0001140361-11-027703.txt : 20110516 0001140361-11-027703.hdr.sgml : 20110516 20110516150157 ACCESSION NUMBER: 0001140361-11-027703 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iwamoto, Kong & Co., Inc. CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 11845986 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2011 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iwamoto Kong & Co., Inc. Address: 19200 VON KARMAN AVE, SUITE 1030 IRVINE, CALIFORNIA 92612 Form 13F File Number: 028-12756 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Benjamin Lau Title: Portfolio Manager Phone: (949)-253-8888 Signature, Place, and Date of Signing: /s/ Benjamin Lau IRVINE, CALIFORNIA 5/13/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 517 Form 13F Information Table Value Total: $ 173,253 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ 1/100 BERKSHIRE HTWY CLA cs 84990175 125 1 100 0 - 3M COMPANY cs 88579Y101 9 100 100 0 - A T & T INC 6.375%56 ps 00211G208 53 2,000 2,000 0 - A T & T INC NEW cs 00206R102 6,047 197,552 167,832 0 29,720 A X A SPONSORED ADR F cs 54536107 5 250 250 0 - AB SVENSK EXPORT 2022F ps 870297603 15 1,300 - 0 1,300 ABB LTD ADR F cs 375204 21 850 850 0 - ABBOTT LABORATORIES cs 2824100 5,298 108,009 107,584 0 425 ABERDEEN ASIA PAC INCM cs 3009107 112 16,100 16,100 0 - ACTIVISION BLIZZARD INC cs 00507V109 2 150 150 0 - ADOBE SYSTEMS INC cs 00724F101 9 260 260 0 - AEGON NV 7.25% PFD F ps N00927348 25 1,000 1,000 0 - AEGON NV ORD REG AMER F cs 7924103 18 2,449 - 0 2,449 AGILENT TECHNOLOGIES INC cs 00846U101 175 3,906 - 0 3,906 ALCATEL LUCENT ADR F cs 13904305 0 34 34 0 - ALCOA INC cs 13817101 9 487 487 0 - ALEXANDER & BALDWIN INC cs 14482103 14 300 300 0 - ALEXION PHARMA INC cs 15351109 20 200 200 0 - ALLERGAN INC cs 18490102 83 1,172 972 0 200 ALLIANCE RES PARTNERS LP oa 01877R108 16 200 200 0 - ALLIANZ SE 8.375% PFD F ps 18805200 53 2,000 2,000 0 - ALLSTATE CORPORATION cs 20002101 17 530 530 0 - ALTRIA GROUP INC cs 02209S103 163 6,280 4,780 0 1,500 AMAZON COM INC cs 23135106 872 4,840 4,840 0 - AMEREN CORPORATION cs 23608102 12 442 442 0 - AMERICA MOVIL SAB L ADRF cs 02364W105 14 237 237 0 - AMERICAN CAPITAL LTD cs 02503Y103 3 254 254 0 - AMERICAN EXPRESS COMPANY cs 25816109 5 100 100 0 - AMERICAN INTL GP 21WTS wt 26874156 0 2 2 0 - AMERICAN INTL GROUP NEW cs 26874784 0 5 5 0 - AMERIGAS PARTNERS LP oa 30975106 78 1,625 1,625 0 - AMERITYRE CORPORATION cs 03073V107 0 2,000 2,000 0 - AMERN TOWER CORP CLASS A cs 29912201 3 50 50 0 - AMGEN INCORPORATED cs 31162100 604 11,300 900 0 10,400 AMTRUST FINANCIAL SVCS cs 32359309 3 150 150 0 - AMYLIN PHARMACEUTICALS cs 32346108 57 5,000 5,000 0 - ANADARKO PETROLEUM CORP cs 32511107 1,249 15,245 525 0 14,720 ANGLO AMERN PLC ADS F cs 03485P201 26 1,000 1,000 0 - ANNALY CAPITAL MGMT oa 35710409 87 5,000 5,000 0 - AOL INC cs 00184X105 0 3 3 0 - APACHE CORP cs 37411105 52 400 400 0 - APPLE INC cs 37833100 1,103 3,166 2,814 0 352 APPLIED MATERIALS INC cs 38222105 40 2,589 2,589 0 - ARCHER-DANIELS-MIDLND CO cs 39483102 36 1,000 1,000 0 - ARES CAPITAL CORP cs 04010L103 20 1,170 1,170 0 - ARIBA INC NEW cs 04033V203 0 2 2 0 - ARM HOLDINGS PLC ADR F cs 42068106 10 350 350 0 - ATHEROS COMMUNICATIONS cs 04743P108 6 125 125 0 - AUTOZONE INC cs 53332102 15 55 55 0 - AVANIR PHARMA INC cs 05348P401 1 125 125 0 - AVERY DENNISON CORP cs 53611109 420 10,000 - 0 10,000 AVON PRODUCTS INC cs 54303102 3 125 125 0 - B E AEROSPACE INC cs 73302101 4 106 106 0 - B P PRUDHOE BAY RLTY TR cs 55630107 21 175 175 0 - BAC CAP TR III 7.00%32 ps 5.52E+205 83 3,300 3,300 0 - BAC CAPITAL TRUST I 7%31 ps 55187207 68 2,700 2,700 0 - BAIDU INC ADR F cs 56752108 32 233 233 0 - BANCO SANTANDER SA ADR F cs 05964H105 10 857 857 0 - BANK OF AMERICA CORP cs 60505104 271 20,314 20,064 0 250 BANK OF NOVA SCOTIA F cs 64149107 36 580 580 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ BANK OF NY MELLON CP NEW cs 64058100 235 7,880 - 0 7,880 BARCLAYS BANK IPATH ETN cs 06738C778 308 6,000 5,125 0 875 BARCLAYS BANK IPATH ETN cs 06739H743 3 100 100 0 - BASF SE ADR F cs 55262505 36 413 413 0 - BAXTER INTERNATIONAL INC cs 71813109 757 14,087 14,087 0 - BEESTON ENTERPRISES NEW cs 07712Q205 1 90,000 90,000 0 - BERKSHIRE HATHAWAY B NEW cs 84670702 585 7,000 6,600 0 400 BHP BILLITON LTD ADR F cs 88606108 12 125 125 0 - BK OF N Y IV E 6.875%28 ps 09656G201 65 2,500 2,500 0 - BK ONE CAP TR VI 7.20%31 ps 06423W204 1,415 55,125 54,550 0 575 BLACKROCK CA MUN 2018 FD cs 09249C105 12 787 787 0 - BLACKROCK CA MUN INCM TR cs 9.25E+105 41 3,315 3,315 0 - BLACKROCK CORE BD TRUST cs 9.25E+104 8 650 650 0 - BLACKROCK INCM OPPNTY TR cs 92475102 214 23,000 23,000 0 - BLACKROCK INVT QLTY MUNI cs 09247D105 26 2,000 2,000 0 - BLACKROCK STRATEGC DIVID cs 09249Y107 11 1,000 1,000 0 - BLDRS EMERGING MKTS cs 09348R300 1 15 15 0 - BLKRCK MUNIHLDGS CA QLTY cs 09254L107 12 973 973 0 - BLKRCK MUNIYIELD CA QLTY cs 09254N103 122 9,830 9,830 0 - BNP PARIBAS ADR F cs 05565A202 5 125 125 0 - BOB EVANS FARMS INC cs 96761101 10 300 300 0 - BOEING CO cs 97023105 304 4,110 1,310 0 2,800 BP PLC ADR F cs 55622104 23 525 525 0 - BREITBURN ENERGY PTNR LP oa 106776107 43 2,000 2,000 0 - BRINKS CO cs 109696104 3 100 100 0 - BRISTOL-MYERS SQUIBB CO cs 110122108 384 14,546 1,100 0 13,446 BROADRIDGE FINL SOLUTION cs 11133T103 2 100 100 0 - C V S CAREMARK CORP cs 126650100 191 5,559 1,500 0 4,059 CA WATER SERVICE GROUP cs 130788102 6 150 150 0 - CABOT CORPORATION cs 127055101 93 2,000 - 0 2,000 CADENCE PHARMACEUTICALS cs 12738T100 2 220 220 0 - CALL WALMART STORES cl 4194115 3 3 3 0 - CARDINAL HEALTH INC cs 14149Y108 4 100 100 0 - CARNIVAL CORP NEW F cs 143658300 13 337 337 0 - CATERPILLAR INC cs 149123101 47 425 425 0 - CATHAY GENERAL BANCORP cs 149150104 171 10,000 10,000 0 - CBS CORPORATION 6.75%56 ps 124857400 25 1,000 1,000 0 - CENOVUS ENERGY INC F cs 15135U109 13 325 325 0 - CENTERPOINT ENERGY INC cs 15189T107 1 46 46 0 - CENTRAL FD CDA LTD CLA F cs 153501101 16 700 700 0 - CHEUNG KONG HLDG ADR F cs 166744201 12 725 725 0 - CHEVRON CORPORATION cs 166764100 2,365 22,005 957 0 21,048 CHINA CGAME INC cs 16946P107 0 334 334 0 - CISCO SYSTEMS INC cs 17275R102 2,038 118,854 118,004 0 850 CITADEL BROADCASTING XXX cs 17285T106 - 16 16 0 - CITIGROUP INC cs 172967101 105 23,779 21,179 0 2,600 COACH INC cs 189754104 34 650 650 0 - COCA COLA COMPANY cs 191216100 176 2,659 2,659 0 - COHEN & STEERS cs 19248A109 1,883 106,698 106,298 0 400 COHEN & STEERS TOTAL cs 19247R103 42 3,000 3,000 0 - COINSTAR INC cs 19259P300 14 300 300 0 - COLGATE-PALMOLIVE CO cs 194162103 323 4,000 - 0 4,000 COMMERCE ENERGY GROUP cs 20061Q106 0 8,000 8,000 0 - COMMERCEPLANET INC NEW cs 20084U209 0 250 250 0 - COMPUTRZD THERML IMAGING cs 20557C108 0 45 - 0 45 COMSTOCK MINING INC cs 205750102 0 100 100 0 - CONCHO RESOURCES INC cs 20605P101 18 165 165 0 - CONEXANT SYSTEMS INC NEW cs 207142308 0 45 - 0 45 CONMED CORP cs 207410101 10 375 375 0 - CONOCOPHILLIPS cs 20825C104 518 6,488 1,600 0 4,888
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ CONSOLIDATED EDISON INC cs 209115104 3,558 70,155 68,655 0 1,500 CONSTANT CONTACT INC cs 210313102 3 100 100 0 - CONSTELLATION BRAND CL A cs 21036P108 4 200 200 0 - CORNING INC cs 219350105 47 2,300 2,300 0 - COSTCO WHSL CORP NEW cs 22160K105 125 1,700 1,100 0 600 COUNTRYWIDE NEW 7.00%66 ps 222388209 75 3,000 3,000 0 - COVIDIEN PLC NEW F cs G2554F113 2 38 8 0 30 CREDIT SUISSE 7.90% PFDF ps 225448208 48 1,800 1,800 0 - CREDIT SUISSE GRP ADR F cs 225401108 22 513 513 0 - CRYSTALLEX INTL CORP F cs 22942F101 0 1,590 1,590 0 - DASSAULT SYSTEMS SA ADRF cs 237545108 12 150 150 0 - DAVITA INC cs 23918K108 86 1,000 1,000 0 - DEERE & CO cs 244199105 10 100 - 0 100 DHT HOLDINGS INC F cs Y2065G105 5 1,000 1,000 0 - DIAGEO PLC NEW ADR F cs 25243Q205 1,984 26,030 25,880 0 150 DIAMOND HILL FINL TRENDS cs 25264C101 20 2,000 - 0 2,000 DIEBOLD INCORPORATED cs 253651103 120 3,375 - 0 3,375 DIRECTV CL A cs 25490A101 4 90 90 0 - DISNEY WALT CO cs 254687106 25 589 589 0 - DNP SELECT INCOME FUND cs 23325P104 552 58,150 44,850 0 13,300 DOLBY LABORATORIES INC cs 25659T107 5 100 100 0 - DOLLAR TREE INC cs 256746108 11 190 190 0 - DOMINION RES INC VA NEW cs 25746U109 2,737 61,220 61,220 0 - DOVER CORPORATION cs 260003108 18 275 275 0 - DOW 30 PREM & DIV INCM cs 260582101 86 5,800 5,300 0 500 DREAM MARKETING INC cs 261990352 - 10 10 0 - DRYSHIPS INC F cs Y2109Q101 2 500 500 0 - DU PONT E I DE NEMOUR&CO cs 263534109 96 1,751 - 0 1,751 DUKE ENERGY CORP NEW cs 26441C105 29 1,600 1,600 0 - DUKE REALTY 7.25% N PFD ps 264411695 75 3,000 3,000 0 - DUKE REALTY CORP oa 264411505 29 2,100 2,100 0 - E M C CORP MASS cs 268648102 114 4,275 4,275 0 - EASTMAN KODAK COMPANY cs 277461109 0 106 106 0 - EATON VANCE LTD DURATION cs 27828H105 292 18,277 18,177 0 100 ECA MARCELLUS TR I cs 26827L109 31 1,000 1,000 0 - EDISON INTERNATIONAL cs 281020107 3,938 107,616 107,416 0 200 ELAN CORP PLC SPON ADR F cs 284131208 3 400 400 0 - EMERSON ELECTRIC CO cs 291011104 60 1,030 1,030 0 - EMULEX CORP NEW cs 292475209 11 1,000 1,000 0 - ENBRIDGE ENERGY PTNRS LP oa 29250R106 8 120 - 0 120 ENERGY TRANSFER PARTNERS oa 29273R109 6 125 125 0 - ENERNORTH INDUSTRIES F cs 29275G101 - 150 150 0 - ENI S P A SPON ADR F cs 26874R108 3,607 73,410 73,310 0 100 ENPRO INDUSTRIES INC cs 29355X107 29 800 - 0 800 ENRON CORP XXX cs 293561106 - 30,500 30,500 0 - ENTERGY CORP NEW cs 29364G103 12 183 183 0 - ENTERPRISE PRD PRTNRS LP oa 293792107 534 12,400 - 0 12,400 ENTROPIC COMMUNICATIONS cs 29384R105 25 3,000 3,000 0 - EQUITY RESIDENTIAL oa 29476L107 8 150 150 0 - ERICSSON TEL ADR B NEW F cs 294821608 123 9,600 - 0 9,600 EXELON CORPORATION cs 30161N101 3,981 96,525 85,925 0 10,600 EXPRESS SCRIPTS INC cs 302182100 95 1,700 1,700 0 - EXXON MOBIL CORPORATION cs 30231G102 9,177 109,078 84,463 0 24,615 FIRST TR ISE EXCH TRD FD cs 33736M103 4 80 80 0 - FIRST TRUST GLOBAL cs 33736G106 4 300 300 0 - FIRST TRUST SENIOR cs 33733U108 52 3,500 3,500 0 - FLUOR CORPORATION NEW cs 343412102 163 2,210 2,210 0 - FORD MOTOR COMPANY NEW cs 345370860 52 3,520 3,520 0 - FORTUNE BRANDS INC cs 349631101 23 368 368 0 - FRANKLIN RESOURCES INC cs 354613101 675 5,400 - 0 5,400
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ FREEPORT MCMORAN COPPER cs 35671D857 2,622 47,201 47,001 0 200 FRONTIER COMMUNICATIONS cs 35906A108 43 5,203 3,058 0 2,145 GABELLI GLOBAL GOLD TR cs 36244N109 32 1,700 1,700 0 - GAP INC cs 364760108 3 150 150 0 - GDL FUND cs 361570104 1,544 114,110 113,510 0 600 GENCO SHIPPING & TRDG F cs Y2685T107 10 903 903 0 - GENERAL DYNAMICS CORP cs 369550108 42 550 550 0 - GENERAL ELEC CAP 6.45%46 ps 369622477 296 11,650 11,550 0 100 GENERAL ELECTRIC COMPANY cs 369604103 2,875 143,394 142,269 0 1,125 GENERAL MILLS INC cs 370334104 42 1,150 1,150 0 - GENON ENERGY INC cs 3.72E+111 0 36 36 0 - GERON CORP cs 374163103 2 350 350 0 - GILEAD SCIENCES INC cs 375558103 23 550 550 0 - GLAXOSMITHKLINE PLC ADRF cs 37733W105 3,386 88,142 87,642 0 500 GLOBAL NETWORKS CORP cs 379382104 0 5 5 0 - GLOBALSTAR TELECOM ORXXX cs G3930H104 - 180 180 0 - GOLDMAN SACHS GROUP INC cs 38141G104 131 827 27 0 800 GOODRICH CORPORATION cs 382388106 342 4,000 - 0 4,000 GOOGLE INC CLASS A cs 38259P508 149 254 217 0 37 GREENHAVEN CONT CMDTY cs 395258106 3,674 104,300 104,300 0 - GRILL CONCEPTS INC NEW cs 398502302 14 28,943 28,943 0 - GRUBB & ELLIS CO NEW cs 400095204 11 14,000 14,000 0 - GUGGENHEIM EXCH TRD FD cs 18383M100 223 4,700 4,700 0 - GUGGENHEIM EXCH TRD FD cs 18383Q135 4 150 150 0 - H C P INC oa 40414L109 3 90 90 0 - HANOVER INSURANCE GROUP cs 410867105 112 2,481 - 0 2,481 HARLEY DAVIDSON INC cs 412822108 8 200 - 0 200 HARRIS PFD CAP 7.375%PFD ps 414567206 5 200 200 0 - HENNES & MAURITZ AB ADRF cs 425883105 3 400 - 0 400 HERSHEY COMPANY cs 427866108 5 100 100 0 - HEWLETT-PACKARD COMPANY cs 428236103 250 6,110 6,110 0 - HOME DEPOT INC cs 437076102 463 12,483 3,483 0 9,000 HONDA MOTOR CO LTD ADR F cs 438128308 8 200 200 0 - HONEYWELL INTERNATIONAL cs 438516106 60 1,000 1,000 0 - HSBC HLDGS PLC ADR NEW F cs 404280406 47 900 900 0 - HSBC HOLDINGS 8.125% F ps 404280703 981 35,900 35,600 0 300 HUGOTON ROYALTY TR UBI cs 444717102 24 1,000 1,000 0 - HUNTINGTON INGALLS INDS cs 446413106 51 1,217 1,167 0 50 IDACORP INCORPORATED cs 451107106 4 100 100 0 - IGNIS PETROLEUM GROUP cs 451725105 0 400 - 0 400 INTEL CORP cs 458140100 329 16,301 16,301 0 - INTERNATIONAL PAPER CO cs 460146103 2 53 53 0 - INTL BUSINESS MACHINES cs 459200101 762 4,674 874 0 3,800 INVESCO CA INSD MUN INCM cs 46130L109 124 10,000 10,000 0 - INVESCO INSD CA MUN SECS cs 46130W105 51 4,170 4,170 0 - IRVINE SENSOR CORP NEW cs 463664607 0 12 12 0 - ISHARES DJ US HOME CONST cs 464288752 18 1,375 1,375 0 - ISHARES GOLD TRUST cs 464285105 46 3,300 3,300 0 - ISHARES IBOXX INVESTOP cs 464287242 43 400 400 0 - ISHARES MSCI AUS IDX FD cs 464286103 27 1,000 1,000 0 - ISHARES MSCI BRAZIL INDX cs 464286400 9 110 110 0 - ISHARES MSCI CDA IDX FD cs 464286509 34 1,000 1,000 0 - ISHARES MSCI EMRG MKT FD cs 464287234 603 12,397 12,297 0 100 ISHARES MSCI JPN IDX FD cs 464286848 157 15,225 15,225 0 - ISHARES NASDAQ BIO FD cs 464287556 461 4,605 4,505 0 100 ISHARES RUSSELL 1000 VAL cs 464287598 48 700 500 0 200 ISHARES S&P U S PFD FUND cs 464288687 16 400 400 0 - ISHARES TR BARCLAYS BOND cs 464287432 1,322 14,350 14,350 0 - ISHARES TR BARCLAYS BOND cs 464288638 4,790 45,492 43,992 0 1,500 ISHARES TR BARCLAYS BOND cs 464288646 161 1,538 1,538 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ ISHARES TR BARCLAYS TIPS cs 464287176 2,730 25,005 25,005 0 - ISHARES TR DJ US FINL cs 464287788 53 900 900 0 - ISHARES TR DJ US HLTHCAR cs 464287762 192 2,780 2,780 0 - ISHARES TR MSCI EAFE FD cs 464287465 396 6,590 6,590 0 - ISHARES TR RUSSELL 2000 cs 464287655 929 11,035 10,685 0 350 ISHARES TR RUSSELL 3000 cs 464287689 0 1 1 0 - ISHARES TR S&P GLOBAL cs 464287325 38 695 695 0 - ISHARES TR S&P GLOBAL cs 464287341 13 300 300 0 - ISHARES TRUST cs 464288513 843 9,170 9,020 0 150 JETBLUE AIRWAYS CORP cs 477143101 3 500 500 0 - JOHNSON & JOHNSON cs 478160104 5,720 96,539 80,239 0 16,300 JOHNSON CONTROLS INC cs 478366107 973 23,400 23,250 0 150 JP MORGAN CAP X 7.00%32 ps 46623D200 142 5,600 5,600 0 - JP MORGAN EXCH TRADED NT cs 46625H365 909 23,943 23,743 0 200 JPMORGAN CHASE & CO cs 46625H100 187 4,052 4,052 0 - JPMORGAN CHASE 8.625%PFD ps 46625H621 553 19,825 19,825 0 - KAYNE ANDERSON ENERGY FD cs 48660P104 8 249 249 0 - KAYNE ANDERSON MLP INVT cs 486606106 4 130 130 0 - KB HOME cs 48666K109 1 100 100 0 - KIMBERLY-CLARK CORP cs 494368103 4,765 73,000 72,875 0 125 KIMCO REALTY CORP oa 49446R109 18 1,000 1,000 0 - KINDER MORGAN ENERGY LP oa 494550106 65 875 875 0 - KINDER MORGAN HOLDCO LLC cs 49456B101 15 500 500 0 - KOHLS CORP cs 500255104 27 500 500 0 - KRAFT FOODS INC cs 50075N104 1 35 35 0 - L-3 COMMUNICATIONS HLDGS cs 502424104 3 35 35 0 - LAACO INC LTD PARTNSHIP oa 505346106 39 40 40 0 - LEAP WIRELESS INTL IN^XX cs 521863100 - 475 475 0 - LEGG MASON INC cs 524901105 2 50 50 0 - LIBERTY STAR URANIUM NEW cs 53123T206 18 616,600 616,600 0 - LILLY ELI & COMPANY cs 532457108 32 900 900 0 - LINN ENERGY oa 536020100 4 100 100 0 - M L CAP TRUST 7.28% PFD ps 59021K205 2 100 - 0 100 MACYS INC cs 55616P104 18 725 725 0 - MAGNUM HUNTER 10.25% PFD ps 55973B201 51 2,000 2,000 0 - MANULIFE FINANCIAL CORPF cs 56501R106 27 1,500 1,500 0 - MARATHON OIL CORP cs 565849106 436 8,178 - 0 8,178 MARKET VECTORS ETF TRUST cs 57060U100 162 2,700 2,200 0 500 MARKET VECTORS ETF TRUST cs 57060U407 23 1,000 1,000 0 - MARKET VECTORS ETF TRUST cs 57060U605 10 175 175 0 - MARKET VECTORS ETF TRUST cs 57060U829 13 400 400 0 - MASCO CORP cs 574599106 46 3,300 3,300 0 - MASSEY ENERGY COMPANY cs 576206106 103 1,500 - 0 1,500 MC DONALDS CORP cs 580135101 547 7,192 1,392 0 5,800 MEDCOHEALTH SOLUTIONS cs 58405U102 1 12 12 0 - MEDTRONIC INC cs 585055106 36 925 725 0 200 MELTRONIX INC cs 585730104 - 12,000 12,000 0 - MERCK & CO INC NEW cs 58933Y105 32 971 971 0 - MERISEL INC NEW cs 589849306 0 10 10 0 - MERRILL LYNCH CAP 7% PFD ps 59021F206 25 1,000 1,000 0 - MESABI TRUST CTF BEN INT cs 590672101 12 300 300 0 - METAWAVE COMMUN NEW XXX cs 591409107 - 100 - 0 100 METROPCS COMMUNICATIONS cs 591708102 2 100 100 0 - MICROSOFT CORP cs 594918104 3,346 131,789 118,589 0 13,200 MICROSTRATEGY INC A NEW cs 594972408 17 125 125 0 - MINDSPEED TECH INC NEW cs 602682205 0 2 - 0 2 MITSUBISHI UFJ FINL ADRF cs 606822104 2 525 525 0 - MONRO MUFFLER BRAKE INC cs 610236101 12 352 352 0 - MONSANTO CO NEW DEL cs 61166W101 145 2,000 - 0 2,000 MORGAN STANLEY cs 617446448 29 1,050 1,050 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ MOTOROLA MOBILITY HLDGS cs 620097105 4 175 175 0 - MOTOROLA SOLUTIONS INC cs 620076307 9 200 200 0 - MYLAN INC cs 628530107 5 225 225 0 - N I I HOLDINGS INC NEW cs 62913F201 6 150 150 0 - NESTLE S A REG B ADR F cs 641069406 58 1,012 1,012 0 - NETFLIX INC cs 64110L106 10 40 40 0 - NEWMONT MINING CORP cs 651639106 8 144 144 0 - NEWS CORP LTD CL B cs 6.52E+207 37 2,000 2,000 0 - NIKE INC CLASS B cs 654106103 18 238 238 0 - NOKIA CORP SPON ADR F cs 654902204 3 300 250 0 50 NORDSTROM INC cs 655664100 9 200 200 0 - NORTEL NETWORKS CP NEW F cs 656568508 0 5 5 0 - NORTHROP GRUMMAN CORP cs 666807102 458 7,306 7,006 0 300 NOVARTIS A G SPON ADR F cs 66987V109 19 350 350 0 - NSTAR cs 6.70E+111 19 400 400 0 - NUCOR CORP cs 670346105 329 7,150 7,150 0 - NUVEEN AZ DIV ADVNTGE FD cs 67071P107 38 3,000 3,000 0 - NUVEEN AZ PREM INCM MUNI cs 67061W104 37 3,000 3,000 0 - NUVEEN CA DIV ADV MUN FD cs 67066Y105 741 61,450 60,950 0 500 NUVEEN CA QLTY INCM MUN cs 670985100 50 3,904 3,904 0 - NUVEEN CA SELECT TAX FR cs 67063R103 63 5,000 5,000 0 - NUVEEN CALIF MUNI MARKET cs 67062U107 37 3,000 3,000 0 - NUVEEN DIVERSFD DIVID FD cs 6706EP105 9 800 800 0 - NUVEEN EQTY PREM INC FD cs 6706ER101 494 39,100 39,100 0 - NUVEEN EQTY PREM OPTY FD cs 6706EM102 213 16,750 16,750 0 - NUVEEN INSD CA PRE FD II cs 67061U108 126 10,177 10,177 0 - NUVEEN INSD CA PREM INCM cs 67061X102 99 7,500 7,500 0 - NUVEEN INSD CA TAX FREE cs 670651108 1,124 96,787 96,287 0 500 NUVEEN INSD TAX FREE ADV cs 670657105 46 3,500 3,500 0 - NUVEEN INVT QLTY MUN FD cs 6.71E+107 94 7,000 7,000 0 - NUVEEN MUNI ADVTG FUND cs 67062H106 39 3,000 3,000 0 - NUVEEN MUNI MKT OPPTY FD cs 67062W103 87 7,000 7,000 0 - NUVEEN QLTY INCM MUNI FD cs 670977107 92 7,032 7,032 0 - NUVEEN REAL EST INC FD cs 67071B108 25 2,300 2,300 0 - NUVEEN SELCT QLTY MUN FD cs 670973106 67 5,000 5,000 0 - NVIDIA CORP cs 67066G104 3 150 150 0 - OCCIDENTAL PETE CORP cs 674599105 61 580 580 0 - ORACLE CORPORATION cs 68389X105 117 3,508 3,508 0 - ORANGE COUNTY BUS BANK cs 684193105 13 3,200 3,200 0 - OSHKOSH CORP cs 688239201 4 100 100 0 - OXYGEN BIOTHERAP NEW cs 69207P209 0 67 67 0 - P G & E CORP cs 69331C108 33 750 750 0 - P P G INDUSTRIES INC cs 693506107 34 354 354 0 - PAC MERCANTILE BANCORP cs 694552100 3 700 700 0 - PACCAR INC cs 693718108 10 187 187 0 - PANASONIC CORP ADR F cs 69832A205 14 1,100 1,100 0 - PAYCHEX INC cs 704326107 24 750 750 0 - PEBBLEBROOK HOTEL TRUST cs 70509V100 6 250 250 0 - PENTHOUSE INTL INC cs 709640106 0 140,000 140,000 0 - PEPSICO INCORPORATED cs 713448108 1,442 22,391 22,391 0 - PETROLEO BRASILEIRO ADRF cs 71654V408 2,662 65,850 65,550 0 300 PFIZER INCORPORATED cs 717081103 6,267 308,580 291,330 0 17,250 PHILIP MORRIS INTL INC cs 718172109 136 2,070 2,070 0 - PHOENIX COMPANIES NEW cs 7.19E+113 0 114 114 0 - PIMCO CALIF MUN INCM FD cs 72200N106 28 2,373 2,373 0 - PIMCO CORP INCOME FUND cs 72200U100 1,304 78,600 77,000 0 1,600 PIMCO CORPORATE OPPTY FD cs 72201B101 25 1,200 1,200 0 - PIMCO HIGH INCOME FUND cs 722014107 15 1,093 1,093 0 - PINNACLE ENTERTAINMENT cs 723456109 0 8 8 0 - PINNACLE WEST CAPITAL CP cs 723484101 21 500 500 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ PLUM CREEK TIMBER CO oa 729251108 4 100 100 0 - PNC FINL SERVICES GP INC cs 693475105 14 215 215 0 - PNM RESOURCES INC cs 69349H107 11 750 - 0 750 POWERSHRS DB GOLD DBL F cs 25154H756 35 4,500 4,500 0 - POWERSHS DB COMMDTY INDX cs 73935S105 915 30,000 - 0 30,000 POWERSHS DB US DOLLAR TR cs 73936D107 89 4,105 4,075 0 30 POWERSHS EXCH TRAD FD TR cs 73935X500 6 550 500 0 50 POWERSHS EXCH TRAD FD TR cs 73935X575 31 1,525 1,525 0 - POWERSHS EXCH TRAD FD TR cs 73935X690 2 100 100 0 - POWERSHS EXCH TRAD FD TR cs 73935X856 2 100 100 0 - POWERSHS EXCH TRAD FD TR cs 73936T615 29 1,850 1,850 0 - POWERSHS QQQ TRUST SER 1 cs 73935A104 101 1,750 1,750 0 - POWERWAVE TECH INC cs 739363109 0 67 67 0 - PREMIER LASER SYS A NXXX cs 740522107 - 500 500 0 - PRICESMART INC cs 741511109 16 450 450 0 - PROCTER & GAMBLE cs 742718109 2,586 41,978 38,746 0 3,232 PROSHARES SHORT ETF cs 74347X849 9 200 200 0 - PROSHARES SHORT S&P 500 cs 74347R503 2,652 64,425 64,425 0 - PROSHS SHORT MSCI EAFE cs 74347R370 10 200 200 0 - PROSHS ULTRASHORT LEHMAN cs 74347R297 150 4,000 4,000 0 - PROSHS ULTRASHRT S&P500 cs 74347R883 82 3,900 3,900 0 - PRUDENTIAL FINANCIAL INC cs 744320102 2 40 40 0 - PRUDENTIAL PLC 6.5% PFDF ps G7293H189 5 200 200 0 - PUB SVC ENT GROUP INC cs 744573106 6 200 200 0 - PUBLIC STORAGE 6.25% PFD ps 74460D521 25 1,000 1,000 0 - PUT ISHRS RUSSL 2000 pt 4046388 1 2 2 0 - PUT ADV MICRO DEVICES pt 4046374 0 187 187 0 - QUALCOMM INC cs 747525103 6,113 111,494 110,794 0 700 QUESTERRE ENERGY CORP F cs 74836K100 2 1,500 1,500 0 - QUIKSILVER INC cs 74838C106 2 440 40 0 400 QWEST COMMUNS INTL INC cs 749121109 0 13 13 0 - R F MICRO DEVICES INC cs 749941100 3 500 500 0 - RACKSPACE HOSTING INC cs 750086100 4 100 100 0 - RADIENT PHARMACEUTICALS cs 750341109 1 1,080 1,080 0 - RAMBUS INC DEL cs 750917106 14 700 700 0 - RAYTHEON COMPANY NEW cs 755111507 3,834 75,375 75,225 0 150 REALTY INCOME CORP oa 756109104 39 1,109 1,109 0 - REDHAT INC cs 756577102 0 5 5 0 - RESEARCH IN MOTION LTD F cs 760975102 662 11,706 11,506 0 200 RESMED INC cs 761152107 6 200 200 0 - RIGHTNOW TECHS NEW cs 76657R106 3 100 100 0 - RIO TINTO PLC SPON ADR F cs 767204100 9 120 120 0 - ROCHE HLDG LTD SPON ADRF cs 771195104 50 1,400 1,400 0 - ROCKWOOD HOLDINGS INC cs 774415103 5 100 100 0 - ROSS STORES INC cs 778296103 14 200 200 0 - ROYAL DUTCH SHELL A ADRF cs 780259206 153 2,100 100 0 2,000 ROYCE VALUE TR 5.90% PFD ps 780910402 13 500 500 0 - ROYCE VALUE TRUST INC cs 780910105 71 4,600 4,600 0 - S G I INTERNATIONAL NEW cs 784185209 0 100 100 0 - S P D R S&P 500 ETF TR cs 78462F103 642 4,841 4,641 0 200 SCHLUMBERGER LTD F cs 806857108 51 550 550 0 - SCICLONE PHARM INC cs 80862K104 8 2,000 2,000 0 - SECTOR SPDR CONSUMER FD cs 81369Y407 3 67 67 0 - SECTOR SPDR ENGY SELECT cs 81369Y506 131 1,640 1,640 0 - SECTOR SPDR FINCL SELECT cs 81369Y605 40 2,427 2,427 0 - SECTOR SPDR HEALTH FUND cs 81369Y209 161 4,850 4,850 0 - SECTOR SPDR INDL SELECT cs 81369Y704 3 91 91 0 - SECTOR SPDR MATERIALS FD cs 81369Y100 144 3,600 3,600 0 - SECTOR SPDR TECH SELECT cs 81369Y803 225 8,650 8,550 0 100 SECTOR SPDR TR CON STPLS cs 81369Y308 194 6,480 6,480 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ SECTOR SPDR UTIL SELECT cs 81369Y886 45 1,400 1,400 0 - SEMPRA ENERGY cs 816851109 83 1,553 1,553 0 - SHL TELEMEDICINE ORD F cs M84047105 5 700 700 0 - SIEMENS A G ADR F cs 826197501 36 262 262 0 - SILVER WHEATON CORP F cs 828336107 22 500 - 0 500 SIRIUS XM RADIO INC cs 82967N108 11 6,400 6,400 0 - SKYWORKS SOLUTIONS INC cs 83088M102 0 13 - 0 13 SONY CORP ADR NEW F cs 835699307 14 425 425 0 - SOUTHERN COPPER CORP cs 84265V105 44 1,100 1,100 0 - SOUTHWEST AIRLINES CO cs 844741108 3 200 200 0 - SOUTHWEST GAS CORP COM cs 844895102 52 1,337 1,337 0 - SPDR BARCLAYS CAPITAL cs 78464A417 12 288 288 0 - SPDR GOLD TRUST cs 78463V107 7,141 51,056 50,090 0 966 SPDR S&P OIL & GAS EQUIP cs 78464A748 9 200 200 0 - SPECTRA ENERGY CORP cs 847560109 14 500 500 0 - SPRINT NEXTEL CORP cs 852061100 0 2 2 0 - SPROTT PHYS GLD TR ETN F cs 85207H104 4 300 300 0 - STARBUCKS CORP cs 855244109 153 4,145 4,120 0 25 STEELCASE INC CL A cs 858155203 57 5,000 5,000 0 - STRATEGIC RESOURCES LTD cs 862773108 0 5,500 5,500 0 - STRYKER CORP cs 863667101 9 150 150 0 - SUNOCO INC cs 86764P109 91 2,000 - 0 2,000 SUPERVALU INC cs 868536103 1 85 85 0 - SYNERON MEDICAL LTD F cs M87245102 2 125 125 0 - SYSCO CORPORATION cs 871829107 226 8,150 150 0 8,000 T H Q INC NEW cs 872443403 0 20 20 0 - T J X COS INC cs 872540109 2 50 50 0 - TARGET CORPORATION cs 8.76E+110 54 1,073 1,073 0 - TASER INTERNATIONAL INC cs 87651B104 6 1,500 1,500 0 - TE CONNECTIVITY LTD F cs H84989104 3 76 46 0 30 TELEFON DE MEX L ADR F cs 879403780 77 4,200 4,200 0 - TESLA MOTORS INC cs 88160R101 1 30 30 0 - TEVA PHARM INDS LTD ADRF cs 881624209 978 19,485 18,035 0 1,450 THE CHARLES SCHWAB CORP cs 808513105 96 5,300 300 0 5,000 THE SOUTHERN COMPANY cs 842587107 19 500 500 0 - TIME WARNER CABLE cs 88732J207 5 70 70 0 - TIME WARNER INC NEW cs 887317303 11 314 314 0 - TOTAL S A ADR F cs 8.92E+113 32 525 525 0 - TOYOTA MOTOR CP ADR NEWF cs 892331307 27 336 336 0 - TRADESTATION GROUP INC cs 89267P105 1 200 200 0 - TRANSOCEAN INC NEW F cs H8817H100 12 148 148 0 - TUPPERWARE BRANDS CORP cs 899896104 4 60 60 0 - TYCO INTL LTD NEW F cs H89128104 41 926 896 0 30 U S A BIOMASS CORP XXX cs 90333F105 - 20,000 20,000 0 - U S BANCORP DEL NEW cs 902973304 62 2,339 2,339 0 - U S PLASTIC LUMBER COXXX cs 902948108 - 1,900 1,900 0 - UIL HOLDINGS CO cs 902748102 6 200 200 0 - UMH PROPERTIES INC oa 903002103 30 3,000 3,000 0 - UMPQUA HOLDINGS CORP cs 904214103 4 330 330 0 - UNILEVER N V NY SHS NEWF cs 904784709 3,514 112,050 111,850 0 200 UNILEVER PLC ADR NEW F cs 904767704 31 1,000 1,000 0 - UNION PACIFIC CORP cs 907818108 16 163 163 0 - UNISYS CORP NEW cs 909214306 0 1 1 0 - UNITED PARCEL SERVICE B cs 911312106 89 1,200 1,200 0 - UNITED STATES STEEL CORP cs 912909108 5 100 100 0 - UNITED STS 12 MO OIL FD cs 91288V103 15 300 300 0 - UNITED TECHNOLOGIES CORP cs 913017109 74 875 875 0 - USA URANIUM CORP XXX cs 91154T109 - 400,000 400,000 0 - VALE SA ADR F cs 9.19E+109 18 525 525 0 - VALEANT PHARMA INTL F cs 91911K102 5 100 100 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------ -------------- --------- -------- ----------------- ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------ -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------ VALLEY NATIONAL BANCORP cs 919794107 8 589 589 0 - VANGUARD BOND INDEX FUND cs 921937835 3,588 44,845 44,295 0 550 VANGUARD MID CAP cs 922908629 249 3,090 2,840 0 250 VANGUARD MSCI EMERGING cs 922042858 301 6,151 5,201 0 950 VANGUARD REIT cs 922908553 11 184 184 0 - VANGUARD SMALL CAP cs 922908751 8 100 100 0 - VANGUARD TOTAL STOCK MKT cs 922908769 14 200 200 0 - VERISIGN INC cs 9.23E+106 0 8 8 0 - VERIZON COMMUNICATIONS cs 92343V104 657 17,050 8,111 0 8,939 VISA INC CL A cs 92826C839 1,863 25,300 25,200 0 100 VODAFONE GROUP NEW ADR F cs 92857W209 202 7,029 3,464 0 3,565 VORNADO REALTY TRUST oa 929042109 20 228 228 0 - WALGREEN COMPANY cs 931422109 64 1,600 1,600 0 - WAL-MART STORES INC cs 931142103 103 1,983 1,883 0 100 WASHINGTON MUTUAL INC cs 939322103 0 250 250 0 - WASTE MANAGEMENT INC DEL cs 94106L109 78 2,100 2,100 0 - WATSON PHARMACEUTICALS cs 942683103 7 125 125 0 - WEATHERFORD INTL LTD F cs H27013103 5 200 200 0 - WELLS FARGO & CO NEW cs 949746101 69 2,187 2,187 0 - WELLS FARGO CAP TR 7%31 ps 94976Y207 1,685 66,750 66,150 0 600 WESTAR ENERGY INC cs 95709T100 12 438 438 0 - WESTERN ASSET HIGH INCM cs 95766K109 2 325 325 0 - WESTERN DIGITAL CORP cs 958102105 21 575 575 0 - WESTERN GAS PARTNERS L P oa 958254104 3 100 100 0 - WEYERHAEUSER CO cs 962166104 30 1,221 1,221 0 - WHITING PETROLEUM CORP cs 966387102 11 150 150 0 - WHITING USA TRUST I cs 966389108 9 550 550 0 - WILLIAMS COMPANIES cs 969457100 190 6,100 100 0 6,000 WINDSTREAM CORPORATION cs 97381W104 22 1,673 1,673 0 - WISDOMTREE DREYFUS ETF cs 97717W133 2 100 100 0 - WISDOMTREE INTL MDCP DIV cs 97717W778 282 5,250 - 0 5,250 WISDOMTREE JAP SMCAP DIV cs 97717W836 47 1,100 1,100 0 - WISDOMTREE TRUST cs 97717W182 816 32,175 32,175 0 - WISDOMTREE TRUST cs 97717W281 3 50 50 0 - XCEL ENERGY INC cs 98389B100 96 4,000 - 0 4,000 YAHOO INC cs 984332106 10 602 602 0 - ZIMMER HOLDINGS INC cs 98956P102 37 605 605 0 -