-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GBP9fR+OsYFLovtaJgP5YTba7pE5LuVsTqIgKchn/o9LTbDrPZXkKEPqjalv1QYJ CrmUEr3tIoSa46cB8BoJYQ== 0001140361-09-011271.txt : 20090507 0001140361-09-011271.hdr.sgml : 20090507 20090506174449 ACCESSION NUMBER: 0001140361-09-011271 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090331 FILED AS OF DATE: 20090507 DATE AS OF CHANGE: 20090506 EFFECTIVENESS DATE: 20090507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iwamoto, Kong & Co., Inc. CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 09802763 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1030 CITY: IRVINE STATE: CA ZIP: 92612 13F-HR 1 form13fhr.txt IWAMOTO KONG 13-F 3-31-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2009 Check here if Amendment [ ]; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Iwamoto Kong ----------------------------------------------------- Address: 19200 VON KARMAN AVE IRVINE, CALIFORNIA 92612 ----------------------------------------------------- Form 13F File Number: --- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: /s/ Benjamin Lau ------------------------- Title: Portfolio Manager ------------------------- Phone: (949)-253-8888 ------------------------- Signature, Place, and Date of Signing: /s/ Benjamin Lau IRVINE, CALIFORNIA 05/01/2009 - -------------------- ------------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] 13F File Number Name 28-____________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 462 ----------- Form 13F Information Table Value Total: $79,753 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- ------- --- ---- ------- -------- ------ ------ ------ CALL WASH MUTUAL INC cl 9393224AD 0 3 3 3 0 - CALL PROSHARES TR ULTRA cl 74347R9DW 4 15 15 15 0 - CALL BANK OF AMERICA COR cl 0605059AP 2 5 5 5 0 - CALL CURRENCY SHRES EURO cl 23130C4AE 18 23 23 23 0 - CALL CURRENCY SHRES EURO cl 23130C9DE 1 5 5 5 0 - CALL PROSHS ULTRASHT CH cl 74347R8FN 3 15 15 15 0 - 1/100 BERKSHIRE HTWY CLA cs 084990175 173 200 200 0 - 3M COMPANY cs 88579Y101 952 19152 19102 0 50 A F L A C INC cs 001055102 18 950 950 0 - A T & T INC NEW cs 00206R102 1461 57958 44738 0 13220 ABBOTT LABORATORIES cs 02824100 22 470 395 0 75 ABERDEEN ASIA PAC INCM cs 03009107 88 18500 18500 0 - ACCENTURE LTD CL A F cs G1150G111 55 2000 2000 0 - ACTUANT CORP CL A NEW cs 00508X203 3 316 316 0 - ADV ENERGY INCOME FUND F cs 00762L101 100 41000 - 0 41000 AECOM TECHNOLOGY CORP cs 00766T100 3 100 100 0 - AEGON NV ORD REG AMER F cs 07924103 9 2449 - 0 2449 AETNA INC NEW cs 00817Y108 5 201 - 0 201 AGILENT TECHNOLOGIES INC cs 00846U101 62 4006 100 0 3906 ALCATEL LUCENT ADR F cs 013904305 0 170 170 0 - ALCOA INC cs 013817101 3 400 400 0 - ALEXANDER & BALDWIN INC cs 014482103 6 300 300 0 - ALLERGAN INC cs 018490102 43 906 706 0 200 ALLETE INC NEW cs 018522300 0 5 5 0 - ALLIANCE HEALTHCARE SVCS cs 018606202 95 14000 14000 0 - ALLSTATE CORPORATION cs 020002101 10 501 501 0 - ALPHA NATURAL RESOURCES cs 02076X102 5 300 300 0 - ALTRIA GROUP INC cs 02209S103 41 2530 2530 0 - AMDL INC NEW cs 00167K500 9 11100 11100 0 - AMERICA MOVIL SAB L ADRF cs 02364W105 9 350 350 0 - AMERICAN CAPITAL LTD cs 02503Y103 2 1000 1000 0 - AMERICAN EXPRESS COMPANY cs 025816109 51 3735 3635 0 100 AMERICAN INTL GROUP INC cs 026874107 4 3500 3500 0 - AMGEN INCORPORATED cs 031162100 555 11200 750 0 10450 ANADARKO PETROLEUM CORP cs 032511107 580 14920 200 0 14720 APPLE INC cs 037833100 334 3176 2621 0 555 APPLIED MATERIALS INC cs 038222105 2 210 210 0 - ARIBA INC NEW cs 04033V203 0 2 2 0 - AUTO DATA PROCESSING cs 053015103 160 4560 4560 0 - AVANIR PHARMA INC cs 05348P401 0 125 125 0 - AVERY DENNISON CORP cs 053611109 223 10000 - 0 10000 BANK OF AMERICA CORP cs 060505104 54 7879 5679 0 2200 BANK OF NY MELLON CP NEW cs 064058100 244 8634 754 0 7880 BARCLAYS BANK IPATH ETN cs 06738C786 11 600 600 0 - BARCLAYS BANK IPATH ETN cs 06739H743 3 100 100 0 - BARCLAYS BANK PLC ADR F cs 06738E207 21 2500 2500 0 - BAXTER INTERNATIONAL INC cs 071813109 21 403 403 0 - BECTON DICKINSON & CO cs 075887109 2 30 30 0 - BERKSHIRE HATHAWAY CL B cs 084670207 1918 680 672 0 8 BHP BILLITON LTD ADR F cs 088606108 52 1175 1125 0 50 BIOTECH HOLDERS TRUST cs 09067D201 17 100 100 0 - BLACKROCK CA MUN INCM TR cs 09248E105 38 3507 3507 0 - BLACKROCK CORE BD TRUST cs 09249E104 21 2000 2000 0 - BLACKROCK EHNCD DIV INCM cs 09251A104 15 2398 2398 0 - BLACKROCK INC cs 09247X101 13 102 102 0 - BLACKROCK INCM OPPNTY TR cs 092475102 127 14500 14500 0 - BLACKROCK INCOME TR INC cs 09247F100 6 950 - 0 950 BLKRCK MUNIHLDGS CA INSD cs 09254L107 10 973 973 0 - BLKRCK MUNIYIELD CA INSD cs 09254N103 100 9830 9830 0 - BOB EVANS FARMS INC cs 096761101 7 300 300 0 - BOEING CO cs 097023105 102 2853 53 0 2800 BOSTON SCIENTIFIC CORP cs 101137107 2 200 200 0 - BP PLC ADR F cs 055622104 186 4646 2000 0 2646 BRISTOL-MYERS SQUIBB CO cs 110122108 249 11338 2892 0 8446 C V S CAREMARK CORP cs 126650100 381 13859 9800 0 4059 CABOT CORPORATION cs 127055101 21 2000 - 0 2000 CALIF COASTAL CMNTYS NEW cs 129915203 3 5500 5500 0 - CANADIAN OIL SANDS NEW F cs 13642L100 9 475 475 0 - CATERPILLAR INC cs 149123101 11 400 400 0 - CATHAY GENERAL BANCORP cs 149150104 104 10000 10000 0 - CENTERPOINT ENERGY INC cs 15189T107 0 46 46 0 - CENTEX CORPORATION cs 152312104 1 88 88 0 - CENTURYTEL INC cs 156700106 1 35 35 0 - CF INDUSTRIES HOLDINGS cs 125269100 36 500 500 0 - CHEVRON CORPORATION cs 166764100 1578 23473 2425 0 21048 CHINA ARCHITECTURAL ENGR cs 16937S102 3 3000 3000 0 - CHUBB CORPORATION cs 171232101 2 40 40 0 - CIMAREX ENERGY CO cs 171798101 2 100 100 0 - CISCO SYSTEMS INC cs 17275R102 7 445 445 0 - CITADEL BROADCASTING CP cs 17285T106 0 33 33 0 - CITIGROUP INC cs 172967101 58 23100 23100 0 - CLEAN ENERGY FUELS CORP cs 184499101 12 2000 2000 0 - CLOROX COMPANY cs 189054109 2 46 46 0 - COACH INC cs 189754104 7 400 400 0 - COCA COLA COMPANY cs 191216100 175 3983 3983 0 - COHEN & STEERS PREMIUM cs 19247V104 1 700 700 0 - COHEN & STEERS QUALITY cs 19247L106 2 1000 1000 0 - COHEN & STEERS SELECT FD cs 19248A109 11 1200 1200 0 - COLGATE-PALMOLIVE CO cs 194162103 277 4700 700 0 4000 COMCAST CORP NEW CL A cs 20030N101 0 24 24 0 - COMMERCE ENERGY GROUP cs 20061Q106 0 8000 8000 0 - COMMERCEPLANET INC NEW cs 20084U209 0 250 250 0 - COMPANHIA VALE DO ADR F cs 204412209 5 350 350 0 - COMPUTRZD THERML IMAGING cs 20557C108 0 45 - 0 45 CONEXANT SYSTEMS INC NEW cs 207142308 0 3 - 0 3 CONMED CORP cs 207410101 5 375 375 0 - CONOCOPHILLIPS cs 20825C104 2581 65903 61015 0 4888 CONSOLIDATED EDISON INC cs 209115104 1129 28495 27395 0 1100 COSTCO WHSL CORP NEW cs 22160K105 119 2565 2465 0 100 COVIDIEN LTD F cs G2552X108 1 38 8 0 30 CROWFLIGHT MINERALS INCF cs 228024105 0 200 200 0 - CRYSTALLEX INTL CORP F cs 22942F101 0 1590 1590 0 - CYTRX CORP NEW cs 232828301 1 3500 3500 0 - DANAHER CORP DEL cs 235851102 42 774 774 0 - DASSAULT SYSTEMS SA ADRF cs 237545108 6 150 150 0 - DAVITA INC cs 23918K108 44 1000 1000 0 - DEERE & CO cs 244199105 4 125 25 0 100 DELL INC cs 24702R101 1 80 80 0 - DEVON ENERGY CP NEW cs 25179M103 8 185 185 0 - DHT MARITIME INC F cs Y2065G105 2 500 500 0 - DIAGEO PLC NEW ADR F cs 25243Q205 1560 34850 34675 0 175 DIAMOND HILL FINL TRENDS cs 25264C101 9 2000 - 0 2000 DIEBOLD INCORPORATED cs 253651103 72 3375 - 0 3375 DIRECTV GROUP INC cs 25459L106 17 746 746 0 - DIREXION SHS EXCH TRD FD cs 25459W862 3 135 - 0 135 DISNEY WALT CO cs 254687106 22 1233 1142 0 91 DNP SELECT INCOME FUND cs 23325P104 166 24450 15850 0 8600 DOMINION RES INC VA NEW cs 25746U109 967 31195 31195 0 - DOW 30 PREM & DIV INCM cs 260582101 105 8450 7550 0 900 DOW CHEMICAL COMPANY cs 260543103 0 4 4 0 - DREAM MARKETING INC cs 26153A107 0 10 10 0 - DU PONT E I DE NEMOUR&CO cs 263534109 46 2054 303 0 1751 DUKE ENERGY CORP NEW cs 26441C105 46 3233 3233 0 - E M C CORP MASS cs 268648102 9 800 800 0 - EASTMAN KODAK COMPANY cs 277461109 0 106 106 0 - EATON VANCE LTD DURATION cs 27828H105 188 17890 17190 0 700 EATON VANCE RISK MANAGED cs 27829G106 17 1000 1000 0 - EATON VANCE SR INCM TR cs 27826S103 4 1104 1104 0 - EDISON INTERNATIONAL cs 281020107 97 3366 3366 0 - ELAN CORP PLC SPON ADR F cs 284131208 3 400 400 0 - EMERSON ELECTRIC CO cs 291011104 835 29215 29215 0 - EMULEX CORP NEW cs 292475209 5 1000 1000 0 - ENCANA CORPORATION F cs 292505104 6 150 150 0 - ENERNORTH INDUSTRIES F cs 29275G101 0 150 150 0 - ENERPLUS RES FD NEW F cs 29274D604 167 10200 - 0 10200 ENPRO INDUSTRIES INC cs 29355X107 14 800 - 0 800 ENRON CORP XXX cs 293561106 0 30500 30500 0 - ERICSSON TEL ADR B NEW F cs 294821608 78 9600 - 0 9600 EXELON CORPORATION cs 30161N101 27 600 600 0 - EXPRESS SCRIPTS INC cs 302182100 5 100 100 0 - EXXON MOBIL CORPORATION cs 30231G102 1999 29353 5006 0 24347 FAIRPOINT COMMUN INC cs 305560104 0 24 24 0 - FASTENAL CO cs 311900104 23 710 710 0 - FIRST TRUST FOUR CORNERS cs 33733Q107 22 2800 2800 0 - FIRST TRUST/FOUR CORNERS cs 33733U108 23 2800 2800 0 - FISERV INC cs 337738108 40 1090 1090 0 - FIT AFTER FIFTY INC cs 338126105 0 17500 17500 0 - FLUOR CORPORATION NEW cs 343412102 2046 59225 59225 0 - FORD MOTOR COMPANY NEW cs 345370860 6 2100 2100 0 - FOSTER WHEELER AG ORD F cs H27178104 2 100 - 0 100 FRANKLIN RESOURCES INC cs 354613101 336 6245 845 0 5400 FREEPORT MCMORAN COPPER cs 35671D857 5 125 125 0 - FRONTIER COMMUNICATIONS cs 35906A108 7 1000 1000 0 - GABELLI EQUITY TRUST INC cs 362397101 8 2532 2532 0 - GABELLI HEALTHCARE TRUST cs 36246K103 1 126 126 0 - GABELLI UTILITY TRUST cs 36240A101 3 485 485 0 - GAP INC cs 364760108 4 300 300 0 - GENCO SHIPPING & TRDG F cs Y2685T107 11 903 903 0 - GENERAL DYNAMICS CORP cs 369550108 48 1155 1155 0 - GENERAL ELECTRIC COMPANY cs 369604103 397 39244 39021 0 223 GENERAL MILLS INC cs 370334104 201 4021 4021 0 - GENERAL MOTORS CORP cs 370442105 2 1100 1100 0 - GERON CORP cs 374163103 2 350 350 0 - GILEAD SCIENCES INC cs 375558103 8 180 180 0 - GLAXOSMITHKLINE PLC ADRF cs 37733W105 1480 47635 47335 0 300 GLOBAL NETWORKS CORP cs 379382104 0 5 5 0 - GLOBALSTAR TELECOM ORXXX cs G3930H104 0 100 100 0 - GOLDMAN SACHS GROUP INC cs 38141G104 85 800 - 0 800 GOLDSPRING INC cs 381536101 0 20000 20000 0 - GOODRICH CORPORATION cs 382388106 152 4000 - 0 4000 GOOGLE INC CLASS A cs 38259P508 94 270 235 0 35 GRAINGER W W INC cs 384802104 17 245 245 0 - H & Q HEALTHCARE FUND cs 404052102 18 1750 1750 0 - HAIN CELESTIAL GROUP INC cs 405217100 11 800 800 0 - HALLIBURTON CO HLDG CO cs 406216101 1174 75900 75900 0 - HANESBRANDS INC cs 410345102 0 12 12 0 - HANOVER INSURANCE GROUP cs 410867105 72 2481 - 0 2481 HARLEY DAVIDSON INC cs 412822108 32 2370 2170 0 200 HEWLETT-PACKARD COMPANY cs 428236103 1931 60243 60243 0 - HILL ROM HOLDINGS INC cs 431475102 3 313 313 0 - HILLENBRAND INC cs 431571108 5 313 313 0 - HOME DEPOT INC cs 437076102 1737 73733 64533 0 9200 HORMEL FOODS CORP cs 440452100 2 75 75 0 - HSBC HLDGS PLC ADR NEW F cs 404280406 25 900 900 0 - HUGOTON ROYALTY TR UBI cs 444717102 14 1512 1178 0 334 IGNIS PETROLEUM GROUP cs 451725105 0 1000 - 0 1000 ILLINOIS TOOL WORKS INC cs 452308109 60 1945 1945 0 - ING CLARION GLBL RE INCM cs 44982G104 8 2500 2500 0 - INTEGRYS ENERGY GROUP cs 45822P105 8 300 300 0 - INTEL CORP cs 458140100 231 15359 15359 0 - INTERNATIONAL PAPER CO cs 460146103 0 53 53 0 - INTL BUSINESS MACHINES cs 459200101 462 4772 972 0 3800 IOWA TELECOMMUNICATIONS cs 462594201 11 1000 1000 0 - IRVINE SENSOR CORP NEW cs 463664607 0 12 12 0 - ISHARES IBOXX INVESTOP cs 464287242 93 985 985 0 - ISHARES MSCI EMRG MKT FD cs 464287234 13 525 525 0 - ISHARES MSCI JPN IDX FD cs 464286848 88 11200 11200 0 - ISHARES RUSSELL MIDCAP cs 464287499 7 125 125 0 - ISHARES S&P NORTH AM FD cs 464287374 7 300 300 0 - ISHARES S&P U S PFD FUND cs 464288687 2 100 - 0 100 ISHARES TR BARCLAYS BOND cs 464287440 24 250 250 0 - ISHARES TR BARCLAYS BOND cs 464288596 51 500 500 0 - ISHARES TR BARCLAYS BOND cs 464288638 3276 34800 34550 0 250 ISHARES TR BARCLAYS FUND cs 464287226 112 1100 1100 0 - ISHARES TR BARCLAYS TIPS cs 464287176 3501 34076 34036 0 40 ISHARES TR DJ US FINL cs 464287788 16 500 500 0 - ISHARES TR DJ US HLTHCAR cs 464287762 283 5734 5734 0 - ISHARES TR MSCI EAFE FD cs 464287465 64 1700 1700 0 - ISHARES TR NASDAQ BIO FD cs 464287556 1876 28280 28180 0 100 ISHARES TR RUSSELL 2000 cs 464287648 14 300 300 0 - ISHARES TR RUSSELL 2000 cs 464287655 147 3503 3075 0 428 ISHARES TR RUSSELL 3000 cs 464287689 0 1 1 0 - ISHARES TR S&P GLOBAL cs 464287275 18 400 400 0 - ISHARES TR S&P GLOBAL cs 464287325 50 1245 1245 0 - ISHARES TR S&P GLOBAL cs 464287341 8 300 300 0 - ISHARES TR S&P MIDCAP cs 464287507 10 200 200 0 - J D A SOFTWARE GROUP INC cs 46612K108 3 250 250 0 - J M SMUCKER CO NEW cs 832696405 3 81 81 0 - JETBLUE AIRWAYS CORP cs 477143101 2 500 500 0 - JOHNSON & JOHNSON cs 478160104 3963 75333 59133 0 16200 JPMORGAN CHASE & CO cs 46625H100 110 4151 4151 0 - KIMBERLY-CLARK CORP cs 494368103 127 2755 2755 0 - KRAFT FOODS INC cs 50075N104 18 800 800 0 - L-3 COMMUNICATIONS HLDGS cs 502424104 10 151 151 0 - LDK SOLAR CO LTD ADR F cs 50183L107 1 200 200 0 - LEGG MASON INC cs 524901105 14 905 905 0 - LEHMAN BROS HOLDING INC cs 524908100 0 80 80 0 - LEVEL 3 COMMUNICATIONS cs 52729N100 0 500 500 0 - LILLY ELI & COMPANY cs 532457108 37 1100 1100 0 - LOCKHEED MARTIN CORP cs 539830109 14 204 204 0 - MANITOWOC COMPANY INC cs 563571108 0 50 50 0 - MARATHON OIL CORP cs 565849106 215 8178 - 0 8178 MARKET VECTORS ETF TRUST cs 57060U100 867 23500 1000 0 22500 MARKET VECTORS ETF TRUST cs 57060U605 3 100 100 0 - MASCO CORP cs 574599106 7 1000 1000 0 - MASSEY ENERGY COMPANY cs 576206106 16 1550 50 0 1500 MC DONALDS CORP cs 580135101 271 4961 100 0 4861 MEDTRONIC INC cs 585055106 56 1892 1692 0 200 MELTRONIX INC cs 585730104 0 12000 12000 0 - MERCK & CO INC cs 589331107 15 575 575 0 - MEREDITH CORP cs 589433101 18 1085 1085 0 - MERISEL INC NEW cs 589849306 0 10 10 0 - METAWAVE COMMUN NEW cs 591409107 0 100 - 0 100 MICROCHANNEL TECH CORP cs 59502G103 0 600 600 0 - MICROCHIP TECHNOLOGY INC cs 595017104 11 525 525 0 - MICROSOFT CORP cs 594918104 3517 191464 178564 0 12900 MINDSPEED TECH INC NEW cs 602682205 0 2 - 0 2 MIV THERAPEUTICS INC NEW cs 55306V205 0 549 549 0 - MOBICLEAR INC NEW cs 60705L204 0 1 1 0 - MONSANTO CO NEW DEL cs 61166W101 167 2014 14 0 2000 MONTEREY GOURMET FOODS cs 612570101 6 5000 5000 0 - MORGAN STANLEY cs 617446448 5 200 200 0 - MOTOROLA INC cs 620076109 2 400 400 0 - MS CA INSD MUN INCM TR cs 61745P502 109 10000 10000 0 - MS INSURED CA MUN SECS cs 61745P825 50 4170 4170 0 - N I I HOLDINGS INC NEW cs 62913F201 5 300 300 0 - N V E CORPORATION NEW cs 629445206 3 100 100 0 - NATIONAL FUEL GAS CO cs 636180101 596 19428 19428 0 - NESTLE S A REG B ADR F cs 641069406 12 350 350 0 - NEW YORK CMNTY BANCORP cs 649445103 12 1089 1089 0 - NEWS CORP LTD CL A cs 65248E108 0 55 55 0 - NIKE INC CLASS B cs 654106103 88 1880 1880 0 - NINTENDO LTD ADR F cs 654445303 18 500 - 0 500 NOBLE CORP F cs H5833N103 2 75 75 0 - NORFOLK SOUTHERN CORP cs 655844108 2 50 50 0 - NORTEL NETWORKS CP NEW F cs 656568508 0 22 22 0 - NORTHROP GRUMMAN CORP cs 666807102 232 5306 5006 0 300 NOVARTIS A G SPON ADR F cs 66987V109 13 355 355 0 - NSTAR cs 67019E111 13 400 400 0 - NUCOR CORP cs 670346105 8 200 200 0 - NUVEEN AZ DIV ADVNTGE FD cs 67071P107 33 3000 3000 0 - NUVEEN AZ PREM INCM MUNI cs 67061W104 33 3000 3000 0 - NUVEEN CA DIV ADV MUN FD cs 67066Y105 537 52050 49250 0 2800 NUVEEN CA QLTY INCM MUN cs 670985100 44 3904 3904 0 - NUVEEN CA SELECT TAX FR cs 67063R103 60 5000 5000 0 - NUVEEN DIVERSFD DIVID FD cs 6706EP105 3 500 500 0 - NUVEEN EQTY PREM INC FD cs 6706ER101 42 4350 4350 0 - NUVEEN EQTY PREM OPTY FD cs 6706EM102 51 5000 5000 0 - NUVEEN INSD CA PRE FD II cs 67061U108 122 11177 11177 0 - NUVEEN INSD CA PREM INCM cs 67061X102 87 7500 7500 0 - NUVEEN INSD CA TAX FREE cs 670651108 1012 89186 86668 0 2518 NUVEEN INSD TAX FREE ADV cs 670657105 42 3500 3500 0 - NUVEEN INVT QLTY MUN FD cs 67062E107 82 7000 7000 0 - NUVEEN MULTI STRAT INCM cs 67073B106 4 1000 1000 0 - NUVEEN MUNI ADVTG FUND cs 67062H106 59 5000 5000 0 - NUVEEN MUNI MKT OPPTY FD cs 67062W103 104 9300 9300 0 - NUVEEN QLTY INCM MUNI FD cs 670977107 83 7032 7032 0 - NUVEEN QUAL PFD INC FD 2 cs 67072C105 10 2500 2500 0 - NUVEEN REAL EST INC FD cs 67071B108 13 3500 3500 0 - NUVEEN SELCT QLTY MUN FD cs 670973106 57 5000 5000 0 - NVIDIA CORP cs 67066G104 20 2000 2000 0 - OCCIDENTAL PETE CORP cs 674599105 107 1925 1925 0 - OMNICOM GROUP INC cs 681919106 16 685 685 0 - OPTIMUMCARE CORP cs 68388V100 0 5800 5800 0 - OXYGEN BIOTHERAP INC cs 69207P100 0 1000 1000 0 - P G & E CORP cs 69331C108 29 750 750 0 - PACTIV CORPORATION cs 695257105 2 112 112 0 - PEABODY ENERGY CORP cs 704549104 8 300 300 0 - PEETS COFFEE & TEA INC cs 705560100 4 200 200 0 - PENN WEST ENERGY TRUST F cs 707885109 169 17800 3400 0 14400 PENTHOUSE INTL INC cs 709640106 0 190000 190000 0 - PEPSI BOTTLING GROUP INC cs 713409100 0 0 0 0 - PEPSICO INCORPORATED cs 713448108 951 18478 18478 0 - PETROLEO BRASILEIRO ADRF cs 71654V408 7 225 225 0 - PFIZER INCORPORATED cs 717081103 2661 195348 191848 0 3500 PHILIP MORRIS INTL INC cs 718172109 79 2232 2232 0 - PIMCO CAL MUNI INC FD II cs 72200M108 52 6667 6667 0 - PIMCO CALIF MUN INCM FD cs 72200N106 37 3373 3373 0 - PIMCO CORP INCOME FUND cs 72200U100 1359 169030 167430 0 1600 PIMCO CORPORATE OPPTY FD cs 72201B101 10 1200 1200 0 - PIMCO STRATEGIC GLOBAL cs 72200X104 16 2100 2100 0 - PINNACLE ENTERTAINMENT cs 723456109 0 8 8 0 - PINNACLE WEST CAPITAL CP cs 723484101 13 500 500 0 - PNM RESOURCES INC cs 69349H107 6 750 - 0 750 POTASH CORP SASK INC F cs 73755L107 1 10 10 0 - POWERSHRS DB GOLD DBL F cs 25154H756 68 3000 3000 0 - POWERSHS DB MULTI SECTOR cs 73936B408 1 25 25 0 - POWERSHS EXCH TRAD FD TR cs 73935X500 14 1776 1225 0 551 POWERSHS EXCH TRAD FD TR cs 73935X575 42 3560 3085 0 475 POWERSHS EXCH TRAD FD TR cs 73935X690 1 100 100 0 - POWERSHS EXCH TRAD FD TR cs 73935X856 53 4200 4200 0 - POWERSHS EXCH TRAD FD TR cs 73936T615 8 775 - 0 775 POWERSHS QQQ TRUST SER 1 cs 73935A104 58 1918 1918 0 - POWERWAVE TECH INC cs 739363109 0 67 67 0 - PPL CORPORATION cs 69351T106 1 50 50 0 - PROCTER & GAMBLE cs 742718109 2225 47252 43916 0 3336 PROGRESS ENERGY INC cs 743263105 15 416 416 0 - PROSHARES ULTRASHORT QQQ cs 74347R875 56 1150 1150 0 - PROSHS ULTRASHORT XINHUA cs 74347R321 48 1800 1800 0 - PROSHS ULTRASHRT S&P500 cs 74347R883 98 1235 1235 0 - PUB SVC ENT GROUP INC cs 744573106 6 200 200 0 - QUALCOMM INC cs 747525103 1721 44233 43733 0 500 QUANTUM FUEL SYS TECH cs 74765E113 3 4000 4000 0 - QUIKSILVER INC cs 74838C106 1 440 40 0 400 QWEST COMMUNS INTL INC cs 749121109 0 13 13 0 - RAMBUS INC DEL cs 750917106 7 700 700 0 - RAYTHEON COMPANY NEW cs 755111507 5 140 140 0 - REDHAT INC cs 756577102 0 5 5 0 - REGIONS FINANCIAL CP NEW cs 7591EP100 5 1058 1058 0 - RELIANCE STL & ALUMINUM cs 759509102 1 25 25 0 - RELIANT ENERGY INC cs 75952B105 0 36 36 0 - RESEARCH IN MOTION LTD F cs 760975102 26 596 596 0 - RIO TINTO PLC SPON ADR F cs 767204100 7 50 50 0 - ROYAL DUTCH SHELL A ADRF cs 780259206 120 2700 700 0 2000 ROYCE VALUE TRUST INC cs 780910105 20 2900 2900 0 - RXI PHARMACEUTICALS CORP cs 74978T109 1 174 174 0 - S & P 500 CVRD CALL FUND cs 78381P109 1 100 100 0 - S G I INTERNATIONAL NEW cs 784185209 0 100 100 0 - S P D R TRUST UNIT SR 1 cs 78462F103 1193 15000 15000 0 - SANOFI AVENTIS ADR F cs 80105N105 27 967 967 0 - SARA LEE CORP cs 803111103 1 100 100 0 - SCHERING PLOUGH CORP cs 806605101 4 150 150 0 - SECTOR SPDR FINCL SELECT cs 81369Y605 22 2500 2500 0 - SECTOR SPDR HEALTH FUND cs 81369Y209 356 14700 14600 0 100 SECTOR SPDR INDL SELECT cs 81369Y704 14 750 750 0 - SECTOR SPDR MATERIALS FD cs 81369Y100 2 100 100 0 - SECTOR SPDR TECH SELECT cs 81369Y803 106 6800 6400 0 400 SECTOR SPDR TR CON STPLS cs 81369Y308 303 14365 14215 0 150 SECTOR SPDR UTIL SELECT cs 81369Y886 46 1800 1800 0 - SEMICONDUCTOR HOLDERS TR cs 816636203 0 10 10 0 - SEMPRA ENERGY cs 816851109 579 12529 12529 0 - SHL TELEMEDICINE ORD F cs M84047105 4 700 700 0 - SINA CORPORATION F cs G81477104 7 300 300 0 - SIRIUS XM RADIO INC cs 82967N108 2 5000 5000 0 - SKYWORKS SOLUTIONS INC cs 83088M102 0 13 - 0 13 SOUTHERN COPPER CORP cs 84265V105 40 2300 2300 0 - SOUTHWEST GAS CORP COM cs 844895102 28 1337 1337 0 - SOUTHWESTERN ENERGY CO cs 845467109 3 100 100 0 - SPDR GOLD TRUST cs 78463V107 5834 64625 64085 0 540 SPRINT NEXTEL CORP cs 852061100 0 2 2 0 - ST JUDE MEDICAL INC cs 790849103 2 50 50 0 - STAR SCIENTIFIC INC cs 85517P101 43 10000 10000 0 - STARBUCKS CORP cs 855244109 33 2970 2970 0 - STERICYCLE INC cs 858912108 5 100 100 0 - STRATEGIC RESOURCES LTD cs 862773108 0 5500 5500 0 - STRYKER CORP cs 863667101 888 26075 26075 0 - SUNOCO INC cs 86764P109 53 2000 - 0 2000 SUNTECH POWER HLDGS ADRF cs 86800C104 1 50 50 0 - SUPERVALU INC cs 868536103 1 85 85 0 - SYSCO CORPORATION cs 871829107 182 8000 - 0 8000 T H Q INC NEW cs 872443403 0 20 20 0 - T J X COS INC cs 872540109 102 3975 3975 0 - TARGET CORPORATION cs 87612E110 52 1520 1520 0 - TASER INTERNATIONAL INC cs 87651B104 7 1500 1500 0 - TELEFLEX INCORPORATED cs 879369106 5 127 127 0 - TELEFON DE MEX L ADR F cs 879403780 3 200 200 0 - TELMEX INTL SAB DE ADR F cs 879690105 4 400 400 0 - TEVA PHARM INDS LTD ADRF cs 881624209 133 2950 2450 0 500 THE CHARLES SCHWAB CORP cs 808513105 128 8252 3252 0 5000 THE SOUTHERN COMPANY cs 842587107 55 1800 1800 0 - TIME WARNER CABLE cs 88732J207 0 1 1 0 - TIME WARNER INC XXX cs 887317105 0 20 20 0 - TOTAL S A ADR F cs 89151E113 7 150 150 0 - TOYOTA MOTOR CP ADR NEWF cs 892331307 9 150 - 0 150 TRANSOCEAN INC NEW F cs H8817H100 7 114 114 0 - TRONOX INCORPORATED CL B cs 897051207 0 66 66 0 - TYCO ELECTRONICS LTD F cs G9144P105 0 38 8 0 30 TYCO INTL LTD NEW F cs H89128104 1 38 8 0 30 U S A BIOMASS CORP cs 90333F105 0 20000 20000 0 - UMPQUA HOLDINGS CORP cs 904214103 3 330 330 0 - UNILEVER N V NY SHS NEWF cs 904784709 6 325 325 0 - UNISYS CORP cs 909214108 0 19 19 0 - UNITED STATES STEEL CORP cs 912909108 43 2017 1600 0 417 UNITED TECHNOLOGIES CORP cs 913017109 18 425 425 0 - UNITEDHEALTH GROUP INC cs 91324P102 43 2035 2035 0 - URANIUM PARTICIPATION F cs 917017105 2 500 500 0 - VALLEY NATIONAL BANCORP cs 919794107 7 535 535 0 - VAN KAMPEN SR INCM TR cs 920961109 5 2000 2000 0 - VANGUARD BOND INDEX FUND cs 921937835 1673 21680 21530 0 150 VANGUARD TOTAL STOCK MKT cs 922908769 75 1901 1901 0 - VERIGY LTD F cs Y93691106 0 33 33 0 - VERISIGN INC cs 92343E106 0 8 8 0 - VERIZON COMMUNICATIONS cs 92343V104 196 6474 1850 0 4624 VISA INC CL A cs 92826C839 26 460 60 0 400 VODAFONE GROUP NEW ADR F cs 92857W209 66 3783 218 0 3565 WALGREEN COMPANY cs 931422109 110 4255 4255 0 - WAL-MART STORES INC cs 931142103 189 3627 3527 0 100 WASHINGTON MUTUAL INC cs 939322103 0 150 150 0 - WASTE MANAGEMENT INC DEL cs 94106L109 26 1000 1000 0 - WELLS FARGO & CO NEW cs 949746101 34 2417 2417 0 - WEYERHAEUSER CO cs 962166104 8 300 300 0 - WHOLE FOODS MARKET INC cs 966837106 2 104 104 0 - WILLIAMS COMPANIES cs 969457100 69 6100 100 0 6000 WISDOMTREE EQUITY INC FD cs 97717W208 40 1730 - 0 1730 WISDOMTREE INTL MDCP DIV cs 97717W778 167 5250 - 0 5250 WISDOMTREE TOTAL DIVIDND cs 97717W109 35 1210 - 0 1210 WORLDCOM INC ^XX cs 98157D106 0 10 10 0 - WYETH cs 983024100 536 12445 12445 0 - XCEL ENERGY INC cs 98389B100 75 4000 - 0 4000 XTO ENERGY INC cs 98385X106 1 26 26 0 - Z TRIM HOLDINGS NEW cs 988924205 1 500 500 0 - ZIMMER HOLDINGS INC cs 98956P102 63 1737 893 0 844 AMERIGAS PARTNERS LP oa 030975106 48 1700 1700 0 - BOARDWALK PIPELINE PTNRS oa 096627104 4 175 175 0 - BREITBURN ENERGY PTNR LP oa 106776107 13 2000 2000 0 - CENTURY COMMUNI 8.75XXX oa 156ESCAJ4 0 5000 5000 0 - DUKE REALTY CORP oa 264411505 4 800 800 0 - ENBRIDGE ENERGY PTNRS LP oa 29250R106 21 695 575 0 120 ENTERPRISE PRD PRTNRS LP oa 293792107 103 4620 4620 0 - EQUITY RESIDENTIAL oa 29476L107 23 1250 1250 0 - GLIMCHER REALTY TRUST oa 379302102 1 707 707 0 - GMAC 10,000 FACE 0%12 UT oa 36186CAD5 6 4 4 0 - HOSPITALITY PPTYS TRUST oa 44106M102 5 400 400 0 - KIMCO REALTY CORP oa 49446R109 21 2700 2700 0 - KINDER MORGAN ENERGY LP oa 494550106 195 4173 4173 0 - LAACO INC LTD PARTNSHIP oa 505346106 36 40 40 0 - LAZARD LTD F oa G54050102 3 100 100 0 - LINN ENERGY oa 536020100 15 1000 1000 0 - MAMMOTH ROCKLIN I LLC oa 02521211 0 1 1 0 - MID AMER APT CMNTYS INC oa 59522J103 29 938 938 0 - NATIONWIDE HEALTH PPTYS oa 638620104 67 3000 3000 0 - NUSTAR ENERGY LP oa 67058H102 55 1202 1202 0 - PLUM CREEK TIMBER CO oa 729251108 0 15 15 0 - PUBLIC STORAGE oa 74460D109 4 70 70 0 - PUBLIC STORAGE 7.25% PFD oa 74460D299 20 1000 1000 0 - REALTY INCOME CORP oa 756109104 8 434 434 0 - SEAGATE TECHNOLOGY XXX oa 811804988 0 710 710 0 - TEPPCO PARTNERS L P oa 872384102 31 1350 1350 0 - UMH PROPERTIES INC oa 903002103 16 3000 3000 0 - WILLIAMS COMM 10.70%XXX oa 9694559A4 0 750000 - 0 750000 FRESENIUS KABI PHRM 10RT wt 35802M115 0 300 300 0 - HSBC HLDGS 09 RXXX wt 404280992 0 83 83 0 -
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