0001140361-14-031733.txt : 20140812 0001140361-14-031733.hdr.sgml : 20140812 20140811154102 ACCESSION NUMBER: 0001140361-14-031733 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140811 DATE AS OF CHANGE: 20140811 EFFECTIVENESS DATE: 20140811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 141030428 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 06-30-2014 06-30-2014 Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin Lau 949-253-8888 /s/ Benjamin Lau IRVINE CA 08-06-2014 0 546 261915 false INFORMATION TABLE 2 form13fInfoTable.xml 1/100 BERKSHIRE HTWY CLA cs 084990175 190 1 SH SOLE 1 0 0 3 D SYSTEMS CORP cs 88554D205 2078 34752 SH SOLE 32567 0 2185 3M COMPANY cs 88579Y101 372 2600 SH SOLE 2600 0 0 A F L A C INC cs 001055102 62 1000 SH SOLE 1000 0 0 A T & T INC NEW cs 00206R102 7194 203443 SH SOLE 193268 0 10175 ABB LTD ADR F cs 000375204 71 3100 SH SOLE 2100 0 1000 ABBOTT LABORATORIES cs 002824100 141 3450 SH SOLE 3450 0 0 ABBVIE INC cs 00287Y109 5571 98700 SH SOLE 92950 0 5750 ABERDEEN ASIA PAC INCM cs 003009107 97 15500 SH SOLE 15500 0 0 ACCENTURE PLC CL A F cs G1151C101 8 100 SH SOLE 100 0 0 ADT CORP cs 00101J106 1 19 SH SOLE 4 0 15 ADVANCED MICRO DEVICES cs 007903107 1 200 SH SOLE 200 0 0 AGILENT TECHNOLOGIES INC cs 00846U101 236 4106 SH SOLE 4106 0 0 ALCATEL LUCENT ADR F cs 013904305 0 34 SH SOLE 34 0 0 ALCOA INC cs 013817101 35 2319 SH SOLE 2319 0 0 ALEXANDER & BALDWIN NEW cs 014491104 12 300 SH SOLE 300 0 0 ALEXION PHARMA INC cs 015351109 16 100 SH SOLE 100 0 0 ALLERGAN INC cs 018490102 128 758 SH SOLE 758 0 0 ALLIANT TECHSYSTEMS INC cs 018804104 54 400 SH SOLE 400 0 0 ALLSTATE CORPORATION cs 020002101 34 573 SH SOLE 573 0 0 ALPS TRUST ETF cs 00162Q866 4 195 SH SOLE 195 0 0 ALTRIA GROUP INC cs 02209S103 195 4650 SH SOLE 4650 0 0 AMARIN CORP PLC NEW ADRF cs 023111206 0 100 SH SOLE 100 0 0 AMAZON COM INC cs 023135106 36 112 SH SOLE 107 0 5 AMBARELLA INC F cs G037AX101 869 27885 SH SOLE 24900 0 2985 AMBEV SA ADR F cs 02319V103 2 250 SH SOLE 0 0 250 AMERICA MOVIL SAB L ADRF cs 02364W105 23 1130 SH SOLE 1130 0 0 AMERISOURCEBERGEN CORP cs 03073E105 22 300 SH SOLE 300 0 0 AMERITYRE CORPORATION cs 03073V107 0 2000 SH SOLE 0 0 2000 AMGEN INCORPORATED cs 031162100 731 6172 SH SOLE 6172 0 0 ANADARKO PETROLEUM CORP cs 032511107 1611 14720 SH SOLE 14720 0 0 APPLE INC cs 037833100 8393 90311 SH SOLE 83086 0 7225 ARCELOR MITTAL NY NEW F cs 03938L104 3 204 SH SOLE 204 0 0 ARCHER-DANIELS-MIDLND CO cs 039483102 72 1635 SH SOLE 1635 0 0 ARENA PHARMACEUTICALS cs 040047102 1 200 SH SOLE 200 0 0 AVERY DENNISON CORP cs 053611109 513 10000 SH SOLE 10000 0 0 B/E AEROSPACE INC cs 073302101 10 106 SH SOLE 106 0 0 BAIDU INC ADR F cs 056752108 28 150 SH SOLE 150 0 0 BALTIC TRADING LTD F cs Y0553W103 51 8500 SH SOLE 8500 0 0 BANC CALIF INC cs 05990K106 33 3000 SH SOLE 3000 0 0 BANCO SANTANDER BRA ADRF cs 05967A107 2 250 SH SOLE 250 0 0 BANK OF AMERICA CORP cs 060505104 2662 173216 SH SOLE 164166 0 9050 BANK OF HAWAII CORP cs 062540109 6 102 SH SOLE 102 0 0 BANK OF NY MELLON CP NEW cs 064058100 298 7960 SH SOLE 7960 0 0 BARCLAYS BANK IPATH ETN cs 06738C778 529 13425 SH SOLE 11875 0 1550 BAXTER INTERNATIONAL INC cs 071813109 231 3200 SH SOLE 3200 0 0 BEESTON ENTERPRISES NEW cs 07712Q304 0 9000 SH SOLE 0 0 9000 BERKSHIRE HATHAWAY B NEW cs 084670702 793 6265 SH SOLE 5615 0 650 BERRY PLASTICS GROUP INC cs 08579W103 3 100 SH SOLE 100 0 0 BHP BILLITON LTD ADR F cs 088606108 89 1300 SH SOLE 1300 0 0 BLACKBERRY LTD F cs 09228F103 5 500 SH SOLE 500 0 0 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 SH SOLE 787 0 0 BLACKROCK CA MUN INCM TR cs 09248E102 19 1250 SH SOLE 1250 0 0 BLACKROCK INC cs 09247X101 4 12 SH SOLE 12 0 0 BLACKROCK INCM OPPNTY TR cs 092475102 226 20834 SH SOLE 18834 0 2000 BLACKROCK INVT QLTY MUNI cs 09247D105 30 2000 SH SOLE 2000 0 0 BLACKROCK MUNIYIELD AZ cs 09254K109 5 330 SH SOLE 330 0 0 BLKRCK MUNIHLDGS CA QLTY cs 09254L107 35 2473 SH SOLE 2473 0 0 BLKRCK MUNIYIELD CA QLTY cs 09254N103 203 13783 SH SOLE 13783 0 0 BLKRCK MUNIYIELD CAL FD cs 09254M105 122 8100 SH SOLE 8100 0 0 BOB EVANS FARMS INC cs 096761101 15 300 SH SOLE 0 0 300 BOEING CO cs 097023105 489 3847 SH SOLE 3847 0 0 BP PLC ADR F cs 055622104 53 996 SH SOLE 996 0 0 BRISTOL-MYERS SQUIBB CO cs 110122108 4325 89151 SH SOLE 82651 0 6500 C A C I INC CL A cs 127190304 7 100 SH SOLE 100 0 0 C R H PLC SPONSORED ADRF cs 12626K203 1 40 SH SOLE 40 0 0 C V S CAREMARK CORP cs 126650100 324 4299 SH SOLE 4299 0 0 CA WATER SERVICE GROUP cs 130788102 7 300 SH SOLE 300 0 0 CANON INC SPONSORED ADRF cs 138006309 2 60 SH SOLE 60 0 0 CARBO CERAMICS INC cs 140781105 10 66 SH SOLE 66 0 0 CATERPILLAR INC cs 149123101 42 389 SH SOLE 389 0 0 CATHAY GENERAL BANCORP cs 149150104 256 10000 SH SOLE 0 0 10000 CELGENE CORP cs 151020104 9 100 SH SOLE 100 0 0 CEMEX SAB ADR F cs 151290889 9 700 SH SOLE 700 0 0 CENTERPOINT ENERGY INC cs 15189T107 1 46 SH SOLE 46 0 0 CENTRAL FD CDA LTD CLA F cs 153501101 10 700 SH SOLE 700 0 0 CENTURYLINK INC cs 156700106 0 2 SH SOLE 2 0 0 CHANCELLOR GROUP INC cs 15883D101 2 70000 SH SOLE 70000 0 0 CHESAPEAKE ENERGY CORP cs 165167107 18 577 SH SOLE 577 0 0 CHEVRON CORPORATION cs 166764100 2971 22757 SH SOLE 22507 0 250 CHINA CGAME INC cs 16946P107 0 334 SH SOLE 334 0 0 CHINA LIFE INS CO ADR F cs 16939P106 39 1000 SH SOLE 1000 0 0 CHINA MOBILE LTD ADR F cs 16941M109 42 860 SH SOLE 860 0 0 CHIPOTLE MEXICAN GRILL cs 169656105 6 10 SH SOLE 10 0 0 CINCINNATI FINANCIAL CP cs 172062101 24 500 SH SOLE 500 0 0 CISCO SYSTEMS INC cs 17275R102 3722 149768 SH SOLE 142839 0 6929 CITIGROUP INC NEW cs 172967424 134 2848 SH SOLE 2648 0 200 CITRIX SYSTEMS INC cs 177376100 13 200 SH SOLE 200 0 0 CLEARBRIDGE ENERGY MLP cs 18469Q108 221 9212 SH SOLE 9212 0 0 CNOOC LIMITED ADR F cs 126132109 14 80 SH SOLE 80 0 0 COACH INC cs 189754104 22 650 SH SOLE 650 0 0 COCA COLA COMPANY cs 191216100 24 556 SH SOLE 556 0 0 COHEN & STEERS cs 19248A109 27 1100 SH SOLE 500 0 600 COHEN & STEERS TOTAL cs 19247R103 37 3000 SH SOLE 3000 0 0 COLGATE-PALMOLIVE CO cs 194162103 545 8000 SH SOLE 8000 0 0 COMMERCE ENERGY GROUP cs 20061Q106 0 8000 SH SOLE 0 0 8000 COMSTOCK MINING INC cs 205750102 0 100 SH SOLE 100 0 0 CONMED CORP cs 207410101 17 392 SH SOLE 392 0 0 CONOCOPHILLIPS cs 20825C104 5408 63080 SH SOLE 59823 0 3257 CONSOLIDATED EDISON INC cs 209115104 4014 69512 SH SOLE 65032 0 4480 CORINTHIAN COLLEGES INC cs 218868107 0 1000 SH SOLE 1000 0 0 CORNING INC cs 219350105 65 2951 SH SOLE 2301 0 650 CORRECTIONS CP AMER NEW cs 22025Y407 7 206 SH SOLE 206 0 0 COSTCO WHSL CORP NEW cs 22160K105 40 348 SH SOLE 348 0 0 COVIDIEN PLC NEW F cs G2554F113 3 38 SH SOLE 8 0 30 CREATIVE EDGE NUTRIT NEW cs 22528W205 2 36400 SH SOLE 36400 0 0 CUMULUS MEDIA INC cs 231082108 21 3137 SH SOLE 3137 0 0 D T E ENERGY COMPANY cs 233331107 10 125 SH SOLE 125 0 0 DAIICHI SANKYO CO ADR F cs 23381D102 4 220 SH SOLE 220 0 0 DASSAULT SYSTEMS SA ADRF cs 237545108 19 150 SH SOLE 150 0 0 DAVITA HEALTHCARE PTNR cs 23918K108 2415 33400 SH SOLE 31200 0 2200 DEERE & CO cs 244199105 3031 33474 SH SOLE 31044 0 2430 DIAMOND OFFSHR DRILLING cs 25271C102 4717 95040 SH SOLE 88575 0 6465 DISNEY WALT CO cs 254687106 107 1250 SH SOLE 1245 0 5 DNP SELECT INCOME FUND cs 23325P104 801 76225 SH SOLE 74225 0 2000 DOMINION RES INC VA NEW cs 25746U109 2031 28392 SH SOLE 26892 0 1500 DOUBLELINE OPPORTUNISTIC cs 258623107 2938 124231 SH SOLE 118916 0 5315 DOW 30 PREM & DIV INCM cs 260582101 56 3467 SH SOLE 2967 0 500 DR REDDYS LABS ADR F cs 256135203 30 700 SH SOLE 700 0 0 DREAMWORKS ANIMATION INC cs 26153C103 2 100 SH SOLE 100 0 0 DU PONT E I DE NEMOUR&CO cs 263534109 128 1951 SH SOLE 1951 0 0 DUKE ENERGY CORP NEW cs 26441C204 22 300 SH SOLE 300 0 0 E M C CORP MASS cs 268648102 126 4775 SH SOLE 4775 0 0 EATON CORP PLC F cs G29183103 6181 80092 SH SOLE 74642 0 5450 EATON VANCE LTD DURATION cs 27828H105 269 17275 SH SOLE 13275 0 4000 EATON VANCE TAX ADV DIV cs 27828G107 4 200 SH SOLE 0 0 200 EBAY INC cs 278642103 50 1000 SH SOLE 1000 0 0 ECOPETROL SA ADR F cs 279158109 9 260 SH SOLE 260 0 0 EDISON INTERNATIONAL cs 281020107 145 2500 SH SOLE 2500 0 0 EDWARDS LIFESCIENCES CP cs 28176E108 3808 44360 SH SOLE 41685 0 2675 EMERSON ELECTRIC CO cs 291011104 7 100 SH SOLE 100 0 0 EMULEX CORP NEW cs 292475209 6 1000 SH SOLE 1000 0 0 ENERSIS S A ADR F cs 29274F104 29 1700 SH SOLE 1700 0 0 ENI S P A SPON ADR F cs 26874R108 4 80 SH SOLE 80 0 0 ENPRO INDUSTRIES INC cs 29355X107 59 800 SH SOLE 800 0 0 ENTERGY CORP NEW cs 29364G103 25 300 SH SOLE 300 0 0 EQUINIX INC NEW cs 29444U502 11 50 SH SOLE 50 0 0 ERICSSON AMERICAN ADR F cs 294821608 119 9810 SH SOLE 9810 0 0 ETFS GOLD TRUST ETF cs 26922Y105 13 103 SH SOLE 38 0 65 EV TAX MAN GLB DIV EQTY cs 27829F108 10 993 SH SOLE 993 0 0 EXELON CORPORATION cs 30161N101 3 70 SH SOLE 70 0 0 EXONE COMPANY cs 302104104 51 1280 SH SOLE 1180 0 100 EXPRESS SCRIPTS HLDG CO cs 30219G108 17 240 SH SOLE 240 0 0 EXXON MOBIL CORPORATION cs 30231G102 6722 66765 SH SOLE 64160 0 2604 FACEBOOK INC CLASS A cs 30303M102 320 4752 SH SOLE 4325 0 427 FANNIE MAE cs 313586109 6 1500 SH SOLE 1500 0 0 FASTENAL CO cs 311900104 1 25 SH SOLE 25 0 0 FINISAR CORP NEW cs 31787A507 2 90 SH SOLE 90 0 0 FIRST PACIFIC CO ADR F cs 335889200 2 340 SH SOLE 340 0 0 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 SH SOLE 80 0 0 FIRST TR NASDAQ CLEAN cs 33733E500 45 2200 SH SOLE 2200 0 0 FIRST TR NYSE ARCA cs 33733E203 93 1130 SH SOLE 1130 0 0 FIRST TR SPECIALTY FD cs 33733G109 940 115853 SH SOLE 113203 0 2650 FIRST TRUST GLOBAL cs 33736G106 4 300 SH SOLE 300 0 0 FIRST TRUST SENIOR cs 33733U108 14 1000 SH SOLE 1000 0 0 FIRSTENERGY CORP cs 337932107 1 26 SH SOLE 26 0 0 FLEXSHARES EXCH TRD FD cs 33939L407 67 1800 SH SOLE 1800 0 0 FLEXSHARES EXCH TRD FD cs 33939L506 50 1965 SH SOLE 1965 0 0 FLUOR CORPORATION NEW cs 343412102 46 601 SH SOLE 601 0 0 FOOT LOCKER INC cs 344849104 13 250 SH SOLE 250 0 0 FORD MOTOR COMPANY NEW cs 345370860 126 7300 SH SOLE 6700 0 600 FRANKLIN RESOURCES INC cs 354613101 937 16200 SH SOLE 16200 0 0 FREDDIE MAC VOTING SHS cs 313400301 6 1500 SH SOLE 1500 0 0 FREEPORT MCMORAN COPPER cs 35671D857 4087 111967 SH SOLE 105717 0 6250 FRONTIER COMMUNICATIONS cs 35906A108 16 2806 SH SOLE 1626 0 1180 FUELCELL ENERGY INC cs 35952H106 0 200 SH SOLE 200 0 0 GALENA BIOPHARMA INC cs 363256108 1 475 SH SOLE 0 0 475 GAMCO GLOBAL GLD NATURAL cs 36465A109 1748 159175 SH SOLE 147425 0 11750 GAP INC cs 364760108 6 150 SH SOLE 150 0 0 GENERAL DYNAMICS CORP cs 369550108 12 103 SH SOLE 103 0 0 GENERAL ELECTRIC COMPANY cs 369604103 5370 204329 SH SOLE 188179 0 16150 GENERAL MILLS INC cs 370334104 73 1386 SH SOLE 1386 0 0 GENERAL MOTORS CO cs 37045V100 4 103 SH SOLE 103 0 0 GENVEC INC NEW cs 37246C307 0 100 SH SOLE 100 0 0 GERON CORP cs 374163103 1 300 SH SOLE 300 0 0 GIGAMON INC cs 37518B102 24 1275 SH SOLE 1150 0 125 GILEAD SCIENCES INC cs 375558103 1470 17730 SH SOLE 16640 0 1090 GLAXOSMITHKLINE PLC ADRF cs 37733W105 32 597 SH SOLE 597 0 0 GLOBAL NETWORKS CORP cs 379382104 0 5 SH SOLE 5 0 0 GLOBAL X ETF cs 37950E291 35 1200 SH SOLE 1200 0 0 GLOBAL X ETF cs 37950E549 26 1000 SH SOLE 1000 0 0 GOLDMAN SACHS GROUP INC cs 38141G104 160 958 SH SOLE 958 0 0 GOOGLE INC CL C NON VTG cs 38259P706 108 187 SH SOLE 107 0 80 GOOGLE INC CLASS A VTG cs 38259P508 198 339 SH SOLE 257 0 82 GUGGENHEIM ETF cs 18383M514 21 1000 SH SOLE 0 0 1000 GUGGENHEIM ETF cs 78355W106 5756 75042 SH SOLE 68327 0 6715 GUGGENHEIM ETF cs 78355W817 8 100 SH SOLE 100 0 0 GUGGENHEIM ETF cs 78355W858 25 600 SH SOLE 600 0 0 GUGGENHEIM ETF cs 78355W866 439 4735 SH SOLE 4735 0 0 GUGGENHEIM ETF NEW cs 18383Q739 140 3145 SH SOLE 2463 0 682 GUGGENHEIM EXCH TRD FD cs 18383M555 4497 200945 SH SOLE 184365 0 16580 GUGGENHEIM EXCH TRD FD cs 18383M563 1361 62128 SH SOLE 61548 0 580 GUGGENHEIM EXCH TRD FD cs 18383Q838 17 1000 SH SOLE 1000 0 0 GUGGENHEIM EXCH TRD FD cs 18383Q853 38 1500 SH SOLE 1500 0 0 HAIN CELESTIAL GROUP INC cs 405217100 13 150 SH SOLE 150 0 0 HANOVER INSURANCE GROUP cs 410867105 157 2481 SH SOLE 2481 0 0 HARLEY DAVIDSON INC cs 412822108 14 200 SH SOLE 200 0 0 HASBRO INC cs 418056107 6 110 SH SOLE 110 0 0 HDFC BANK LIMITED ADR F cs 40415F101 23 500 SH SOLE 500 0 0 HEALTHCARE TR OF AMERICA cs 42225P105 54 4510 SH SOLE 4510 0 0 HEWLETT-PACKARD COMPANY cs 428236103 21 636 SH SOLE 636 0 0 HIMAX TECHNOLOGIES ADR F cs 43289P106 1 75 SH SOLE 75 0 0 HOME DEPOT INC cs 437076102 875 10804 SH SOLE 10804 0 0 HONDA MOTOR CO LTD ADR F cs 438128308 3 80 SH SOLE 80 0 0 HORMEL FOODS CORP cs 440452100 15 302 SH SOLE 302 0 0 HSBC HLDGS PLC ADR NEW F cs 404280406 53 1040 SH SOLE 540 0 500 HUNTINGTON INGALLS INDS cs 446413106 5 50 SH SOLE 50 0 0 INFOSYS LTD SPON ADR F cs 456788108 22 400 SH SOLE 200 0 200 INOGEN INC cs 45780L104 3 153 SH SOLE 153 0 0 INTEL CORP cs 458140100 293 9485 SH SOLE 9385 0 100 INTERDIGITAL INC cs 45867G101 5 102 SH SOLE 102 0 0 INTERNATIONAL PAPER CO cs 460146103 21 417 SH SOLE 417 0 0 INTL BUSINESS MACHINES cs 459200101 858 4733 SH SOLE 4733 0 0 INVESCO CALIFORNIA VALUE cs 46132H106 0 0 SH SOLE 0 0 0 ISC8 INC cs 450098108 0 12 SH SOLE 12 0 0 ISHARES CORE S&P ETF cs 464287804 11 101 SH SOLE 101 0 0 ISHARES GLOBAL MATLS cs 464288695 14 218 SH SOLE 218 0 0 ISHARES GOLD TRUST cs 464285105 124 9650 SH SOLE 9250 0 400 ISHARES IBOXX INVESTMENT cs 464287242 6 50 SH SOLE 50 0 0 ISHARES MSCI BRAZIL ETF cs 464286400 29 600 SH SOLE 600 0 0 ISHARES MSCI CDA ETF cs 464286509 39 1217 SH SOLE 1217 0 0 ISHARES MSCI EMRG MKT FD cs 464287234 87 2020 SH SOLE 1046 0 974 ISHARES MSCI ETF cs 464286103 44 1700 SH SOLE 1700 0 0 ISHARES MSCI GRMNY cs 464286806 16 500 SH SOLE 500 0 0 ISHARES MSCI HK ETF cs 464286871 17 800 SH SOLE 800 0 0 ISHARES MSCI JPN ETF cs 464286848 63 5200 SH SOLE 5200 0 0 ISHARES MSCI MEXICO ETF cs 464286822 158 2328 SH SOLE 2328 0 0 ISHARES MSCI SINGAPORE cs 464286673 14 1000 SH SOLE 1000 0 0 ISHARES RUSSELL ETF cs 464287499 10 63 SH SOLE 63 0 0 ISHARES SILVER TRUST cs 46428Q109 6 300 SH SOLE 300 0 0 ISHARES TR BOND cs 464288638 5263 47765 SH SOLE 42940 0 4825 ISHARES TR BOND cs 464288646 1691 15997 SH SOLE 13972 0 2025 ISHARES TR CORE US cs 464288620 13 119 SH SOLE 119 0 0 ISHARES TR GLOBAL ETF cs 464287325 66 695 SH SOLE 695 0 0 ISHARES TR MSCI EAFE cs 464287465 247 3619 SH SOLE 3219 0 400 ISHARES TR REAL ESTATE cs 464287739 3 35 SH SOLE 35 0 0 ISHARES TR RUSSELL 2000 cs 464287655 950 8000 SH SOLE 8000 0 0 ISHARES TR RUSSELL 3000 cs 464287689 0 1 SH SOLE 0 0 1 ISHARES TR TIPS cs 464287176 437 3790 SH SOLE 3590 0 200 ISHARES TR US FINANCIALS cs 464287788 83 1000 SH SOLE 1000 0 0 ISHARES TR US HEALTHCARE cs 464287762 307 2395 SH SOLE 1775 0 620 ISHARES TRUST cs 464288513 188 1975 SH SOLE 1825 0 150 ISHARES U S PFD ETF cs 464288687 116 2910 SH SOLE 2910 0 0 ISHARES US HOME CONST cs 464288752 5 200 SH SOLE 200 0 0 ITAU UNI HOLDING SA ADRF cs 465562106 41 2860 SH SOLE 2860 0 0 JAZZ PHARMACEUTICAL PLCF cs G50871105 2759 18770 SH SOLE 17470 0 1300 JETBLUE AIRWAYS CORP cs 477143101 2 225 SH SOLE 225 0 0 JOHNSON & JOHNSON cs 478160104 1748 16712 SH SOLE 16712 0 0 JOHNSON CONTROLS INC cs 478366107 5262 105396 SH SOLE 100146 0 5250 JP MORGAN EXCH TRADED NT cs 46625H365 684 13050 SH SOLE 12600 0 450 JPMORGAN CHASE & CO cs 46625H100 180 3117 SH SOLE 2662 0 455 K L A TENCOR CORP cs 482480100 15 200 SH SOLE 200 0 0 KIMBERLY-CLARK CORP cs 494368103 111 1000 SH SOLE 1000 0 0 KING DIGITAL ENTMT PLC F cs G5258J109 10 500 SH SOLE 500 0 0 KRAFT FOODS GROUP cs 50076Q106 1 11 SH SOLE 11 0 0 KROGER COMPANY cs 501044101 12 250 SH SOLE 250 0 0 LAB CP OF AMER HLDG NEW cs 50540R409 205 2000 SH SOLE 2000 0 0 LAS VEGAS SANDS CORP cs 517834107 8 100 SH SOLE 0 0 100 LEAR CORPORATION cs 521865204 13 150 SH SOLE 150 0 0 LEGG MASON INC cs 524901105 3 50 SH SOLE 50 0 0 LEVEL 3 COMMUN NEW cs 52729N308 1 33 SH SOLE 33 0 0 LIBERTY STAR URANIUM NEW cs 53123T206 10 616600 SH SOLE 616600 0 0 LIFEVANTAGE CORP cs 53222K106 2 1500 SH SOLE 1500 0 0 LILLY ELI & COMPANY cs 532457108 47 750 SH SOLE 750 0 0 LINKEDIN CORP cs 53578A108 51 300 SH SOLE 300 0 0 LINNCO LLC cs 535782106 31 1000 SH SOLE 1000 0 0 LIONBRIDGE TECH INC cs 536252109 3 530 SH SOLE 530 0 0 LOGITECH INTL S A NEW F cs H50430232 7 500 SH SOLE 0 0 500 LOWES COMPANIES INC cs 548661107 10 200 SH SOLE 0 0 200 LULULEMON ATHLETICA INC cs 550021109 646 15950 SH SOLE 14175 0 1775 MAGNUM HUNTER RESOURCES cs 55973B102 2 250 SH SOLE 250 0 0 MALLINCKRODT PUB F cs G5785G107 0 4 SH SOLE 1 0 3 MANULIFE FINANCIAL CORPF cs 56501R106 30 1500 SH SOLE 1500 0 0 MARATHON OIL CORP cs 565849106 566 14178 SH SOLE 14178 0 0 MARATHON PETE CORP cs 56585A102 553 7089 SH SOLE 7089 0 0 MARKET VECTORS ETF cs 57061R791 3736 179611 SH SOLE 164211 0 15400 MARKET VECTORS ETF TRUST cs 57060U100 2351 88900 SH SOLE 84200 0 4700 MARKET VECTORS ETF TRUST cs 57060U605 4 75 SH SOLE 75 0 0 MARKET VECTORS NEW ETF cs 57061R544 34 800 SH SOLE 800 0 0 MARKETO INC cs 57063L107 3 100 SH SOLE 100 0 0 MASCO CORP cs 574599106 59 2640 SH SOLE 2640 0 0 MASTERCARD INC cs 57636Q104 7 100 SH SOLE 100 0 0 MATSON INC cs 57686G105 8 300 SH SOLE 300 0 0 MC DONALDS CORP cs 580135101 785 7790 SH SOLE 7790 0 0 MEDIDATA SOLUTIONS INC cs 58471A105 13 310 SH SOLE 310 0 0 MEDTRONIC INC cs 585055106 57 895 SH SOLE 895 0 0 MELTRONIX INC cs 585730104 0 12000 SH SOLE 12000 0 0 MERCK & CO INC NEW cs 58933Y105 1489 25732 SH SOLE 25732 0 0 METLIFE INC cs 59156R108 23 410 SH SOLE 410 0 0 MICROSOFT CORP cs 594918104 6109 146502 SH SOLE 139577 0 6925 MICROSTRATEGY INC A NEW cs 594972408 18 125 SH SOLE 125 0 0 MIDDLESEX WATER CO cs 596680108 8 400 SH SOLE 400 0 0 MITSUBISHI UFJ FINL ADRF cs 606822104 2 280 SH SOLE 280 0 0 MOLYCORP INC cs 608753109 7 2750 SH SOLE 2750 0 0 MONDELEZ INTL INC CL A cs 609207105 1 35 SH SOLE 35 0 0 MORGAN STANLEY cs 617446448 6 200 SH SOLE 200 0 0 MOSAIC CO NEW cs 61945C103 2179 44059 SH SOLE 41309 0 2750 NEKTAR THERAPEUTICS cs 640268108 1 100 SH SOLE 100 0 0 NETFLIX INC cs 64110L106 77 175 SH SOLE 175 0 0 NEWMONT MINING CORP cs 651639106 31 1200 SH SOLE 1200 0 0 NIKE INC CLASS B cs 654106103 21 276 SH SOLE 276 0 0 NIMBLE STORAGE INC cs 65440R101 5 150 SH SOLE 150 0 0 NIPPON TELE & TEL ADR F cs 654624105 3 110 SH SOLE 110 0 0 NOKIA CORP SPON ADR F cs 654902204 6 850 SH SOLE 850 0 0 NORTHEAST UTILITIES cs 664397106 95 2004 SH SOLE 2004 0 0 NORTHROP GRUMMAN CORP cs 666807102 36 300 SH SOLE 300 0 0 NOVO-NORDISK A-S ADR F cs 670100205 85 1835 SH SOLE 1835 0 0 NQ MOBILE INC ADR F cs 64118U108 0 30 SH SOLE 30 0 0 NRG ENERGY INC NEW cs 629377508 0 4 SH SOLE 4 0 0 NUANCE COMMUN INC cs 67020Y100 4 200 SH SOLE 0 0 200 NUCOR CORP cs 670346105 199 4050 SH SOLE 4050 0 0 NUVEEN CA AMT FREE MUNI cs 670651108 1222 89493 SH SOLE 84543 0 4950 NUVEEN CA DIV ADV MUN FD cs 67066Y105 890 63685 SH SOLE 58935 0 4750 NUVEEN CA SELECT TAX FR cs 67063R103 75 5000 SH SOLE 5000 0 0 NUVEEN EQTY PREM INC FD cs 6706ER101 479 36500 SH SOLE 34000 0 2500 NUVEEN EQTY PREM OPTY FD cs 6706EM102 293 22800 SH SOLE 20300 0 2500 NUVEEN FLTG RATE INCM FD cs 67072T108 112 9216 SH SOLE 9216 0 0 NUVEEN INVT QLTY MUN FD cs 67062E103 59 4000 SH SOLE 4000 0 0 NUVEEN MASS PRE INCM MUN cs 67061E104 27 1991 SH SOLE 0 0 1991 NUVEEN MUNI ADVTG FUND cs 67062H106 40 3000 SH SOLE 0 0 3000 NUVEEN MUNI MKT OPPTY FD cs 67062W103 93 7000 SH SOLE 3000 0 4000 NUVEEN QLTY INCM MUNI FD cs 670977107 96 7032 SH SOLE 4032 0 3000 NUVEEN QUAL PFD INC FD 2 cs 67072C105 57 6330 SH SOLE 6330 0 0 NUVEEN QUALITY MUNI FD cs 67062N103 4 300 SH SOLE 300 0 0 NUVEEN SELCT QLTY MUN FD cs 670973106 69 5000 SH SOLE 5000 0 0 NVIDIA CORP cs 67066G104 2 100 SH SOLE 100 0 0 OCCIDENTAL PETE CORP cs 674599105 3369 32829 SH SOLE 31129 0 1700 OLD DOMINION FREIGHT LNS cs 679580100 13 200 SH SOLE 200 0 0 OLIN CORP cs 680665205 6 210 SH SOLE 210 0 0 OPKO HEALTH INC cs 68375N103 12 1400 SH SOLE 1400 0 0 ORACLE CORPORATION cs 68389X105 112 2776 SH SOLE 2776 0 0 ORANGE COUNTY BUS BANK cs 684193105 14 2200 SH SOLE 2200 0 0 P G & E CORP cs 69331C108 29 600 SH SOLE 600 0 0 P P G INDUSTRIES INC cs 693506107 84 400 SH SOLE 400 0 0 PALO ALTO NETWORKS INC cs 697435105 8 100 SH SOLE 100 0 0 PENTAIR PLC F cs G7S00T104 1 8 SH SOLE 1 0 7 PENTHOUSE INTL INC cs 709640106 0 125000 SH SOLE 125000 0 0 PEPSICO INCORPORATED cs 713448108 13 146 SH SOLE 146 0 0 PETROCHINA CO ADR F cs 71646E100 56 450 SH SOLE 350 0 100 PETROLEO BRASILEIRO ADRF cs 71654V101 4 280 SH SOLE 280 0 0 PETROLEO BRASILEIRO ADRF cs 71654V408 7 500 SH SOLE 500 0 0 PFIZER INCORPORATED cs 717081103 6340 213625 SH SOLE 199360 0 14265 PHILIP MORRIS INTL INC cs 718172109 153 1815 SH SOLE 1815 0 0 PHILLIPS 66 cs 718546104 691 8594 SH SOLE 8594 0 0 PIMCO CALIF MUN INCM FD cs 72200N106 34 2373 SH SOLE 2373 0 0 PIMCO CORP & INC OPPTY cs 72201B101 37 1950 SH SOLE 1750 0 200 PIMCO DYNAMIC INCOME FD cs 72201Y101 2065 60585 SH SOLE 58610 0 1975 PIMCO EXCH TRADED FUND cs 72201R775 400 3670 SH SOLE 3070 0 600 PIMCO HIGH INCOME FUND cs 722014107 260 19077 SH SOLE 19077 0 0 PINNACLE ENTERTAINMENT cs 723456109 0 8 SH SOLE 8 0 0 PINNACLE WEST CAPITAL CP cs 723484101 29 500 SH SOLE 500 0 0 PIONEER NATURAL RES CO cs 723787107 16 70 SH SOLE 70 0 0 PIZZA INN HOLDINGS INC cs 725846109 9 1400 SH SOLE 1400 0 0 PLUG POWER INC NEW cs 72919P202 2 475 SH SOLE 475 0 0 PNC FINL SERVICES GP INC cs 693475105 3 32 SH SOLE 32 0 0 PNM RESOURCES INC cs 69349H107 22 750 SH SOLE 750 0 0 POTASH CORP SASK INC F cs 73755L107 101 2650 SH SOLE 2650 0 0 POWERLINX INC NEW cs 73933F204 0 10 SH SOLE 10 0 0 POWERSHS DB US DOLLAR TR cs 73936D107 0 0 SH SOLE 0 0 0 POWERSHS EXCH TRAD FD TR cs 73935X302 22 1740 SH SOLE 1740 0 0 POWERSHS EXCH TRAD FD TR cs 73935X500 8 1150 SH SOLE 750 0 400 POWERSHS EXCH TRAD FD TR cs 73935X575 14 525 SH SOLE 525 0 0 POWERSHS EXCH TRAD FD TR cs 73935X856 4 100 SH SOLE 100 0 0 POWERSHS EXCH TRAD FD TR cs 73936T441 165 6578 SH SOLE 5828 0 750 POWERSHS EXCH TRAD FD TR cs 73936T565 50 3427 SH SOLE 3427 0 0 POWERSHS QQQ TRUST SER 1 cs 73935A104 449 4780 SH SOLE 4780 0 0 PRICESMART INC cs 741511109 17 200 SH SOLE 200 0 0 PROCTER & GAMBLE cs 742718109 299 3807 SH SOLE 3807 0 0 PRUDENTIAL FINANCIAL INC cs 744320102 4 40 SH SOLE 40 0 0 PUB SVC ENT GROUP INC cs 744573106 416 10200 SH SOLE 10200 0 0 PULTEGROUP INC cs 745867101 5 250 SH SOLE 250 0 0 QIHOO 360 TECH CO ADR F cs 74734M109 1 15 SH SOLE 0 0 15 QUALCOMM INC cs 747525103 3960 49995 SH SOLE 47075 0 2920 QUIKSILVER INC cs 74838C106 1 400 SH SOLE 400 0 0 RAMBUS INC DEL cs 750917106 10 700 SH SOLE 700 0 0 RAYONIER ADVANCED MATL cs 75508B104 551 14230 SH SOLE 13304 0 926 RAYTHEON COMPANY NEW cs 755111507 28 300 SH SOLE 300 0 0 REDHAT INC cs 756577102 0 5 SH SOLE 0 0 5 ROSS STORES INC cs 778296103 13 200 SH SOLE 200 0 0 ROYAL DUTCH SHELL A ADRF cs 780259206 212 2575 SH SOLE 2575 0 0 ROYCE GLOBAL VALUE TR cs 78081T104 2 214 SH SOLE 214 0 0 ROYCE VALUE TRUST INC cs 780910105 24 1500 SH SOLE 1500 0 0 S P D R S&P 500 ETF TR cs 78462F103 1296 6622 SH SOLE 5715 0 907 SALESFORCE COM cs 79466L302 58 1000 SH SOLE 1000 0 0 SANBORN RESOURCES LTD cs 799689104 0 5000 SH SOLE 5000 0 0 SANDISK CORP cs 80004C101 11 101 SH SOLE 101 0 0 SANOFI ADR F cs 80105N105 2 40 SH SOLE 40 0 0 SASOL LIMITED SPON ADR F cs 803866300 41 700 SH SOLE 500 0 200 SCH US AGG BND ETF cs 808524839 3484 67135 SH SOLE 60740 0 6395 SCH US DIV EQUITY ETF cs 808524797 6262 163619 SH SOLE 148899 0 14720 SCH US MID-CAP ETF cs 808524508 0 9 SH SOLE 9 0 0 SCH US REIT ETF cs 808524847 1440 40720 SH SOLE 37420 0 3300 SCH US TIPS ETF cs 808524870 11 201 SH SOLE 201 0 0 SCHLUMBERGER LTD F cs 806857108 35 300 SH SOLE 300 0 0 SCHW EMG MKT EQ ETF cs 808524706 282 10840 SH SOLE 10840 0 0 SCHW INTL EQ ETF cs 808524805 12738 386219 SH SOLE 356289 0 29930 SCHW INTL SCAP ETF cs 808524888 17 506 SH SOLE 506 0 0 SCHW US BRD MKT ETF cs 808524102 15178 318070 SH SOLE 292324 0 25747 SCHW US LCAP ETF cs 808524201 75 1600 SH SOLE 1600 0 0 SCHW US LCAP GRO ETF cs 808524300 1935 39885 SH SOLE 36550 0 3335 SCHW US SCAP ETF cs 808524607 275 5013 SH SOLE 5013 0 0 SEADRILL LTD F cs G7945E105 69 1735 SH SOLE 1735 0 0 SEAGATE TECHNOLOGY PLC F cs G7945M107 17 300 SH SOLE 300 0 0 SEARS HOLDINGS CORP cs 812350106 2 50 SH SOLE 0 0 50 SEATTLE GENETICS INC cs 812578102 4 100 SH SOLE 100 0 0 SEAWORLD ENTERTAINMENT cs 81282V100 1 50 SH SOLE 50 0 0 SECTOR SPDR CONSUMER FD cs 81369Y407 0 0 SH SOLE 0 0 0 SECTOR SPDR ENGY SELECT cs 81369Y506 20 200 SH SOLE 0 0 200 SECTOR SPDR FINCL SELECT cs 81369Y605 0 0 SH SOLE 0 0 0 SECTOR SPDR HEALTH FUND cs 81369Y209 12 200 SH SOLE 200 0 0 SECTOR SPDR INDL SELECT cs 81369Y704 27 500 SH SOLE 0 0 500 SECTOR SPDR MATERIALS FD cs 81369Y100 0 0 SH SOLE 0 0 0 SECTOR SPDR TECH SELECT cs 81369Y803 0 0 SH SOLE 0 0 0 SECTOR SPDR TR CON STPLS cs 81369Y308 18 400 SH SOLE 0 0 400 SECTOR SPDR UTIL SELECT cs 81369Y886 4 100 SH SOLE 0 0 100 SEMPRA ENERGY cs 816851109 195 1865 SH SOLE 1865 0 0 SIEMENS A G ADR F cs 826197501 3678 27825 SH SOLE 26400 0 1425 SILVER BAY RLTY TR CORP cs 82735Q102 0 2 SH SOLE 2 0 0 SINA CORPORATION F cs G81477104 5 100 SH SOLE 100 0 0 SINOVAC BIOTECH LTD F cs P8696W104 2 300 SH SOLE 300 0 0 SIRIUS XM HLDGS INC cs 82968B103 24 7050 SH SOLE 7050 0 0 SMITH & WESSON HLDG CORP cs 831756101 36 2500 SH SOLE 2500 0 0 SOC QUIMICA MINER B ADRF cs 833635105 2 75 SH SOLE 0 0 75 SODASTREAM INTL F cs M9068E105 1 26 SH SOLE 26 0 0 SONY CORP ADR NEW F cs 835699307 3 200 SH SOLE 200 0 0 SOUTHERN COPPER CORP cs 84265V105 81 2683 SH SOLE 2683 0 0 SOUTHWEST AIRLINES CO cs 844741108 5 200 SH SOLE 200 0 0 SOUTHWEST GAS CORP COM cs 844895102 71 1337 SH SOLE 1337 0 0 SPDR BARCLAYS ETF cs 78464A359 5 100 SH SOLE 100 0 0 SPDR BARCLAYS ETF cs 78464A664 27 400 SH SOLE 400 0 0 SPDR DOW JONES INDL AVG cs 78467X109 216 1288 SH SOLE 1288 0 0 SPDR GOLD TRUST cs 78463V107 192 1500 SH SOLE 1500 0 0 SPDR S & P INTL DIVIDEND cs 78463X772 32 615 SH SOLE 615 0 0 SPDR S&P DIVIDEND ETF cs 78464A763 52 678 SH SOLE 0 0 678 SPDR S&P EMERGING MKTS cs 78463X533 24 600 SH SOLE 600 0 0 STARBUCKS CORP cs 855244109 3147 40663 SH SOLE 37213 0 3450 STARWOOD HTLS & RSTS NEW cs 85590A401 6 80 SH SOLE 0 0 80 STATE STREET CORP cs 857477103 4 60 SH SOLE 60 0 0 STEELCASE INC CL A cs 858155203 76 5000 SH SOLE 5000 0 0 STRATASYS LTD F cs M85548101 23 200 SH SOLE 200 0 0 STURM RUGER & CO INC cs 864159108 83 1400 SH SOLE 1400 0 0 SUN LIFE FINANCIAL INC F cs 866796105 37 1000 SH SOLE 1000 0 0 SUPERVALU INC cs 868536103 1 85 SH SOLE 85 0 0 SYSCO CORPORATION cs 871829107 306 8180 SH SOLE 8180 0 0 T J X COS INC cs 872540109 8 150 SH SOLE 150 0 0 TABLEAU SOFTWARE INC cs 87336U105 851 11925 SH SOLE 10925 0 1000 TAKE TWO INTERACTV SFTWR cs 874054109 1 30 SH SOLE 30 0 0 TARGET CORPORATION cs 87612E106 2794 48210 SH SOLE 44675 0 3535 TASER INTERNATIONAL INC cs 87651B104 20 1500 SH SOLE 1500 0 0 TE CONNECTIVITY LTD F cs H84989104 2 38 SH SOLE 8 0 30 TEEKAY TANKERS LTD CL AF cs Y8565N102 3 632 SH SOLE 632 0 0 TELEFONICA BRASIL ADR F cs 87936R106 0 0 SH SOLE 0 0 0 TELEFONICA S A SPON ADRF cs 879382208 1 80 SH SOLE 80 0 0 TESLA MOTORS INC cs 88160R101 328 1365 SH SOLE 1051 0 314 TEVA PHARM INDS LTD ADRF cs 881624209 2727 52030 SH SOLE 49380 0 2650 THE CHARLES SCHWAB CORP cs 808513105 3 100 SH SOLE 100 0 0 THE PRICELINE GROUP cs 741503403 66 55 SH SOLE 0 0 55 THE SOUTHERN COMPANY cs 842587107 41 893 SH SOLE 593 0 300 THE WHITEWAVE FOODS CO cs 966244105 1 25 SH SOLE 25 0 0 TIBCO SOFTWARE INC cs 88632Q103 1078 53425 SH SOLE 49875 0 3550 TIFFANY & CO NEW cs 886547108 1 9 SH SOLE 9 0 0 TIM PARTICIPACOES ADR F cs 88706P205 0 0 SH SOLE 0 0 0 TIME WARNER CABLE cs 88732J207 0 0 SH SOLE 0 0 0 TIME WARNER INC NEW cs 887317303 0 0 SH SOLE 0 0 0 TOOTSIE ROLL INDS INC cs 890516107 9 316 SH SOLE 316 0 0 TORCHLIGHT ENERGY RES cs 89102U103 82 20000 SH SOLE 20000 0 0 TORONTO DOMINION BANK F cs 891160509 2836 55160 SH SOLE 51660 0 3500 TOTAL S A ADR F cs 89151E109 0 0 SH SOLE 0 0 0 TOYOTA MOTOR CP ADR NEWF cs 892331307 0 0 SH SOLE 0 0 0 TRANSOCEAN INC NEW F cs H8817H100 9 210 SH SOLE 210 0 0 TRANZBYTE CORP cs 894117100 0 12100 SH SOLE 12100 0 0 TRULIA INC cs 897888103 0 0 SH SOLE 0 0 0 TWITTER INC cs 90184L102 85 2080 SH SOLE 1880 0 200 TYCO INTL LTD NEW F cs H89128104 1 30 SH SOLE 0 0 30 U S BANCORP DEL NEW cs 902973304 11 250 SH SOLE 250 0 0 UIL HOLDINGS CO cs 902748102 1 20 SH SOLE 20 0 0 UNDER ARMOUR INC CL A cs 904311107 6 100 SH SOLE 100 0 0 UNILEVER N V NY SHS NEWF cs 904784709 0 0 SH SOLE 0 0 0 UNISYS CORP NEW cs 909214306 0 0 SH SOLE 0 0 0 UNITED ST NAT GAS FD NEW cs 912318201 0 0 SH SOLE 0 0 0 UNITED STATES STEEL CORP cs 912909108 0 0 SH SOLE 0 0 0 UNITED STS 12 MO OIL FD cs 91288V103 0 0 SH SOLE 0 0 0 UNITED TECHNOLOGIES CORP cs 913017109 12 103 SH SOLE 103 0 0 VALE SA ADR F cs 91912E105 0 0 SH SOLE 0 0 0 VALEANT PHARMA INTL F cs 91911K102 0 0 SH SOLE 0 0 0 VANGUARD BOND INDEX FUND cs 921937835 2318 28197 SH SOLE 25247 0 2950 VANGUARD FTSE EMERGING cs 922042858 0 0 SH SOLE 0 0 0 VANGUARD INTL EQTY INDEX cs 922042775 52 1000 SH SOLE 1000 0 0 VANGUARD MID CAP cs 922908629 0 0 SH SOLE 0 0 0 VANGUARD REIT cs 922908553 26 350 SH SOLE 350 0 0 VANGUARD S&P 500 ETF NEW cs 922908363 83 463 SH SOLE 463 0 0 VANGUARD SMALL CAP cs 922908751 59 500 SH SOLE 500 0 0 VANGUARD TOTAL STOCK MKT cs 922908769 867 8517 SH SOLE 8298 0 218 VAPE HLDGS INC cs 91912N105 1 500 SH SOLE 500 0 0 VERISIGN INC cs 92343E102 0 0 SH SOLE 0 0 0 VERIZON COMMUNICATIONS cs 92343V104 64 1303 SH SOLE 1303 0 0 VISA INC CL A cs 92826C839 0 0 SH SOLE 0 0 0 VIVUS INC cs 928551100 0 0 SH SOLE 0 0 0 VODAFONE GROUP NEW ADR F cs 92857W308 6 181 SH SOLE 181 0 0 VULCAN MATERIALS COMPANY cs 929160109 0 0 SH SOLE 0 0 0 WAL-MART STORES INC cs 931142103 8 100 SH SOLE 100 0 0 WASTE MANAGEMENT INC DEL cs 94106L109 0 0 SH SOLE 0 0 0 WEATHERFORD INTL NEW F cs G48833100 7 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW cs 949746101 29 550 SH SOLE 400 0 150 WESTERN DIGITAL CORP cs 958102105 0 0 SH SOLE 0 0 0 WHOLE FOODS MARKET INC cs 966837106 15 397 SH SOLE 397 0 0 WILLIAMS COMPANIES cs 969457100 349 6000 SH SOLE 6000 0 0 WINDSTREAM HLDGS INC cs 97382A101 0 0 SH SOLE 0 0 0 WISDOMTREE EQUITY INC FD cs 97717W208 12 200 SH SOLE 200 0 0 WPX ENERGY INC cs 98212B103 0 0 SH SOLE 0 0 0 WYNDHAM WORLDWIDE CORP cs 98310W108 0 0 SH SOLE 0 0 0 XCEL ENERGY INC cs 98389B100 129 4000 SH SOLE 4000 0 0 XINYUAN REAL ESTATE ADRF cs 98417P105 0 100 SH SOLE 100 0 0 YAHOO INC cs 984332106 25 700 SH SOLE 700 0 0 YAMANA GOLD INC F cs 98462Y100 16 2000 SH SOLE 0 0 2000 YELP INC CLASS A cs 985817105 8 100 SH SOLE 100 0 0 YUM BRANDS INC cs 988498101 193 2376 SH SOLE 2376 0 0 ZILLOW INC CL A cs 98954A107 0 0 SH SOLE 0 0 0 ZOETIS INC cs 98978V103 0 0 SH SOLE 0 0 0 ZYNGA INC cs 98986T108 1 400 SH SOLE 0 0 400 ALLIANCE RES PARTNERS LP oa 01877R108 19 400 SH SOLE 400 0 0 ALON USA PARTNERS LP oa 02052T109 6 350 SH SOLE 350 0 0 AMERICAN CAPITAL AGENCY oa 02503X105 19 820 SH SOLE 820 0 0 AMERIGAS PARTNERS LP oa 030975106 45 1000 SH SOLE 1000 0 0 ANNALY CAPITAL MGMT oa 035710409 217 19000 SH SOLE 18450 0 550 CALUMET SPECIALTY PROD oa 131476103 32 1000 SH SOLE 1000 0 0 DIGITAL REALTY TRUST INC oa 253868103 5 80 SH SOLE 80 0 0 DUKE REALTY CORP oa 264411505 69 3800 SH SOLE 3500 0 300 ENBRIDGE ENERGY PTNRS LP oa 29250R106 38 1040 SH SOLE 126 0 914 ENERGY TRANSFER PARTNERS oa 29273R109 133 2298 SH SOLE 2298 0 0 ENTERPRISE PRD PRTNRS LP oa 293792107 1834 23428 SH SOLE 22684 0 744 EQUITY RESIDENTIAL oa 29476L107 9 150 SH SOLE 150 0 0 HI-CRUSH PARTNERS LP oa 428337109 4 59 SH SOLE 59 0 0 KINDER MORGAN ENERGY LP oa 494550106 290 3525 SH SOLE 3500 0 25 MFA FINANCIAL INC oa 55272X102 8 1000 SH SOLE 1000 0 0 ONEOK PARTNERS LP oa 68268N103 141 2399 SH SOLE 1999 0 400 PEBBLEBROOK HOTEL TRUST oa 70509V100 3 75 SH SOLE 0 0 75 PLUM CREEK TIMBER CO oa 729251108 12 260 SH SOLE 260 0 0 RAYONIER INC oa 754907103 1538 43277 SH SOLE 40477 0 2800 REALTY INCOME CORP oa 756109104 4477 100782 SH SOLE 95807 0 4975 UMH PROPERTIES INC oa 903002103 0 0 SH SOLE 0 0 0 VENTAS INC oa 92276F100 29 450 SH SOLE 375 0 75 VORNADO REALTY TRUST oa 929042109 0 0 SH SOLE 0 0 0 WESTERN GAS PARTNERS L P oa 958254104 0 0 SH SOLE 0 0 0 GENERAL MOTORS CL A 16WT wt 37045V118 0 4 SH SOLE 4 0 0 GENERAL MOTORS CL B 19WT wt 37045V126 0 4 SH SOLE 4 0 0