0001085146-21-000464.txt : 20210204
0001085146-21-000464.hdr.sgml : 20210204
20210204155335
ACCESSION NUMBER: 0001085146-21-000464
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
EFFECTIVENESS DATE: 20210204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apriem Advisors
CENTRAL INDEX KEY: 0001425165
IRS NUMBER: 330188030
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12756
FILM NUMBER: 21590946
BUSINESS ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
BUSINESS PHONE: 949-253-8888
MAIL ADDRESS:
STREET 1: 19200 VON KARMAN AVE
STREET 2: #1050
CITY: IRVINE
STATE: CA
ZIP: 92612
FORMER COMPANY:
FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc.
DATE OF NAME CHANGE: 20080125
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001425165
XXXXXXXX
12-31-2020
12-31-2020
false
Apriem Advisors
19200 VON KARMAN AVE
#1050
IRVINE
CA
92612
13F HOLDINGS REPORT
028-12756
N
Benjamin C. Lau
VP, CIO, Director
949-253-8888
/s/ Benjamin C. Lau
IRVINE
CA
02-03-2021
0
131
560967
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
10973
62776
SH
SOLE
60779
0
1997
ABBOTT LABS
COM
002824100
371
3384
SH
SOLE
3384
0
0
ABBVIE INC
COM
00287Y109
1596
14890
SH
SOLE
13565
0
1325
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
162
36300
SH
SOLE
36300
0
0
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
236
12935
SH
SOLE
6935
0
6000
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
335
1284
SH
SOLE
1284
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
1511
16473
SH
SOLE
16228
0
245
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
423
1818
SH
SOLE
1803
0
15
ALPHABET INC
CAP STK CL A
02079K305
13017
7427
SH
SOLE
7142
0
285
ALPHABET INC
CAP STK CL C
02079K107
732
418
SH
SOLE
418
0
0
ALTAIR ENGR INC
COM CL A
021369103
871
14965
SH
SOLE
14965
0
0
AMAZON COM INC
COM
023135106
15145
4650
SH
SOLE
4489
0
161
AMGEN INC
COM
031162100
580
2523
SH
SOLE
2523
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
158
18725
SH
SOLE
18100
0
625
APPLE INC
COM
037833100
34932
263259
SH
SOLE
260384
0
2875
AT&T INC
COM
00206R102
5378
186979
SH
SOLE
180713
0
6266
AUTOMATIC DATA PROCESSING IN
COM
053015103
14719
83535
SH
SOLE
80970
0
2565
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
348
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2273
9803
SH
SOLE
9784
0
19
BIOGEN INC
COM
09062X103
12975
52990
SH
SOLE
51308
0
1682
BK OF AMERICA CORP
COM
060505104
3465
114330
SH
SOLE
108150
0
6180
BLACKROCK FLOATING RATE INCO
COM
09255X100
608
50225
SH
SOLE
47525
0
2700
BLACKROCK MUNIYIELD CALIF FD
COM
09254M105
222
15000
SH
SOLE
15000
0
0
BLACKROCK MUNIYIELD CALIF QU
COM
09254N103
367
24536
SH
SOLE
24536
0
0
BOEING CO
COM
097023105
2884
13473
SH
SOLE
13473
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
405
6533
SH
SOLE
6033
0
500
BROADCOM INC
COM
11135F101
459
1048
SH
SOLE
1048
0
0
BROWN FORMAN CORP
CL B
115637209
225
2829
SH
SOLE
2829
0
0
CELSIUS HLDGS INC
COM NEW
15118V207
254
5048
SH
SOLE
5048
0
0
CHEVRON CORP NEW
COM
166764100
753
8911
SH
SOLE
8708
0
203
CINTAS CORP
COM
172908105
19892
56279
SH
SOLE
54358
0
1921
CISCO SYS INC
COM
17275R102
3830
85596
SH
SOLE
82553
0
3043
CITIGROUP INC
COM NEW
172967424
466
7554
SH
SOLE
7554
0
0
CLOROX CO DEL
COM
189054109
402
1993
SH
SOLE
1793
0
200
COMMERCE BANCSHARES INC
COM
200525103
207
3150
SH
SOLE
3150
0
0
CONSOLIDATED EDISON INC
COM
209115104
920
12734
SH
SOLE
11784
0
950
COSTCO WHSL CORP NEW
COM
22160K105
791
2099
SH
SOLE
2099
0
0
CVB FINL CORP
COM
126600105
609
31249
SH
SOLE
31249
0
0
DISNEY WALT CO
COM
254687106
1364
7530
SH
SOLE
7330
0
200
DNP SELECT INCOME FD INC
COM
23325P104
163
15900
SH
SOLE
12900
0
3000
DOMINION ENERGY INC
COM
25746U109
260
3457
SH
SOLE
3457
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
286
17220
SH
SOLE
17220
0
0
DOUBLELINE OPPORTUNISTIC CR
COM
258623107
646
32900
SH
SOLE
29800
0
3100
DUKE ENERGY CORP NEW
COM NEW
26441C204
299
3265
SH
SOLE
3265
0
0
EATON CORP PLC
SHS
G29183103
1284
10690
SH
SOLE
9570
0
1120
EATON VANCE LTD DURATION INC
COM
27828H105
876
69946
SH
SOLE
67046
0
2900
EMERSON ELEC CO
COM
291011104
474
5900
SH
SOLE
5900
0
0
EXXON MOBIL CORP
COM
30231G102
3962
96127
SH
SOLE
95977
0
150
FACEBOOK INC
CL A
30303M102
17655
64634
SH
SOLE
62627
0
2007
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
354
3392
SH
SOLE
3392
0
0
FIRST FNDTN INC
COM
32026V104
400
20000
SH
SOLE
20000
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
250
21500
SH
SOLE
21500
0
0
GENERAL ELECTRIC CO
COM
369604103
175
16225
SH
SOLE
16053
0
171
GENERAL MLS INC
COM
370334104
1002
17038
SH
SOLE
17038
0
0
HOME DEPOT INC
COM
437076102
743
2797
SH
SOLE
2797
0
0
HONEYWELL INTL INC
COM
438516106
647
3044
SH
SOLE
3044
0
0
INTEL CORP
COM
458140100
8388
168375
SH
SOLE
164317
0
4058
INTERNATIONAL BUSINESS MACHS
COM
459200101
277
2202
SH
SOLE
2202
0
0
INVESCO EXCH TRADED FD TR II
CALIF AMT MUN
46138E206
718
25650
SH
SOLE
19400
0
6250
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
210
3740
SH
SOLE
3740
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1993
6352
SH
SOLE
6139
0
213
ISHARES TR
ISHS 5-10YR INVT
464288638
1125
18204
SH
SOLE
16604
0
1600
ISHARES TR
NASDAQ BIOTECH
464287556
425
2805
SH
SOLE
2605
0
200
ISHARES TR
RUSSELL 2000 ETF
464287655
310
1580
SH
SOLE
1580
0
0
JOHNSON & JOHNSON
COM
478160104
12021
76381
SH
SOLE
73663
0
2718
JPMORGAN CHASE & CO
COM
46625H100
7449
58620
SH
SOLE
56180
0
2440
KIMBERLY-CLARK CORP
COM
494368103
303
2245
SH
SOLE
1825
0
420
KINROSS GOLD CORP
COM
496902404
844
115000
SH
SOLE
0
0
115000
KLA CORP
COM NEW
482480100
9024
34852
SH
SOLE
33442
0
1410
LAM RESEARCH CORP
COM
512807108
753
1595
SH
SOLE
1470
0
125
LOWES COS INC
COM
548661107
14779
92076
SH
SOLE
88952
0
3124
LULULEMON ATHLETICA INC
COM
550021109
338
970
SH
SOLE
970
0
0
MEDTRONIC PLC
SHS
G5960L103
15041
128402
SH
SOLE
124223
0
4179
MERCK & CO. INC
COM
58933Y105
1035
12651
SH
SOLE
12161
0
490
MICRON TECHNOLOGY INC
COM
595112103
257
3414
SH
SOLE
3414
0
0
MICROSOFT CORP
COM
594918104
1714
7705
SH
SOLE
7527
0
178
NANOSTRING TECHNOLOGIES INC
COM
63009R109
401
6000
SH
SOLE
6000
0
0
NAVIOS MARITIME HOLDINGS INC
COM
Y62197119
41
18000
SH
SOLE
18000
0
0
NETFLIX INC
COM
64110L106
821
1518
SH
SOLE
1518
0
0
NIKE INC
CL B
654106103
234
1654
SH
SOLE
1404
0
250
NORTHROP GRUMMAN CORP
COM
666807102
218
716
SH
SOLE
716
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
1134
74820
SH
SOLE
70820
0
4000
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
1172
74352
SH
SOLE
69152
0
5200
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
292
22675
SH
SOLE
19675
0
3000
NVIDIA CORPORATION
COM
67066G104
494
947
SH
SOLE
929
0
18
PALO ALTO NETWORKS INC
COM
697435105
378
1065
SH
SOLE
865
0
200
PARKER-HANNIFIN CORP
COM
701094104
394
1446
SH
SOLE
1446
0
0
PAYPAL HLDGS INC
COM
70450Y103
1135
4845
SH
SOLE
4695
0
150
PBF ENERGY INC
CL A
69318G106
261
36762
SH
SOLE
36762
0
0
PEPSICO INC
COM
713448108
500
3371
SH
SOLE
3371
0
0
PFIZER INC
COM
717081103
3790
102965
SH
SOLE
97424
0
5541
PRICE T ROWE GROUP INC
COM
74144T108
16287
107584
SH
SOLE
104311
0
3273
PROCTER AND GAMBLE CO
COM
742718109
1116
8023
SH
SOLE
7723
0
300
QUALCOMM INC
COM
747525103
1752
11503
SH
SOLE
11138
0
365
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
419
5861
SH
SOLE
5861
0
0
SCHWAB CHARLES CORP
COM
808513105
679
12798
SH
SOLE
12798
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
13559
442378
SH
SOLE
430531
0
11847
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
46179
1282401
SH
SOLE
1251182
0
31219
SCHWAB STRATEGIC TR
SCHWAB FDT US BM
808524789
207
4600
SH
SOLE
4600
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
60034
1071459
SH
SOLE
1053839
0
17620
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
6728
73946
SH
SOLE
73946
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
766
11940
SH
SOLE
9940
0
2000
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
540
4202
SH
SOLE
3927
0
275
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
989
16614
SH
SOLE
15014
0
1600
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
63403
697122
SH
SOLE
682227
0
14895
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
247
2776
SH
SOLE
2776
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
408
3135
SH
SOLE
3135
0
0
SPDR GOLD TR
GOLD SHS
78463V107
378
2117
SH
SOLE
2117
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10892
29133
SH
SOLE
29133
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
212
1999
SH
SOLE
1165
0
834
SQUARE INC
CL A
852234103
530
2435
SH
SOLE
2435
0
0
STARBUCKS CORP
COM
855244109
1703
15922
SH
SOLE
15166
0
756
STRYKER CORPORATION
COM
863667101
15374
62742
SH
SOLE
60630
0
2112
TARGET CORP
COM
87612E106
256
1453
SH
SOLE
1253
0
200
TESLA INC
COM
88160R101
21659
30693
SH
SOLE
21592
0
9101
UNION PAC CORP
COM
907818108
528
2536
SH
SOLE
2536
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
2179
60500
SH
SOLE
500
0
60000
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
7773
125366
SH
SOLE
120496
0
4870
VANECK VECTORS ETF TR
PFD SECS EX FINL
92189F429
578
28100
SH
SOLE
27300
0
800
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
4515
20669
SH
SOLE
19808
0
861
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
528
1537
SH
SOLE
1537
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
418
2145
SH
SOLE
2145
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3962
47595
SH
SOLE
43695
0
3900
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
219
4647
SH
SOLE
4647
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
313
1800
SH
SOLE
1800
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1268
21586
SH
SOLE
19386
0
2200
VIATRIS INC
COM
92556V106
264
14086
SH
SOLE
13417
0
669
WESTERN DIGITAL CORP.
COM
958102105
213
3839
SH
SOLE
3839
0
0
XILINX INC
COM
983919101
399
2815
SH
SOLE
2565
0
250
YAMANA GOLD INC
COM
98462Y100
574
100500
SH
SOLE
500
0
100000
YUM BRANDS INC
COM
988498101
316
2914
SH
SOLE
2914
0
0