-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KiyGDwcvmrQXbSIxkJJ0+f4KxWFC//c0x4s3+WuUfMFq1ZKAv6TmHycUUPNCZhEP +z2RbpBsXSZ09ygtXA7ysQ== 0001140361-09-018827.txt : 20090813 0001140361-09-018827.hdr.sgml : 20090813 20090813131241 ACCESSION NUMBER: 0001140361-09-018827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iwamoto, Kong & Co., Inc. CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 091009550 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 form13f.txt IWAMOTO KONG 13-F 6-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iwamoto Kong & Co., Inc. Address: 19200 VON KARMAN AVE IRVINE, CALIFORNIA 92612 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Benjamin Lau, CFA Title: Portfolio Manager Phone: (949)-253-8888 Signature, Place, and Date of Signing: /s/ Benjamin Lau IRVINE, CALIFORNIA 8/11/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 552 Form 13F Information Table Value Total: $ 140,067.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- CALL SPDR GOLD TRUST cl 78463V9LT 0 3 3 3 0 - 1/100 BERKSHIRE HTWY CLA cs 084990175 90 100 100 0 - 3M COMPANY cs 88579Y101 1,382 23,002 22,952 0 50 A F L A C INC cs 001055102 23 755 755 0 - A T & T INC NEW cs 00206R102 1,858 74,793 61,073 0 13,720 A X A SPONSORED ADR F cs 054536107 9 450 450 0 - ABB LTD ADR F cs 000375204 16 1,000 1,000 0 - ABBOTT LABORATORIES cs 002824100 131 2,785 2,710 0 75 ABERDEEN ASIA PAC INCM cs 003009107 121 21,600 21,600 0 - ACCENTURE LTD CL A F cs G1150G111 13 395 395 0 - ACE LIMITED NEW F cs H0023R105 1 30 30 0 - ACTUANT CORP CL A NEW cs 00508X203 4 316 316 0 - ADOBE SYSTEMS INC cs 00724F101 2 61 61 0 - ADV ENERGY INCOME FUND F cs 00762L101 4 1,000 - 0 1,000 AECOM TECHNOLOGY CORP cs 00766T100 3 100 100 0 - AEGON NV ORD REG AMER F cs 007924103 15 2,449 - 0 2,449 AETNA INC NEW cs 00817Y108 5 201 - 0 201 AGILENT TECHNOLOGIES INC cs 00846U101 79 3,906 - 0 3,906 AIRGAS INC cs 009363102 1 30 30 0 - ALCATEL LUCENT ADR F cs 013904305 0 170 170 0 - ALCOA INC cs 013817101 44 4,279 4,279 0 - ALEXANDER & BALDWIN INC cs 014482103 7 300 300 0 - ALLERGAN INC cs 018490102 45 937 737 0 200 ALLSTATE CORPORATION cs 020002101 12 506 506 0 - ALTERA CORPORATION cs 021441100 1 71 71 0 - ALTRIA GROUP INC cs 02209S103 89 5,442 5,442 0 - AMAZON COM INC cs 023135106 554 6,625 6,625 0 - AMCORE FINANCIAL INC cs 023912108 2 2,095 2,095 0 - AMDL INC NEW cs 00167K500 8 11,100 11,100 0 - AMER ELECTRIC PWR CO INC cs 025537101 1 47 47 0 - AMEREN CORPORATION cs 023608102 47 1,885 1,885 0 - AMERICA MOVIL SAB L ADRF cs 02364W105 16 425 425 0 - AMERICAN CAPITAL LTD cs 02503Y103 3 1,000 1,000 0 - AMERICAN EXPRESS COMPANY cs 025816109 9 400 300 0 100 AMERICAN WATER WORKS CO cs 030420103 9 450 450 0 - AMERITYRE CORPORATION cs 03073V107 1 2,000 2,000 0 - AMGEN INCORPORATED cs 031162100 593 11,200 750 0 10,450 ANADARKO PETROLEUM CORP cs 032511107 684 15,059 339 0 14,720 ANGLO AMERN PLC ADS F cs 03485P201 7 477 477 0 - APACHE CORP cs 037411105 1 17 17 0 - APPLE INC cs 037833100 357 2,506 2,006 0 500 APPLIED MATERIALS INC cs 038222105 10 936 936 0 - ARCHER-DANIELS-MIDLND CO cs 039483102 27 1,000 1,000 0 - ARCSIGHT INC cs 039666102 9 500 500 0 - ARENA PHARMACEUTICALS cs 040047102 2 500 500 0 - ARIBA INC NEW cs 04033V203 0 2 2 0 - AUTO DATA PROCESSING cs 053015103 17 490 490 0 - AUTODESK INC cs 052769106 1 74 74 0 - AVANIR PHARMA INC cs 05348P401 0 125 125 0 - AVERY DENNISON CORP cs 053611109 257 10,000 - 0 10,000 B J S WHOLESALE CLUB INC cs 05548J106 1 17 17 0 - B P PRUDHOE BAY RLTY TR cs 055630107 7 100 100 0 - BANCO SANTANDER SA ADR F cs 05964H105 13 1,100 1,100 0 - BANK OF AMERICA CORP cs 060505104 132 9,999 7,799 0 2,200 BANK OF NY MELLON CP NEW cs 064058100 253 8,634 754 0 7,880 BARCLAYS BANK IPATH ETN cs 06739H743 3 100 100 0 - BARRICK GOLD CORP F cs 067901108 17 500 500 0 - BASF SE ADR F cs 055262505 12 300 300 0 - BAXTER INTERNATIONAL INC cs 071813109 21 404 404 0 - BB&T CORPORATION cs 054937107 1 27 27 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- BECTON DICKINSON & CO cs 075887109 11 149 149 0 - BEESTON ENTERPRISES NEW cs 07712Q205 2 90,000 90,000 0 - BERKSHIRE HATHAWAY CL B cs 084670207 1,981 684 670 0 14 BHP BILLITON LTD ADR F cs 088606108 22 400 350 0 50 BLACKROCK CA MUN INCM TR cs 09248E105 29 2,507 2,507 0 - BLACKROCK CORE BD TRUST cs 09249E104 22 2,000 2,000 0 - BLACKROCK EHNCD DIV INCM cs 09251A104 19 2,398 2,398 0 - BLACKROCK INC cs 09247X101 20 113 113 0 - BLACKROCK INCM OPPNTY TR cs 092475102 130 14,750 14,750 0 - BLKRCK MUNIHLDGS CA INSD cs 09254L107 11 973 973 0 - BLKRCK MUNIYIELD CA INSD cs 09254N103 110 9,830 9,830 0 - BLOCK H & R INCORPORATED cs 093671105 6 325 325 0 - BNP PARIBAS ADR F cs 05565A202 6 200 200 0 - BOB EVANS FARMS INC cs 096761101 9 300 300 0 - BOEING CO cs 097023105 114 2,693 (107) 0 2,800 BOSTON SCIENTIFIC CORP cs 101137107 2 200 200 0 - BP PLC ADR F cs 055622104 95 2,000 2,000 0 - BRISTOL-MYERS SQUIBB CO cs 110122108 230 11,348 2,902 0 8,446 BUCKLE INC cs 118440106 1 20 20 0 - BURLINGTON NTH SANTA FE cs 12189T104 6 75 75 0 - C H ROBINSON WORLDWD NEW cs 12541W209 8 150 150 0 - C V S CAREMARK CORP cs 126650100 442 13,859 9,800 0 4,059 CABOT CORPORATION cs 127055101 25 2,000 - 0 2,000 CANADIAN OIL SANDS NEW F cs 13642L100 11 475 475 0 - CARBO CERAMICS INC cs 140781105 3 75 75 0 - CARLISLE COMPANIES INC cs 142339100 8 350 350 0 - CARNIVAL CORP NEW F cs 143658300 9 354 354 0 - CATERPILLAR INC cs 149123101 36 1,100 1,100 0 - CATHAY GENERAL BANCORP cs 149150104 95 10,000 10,000 0 - CENTERPOINT ENERGY INC cs 15189T107 1 46 46 0 - CENTEX CORPORATION cs 152312104 1 88 88 0 - CENTURYTEL INC cs 156700106 1 35 35 0 - CHEUNG KONG HLDG ADR F cs 166744201 8 675 675 0 - CHEVRON CORPORATION cs 166764100 1,520 22,946 1,898 0 21,048 CHINA ARCHITECTURAL ENGR cs 16937S102 6 3,000 3,000 0 - CHINA MOBILE LTD ADR F cs 16941M109 19 375 375 0 - CIMAREX ENERGY CO cs 171798101 3 100 100 0 - CISCO SYSTEMS INC cs 17275R102 50 2,700 2,700 0 - CITADEL BROADCASTING CP cs 17285T106 0 18 18 0 - CITIGROUP INC cs 172967101 52 17,574 17,574 0 - CLEAN ENERGY FUELS CORP cs 184499101 11 1,310 1,310 0 - CLOROX COMPANY cs 189054109 11 200 200 0 - CNOOC LIMITED ADR F cs 126132109 2 15 15 0 - COACH INC cs 189754104 19 725 725 0 - COCA COLA COMPANY cs 191216100 186 3,885 3,885 0 - COGNIZANT TECH SOL CL A cs 192446102 1 54 54 0 - COHEN & STEERS QUALITY cs 19247L106 4 1,000 1,000 0 - COHEN & STEERS SELECT FD cs 19248A109 15 1,200 1,200 0 - COLGATE-PALMOLIVE CO cs 194162103 285 4,023 23 0 4,000 COMMERCE ENERGY GROUP cs 20061Q106 0 8,000 8,000 0 - COMMERCEPLANET INC NEW cs 20084U209 0 250 250 0 - COMPUTRZD THERML IMAGING cs 20557C108 0 45 - 0 45 CONEXANT SYSTEMS INC NEW cs 207142308 0 3 - 0 3 CONMED CORP cs 207410101 6 375 375 0 - CONOCOPHILLIPS cs 20825C104 2,954 70,228 65,240 0 4,988 CONSOLIDATED EDISON INC cs 209115104 1,594 42,600 41,100 0 1,500 COSTCO WHSL CORP NEW cs 22160K105 1,198 26,167 26,067 0 100 COVIDIEN PLC F cs G2554F105 3 83 53 0 30 CREDIT SUISSE GRP ADR F cs 225401108 16 350 350 0 - CROWFLIGHT MINERALS INCF cs 228024105 0 200 200 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- CRYSTALLEX INTL CORP F cs 22942F101 0 1,590 1,590 0 - CURRENCYSHARES JAPANESE cs 23130A102 501 4,850 4,850 0 - DANAHER CORP DEL cs 235851102 49 801 801 0 - DASSAULT SYSTEMS SA ADRF cs 237545108 7 150 150 0 - DAVITA INC cs 23918K108 49 1,000 1,000 0 - DEERE & CO cs 244199105 4 100 - 0 100 DENDREON CORP cs 24823Q107 3 100 100 0 - DEVON ENERGY CP NEW cs 25179M103 10 175 175 0 - DHT MARITIME INC F cs Y2065G105 3 500 500 0 - DIAGEO PLC NEW ADR F cs 25243Q205 2,324 40,600 40,350 0 250 DIAMOND HILL FINL TRENDS cs 25264C101 13 2,000 - 0 2,000 DIEBOLD INCORPORATED cs 253651103 89 3,375 - 0 3,375 DIGITALGLOBE INC NEW cs 25389M877 10 500 500 0 - DIRECTV GROUP INC cs 25459L106 13 525 525 0 - DISNEY WALT CO cs 254687106 32 1,383 1,292 0 91 DNP SELECT INCOME FUND cs 23325P104 272 34,050 25,450 0 8,600 DOMINION RES INC VA NEW cs 25746U109 1,524 45,595 45,595 0 - DOVER CORPORATION cs 260003108 9 275 275 0 - DOW 30 PREM & DIV INCM cs 260582101 94 6,650 5,950 0 700 DOW CHEMICAL COMPANY cs 260543103 0 4 4 0 - DR PEPPER SNAPPLE GROUP cs 26138E113 1 55 55 0 - DREAM MARKETING INC cs 261990352 - 10 10 0 - DU PONT E I DE NEMOUR&CO cs 263534109 53 2,054 303 0 1,751 DUKE ENERGY CORP NEW cs 26441C105 33 2,254 2,254 0 - E M C CORP MASS cs 268648102 22 1,702 1,702 0 - E O G RESOURCES INC cs 26875P101 1 17 17 0 - E.ON AG ADR F cs 268780103 11 325 325 0 - EASTMAN KODAK COMPANY cs 277461109 0 106 106 0 - EATON VANCE LTD DURATION cs 27828H105 219 17,100 16,700 0 400 EATON VANCE RISK MANAGED cs 27829G106 17 1,000 1,000 0 - EATON VANCE SR INCM TR cs 27826S103 5 1,104 1,104 0 - EBAY INC cs 278642103 1 70 70 0 - ECOLAB INC cs 278865100 2 51 51 0 - EDISON INTERNATIONAL cs 281020107 3,165 100,591 100,391 0 200 ELAN CORP PLC SPON ADR F cs 284131208 3 400 400 0 - ELECTRONIC ARTS INC cs 285512109 10 450 450 0 - EMERSON ELECTRIC CO cs 291011104 1,583 48,868 48,868 0 - EMULEX CORP NEW cs 292475209 10 1,000 1,000 0 - ENCANA CORPORATION F cs 292505104 11 225 225 0 - ENERNORTH INDUSTRIES F cs 29275G101 0 150 150 0 - ENERPLUS RES FD NEW F cs 29274D604 294 13,700 - 0 13,700 ENPRO INDUSTRIES INC cs 29355X107 14 800 - 0 800 ENRON CORP XXX cs 293561106 - 30,500 30,500 0 - EQT CORP cs 26884L109 1 33 33 0 - ERICSSON TEL ADR B NEW F cs 294821608 94 9,600 - 0 9,600 EVEREST RE GROUP LTD F cs G3223R108 1 15 15 0 - EXELON CORPORATION cs 30161N101 32 620 620 0 - EXPRESS SCRIPTS INC cs 302182100 9 129 129 0 - EXXON MOBIL CORPORATION cs 30231G102 2,226 31,846 7,498 0 24,348 FAIRPOINT COMMUN INC cs 305560104 0 24 24 0 - FASTENAL CO cs 311900104 25 744 744 0 - FEDERATED INVS PA CL B cs 314211103 5 225 225 0 - FIRST TR ISE EXCH TRD FD cs 33736M103 3 80 80 0 - FIRST TRUST FOUR CORNERS cs 33733Q107 30 3,100 3,100 0 - FIRST TRUST/FOUR CORNERS cs 33733U108 30 3,100 3,100 0 - FISERV INC cs 337738108 8 180 180 0 - FIT AFTER FIFTY INC cs 338126105 0 17,500 17,500 0 - FORD MOTOR COMPANY NEW cs 345370860 16 2,600 2,600 0 - FORTUNE BRANDS INC cs 349631101 8 225 225 0 - FOSTER WHEELER AG ORD F cs H27178104 2 100 - 0 100
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- FRANKLIN RESOURCES INC cs 354613101 389 5,400 - 0 5,400 FREEPORT MCMORAN COPPER cs 35671D857 12 249 249 0 - FRESENIUS MED CARE ADR F cs 358029106 14 314 314 0 - FRONTIER COMMUNICATIONS cs 35906A108 7 1,000 1,000 0 - FUQI INTERNATIONAL INC cs 36102A207 2 100 100 0 - GABELLI EQUITY TRUST INC cs 362397101 11 2,532 2,532 0 - GABELLI HEALTHCARE TRUST cs 36246K103 1 126 126 0 - GABELLI UTILITY TRUST cs 36240A101 3 485 485 0 - GAP INC cs 364760108 5 300 300 0 - GENCO SHIPPING & TRDG F cs Y2685T107 20 903 903 0 - GENERAL DYNAMICS CORP cs 369550108 72 1,305 1,305 0 - GENERAL ELECTRIC COMPANY cs 369604103 696 59,381 58,558 0 823 GENERAL MILLS INC cs 370334104 14 252 252 0 - GENZYME CORPORATION cs 372917104 1 13 13 0 - GERON CORP cs 374163103 3 350 350 0 - GILEAD SCIENCES INC cs 375558103 10 204 204 0 - GLAXOSMITHKLINE PLC ADRF cs 37733W105 2,343 66,285 65,885 0 400 GLOBAL NETWORKS CORP cs 379382104 0 5 5 0 - GLOBALSTAR TELECOM ORXXX cs G3930H104 - 180 180 0 - GOLDMAN SACHS GROUP INC cs 38141G104 119 808 8 0 800 GOLDSPRING INC cs 381536101 0 20,000 20,000 0 - GOODRICH CORPORATION cs 382388106 200 4,000 - 0 4,000 GOOGLE INC CLASS A cs 38259P508 116 275 240 0 35 GREENHAVEN CONT CMDTY cs 395258106 991 43,325 43,325 0 - H & Q HEALTHCARE FUND cs 404052102 24 2,250 2,250 0 - HAIN CELESTIAL GROUP INC cs 405217100 12 800 800 0 - HALLIBURTON CO HLDG CO cs 406216101 11 550 550 0 - HANOVER INSURANCE GROUP cs 410867105 95 2,481 - 0 2,481 HARLEY DAVIDSON INC cs 412822108 7 440 240 0 200 HEALTHCARE SVC GROUP INC cs 421906108 5 300 300 0 - HEINZ H J CO cs 423074103 7 200 200 0 - HEWLETT-PACKARD COMPANY cs 428236103 2,356 60,957 60,957 0 - HILL ROM HOLDINGS INC cs 431475102 5 313 313 0 - HILLENBRAND INC cs 431571108 5 313 313 0 - HOME DEPOT INC cs 437076102 1,995 84,433 75,233 0 9,200 HONDA MOTOR CO LTD ADR F cs 438128308 12 425 425 0 - HONEYWELL INTERNATIONAL cs 438516106 6 200 200 0 - HSBC HLDGS PLC ADR NEW F cs 404280406 50 1,208 1,208 0 - HUGOTON ROYALTY TR UBI cs 444717102 27 1,901 1,566 0 335 I N G GROEP N V ADR F cs 456837103 4 384 384 0 - I T T CORPORATION NEW cs 450911102 19 425 425 0 - IGNIS PETROLEUM GROUP cs 451725105 0 1,000 - 0 1,000 ILLINOIS TOOL WORKS INC cs 452308109 5 144 144 0 - ING CLARION GLBL RE INCM cs 44982G104 12 2,500 2,500 0 - INTEL CORP cs 458140100 247 14,909 14,909 0 - INTERNATIONAL PAPER CO cs 460146103 1 53 53 0 - INTESA SANPAOLO SPA ADRF cs 46115H107 7 337 337 0 - INTL BUSINESS MACHINES cs 459200101 551 5,275 1,475 0 3,800 INTUIT INC cs 461202103 1 41 41 0 - IOWA TELECOMMUNICATIONS cs 462594201 13 1,000 1,000 0 - IRVINE SENSOR CORP NEW cs 463664607 0 12 12 0 - ISHARES BROKER DEALER FD cs 464288794 4 150 150 0 - ISHARES DJ US HOME CONST cs 464288752 7 665 665 0 - ISHARES IBOXX INVESTOP cs 464287242 99 985 985 0 - ISHARES MSCI EMRG MKT FD cs 464287234 50 1,565 1,565 0 - ISHARES MSCI JPN IDX FD cs 464286848 55 5,800 5,800 0 - ISHARES RUSSELL MIDCAP cs 464287499 8 125 125 0 - ISHARES S&P 500 GROWTH cs 464287309 44 927 927 0 - ISHARES S&P NORTH AM FD cs 464287374 8 300 300 0 - ISHARES S&P NORTH AM FD cs 464287523 14 390 390 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- ISHARES S&P U S PFD FUND cs 464288687 6 200 200 0 - ISHARES TR BARCLAYS BOND cs 464288638 4,400 44,002 43,652 0 350 ISHARES TR BARCLAYS BOND cs 464288596 52 500 500 0 - ISHARES TR BARCLAYS FUND cs 464287226 87 850 850 0 - ISHARES TR BARCLAYS TIPS cs 464287176 3,488 34,316 34,316 0 - ISHARES TR DJ TOTAL MKT cs 464287846 3 60 60 0 - ISHARES TR DJ US FINL cs 464287788 21 500 500 0 - ISHARES TR DJ US HLTHCAR cs 464287762 299 5,530 5,530 0 - ISHARES TR MSCI EAFE FD cs 464287465 152 3,310 3,310 0 - ISHARES TR NASDAQ BIO FD cs 464287556 2,287 31,430 31,330 0 100 ISHARES TR RUSSELL 2000 cs 464287655 120 2,358 2,150 0 208 ISHARES TR RUSSELL 2000 cs 464287648 17 300 300 0 - ISHARES TR RUSSELL 3000 cs 464287689 0 1 1 0 - ISHARES TR S&P GLOBAL cs 464287341 9 300 300 0 - ISHARES TR S&P GLOBAL cs 464287325 54 1,245 1,245 0 - ISHARES TR S&P GLOBAL cs 464287275 19 400 400 0 - ISHARES TR S&P MIDCAP cs 464287507 12 200 200 0 - ISHARES TRUST cs 464288513 12 150 150 0 - ISHARES TRUST INDEX FUND cs 464287184 50 1,302 1,302 0 - JACOBS ENGINEERING GROUP cs 469814107 1 31 31 0 - JETBLUE AIRWAYS CORP cs 477143101 2 500 500 0 - JOHNSON & JOHNSON cs 478160104 4,790 84,334 68,134 0 16,200 JOHNSON CONTROLS INC cs 478366107 1 35 35 0 - JPMORGAN CHASE & CO cs 46625H100 143 4,184 4,184 0 - KB HOME cs 48666K109 1 100 100 0 - KELLOGG COMPANY cs 487836108 1 15 15 0 - KIMBERLY-CLARK CORP cs 494368103 144 2,755 2,755 0 - KOHLS CORP cs 500255104 1 32 32 0 - KRAFT FOODS INC cs 50075N104 20 800 800 0 - L-3 COMMUNICATIONS HLDGS cs 502424104 10 151 151 0 - LANDAUER INC cs 51476K103 5 75 75 0 - LDK SOLAR CO LTD ADR F cs 50183L107 2 200 200 0 - LEGG MASON INC cs 524901105 1 50 50 0 - LEHMAN BROS HOLDING INC cs 524908100 0 80 80 0 - LEVEL 3 COMMUNICATIONS cs 52729N100 1 500 500 0 - LILLY ELI & COMPANY cs 532457108 38 1,100 1,100 0 - MACYS INC cs 55616P104 9 725 725 0 - MANITOWOC COMPANY INC cs 563571108 0 50 50 0 - MANULIFE FINANCIAL CORPF cs 56501R106 4 236 236 0 - MARATHON OIL CORP cs 565849106 246 8,178 - 0 8,178 MARKET VECTORS ETF TRUST cs 57060U100 926 24,500 2,000 0 22,500 MARKET VECTORS ETF TRUST cs 57060U605 6 175 175 0 - MASCO CORP cs 574599106 10 1,000 1,000 0 - MASSEY ENERGY COMPANY cs 576206106 29 1,500 - 0 1,500 MASTERCARD INC cs 57636Q104 2 11 11 0 - MC DONALDS CORP cs 580135101 296 5,141 280 0 4,861 MCAFEE INC cs 579064106 1 14 14 0 - MEAD JOHNSON NUTRITION cs 582839106 1 20 20 0 - MEDTRONIC INC cs 585055106 66 1,892 1,692 0 200 MELTRONIX INC cs 585730104 0 12,000 12,000 0 - MERCK & CO INC cs 589331107 9 325 325 0 - MERISEL INC NEW cs 589849306 0 10 10 0 - METAWAVE COMMUN NEW cs 591409107 0 100 - 0 100 METLIFE INC cs 59156R108 9 306 306 0 - MICROCHIP TECHNOLOGY INC cs 595017104 16 725 725 0 - MICROSOFT CORP cs 594918104 421 17,698 4,798 0 12,900 MID CAP S P D R TRUST cs 595635103 11 100 100 0 - MINDSPEED TECH INC NEW cs 602682205 0 2 - 0 2 MITSUBISHI UFJ FINL ADRF cs 606822104 9 1,400 1,400 0 - MIV THERAPEUTICS INC NEW cs 55306V205 0 549 549 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- MOBICLEAR INC NEW cs 60705L204 0 1 1 0 - MOLSON COORS BREWING CLB cs 60871R209 1 33 33 0 - MONSANTO CO NEW DEL cs 61166W101 149 2,006 6 0 2,000 MONTEREY GOURMET FOODS cs 612570101 9 5,000 5,000 0 - MORGAN STANLEY cs 617446448 6 200 200 0 - MOTOROLA INC cs 620076109 3 400 400 0 - MS CA INSD MUN INCM TR cs 61745P502 113 10,000 10,000 0 - MS INSURED CA MUN SECS cs 61745P825 51 4,170 4,170 0 - MURPHY OIL CORP HLDG cs 626717102 1 27 27 0 - N I I HOLDINGS INC NEW cs 62913F201 6 300 300 0 - N V E CORPORATION NEW cs 629445206 5 100 100 0 - NATIONAL FUEL GAS CO cs 636180101 740 20,513 20,513 0 - NESTLE S A REG B ADR F cs 641069406 27 725 725 0 - NETEASE.COM INC ADR F cs 64110W102 4 100 100 0 - NETFLIX INC cs 64110L106 4 100 100 0 - NEW YORK CMNTY BANCORP cs 649445103 12 1,089 1,089 0 - NIKE INC CLASS B cs 654106103 25 475 475 0 - NINTENDO LTD ADR F cs 654445303 25 725 225 0 500 NOBLE ENERGY INC cs 655044105 1 10 10 0 - NOKIA CORP SPON ADR F cs 654902204 10 675 675 0 - NOMURA HOLDINGS NEW ADRF cs 65535H208 5 650 650 0 - NORFOLK SOUTHERN CORP cs 655844108 2 50 50 0 - NORTEL NETWORKS CP NEW F cs 656568508 0 22 22 0 - NORTHERN TRUST CORP cs 665859104 1 16 16 0 - NORTHROP GRUMMAN CORP cs 666807102 298 6,514 6,214 0 300 NOVARTIS A G SPON ADR F cs 66987V109 14 355 355 0 - NSTAR cs 67019E111 13 400 400 0 - NUCOR CORP cs 670346105 42 950 950 0 - NUVEEN AZ DIV ADVNTGE FD cs 67071P107 36 3,000 3,000 0 - NUVEEN AZ PREM INCM MUNI cs 67061W104 35 3,000 3,000 0 - NUVEEN CA DIV ADV MUN FD cs 67066Y105 695 64,350 63,550 0 800 NUVEEN CA QLTY INCM MUN cs 670985100 46 3,904 3,904 0 - NUVEEN CA SELECT TAX FR cs 67063R103 60 5,000 5,000 0 - NUVEEN DIVERSFD DIVID FD cs 6706EP105 4 500 500 0 - NUVEEN EQTY PREM INC FD cs 6706ER101 47 4,350 4,350 0 - NUVEEN EQTY PREM OPTY FD cs 6706EM102 55 5,000 5,000 0 - NUVEEN INSD CA PRE FD II cs 67061U108 115 10,177 10,177 0 - NUVEEN INSD CA PREM INCM cs 67061X102 89 7,500 7,500 0 - NUVEEN INSD CA TAX FREE cs 670651108 1,138 98,231 97,713 0 518 NUVEEN INSD TAX FREE ADV cs 670657105 45 3,500 3,500 0 - NUVEEN INVT QLTY MUN FD cs 67062E107 86 7,000 7,000 0 - NUVEEN MULTI STRAT INCM cs 67073B106 6 1,000 1,000 0 - NUVEEN MUNI ADVTG FUND cs 67062H106 64 5,000 5,000 0 - NUVEEN MUNI MKT OPPTY FD cs 67062W103 111 9,300 9,300 0 - NUVEEN QLTY INCM MUNI FD cs 670977107 90 7,032 7,032 0 - NUVEEN QUAL PFD INC FD 2 cs 67072C105 16 2,500 2,500 0 - NUVEEN REAL EST INC FD cs 67071B108 22 3,500 3,500 0 - NUVEEN SELCT QLTY MUN FD cs 670973106 64 5,000 5,000 0 - NVIDIA CORP cs 67066G104 8 750 750 0 - O REILLY AUTOMOTIVE INC cs 686091109 1 15 15 0 - OCCIDENTAL PETE CORP cs 674599105 104 1,575 1,575 0 - OMNICOM GROUP INC cs 681919106 16 495 495 0 - OPTIMUMCARE CORP cs 68388V100 0 5,800 5,800 0 - ORACLE CORPORATION cs 68389X105 45 2,090 2,090 0 - OWENS &MINOR INC HLDG CO cs 690732102 2 50 50 0 - OXYGEN BIOTHERAP INC cs 69207P100 0 1,000 1,000 0 - P G & E CORP cs 69331C108 30 784 784 0 - P P G INDUSTRIES INC cs 693506107 11 250 250 0 - PAC MERCANTILE BANCORP cs 694552100 3 700 700 0 - PACCAR INC cs 693718108 10 300 300 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- PACTIV CORPORATION cs 695257105 2 112 112 0 - PANASONIC CORP ADR F cs 69832A205 7 550 550 0 - PAYCHEX INC cs 704326107 4 150 150 0 - PEABODY ENERGY CORP cs 704549104 31 1,022 1,022 0 - PENN WEST ENERGY TRUST F cs 707885109 258 20,300 1,400 0 18,900 PENTHOUSE INTL INC cs 709640106 0 190,000 190,000 0 - PEOPLES UNITED FINL INC cs 712704105 1 76 76 0 - PEPSI BOTTLING GROUP INC cs 713409100 0 0 0 0 - PEPSICO INCORPORATED cs 713448108 1,311 23,850 23,850 0 - PETROLEO BRASILEIRO ADRF cs 71654V408 28 675 675 0 - PFIZER INCORPORATED cs 717081103 3,847 256,461 252,961 0 3,500 PHILIP MORRIS INTL INC cs 718172109 107 2,451 2,451 0 - PIMCO CAL MUNI INC FD II cs 72200M108 52 6,667 6,667 0 - PIMCO CALIF MUN INCM FD cs 72200N106 26 2,373 2,373 0 - PIMCO CORP INCOME FUND cs 72200U100 1,767 163,580 162,280 0 1,300 PIMCO CORPORATE OPPTY FD cs 72201B101 14 1,200 1,200 0 - PINNACLE ENTERTAINMENT cs 723456109 0 8 8 0 - PINNACLE WEST CAPITAL CP cs 723484101 15 500 500 0 - PNC FINL SERVICES GP INC cs 693475105 1 14 14 0 - PNM RESOURCES INC cs 69349H107 8 750 - 0 750 PORTLAND GENERAL ELEC cs 736508847 1 71 71 0 - POTASH CORP SASK INC F cs 73755L107 1 10 10 0 - POWERSHARES DB CRUDE cs 25154K882 13 3,000 3,000 0 - POWERSHRS DB GOLD DBL F cs 25154H756 53 2,500 2,500 0 - POWERSHS DB US DOLLAR TR cs 73936D107 47 1,950 1,950 0 - POWERSHS EXCH TRAD FD TR cs 73936T615 11 775 - 0 775 POWERSHS EXCH TRAD FD TR cs 73935X856 59 4,200 4,200 0 - POWERSHS EXCH TRAD FD TR cs 73935X500 13 1,275 1,225 0 50 POWERSHS EXCH TRAD FD TR cs 73935X302 3 500 500 0 - POWERSHS EXCH TRAD FD TR cs 73935X575 52 3,560 3,085 0 475 POWERSHS EXCH TRAD FD TR cs 73935X690 1 100 100 0 - POWERSHS QQQ TRUST SER 1 cs 73935A104 53 1,445 1,445 0 - POWERWAVE TECH INC cs 739363109 0 67 67 0 - PPL CORPORATION cs 69351T106 2 50 50 0 - PRAXAIR INC cs 74005P104 1 16 16 0 - PRECISION CASTPARTS CORP cs 740189105 2 21 21 0 - PREMIER LASER SYS A NXXX cs 740522107 - 500 500 0 - PROCTER & GAMBLE cs 742718109 3,829 74,929 71,593 0 3,336 PROGRESS ENERGY INC cs 743263105 16 416 416 0 - PROSHARES ULTRASHORT QQQ cs 74347R875 13 400 400 0 - PROSHS ULTRASHORT XINHUA cs 74347R321 22 1,800 1,800 0 - PROSHS ULTRASHRT S&P500 cs 74347R883 1,173 21,207 21,207 0 - PUB SVC ENT GROUP INC cs 744573106 7 200 200 0 - QUALCOMM INC cs 747525103 2,130 47,117 46,617 0 500 QUANTUM FUEL SYS TECH cs 74765E113 3 4,000 4,000 0 - QUEST DIAGNOSTIC INC cs 74834L100 1 24 24 0 - QUESTAR CORPORATION cs 748356102 13 418 418 0 - QUIKSILVER INC cs 74838C106 1 440 40 0 400 QWEST COMMUNS INTL INC cs 749121109 0 13 13 0 - RAMBUS INC DEL cs 750917106 11 700 700 0 - RAYTHEON COMPANY NEW cs 755111507 4 88 88 0 - REDHAT INC cs 756577102 0 5 5 0 - REGIONS FINANCIAL CP NEW cs 7591EP100 4 1,058 1,058 0 - RELIANCE STL & ALUMINUM cs 759509102 1 25 25 0 - RESEARCH IN MOTION LTD F cs 760975102 28 396 296 0 100 RIO TINTO PLC SPON ADR F cs 767204100 8 50 50 0 - ROCHE HLDG LTD SPON ADRF cs 771195104 17 500 500 0 - ROWE T PRICE GROUP INC cs 74144T108 1 31 31 0 - ROYAL BK CDA MONTREAL F cs 780087102 5 125 125 0 - ROYAL DUTCH SHELL A ADRF cs 780259206 125 2,500 500 0 2,000
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- ROYCE VALUE TRUST INC cs 780910105 29 3,400 3,400 0 - RRI ENERGY INC cs 74971X107 0 36 36 0 - S & P 500 CVRD CALL FUND cs 78381P109 5 500 500 0 - S G I INTERNATIONAL NEW cs 784185209 0 100 100 0 - S P D R TRUST UNIT SR 1 cs 78462F103 708 7,700 7,700 0 - SANOFI AVENTIS ADR F cs 80105N105 23 767 767 0 - SCHLUMBERGER LTD F cs 806857108 16 289 289 0 - SEALED AIR CORP NEW cs 81211K100 6 320 320 0 - SECTOR SPDR FINCL SELECT cs 81369Y605 18 1,500 1,500 0 - SECTOR SPDR HEALTH FUND cs 81369Y209 364 13,850 13,750 0 100 SECTOR SPDR INDL SELECT cs 81369Y704 16 750 750 0 - SECTOR SPDR MATERIALS FD cs 81369Y100 3 100 100 0 - SECTOR SPDR TECH SELECT cs 81369Y803 7 390 390 0 - SECTOR SPDR TR CON STPLS cs 81369Y308 325 14,132 13,982 0 150 SECTOR SPDR UTIL SELECT cs 81369Y886 42 1,500 1,500 0 - SEMICONDUCTOR HOLDERS TR cs 816636203 0 10 10 0 - SEMPRA ENERGY cs 816851109 622 12,530 12,530 0 - SHAW COMMUN INC CL B F cs 82028K200 5 275 275 0 - SHERWIN WILLIAMS CO cs 824348106 4 75 75 0 - SHL TELEMEDICINE ORD F cs M84047105 4 700 700 0 - SIEMENS A G ADR F cs 826197501 12 175 175 0 - SIRIUS XM RADIO INC cs 82967N108 3 6,000 6,000 0 - SKYWORKS SOLUTIONS INC cs 83088M102 0 13 - 0 13 SMITH A O cs 831865209 1 20 20 0 - SMITH INTERNATIONAL INC cs 832110100 2 64 64 0 - SONY CORP ADR NEW F cs 835699307 13 500 500 0 - SOUTHERN COPPER CORP cs 84265V105 31 1,500 1,500 0 - SOUTHWEST GAS CORP COM cs 844895102 30 1,337 1,337 0 - SOUTHWESTERN ENERGY CO cs 845467109 4 100 100 0 - SPDR GOLD TRUST cs 78463V107 5,468 59,965 59,275 0 690 SPECTRA ENERGY CORP cs 847560109 8 475 475 0 - SPRINT NEXTEL CORP cs 852061100 0 2 2 0 - ST JUDE MEDICAL INC cs 790849103 5 115 115 0 - STARBUCKS CORP cs 855244109 29 2,070 2,070 0 - STERICYCLE INC cs 858912108 6 119 119 0 - STRATEGIC RESOURCES LTD cs 862773108 0 5,500 5,500 0 - STRYKER CORP cs 863667101 1,057 26,605 26,605 0 - SUMITOMO MITSUI FIN ADRF cs 86562M100 6 1,400 1,400 0 - SUNOCO INC cs 86764P109 46 2,000 - 0 2,000 SUNTECH POWER HLDGS ADRF cs 86800C104 0 25 25 0 - SUPERVALU INC cs 868536103 1 85 85 0 - SYBASE INC cs 871130100 1 37 37 0 - SYNERON MEDICAL LTD F cs M87245102 1 125 125 0 - SYNGENTA AG ADR F cs 87160A100 3 75 75 0 - SYSCO CORPORATION cs 871829107 187 8,330 330 0 8,000 T H Q INC NEW cs 872443403 0 20 20 0 - T J X COS INC cs 872540109 13 416 416 0 - TARGET CORPORATION cs 87612E110 11 273 273 0 - TASER INTERNATIONAL INC cs 87651B104 7 1,500 1,500 0 - TELEFLEX INCORPORATED cs 879369106 6 127 127 0 - TELEFONICA SPON ADR F cs 879382208 8 125 125 0 - TEMPLE INLAND INC cs 879868107 -79 -6,000 (6,000) 0 - TEVA PHARM INDS LTD ADRF cs 881624209 161 3,265 2,765 0 500 THE CHARLES SCHWAB CORP cs 808513105 145 8,253 3,253 0 5,000 THE SOUTHERN COMPANY cs 842587107 56 1,800 1,800 0 - THERMO FISHER SCIENTIFIC cs 883556102 1 23 23 0 - TIME WARNER CABLE cs 88732J207 2 70 70 0 - TIME WARNER INC NEW cs 887317303 7 281 281 0 - TOTAL S A ADR F cs 89151E113 43 800 800 0 - TOYOTA MOTOR CP ADR NEWF cs 892331307 11 150 - 0 150
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- TRANSOCEAN INC NEW F cs H8817H100 10 128 128 0 - TRONOX INCORPORATED CL B cs 897051207 0 66 66 0 - TYCO ELECTRONICS LTD F cs H8912P106 1 38 8 0 30 TYCO INTL LTD NEW F cs H89128104 1 38 8 0 30 U S A BIOMASS CORP cs 90333F105 0 20,000 20,000 0 - UBS AG NEW F cs H89231338 4 315 315 0 - UMPQUA HOLDINGS CORP cs 904214103 3 330 330 0 - UNILEVER N V NY SHS NEWF cs 904784709 15 600 600 0 - UNION PACIFIC CORP cs 907818108 1 20 20 0 - UNISYS CORP cs 909214108 0 19 19 0 - UNITED STATES STEEL CORP cs 912909108 18 517 100 0 417 UNITED TECHNOLOGIES CORP cs 913017109 25 473 473 0 - UNITEDHEALTH GROUP INC cs 91324P102 7 265 265 0 - USA URANIUM CORP cs 91154T109 1 400,000 400,000 0 - V F CORPORATION cs 918204108 3 60 60 0 - VALE SA ADR F cs 91912E109 11 600 600 0 - VALLEY NATIONAL BANCORP cs 919794107 7 561 561 0 - VAN KAMPEN SR INCM TR cs 920961109 6 2,000 2,000 0 - VANGUARD BOND INDEX FUND cs 921937835 2,304 29,655 29,405 0 250 VANGUARD TOTAL STOCK MKT cs 922908769 151 3,263 3,263 0 - VERIGY LTD F cs Y93691106 0 21 21 0 - VERISIGN INC cs 92343E106 0 8 8 0 - VERIZON COMMUNICATIONS cs 92343V104 165 5,374 750 0 4,624 VISA INC CL A cs 92826C839 16 260 60 0 200 VODAFONE GROUP NEW ADR F cs 92857W209 81 4,133 568 0 3,565 WALGREEN COMPANY cs 931422109 74 2,510 2,510 0 - WAL-MART STORES INC cs 931142103 47 979 879 0 100 WARNACO GROUP INC cs 934390402 1 23 23 0 - WASHINGTON MUTUAL INC cs 939322103 0 150 150 0 - WASTE MANAGEMENT INC DEL cs 94106L109 39 1,375 1,375 0 - WATTS WATER TECH INC A cs 942749102 5 214 214 0 - WEATHERFORD INTL LTD F cs H27013103 1 73 73 0 - WELLS FARGO & CO NEW cs 949746101 72 2,957 2,957 0 - WESTERN ASSET HIGH INCM cs 95766K109 2 325 325 0 - WESTERN DIGITAL CORP cs 958102105 27 1,000 1,000 0 - WEYERHAEUSER CO cs 962166104 9 300 300 0 - WHOLE FOODS MARKET INC cs 966837106 2 104 104 0 - WILLIAMS COMPANIES cs 969457100 95 6,100 100 0 6,000 WISDOMTREE INTL MDCP DIV cs 97717W778 206 5,250 - 0 5,250 WISDOMTREE TRUST cs 97717W182 579 22,800 22,800 0 - WORLDCOM INC ^XX cs 98157D106 - 10 10 0 - WYETH cs 983024100 5 100 100 0 - XCEL ENERGY INC cs 98389B100 74 4,000 - 0 4,000 XTO ENERGY INC cs 98385X106 1 26 26 0 - ZIMMER HOLDINGS INC cs 98956P102 74 1,737 893 0 844 AMERIGAS PARTNERS LP oa 030975106 9,048 268,244 268,244 0 - BOARDWALK PIPELINE PTNRS oa 096627104 9 389 373 0 16 BREITBURN ENERGY PTNR LP oa 106776107 1,253 163,132 152,019 0 11,112 DUKE REALTY CORP oa 264411505 112 12,779 12,779 0 - ENBRIDGE ENERGY PTNRS LP oa 29250R106 27 710 710 0 - ENERGY TRANSFER PARTNERS oa 29273R109 30,368 750,000 - 0 750,000 ENTERPRISE PRD PRTNRS LP oa 293792107 4,462 178,914 178,914 0 - EQUITY RESIDENTIAL oa 29476L107 38 1,700 1,700 0 - GLIMCHER REALTY TRUST oa 379302102 6 2,000 2,000 0 - KIMCO REALTY CORP oa 49446R109 46 4,620 4,620 0 - KINDER MORGAN ENERGY LP oa 494550106 64 1,250 1,250 0 - LAACO INC LTD PARTNSHIP oa 505346106 94 100 100 0 - LAZARD LTD F oa G54050102 0 4 4 0 - LINN ENERGY oa 536020100 14 707 707 0 - MID AMER APT CMNTYS INC oa 59522J103 161 4,398 4,398 0 -
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------ ----------------- --------- -------- ----------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------ ----------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ------- NATIONWIDE HEALTH PPTYS oa 638620104 1 40 40 0 - NUSTAR ENERGY LP oa 67058H102 8 145 145 0 - PLUM CREEK TIMBER CO oa 729251108 28 938 938 0 - PUBLIC STORAGE oa 74460D109 196 3,000 3,000 0 - REALTY INCOME CORP oa 756109104 13 584 584 0 - TEPPCO PARTNERS L P oa 872384102 2 80 80 0 - UMH PROPERTIES INC oa 903002103 8 1,000 1,000 0 - VORNADO REALTY TRUST oa 929042109 61 1,350 1,350 0 - PUT SPDR GOLD TRUST pt 78463V9MF 5 16 16 16 0 - VAN KAMPEN UNIT TRS * ut 92119L348 31 5,375 5,375 0 - VAN KAMPEN UT TRS 800 * ut 92120A349 20 3,241 3,241 0 - FRESENIUS KABI PHRM 10RT wt 35802M115 0 300 300 0 -
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