G1151C101 8 100 SH SOLE 100 0 0 ACTIVISION BLIZZARD INC cs 00507V109 1 60 SH SOLE 60 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 400 SH SOLE 400 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 234 4106 SH SOLE 4106 0 0 DREAM MARKETING INC cs 261990352 0 10 SH SOLE 10 0 0 EAGLE BROADBAND INC NXXX cs 269437208 0 22 SH SOLE 0 0 22 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 37 2323 SH SOLE 2323 0 0 ALEXANDER & BALDWIN NEW cs 014491104 11 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 17 100 SH SOLE 100 0 0 ALIBABA GROUP HLDG ADR F cs 01609W102 258 2905 SH SOLE 2728 0 177 ALLERGAN INC cs 018490102 140 783 SH SOLE 758 0 25 ALLIANT TECHSYSTEMS INC cs 018804104 70 550 SH SOLE 550 0 0 ALLSTATE CORPORATION cs 020002101 35 576 SH SOLE 576 0 0 ALPS TRUST ETF cs 00162Q866 4 195 SH SOLE 195 0 0 ALTRIA GROUP INC cs 02209S103 214 4650 SH SOLE 4650 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 121 374 SH SOLE 369 0 5 AMBARELLA INC F cs G037AX101 1212 27760 SH SOLE 24775 0 2985 AMERICA MOVIL SAB L ADRF cs 02364W105 25 1000 SH SOLE 1000 0 0 AMERICAN AIRLS GROUP INC cs 02376R102 9 250 SH SOLE 250 0 0 AMERICAN EXPRESS COMPANY cs 025816109 2733 31219 SH SOLE 28809 0 2410 AMERISOURCEBERGEN CORP cs 03073E108 23 300 SH SOLE 300 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 84 600 SH SOLE 600 0 0 APPLE INC cs 037833100 8842 87765 SH SOLE 80438 0 7326 ARCELOR MITTAL NY NEW F cs 03938L104 3 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 84 1635 SH SOLE 1635 0 0 ASTERIAS BIOTHERAPEUTIC cs 04624N107 0 12 SH SOLE 12 0 0 AVAGO TECHNOLOGIES F cs Y0486S104 13 150 SH SOLE 150 0 0 B/E AEROSPACE INC cs 073302101 9 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 33 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 46 11000 SH SOLE 11000 0 0 BANC CALIF INC cs 05990K106 35 3033 SH SOLE 3033 0 0 BANK OF AMERICA CORP cs 060505104 3078 180525 SH SOLE 171727 0 8798 BANK OF HAWAII CORP cs 062540109 6 103 SH SOLE 103 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 699 20325 SH SOLE 17875 0 2450 BARCLAYS BK PLC ETN F cs 06742C152 52 426 SH SOLE 426 0 0 BASF SE ADR F cs 055262505 19 212 SH SOLE 212 0 0 BAXTER INTERNATIONAL INC cs 071813109 230 3200 SH SOLE 3200 0 0 BAYER A G SPONSORED ADRF cs 072730302 9 64 SH SOLE 64 0 0 BB&T CORPORATION cs 054937107 15 400 SH SOLE 400 0 0 BEESTON ENTERPRISES NEW cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY B NEW cs 084670702 885 6404 SH SOLE 5754 0 650 BERRY PLASTICS GROUP INC cs 08579W103 3 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 72 1229 SH SOLE 1229 0 0 BLACKBERRY LTD F cs 09228F103 5 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E105 18 1250 SH SOLE 1250 0 0 BLACKROCK INC cs 09247X101 4 12 SH SOLE 12 0 0 BLACKROCK INCM OPPNTY TR cs 092475102 216 20834 SH SOLE 18834 0 2000 BLACKROCK INVT QLTY MUNI cs 09247D105 30 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 5 330 SH SOLE 330 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 49 3473 SH SOLE 3473 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 237 16248 SH SOLE 16248 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 148 9800 SH SOLE 9800 0 0 BOB EVANS FARMS INC cs 096761101 14 300 SH SOLE 0 0 300 BOEING CO cs 097023105 147 1156 SH SOLE 1149 0 7 BP PLC ADR F cs 055622104 43 968 SH SOLE 968 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4125 80607 SH SOLE 73857 0 6750 C A C I INC CL A cs 127190304 7 100 SH SOLE 100 0 0 C V S HEALTH CORPORATION cs 126650100 19 240 SH SOLE 240 0 0 CA WATER SERVICE GROUP cs 130788102 7 300 SH SOLE 300 0 0 CATERPILLAR INC cs 149123101 42 421 SH SOLE 421 0 0 CATHAY GENERAL BANCORP cs 149150104 248 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 66 700 SH SOLE 700 0 0 CEMEX SAB ADR F cs 151290889 9 700 SH SOLE 700 0 0 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 9 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 1 70000 SH SOLE 70000 0 0 CHENIERE ENERGY INC NEW cs 16411R208 168 2100 SH SOLE 2100 0 0 CHESAPEAKE ENERGY CORP cs 165167107 0 1 SH SOLE 1 0 0 CHEVRON CORPORATION cs 166764100 467 3915 SH SOLE 3665 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA DIGITAL MEDIA CXXX cs 169382108 0 275 SH SOLE 275 0 0 CHINA LIFE INS CO ADR F cs 16939P106 42 1000 SH SOLE 1000 0 0 CHINA MOBILE LTD ADR F cs 16941M109 47 800 SH SOLE 800 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 7 10 SH SOLE 10 0 0 CINCINNATI FINANCIAL CP cs 172062101 24 500 SH SOLE 500 0 0 CIRRUS LOGIC INC cs 172755100 2 100 SH SOLE 0 0 100 CISCO SYSTEMS INC cs 17275R102 3801 151000 SH SOLE 143571 0 7429 CITIGROUP INC NEW cs 172967424 163 3155 SH SOLE 2955 0 200 CITRIX SYSTEMS INC cs 177376100 14 200 SH SOLE 200 0 0 CLEARBRIDGE ENERGY MLP cs 18469Q108 185 8012 SH SOLE 8012 0 0 CLIFFS NATURAL RES INC cs 18683K101 1 101 SH SOLE 0 0 101 CNOOC LIMITED ADR F cs 126132109 14 80 SH SOLE 80 0 0 COACH INC cs 189754104 25 701 SH SOLE 650 0 51 COCA COLA COMPANY cs 191216100 35 810 SH SOLE 810 0 0 COHEN & STEERS cs 19248A109 587 25350 SH SOLE 24000 0 1350 COHEN & STEERS TOTAL cs 19247R103 36 3000 SH SOLE 3000 0 0 COMCAST CORP NEW CL A cs 20030N101 17 314 SH SOLE 314 0 0 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 15 394 SH SOLE 394 0 0 CONOCOPHILLIPS cs 20825C104 4289 56056 SH SOLE 52474 0 3582 CONSOLIDATED EDISON INC cs 209115104 4001 70614 SH SOLE 65434 0 5180 CORNING INC cs 219350105 14 731 SH SOLE 81 0 650 CORRECTIONS CP AMER NEW cs 22025Y407 7 209 SH SOLE 209 0 0 COSTCO WHSL CORP NEW cs 22160K105 50 398 SH SOLE 398 0 0 COVIDIEN PLC NEW F cs G2554F113 3 38 SH SOLE 8 0 30 CREATIVE EDGE NUTRIT NEW cs 22528W205 19 409001 SH SOLE 409001 0 0 CRYSTALLEX INTL CORP XXX cs 22942F101 0 1590 SH SOLE 1590 0 0 CS FI ENHANCED ETN F cs 22542D100 39 321 SH SOLE 321 0 0 CUMULUS MEDIA INC cs 231082108 14 3598 SH SOLE 3598 0 0 DAIMLER AG ADR F cs 233825108 14 184 SH SOLE 184 0 0 DANAHER CORP DEL cs 235851102 6 75 SH SOLE 75 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 19 300 SH SOLE 300 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2419 33075 SH SOLE 30800 0 2275 DEERE & CO cs 244199105 2807 34234 SH SOLE 31504 0 2730 DIAMOND OFFSHR DRILLING cs 25271C102 1853 54080 SH SOLE 50275 0 3805 DISNEY WALT CO cs 254687106 278 3125 SH SOLE 3120 0 5 DITEM EXPLORATION INC F cs 254920101 0 80 SH SOLE 80 0 0 DNP SELECT INCOME FUND cs 23325P104 755 74725 SH SOLE 72725 0 2000 DOMINION RES INC VA NEW cs 25746U109 1993 28842 SH SOLE 26292 0 2550 DOUBLELINE INC SOLUTIONS cs 258622109 17 767 SH SOLE 550 0 217 DOUBLELINE OPPORTUNISTIC cs 258623107 3322 140753 SH SOLE 134351 0 6402 DOW 30 PREM & DIV INCM cs 260582101 43 2767 SH SOLE 2267 0 500 DR REDDYS LABS ADR F cs 256135203 37 700 SH SOLE 700 0 0 DUKE ENERGY CORP NEW cs 26441C204 22 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 150 5142 SH SOLE 5142 0 0 E O G RESOURCES INC cs 26875P101 1797 18150 SH SOLE 17075 0 1075 EATON CORP PLC F cs G29183103 5485 86557 SH SOLE 79657 0 6900 EATON VANCE LTD DURATION cs 27828H105 250 17175 SH SOLE 13775 0 3400 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 57 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 8 260 SH SOLE 260 0 0 EDISON INTERNATIONAL cs 281020107 140 2500 SH SOLE 2500 0 0 EDWARDS LIFESCIENCES CP cs 28176E112 4504 44090 SH SOLE 41015 0 3075 EMERSON ELECTRIC CO cs 291011104 2851 45565 SH SOLE 42660 0 2905 EMULEX CORP NEW cs 292475209 5 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 27 1700 SH SOLE 1700 0 0 ENPHASE ENERGY INC cs 29355A107 6 400 SH SOLE 400 0 0 ENTERGY CORP NEW cs 29364G103 23 300 SH SOLE 300 0 0 ERICSSON AMERICAN ADR F cs 294821608 3 210 SH SOLE 0 0 210 ETFS GOLD TRUST ETF cs 26922Y105 12 103 SH SOLE 38 0 65 EXONE COMPANY cs 302104104 37 1780 SH SOLE 1580 0 200 EXPRESS SCRIPTS HLDG CO cs 30219G108 14 200 SH SOLE 200 0 0 EXXON MOBIL CORPORATION cs 30231G102 8508 90463 SH SOLE 84778 0 5685 FACEBOOK INC CLASS A cs 30303M102 399 5052 SH SOLE 4625 0 427 FANNIE MAE cs 313586109 4 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FINISAR CORP NEW cs 31787A507 0 20 SH SOLE 20 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR NASDAQ CLEAN cs 33733E500 42 2200 SH SOLE 2200 0 0 FIRST TR NYSE ARCA cs 33733E207 85 930 SH SOLE 930 0 0 FIRST TR SPECIALTY FD cs 33733G109 951 113756 SH SOLE 111106 0 2650 FIRST TRUST GLOBAL cs 33736G106 3 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 14 1000 SH SOLE 1000 0 0 FIRSTENERGY CORP cs 337932107 1 26 SH SOLE 26 0 0 FLEXSHARES EXCH TRD FD cs 33939L407 124 3605 SH SOLE 3605 0 0 FLEXSHARES EXCH TRD FD cs 33939L506 72 2915 SH SOLE 2915 0 0 FLUOR CORPORATION NEW cs 343412102 40 601 SH SOLE 601 0 0 FOOT LOCKER INC cs 344849104 14 250 SH SOLE 250 0 0 FORD MOTOR COMPANY NEW cs 345370860 102 6906 SH SOLE 6306 0 600 FREDDIE MAC VOTING SHS cs 313400301 4 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN INC cs 35671D857 3422 104823 SH SOLE 99073 0 5750 FRONTIER COMMUNICATIONS cs 35906A108 18 2825 SH SOLE 1645 0 1180 FUELCELL ENERGY INC cs 35952H106 1 300 SH SOLE 300 0 0 GALECTIN THERAPEUTIC NEW cs 363225202 8 1600 SH SOLE 1600 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1511 163375 SH SOLE 150625 0 12750 GAP INC cs 364760108 7 175 SH SOLE 175 0 0 GASTEM INC F cs 36729R104 0 26 SH SOLE 26 0 0 GENERAL DYNAMICS CORP cs 369550108 14 111 SH SOLE 104 0 7 GENERAL ELECTRIC COMPANY cs 369604103 5330 208023 SH SOLE 190273 0 17750 GENERAL MILLS INC cs 370334104 105 2088 SH SOLE 2088 0 0 GENERAL MOTORS CO cs 37045V100 3 103 SH SOLE 103 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GERON CORP cs 374163103 1 300 SH SOLE 300 0 0 GIGAMON INC cs 37518B102 9 825 SH SOLE 700 0 125 GILEAD SCIENCES INC cs 375558103 1829 17180 SH SOLE 16165 0 1015 GLAXOSMITHKLINE PLC ADRF cs 37733W105 42 914 SH SOLE 914 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 03795E295 35 1200 SH SOLE 1200 0 0 GLOBAL X ETF cs 37950E549 24 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 29 158 SH SOLE 158 0 0 GOOGLE INC CL C NON VTG cs 38259P706 124 215 SH SOLE 135 0 80 GOOGLE INC CLASS A VTG cs 38259P508 244 414 SH SOLE 325 0 89 GOPRO INC cs 38268T103 47 500 SH SOLE 500 0 0 GRUMA S A B DE CV ADR F cs 400131306 11 250 SH SOLE 250 0 0 GT ADVANCED TECHS INC cs 36191U106 3 250 SH SOLE 250 0 0 GUGGENHEIM ETF cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM ETF cs 78355W106 6360 83911 SH SOLE 76821 0 7090 GUGGENHEIM ETF cs 78355W817 9 100 SH SOLE 100 0 0 GUGGENHEIM ETF cs 78355W858 25 600 SH SOLE 600 0 0 GUGGENHEIM ETF cs 78355W866 676 8303 SH SOLE 8303 0 0 GUGGENHEIM ETF NEW cs 18383Q739 168 4145 SH SOLE 3463 0 682 GUGGENHEIM EXCH TRD FD cs 18383M555 402 18001 SH SOLE 17791 0 210 GUGGENHEIM EXCH TRD FD cs 18383M563 1065 48978 SH SOLE 48398 0 580 GUGGENHEIM EXCH TRD FD cs 18383Q838 27 1600 SH SOLE 1600 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 35 1350 SH SOLE 1350 0 0 HAIN CELESTIAL GROUP INC cs 405217100 15 150 SH SOLE 150 0 0 HARLEY DAVIDSON INC cs 412822108 12 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 6 111 SH SOLE 111 0 0 HDFC BANK LIMITED ADR F cs 40415F101 12 250 SH SOLE 250 0 0 HENNES & MAURITZ AB ADRF cs 425883105 3 400 SH SOLE 400 0 0 HEWLETT-PACKARD COMPANY cs 428236103 23 638 SH SOLE 638 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 2 158 SH SOLE 158 0 0 HOME DEPOT INC cs 437076102 235 2562 SH SOLE 2562 0 0 HORMEL FOODS CORP cs 440452100 16 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 98 1924 SH SOLE 1424 0 500 HUNTINGTON INGALLS INDS cs 446413106 5 50 SH SOLE 50 0 0 IDENTIVE INC cs 45170X205 40 3000 SH SOLE 3000 0 0 IDNA INC XXX cs 45169P106 0 5000 SH SOLE 5000 0 0 INOGEN INC cs 45780L104 3 153 SH SOLE 153 0 0 INTEL CORP cs 458140100 343 9861 SH SOLE 9761 0 100 INTERDIGITAL INC cs 45867G101 4 102 SH SOLE 102 0 0 INTERNATIONAL PAPER CO cs 460146103 20 417 SH SOLE 417 0 0 INTL BUSINESS MACHINES cs 459200101 181 951 SH SOLE 951 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 130 10655 SH SOLE 10655 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE ETF cs 464287226 44 400 SH SOLE 400 0 0 ISHARES CORE S&P ETF cs 464287804 11 101 SH SOLE 101 0 0 ISHARES GLOBAL MATLS cs 464288695 13 221 SH SOLE 221 0 0 ISHARES GOLD TRUST cs 464285105 113 9650 SH SOLE 9250 0 400 ISHARES IBOXX INVESTMENT cs 464287242 171 1446 SH SOLE 1446 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 26 600 SH SOLE 600 0 0 ISHARES MSCI CDA ETF cs 464286509 37 1219 SH SOLE 1219 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 41 982 SH SOLE 0 0 982 ISHARES MSCI ETF cs 464286103 41 1700 SH SOLE 1700 0 0 ISHARES MSCI GRMNY cs 464286806 14 500 SH SOLE 500 0 0 ISHARES MSCI HK ETF cs 464286871 16 800 SH SOLE 800 0 0 ISHARES MSCI JPN ETF cs 464286848 61 5200 SH SOLE 5200 0 0 ISHARES MSCI MEXICO ETF cs 464286822 27 400 SH SOLE 400 0 0 ISHARES MSCI SINGAPORE cs 464286673 13 1000 SH SOLE 1000 0 0 ISHARES RUSSELL ETF cs 464287499 10 63 SH SOLE 63 0 0 ISHARES SILVER TRUST cs 46428Q109 5 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464288638 5537 50654 SH SOLE 45154 0 5500 ISHARES TR BOND cs 464288646 1436 13642 SH SOLE 11717 0 1925 ISHARES TR CORE US cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR GLOBAL ETF cs 464287325 68 695 SH SOLE 695 0 0 ISHARES TR MSCI EAFE cs 464287465 184 2870 SH SOLE 2470 0 400 ISHARES TR REAL ESTATE cs 464287739 2 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 27 250 SH SOLE 250 0 0 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR US FINANCIALS cs 464287788 84 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 322 2395 SH SOLE 1775 0 620 ISHARES TRUST cs 464288513 142 1548 SH SOLE 1398 0 150 ISHARES TRUST cs 464288588 34 317 SH SOLE 317 0 0 ISHARES U S PFD ETF cs 464288687 115 2910 SH SOLE 2910 0 0 ISHARES US HOME CONST cs 464288752 4 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 40 2860 SH SOLE 2860 0 0 JAZZ PHARMACEUTICAL PLCF cs G50871105 2983 18580 SH SOLE 17330 0 1250 JDS UNIPHASE CORP NEW cs 46612J507 0 8 SH SOLE 8 0 0 JETBLUE AIRWAYS CORP cs 477143101 2 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 109 1018 SH SOLE 1018 0 0 JOHNSON CONTROLS INC cs 478366107 4778 108599 SH SOLE 102599 0 6000 JP MORGAN EXCH TRADED NT cs 46625H365 693 13050 SH SOLE 12600 0 450 JPMORGAN CHASE & CO cs 46625H100 203 3368 SH SOLE 2913 0 455 K L A TENCOR CORP cs 482480100 8 100 SH SOLE 100 0 0 KIMBERLY-CLARK CORP cs 494368103 108 1000 SH SOLE 1000 0 0 KINDER MORGAN INC cs 49456B101 8 200 SH SOLE 200 0 0 KING DIGITAL ENTMT PLC F cs G5258J109 6 500 SH SOLE 500 0 0 KRAFT FOODS GROUP cs 50076Q106 1 11 SH SOLE 11 0 0 KROGER COMPANY cs 501044101 13 250 SH SOLE 250 0 0 L OREAL ADR F cs 502117203 10 303 SH SOLE 303 0 0 L-3 COMMUNICATIONS HLDGS cs 502424104 1 7 SH SOLE 0 0 7 LAS VEGAS SANDS CORP cs 517834107 6 100 SH SOLE 0 0 100 LEAR CORPORATION cs 521865204 13 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 3 50 SH SOLE 50 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 7 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 2 1500 SH SOLE 1500 0 0 LILLY ELI & COMPANY cs 532457108 45 700 SH SOLE 700 0 0 LINKEDIN CORP cs 53578A108 62 300 SH SOLE 300 0 0 LINNCO LLC cs 535782106 29 1000 SH SOLE 1000 0 0 LOCKHEED MARTIN CORP cs 539830109 38 207 SH SOLE 200 0 7 LOGITECH INTL S A NEW F cs H50430232 6 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 11 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 1033 24595 SH SOLE 22245 0 2350 LVMH MOET NEW ADR F cs 502441306 17 523 SH SOLE 523 0 0 MAGNUM HUNTER RESOURCES cs 55973B102 1 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 0 4 SH SOLE 1 0 3 MANULIFE FINANCIAL CORPF cs 56501R106 29 1500 SH SOLE 1500 0 0 MARKET VECTORS ETF cs 57061R791 3736 182410 SH SOLE 165670 0 16740 MARKET VECTORS ETF TRUST cs 57060U100 1973 92400 SH SOLE 86225 0 6175 MARKET VECTORS ETF TRUST cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS NEW ETF cs 57061R544 27 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MASTERCARD INC cs 57636Q104 7 100 SH SOLE 100 0 0 MATSON INC cs 57686G105 8 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 91 957 SH SOLE 957 0 0 MEDIDATA SOLUTIONS INC cs 58471A105 20 450 SH SOLE 410 0 40 MEDTRONIC INC cs 585055106 50 800 SH SOLE 800 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 18 308 SH SOLE 308 0 0 METLIFE INC cs 59156R108 22 410 SH SOLE 410 0 0 MICRON TECHNOLOGY INC cs 595112103 1 23 SH SOLE 23 0 0 MICROSOFT CORP cs 594918104 5975 128893 SH SOLE 121048 0 7845 MICROSTRATEGY INC A NEW cs 594972408 16 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 8 400 SH SOLE 400 0 0 MOLYCORP INC cs 608753109 3 2750 SH SOLE 2750 0 0 MONDELEZ INTL INC CL A cs 609207105 1 35 SH SOLE 35 0 0 MORGAN STANLEY cs 617446448 7 200 SH SOLE 200 0 0 MOSAIC CO NEW cs 61945C103 1957 44059 SH SOLE 41309 0 2750 MOTORS LIQ CO GUC TRUST cs 62010U101 1 25 SH SOLE 25 0 0 NEKTAR THERAPEUTICS cs 640268108 1 100 SH SOLE 100 0 0 NESTLE S A REG B ADR F cs 641069406 29 400 SH SOLE 400 0 0 NETFLIX INC cs 64110L106 79 175 SH SOLE 175 0 0 NEWMONT MINING CORP cs 651639106 28 1200 SH SOLE 1200 0 0 NEXTWAVE WIRELESS CVRXXX cs 653CVR993 0 47 SH SOLE 47 0 0 NIKE INC CLASS B cs 654106103 25 276 SH SOLE 276 0 0 NIMBLE STORAGE INC cs 65440R101 4 150 SH SOLE 150 0 0 NOKIA CORP SPON ADR F cs 654902204 7 850 SH SOLE 850 0 0 NORTEL NETWORKS CP NEW F cs 656568508 0 5 SH SOLE 5 0 0 NORTHEAST UTILITIES cs 664397106 89 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 40 307 SH SOLE 300 0 7 NOVARTIS A G SPON ADR F cs 66987V109 45 475 SH SOLE 475 0 0 NOVO-NORDISK A-S ADR F cs 670100205 107 2240 SH SOLE 2240 0 0 NQ MOBILE INC ADR F cs 64118U108 0 30 SH SOLE 30 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NUANCE COMMUN INC cs 67020Y100 3 200 SH SOLE 0 0 200 NUCOR CORP cs 670346105 166 3050 SH SOLE 3050 0 0 NUVEEN CA AMT FREE MUNI cs 670651108 1236 88709 SH SOLE 83759 0 4950 NUVEEN CA DIV ADV MUN FD cs 67066Y105 903 63390 SH SOLE 58640 0 4750 NUVEEN CA SELECT TAX FR cs 67063R103 77 5000 SH SOLE 5000 0 0 NUVEEN EQTY PREM INC FD cs 6706ER101 465 36500 SH SOLE 34000 0 2500 NUVEEN EQTY PREM OPTY FD cs 6706EM102 290 22800 SH SOLE 20300 0 2500 NUVEEN FLTG RATE INCM FD cs 67072T108 104 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E107 45 3000 SH SOLE 3000 0 0 NUVEEN MASS PRE INCM MUN cs 67061E108 26 1991 SH SOLE 0 0 1991 NUVEEN MUNI ADVTG FUND cs 67062H106 40 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 80 6000 SH SOLE 3000 0 3000 NUVEEN QLTY INCM MUNI FD cs 670977107 86 6282 SH SOLE 4032 0 2250 NUVEEN QUAL PFD INC FD 2 cs 67072C105 55 6330 SH SOLE 6330 0 0 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN SELCT QLTY MUN FD cs 670973106 48 3500 SH SOLE 3500 0 0 NVIDIA CORP cs 67066G104 4 226 SH SOLE 226 0 0 NXP SEMICONDUCTORS NV F cs N6596X109 4 55 SH SOLE 0 0 55 OCCIDENTAL PETE CORP cs 674599105 3058 31805 SH SOLE 29805 0 2000 OLD DOMINION FREIGHT LNS cs 679580100 14 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 5 210 SH SOLE 210 0 0 OPKO HEALTH INC cs 68375N103 17 2000 SH SOLE 2000 0 0 ORACLE CORPORATION cs 68389X105 111 2891 SH SOLE 2891 0 0 ORANGE COUNTY BUS BANK cs 684193105 13 2200 SH SOLE 2200 0 0 P G & E CORP cs 69331C108 23 500 SH SOLE 500 0 0 P P G INDUSTRIES INC cs 693506107 79 400 SH SOLE 400 0 0 PALO ALTO NETWORKS INC cs 697435105 10 100 SH SOLE 100 0 0 PENNEY J C CO INC cs 708160106 2 200 SH SOLE 200 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 23 245 SH SOLE 245 0 0 PETROCHINA CO ADR F cs 71646E104 58 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V408 7 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6080 205612 SH SOLE 188929 0 16683 PHILIP MORRIS INTL INC cs 718172109 151 1815 SH SOLE 1815 0 0 PHILLIPS 66 cs 718546104 12 150 SH SOLE 150 0 0 PIMCO CALIF MUN INCM FD cs 72200N106 34 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 26 1550 SH SOLE 1350 0 200 PIMCO DYNAMIC CDT INC FD cs 72202D106 11 500 SH SOLE 500 0 0 PIMCO DYNAMIC INCOME FD cs 72201Y101 1987 62960 SH SOLE 60910 0 2050 PIMCO EXCH TRADED FUND cs 72201R775 388 3570 SH SOLE 2970 0 600 PIMCO HIGH INCOME FUND cs 722014107 222 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 27 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 14 70 SH SOLE 70 0 0 PIZZA INN HOLDINGS INC cs 725846109 21 2575 SH SOLE 2400 0 175 PLUG POWER INC NEW cs 72919P202 2 475 SH SOLE 475 0 0 POTASH CORP SASK INC F cs 73755L107 92 2650 SH SOLE 2650 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHARES S&P ETF cs 73937B779 20 575 SH SOLE 575 0 0 POWERSHS DB COMMDTY INDX cs 73935S105 12 500 SH SOLE 500 0 0 POWERSHS DB US DOLLAR TR cs 73936D107 11 500 SH SOLE 500 0 0 POWERSHS EXCH TRAD FD TR cs 73935X302 22 1740 SH SOLE 1740 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 8 1250 SH SOLE 750 0 500 POWERSHS EXCH TRAD FD TR cs 73935X575 13 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 5 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 169 6610 SH SOLE 5860 0 750 POWERSHS EXCH TRAD FD TR cs 73936T565 15 1065 SH SOLE 1065 0 0 POWERSHS QQQ TRUST SER 1 cs 73935A104 247 2502 SH SOLE 2502 0 0 POWERWAVE TECH INC NEW cs 739363307 0 13 SH SOLE 13 0 0 PREMIER LASER SYS A NXXX cs 740522107 0 500 SH SOLE 500 0 0 PRICESMART INC cs 741511109 17 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 82 983 SH SOLE 983 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 4 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 7 200 SH SOLE 200 0 0 PULTEGROUP INC cs 745867101 4 250 SH SOLE 250 0 0 QUALCOMM INC cs 747525103 4010 53636 SH SOLE 50526 0 3110 QUIKSILVER INC cs 74838C106 1 440 SH SOLE 440 0 0 RAMBUS INC DEL cs 750917106 9 700 SH SOLE 700 0 0 RAYONIER ADVANCED MATL cs 75508B104 351 10654 SH SOLE 9975 0 679 RAYTHEON COMPANY NEW cs 755111507 46 457 SH SOLE 450 0 7 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 RITE AID CORPORATION cs 767754104 10 2000 SH SOLE 2000 0 0 ROCHE HLDG LTD SPON ADRF cs 771195104 18 500 SH SOLE 500 0 0 ROSS STORES INC cs 778296103 15 200 SH SOLE 200 0 0 ROYAL BK CDA MONTREAL F cs 780087102 17 233 SH SOLE 233 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 44 575 SH SOLE 575 0 0 ROYCE GLOBAL VALUE TR cs 78081T104 2 214 SH SOLE 214 0 0 ROYCE VALUE TRUST INC cs 780910105 22 1500 SH SOLE 1500 0 0 S A P SE ADR F cs 803054204 12 160 SH SOLE 160 0 0 S G I INTERNATIONAL NXXX cs 784185209 0 100 SH SOLE 100 0 0 S P D R S&P 500 ETF TR cs 78462F103 1052 5337 SH SOLE 4430 0 907 SALESFORCE COM cs 79466L302 92 1600 SH SOLE 1600 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 15 151 SH SOLE 151 0 0 SANOFI ADR F cs 80105N105 20 360 SH SOLE 360 0 0 SASOL LIMITED SPON ADR F cs 803866300 38 700 SH SOLE 500 0 200 SCH US AGG BND ETF cs 808524839 4128 79735 SH SOLE 70865 0 8870 SCH US DIV EQUITY ETF cs 808524797 7273 188608 SH SOLE 172463 0 16145 SCH US MID-CAP ETF cs 808524508 0 4 SH SOLE 4 0 0 SCH US REIT ETF cs 808524847 2247 65963 SH SOLE 60458 0 5505 SCH US TIPS ETF cs 808524870 11 201 SH SOLE 201 0 0 SCHLUMBERGER LTD F cs 806857108 27 263 SH SOLE 263 0 0 SCHW EMG MKT EQ ETF cs 808524706 270 10637 SH SOLE 10637 0 0 SCHW INTL EQ ETF cs 808524805 12936 417027 SH SOLE 385907 0 31120 SCHW INTL SCAP ETF cs 808524888 2806 89522 SH SOLE 81417 0 8105 SCHW US BRD MKT ETF cs 808524102 17331 364470 SH SOLE 335444 0 29026 SCHW US LCAP ETF cs 808524201 75 1604 SH SOLE 1604 0 0 SCHW US LCAP GRO ETF cs 808524300 2974 60470 SH SOLE 55290 0 5180 SCHW US SCAP ETF cs 808524607 1 23 SH SOLE 23 0 0 SEADRILL LTD F cs G7945E105 46 1735 SH SOLE 1735 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 17 300 SH SOLE 300 0 0 SEARS HOLDINGS CORP cs 812350106 3 100 SH SOLE 0 0 100 SEATTLE GENETICS INC cs 812578102 9 250 SH SOLE 200 0 50 SEAWORLD ENTERTAINMENT cs 81282V100 1 50 SH SOLE 50 0 0 SECTOR SPDR CONSUMER FD cs 81369Y407 83 1250 SH SOLE 1250 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 153 1686 SH SOLE 1386 0 300 SECTOR SPDR FINCL SELECT cs 81369Y605 86 3700 SH SOLE 3700 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 61 950 SH SOLE 950 0 0 SECTOR SPDR INDL SELECT cs 81369Y704 223 4200 SH SOLE 3450 0 750 SECTOR SPDR MATERIALS FD cs 81369Y100 58 1178 SH SOLE 1178 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 4 100 SH SOLE 100 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 256 5680 SH SOLE 4550 0 1130 SECTOR SPDR UTIL SELECT cs 81369Y886 55 1300 SH SOLE 1100 0 200 SEMPRA ENERGY cs 816851109 184 1742 SH SOLE 1742 0 0 SHL TELEMEDICINE ORD F cs M84047105 6 700 SH SOLE 0 0 700 SIEMENS A G ADR F cs 826197501 23 196 SH SOLE 196 0 0 SINA CORPORATION F cs G81477104 4 100 SH SOLE 100 0 0 SINOVAC BIOTECH LTD F cs P8696W104 1 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC cs 82968B103 25 7050 SH SOLE 7050 0 0 SKYWORKS SOLUTIONS INC cs 83088M102 6 104 SH SOLE 104 0 0 SMITH & WESSON HLDG CORP cs 831756101 38 4000 SH SOLE 4000 0 0 SOC QUIMICA MINER B ADRF cs 833635105 6 226 SH SOLE 0 0 226 SODASTREAM INTL F cs M9068E105 1 36 SH SOLE 36 0 0 SOLARCITY CORP cs 83416T100 2 30 SH SOLE 0 0 30 SOLARIS PWR CELLS INC cs 83416X101 2 20000 SH SOLE 20000 0 0 SONY CORP ADR NEW F cs 835699307 7 400 SH SOLE 300 0 100 SOUTHERN COPPER CORP cs 84265V105 80 2685 SH SOLE 2685 0 0 SOUTHWEST AIRLINES CO cs 844741108 7 200 SH SOLE 200 0 0 SOUTHWEST GAS CORP COM cs 844895102 65 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A664 27 400 SH SOLE 400 0 0 SPDR GOLD TRUST cs 78463V107 174 1500 SH SOLE 1500 0 0 SPDR NUVEEN BARCLAY ETF cs 78464A458 74 3102 SH SOLE 3102 0 0 SPDR S & P INTL DIVIDEND cs 78463X772 28 615 SH SOLE 615 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 51 683 SH SOLE 0 0 683 SPDR S&P EMERGING MKTS cs 78463X533 4 100 SH SOLE 100 0 0 SPIRIT AIRLINES cs 848577102 69 1000 SH SOLE 1000 0 0 SPLUNK INC cs 848637104 55 1000 SH SOLE 1000 0 0 STARBUCKS CORP cs 855244109 3114 41263 SH SOLE 37863 0 3400 STARWOOD HTLS & RSTS NEW cs 85590A401 7 80 SH SOLE 0 0 80 STEELCASE INC CL A cs 858155203 81 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 28 235 SH SOLE 235 0 0 STRATEGIC RESOURCES LXXX cs 862773108 0 5500 SH SOLE 5500 0 0 STURM RUGER & CO INC cs 864159108 68 1400 SH SOLE 1400 0 0 SUN LIFE FINANCIAL INC F cs 866796105 36 1000 SH SOLE 1000 0 0 SUNSHINE HEART INC cs 86782U106 1 200 SH SOLE 0 0 200 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYNAPTICS INC cs 87157D109 22 300 SH SOLE 300 0 0 SYSCO CORPORATION cs 871829107 7 180 SH SOLE 180 0 0 T H Q INC NEW XXX cs 872443601 0 2 SH SOLE 0 0 2 T J X COS INC cs 872540109 18 300 SH SOLE 300 0 0 TABLEAU SOFTWARE INC cs 87336U105 1148 15805 SH SOLE 14580 0 1225 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E110 3878 61875 SH SOLE 57265 0 4610 TASER INTERNATIONAL INC cs 87651B104 23 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 2 636 SH SOLE 636 0 0 TELEFONICA S A SPON ADRF cs 879382208 1 80 SH SOLE 0 0 80 TESLA MOTORS INC cs 88160R101 429 1769 SH SOLE 1395 0 374 TEVA PHARM INDS LTD ADRF cs 881624209 2641 49130 SH SOLE 46680 0 2450 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE PRICELINE GROUP cs 741503403 64 55 SH SOLE 0 0 55 THE SOUTHERN COMPANY cs 842587107 43 993 SH SOLE 693 0 300 THE WHITEWAVE FOODS CO cs 966244105 1 25 SH SOLE 25 0 0 TIFFANY & CO NEW cs 886547108 1 9 SH SOLE 9 0 0 TIME WARNER CABLE cs 88732J207 0 1 SH SOLE 0 0 1 TIME WARNER INC NEW cs 887317303 0 6 SH SOLE 0 0 6 TOOTSIE ROLL INDS B XXX cs 890516206 9 316 SH SOLE 316 0 0 TOOTSIE ROLL INDS INC cs 890516107 9 316 SH SOLE 316 0 0 TORCHLIGHT ENERGY RES cs 89102U103 72 20000 SH SOLE 20000 0 0 TORONTO DOMINION BANK F cs 891160509 2221 44960 SH SOLE 41460 0 3500 TOTAL S A ADR F cs 89151E113 8 125 SH SOLE 125 0 0 TOYOTA MOTOR CP ADR NEWF cs 892331307 33 284 SH SOLE 284 0 0 TRANSOCEAN INC NEW F cs H8817H100 7 214 SH SOLE 214 0 0 TWITTER INC cs 90184L102 78 1520 SH SOLE 870 0 650 TYCO INTL LTD NEW F cs H89128104 2 38 SH SOLE 8 0 30 U S BANCORP DEL NEW cs 902973304 121 2889 SH SOLE 2889 0 0 UBS AG LONDON BRH ETN F cs 90267L508 33 648 SH SOLE 648 0 0 UBS AG NEW F cs H89231338 21 1217 SH SOLE 1217 0 0 UIL HOLDINGS CO cs 902748102 1 20 SH SOLE 20 0 0 UNDER ARMOUR INC CL A cs 904311107 67 976 SH SOLE 776 0 200 UNISYS CORP NEW cs 909214306 0 1 SH SOLE 1 0 0 UNITED ST NAT GAS FD NEW cs 912318201 90 4087 SH SOLE 4087 0 0 UNITED STATES STEEL CORP cs 912909108 4 100 SH SOLE 100 0 0 UNITED STS 12 MO OIL FD cs 91288V103 21 500 SH SOLE 500 0 0 UNITED TECHNOLOGIES CORP cs 913017109 104 981 SH SOLE 974 0 7 USA URANIUM CORP XXX cs 91154T109 0 400000 SH SOLE 0 0 400000 VALEANT PHARMA INTL F cs 91911K102 13 100 SH SOLE 100 0 0 VANGUARD BOND INDEX FUND cs 921937835 2474 30197 SH SOLE 26347 0 3850 VANGUARD CORP BOND ETF cs 92206C409 55 685 SH SOLE 685 0 0 VANGUARD FTSE EMERGING cs 922042858 54 1300 SH SOLE 1300 0 0 VANGUARD INTL EQTY INDEX cs 922042775 49 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 153 1300 SH SOLE 1300 0 0 VANGUARD REIT cs 922908553 25 350 SH SOLE 350 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 106 1044 SH SOLE 825 0 219 VAPE HLDGS INC cs 91912N105 1 500 SH SOLE 500 0 0 VERISIGN INC cs 92343E106 0 8 SH SOLE 0 0 8 VERITIV CORPORATION cs 923454102 0 7 SH SOLE 7 0 0 VERIZON COMMUNICATIONS cs 92343V104 2151 43032 SH SOLE 40582 0 2450 VISA INC CL A cs 92826C839 46 216 SH SOLE 116 0 100 VIVUS INC cs 928551100 0 100 SH SOLE 100 0 0 VODAFONE GROUP NEW ADR F cs 92857W308 169 5150 SH SOLE 5150 0 0 VULCAN MATERIALS COMPANY cs 929160109 12 200 SH SOLE 200 0 0 WAL-MART STORES INC cs 931142103 41 536 SH SOLE 536 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 124 2600 SH SOLE 2600 0 0 WEATHERFORD INTL NEW F cs G48833100 6 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 4667 89974 SH SOLE 84000 0 5974 WESTERN LITHIUM USA F cs 95854Q109 7 10000 SH SOLE 10000 0 0 WHOLE FOODS MARKET INC cs 966837106 113 2967 SH SOLE 2827 0 140 WILLIAMS COMPANIES cs 969457100 6 100 SH SOLE 100 0 0 WINDSTREAM HLDGS INC cs 97382A101 12 1104 SH SOLE 1104 0 0 WISDOMTREE EQUITY INC FD cs 97717W208 12 200 SH SOLE 200 0 0 WISDOMTREE SMALLCAP DIV cs 97717W604 6 100 SH SOLE 100 0 0 WPX ENERGY INC cs 98212B103 49 2033 SH SOLE 2033 0 0 WYNDHAM WORLDWIDE CORP cs 98310W108 16 200 SH SOLE 200 0 0 XINYUAN REAL ESTATE ADRF cs 98417P105 0 100 SH SOLE 100 0 0 YAMANA GOLD INC F cs 98462Y100 12 2000 SH SOLE 0 0 2000 YELP INC CLASS A cs 985817105 85 1250 SH SOLE 1250 0 0 YUM BRANDS INC cs 988498101 171 2378 SH SOLE 2378 0 0 ZAGG INCORPORATED cs 98884U108 0 50 SH SOLE 50 0 0 ZILLOW INC CL A cs 98954A107 12 100 SH SOLE 100 0 0 ZOETIS INC cs 98978V103 0 1 SH SOLE 1 0 0 ZYNGA INC cs 98986T108 1 400 SH SOLE 0 0 400 ALLIANCE RES PARTNERS LP oa 01877R108 17 400 SH SOLE 400 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 17 820 SH SOLE 820 0 0 AMERIGAS PARTNERS LP oa 030975106 46 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 221 20700 SH SOLE 19950 0 750 CALUMET SPECIALTY PROD oa 131476103 41 1500 SH SOLE 1500 0 0 DIGITAL REALTY TRUST INC oa 253868103 5 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 65 3800 SH SOLE 3500 0 300 ENBRIDGE ENERGY PTNRS LP oa 29250R106 40 1040 SH SOLE 126 0 914 ENERGY TRANSFER PARTNERS oa 29273R109 166 2598 SH SOLE 2598 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 1888 46857 SH SOLE 45369 0 1488 EQUITY RESIDENTIAL oa 29476L107 9 150 SH SOLE 150 0 0 HEALTHCARE TR OF AMERICA oa 42225P105 52 4510 SH SOLE 4510 0 0 KINDER MORGAN ENERGY LP oa 494550106 310 3325 SH SOLE 3300 0 25 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 106 1899 SH SOLE 1499 0 400 PEBBLEBROOK HOTEL TRUST oa 70509V100 3 75 SH SOLE 0 0 75 PLUM CREEK TIMBER CO oa 729251108 10 260 SH SOLE 260 0 0 RAYONIER INC oa 754907103 1303 41827 SH SOLE 38477 0 3350 REALTY INCOME CORP oa 756109104 4207 103134 SH SOLE 98309 0 4825 SILVER BAY RLTY TR CORP oa 82735Q102 0 2 SH SOLE 2 0 0 UMH PROPERTIES INC oa 903002103 29 3000 SH SOLE 3000 0 0 VENTAS INC oa 92276F100 3314 53495 SH SOLE 50430 0 3065 VORNADO REALTY TRUST oa 929042109 0 3 SH SOLE 3 0 0 WESTERN GAS PARTNERS L P oa 958254104 7 90 SH SOLE 90 0 0 AMERN CAP AGY CR 8% PFD ps 02503X204 108 4250 SH SOLE 4250 0 0 COUNTRYWIDE CAP 7% PFD ps 222388209 51 2000 SH SOLE 2000 0 0 CYS INVESTMEN 7.75% PFD ps 12673A207 24 1000 SH SOLE 1000 0 0 DYNEX CAPITAL, 8.5% PFD ps 26817Q704 44 1750 SH SOLE 1750 0 0 HATTERAS FIN 7.625% PFD ps 41902R400 24 1000 SH SOLE 1000 0 0 HSBC HOLDING 8.125% PFD ps 404280703 10 400 SH SOLE 200 0 200 MAGNUM HUNTER RE 8% PFD ps 55973B300 44 900 SH SOLE 900 0 0 MERRILL LYNCH 7.28% PFD ps 59021K205 3 100 SH SOLE 100 0 0 MORGAN STANLE 5.75% PFD ps 617466206 13 500 SH SOLE 500 0 0 PRUDENTIAL FI 5.75% PFD ps 744320607 25 1000 SH SOLE 1000 0 0 WELLS FARGO & 5.2% PFD ps 949746747 63 2754 SH SOLE 2500 0 254 GENERAL MOTORS CL A 16WT wt 37045V118 0 4 SH SOLE 4 0 0 GENERAL MOTORS CL B 19WT wt 37045V126 0 4 SH SOLE 4 0 0