0001085146-21-000464.txt : 20210204 0001085146-21-000464.hdr.sgml : 20210204 20210204155335 ACCESSION NUMBER: 0001085146-21-000464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 21590946 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 12-31-2020 12-31-2020 false Apriem Advisors
19200 VON KARMAN AVE #1050 IRVINE CA 92612
13F HOLDINGS REPORT 028-12756 N
Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau IRVINE CA 02-03-2021 0 131 560967 false
INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 10973 62776 SH SOLE 60779 0 1997 ABBOTT LABS COM 002824100 371 3384 SH SOLE 3384 0 0 ABBVIE INC COM 00287Y109 1596 14890 SH SOLE 13565 0 1325 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 162 36300 SH SOLE 36300 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 236 12935 SH SOLE 6935 0 6000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 335 1284 SH SOLE 1284 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1511 16473 SH SOLE 16228 0 245 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 423 1818 SH SOLE 1803 0 15 ALPHABET INC CAP STK CL A 02079K305 13017 7427 SH SOLE 7142 0 285 ALPHABET INC CAP STK CL C 02079K107 732 418 SH SOLE 418 0 0 ALTAIR ENGR INC COM CL A 021369103 871 14965 SH SOLE 14965 0 0 AMAZON COM INC COM 023135106 15145 4650 SH SOLE 4489 0 161 AMGEN INC COM 031162100 580 2523 SH SOLE 2523 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 158 18725 SH SOLE 18100 0 625 APPLE INC COM 037833100 34932 263259 SH SOLE 260384 0 2875 AT&T INC COM 00206R102 5378 186979 SH SOLE 180713 0 6266 AUTOMATIC DATA PROCESSING IN COM 053015103 14719 83535 SH SOLE 80970 0 2565 BERKSHIRE HATHAWAY INC DEL CL A 084670108 348 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2273 9803 SH SOLE 9784 0 19 BIOGEN INC COM 09062X103 12975 52990 SH SOLE 51308 0 1682 BK OF AMERICA CORP COM 060505104 3465 114330 SH SOLE 108150 0 6180 BLACKROCK FLOATING RATE INCO COM 09255X100 608 50225 SH SOLE 47525 0 2700 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 222 15000 SH SOLE 15000 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 367 24536 SH SOLE 24536 0 0 BOEING CO COM 097023105 2884 13473 SH SOLE 13473 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 405 6533 SH SOLE 6033 0 500 BROADCOM INC COM 11135F101 459 1048 SH SOLE 1048 0 0 BROWN FORMAN CORP CL B 115637209 225 2829 SH SOLE 2829 0 0 CELSIUS HLDGS INC COM NEW 15118V207 254 5048 SH SOLE 5048 0 0 CHEVRON CORP NEW COM 166764100 753 8911 SH SOLE 8708 0 203 CINTAS CORP COM 172908105 19892 56279 SH SOLE 54358 0 1921 CISCO SYS INC COM 17275R102 3830 85596 SH SOLE 82553 0 3043 CITIGROUP INC COM NEW 172967424 466 7554 SH SOLE 7554 0 0 CLOROX CO DEL COM 189054109 402 1993 SH SOLE 1793 0 200 COMMERCE BANCSHARES INC COM 200525103 207 3150 SH SOLE 3150 0 0 CONSOLIDATED EDISON INC COM 209115104 920 12734 SH SOLE 11784 0 950 COSTCO WHSL CORP NEW COM 22160K105 791 2099 SH SOLE 2099 0 0 CVB FINL CORP COM 126600105 609 31249 SH SOLE 31249 0 0 DISNEY WALT CO COM 254687106 1364 7530 SH SOLE 7330 0 200 DNP SELECT INCOME FD INC COM 23325P104 163 15900 SH SOLE 12900 0 3000 DOMINION ENERGY INC COM 25746U109 260 3457 SH SOLE 3457 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 286 17220 SH SOLE 17220 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 646 32900 SH SOLE 29800 0 3100 DUKE ENERGY CORP NEW COM NEW 26441C204 299 3265 SH SOLE 3265 0 0 EATON CORP PLC SHS G29183103 1284 10690 SH SOLE 9570 0 1120 EATON VANCE LTD DURATION INC COM 27828H105 876 69946 SH SOLE 67046 0 2900 EMERSON ELEC CO COM 291011104 474 5900 SH SOLE 5900 0 0 EXXON MOBIL CORP COM 30231G102 3962 96127 SH SOLE 95977 0 150 FACEBOOK INC CL A 30303M102 17655 64634 SH SOLE 62627 0 2007 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 354 3392 SH SOLE 3392 0 0 FIRST FNDTN INC COM 32026V104 400 20000 SH SOLE 20000 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 250 21500 SH SOLE 21500 0 0 GENERAL ELECTRIC CO COM 369604103 175 16225 SH SOLE 16053 0 171 GENERAL MLS INC COM 370334104 1002 17038 SH SOLE 17038 0 0 HOME DEPOT INC COM 437076102 743 2797 SH SOLE 2797 0 0 HONEYWELL INTL INC COM 438516106 647 3044 SH SOLE 3044 0 0 INTEL CORP COM 458140100 8388 168375 SH SOLE 164317 0 4058 INTERNATIONAL BUSINESS MACHS COM 459200101 277 2202 SH SOLE 2202 0 0 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 718 25650 SH SOLE 19400 0 6250 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 210 3740 SH SOLE 3740 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1993 6352 SH SOLE 6139 0 213 ISHARES TR ISHS 5-10YR INVT 464288638 1125 18204 SH SOLE 16604 0 1600 ISHARES TR NASDAQ BIOTECH 464287556 425 2805 SH SOLE 2605 0 200 ISHARES TR RUSSELL 2000 ETF 464287655 310 1580 SH SOLE 1580 0 0 JOHNSON & JOHNSON COM 478160104 12021 76381 SH SOLE 73663 0 2718 JPMORGAN CHASE & CO COM 46625H100 7449 58620 SH SOLE 56180 0 2440 KIMBERLY-CLARK CORP COM 494368103 303 2245 SH SOLE 1825 0 420 KINROSS GOLD CORP COM 496902404 844 115000 SH SOLE 0 0 115000 KLA CORP COM NEW 482480100 9024 34852 SH SOLE 33442 0 1410 LAM RESEARCH CORP COM 512807108 753 1595 SH SOLE 1470 0 125 LOWES COS INC COM 548661107 14779 92076 SH SOLE 88952 0 3124 LULULEMON ATHLETICA INC COM 550021109 338 970 SH SOLE 970 0 0 MEDTRONIC PLC SHS G5960L103 15041 128402 SH SOLE 124223 0 4179 MERCK & CO. INC COM 58933Y105 1035 12651 SH SOLE 12161 0 490 MICRON TECHNOLOGY INC COM 595112103 257 3414 SH SOLE 3414 0 0 MICROSOFT CORP COM 594918104 1714 7705 SH SOLE 7527 0 178 NANOSTRING TECHNOLOGIES INC COM 63009R109 401 6000 SH SOLE 6000 0 0 NAVIOS MARITIME HOLDINGS INC COM Y62197119 41 18000 SH SOLE 18000 0 0 NETFLIX INC COM 64110L106 821 1518 SH SOLE 1518 0 0 NIKE INC CL B 654106103 234 1654 SH SOLE 1404 0 250 NORTHROP GRUMMAN CORP COM 666807102 218 716 SH SOLE 716 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1134 74820 SH SOLE 70820 0 4000 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 1172 74352 SH SOLE 69152 0 5200 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 292 22675 SH SOLE 19675 0 3000 NVIDIA CORPORATION COM 67066G104 494 947 SH SOLE 929 0 18 PALO ALTO NETWORKS INC COM 697435105 378 1065 SH SOLE 865 0 200 PARKER-HANNIFIN CORP COM 701094104 394 1446 SH SOLE 1446 0 0 PAYPAL HLDGS INC COM 70450Y103 1135 4845 SH SOLE 4695 0 150 PBF ENERGY INC CL A 69318G106 261 36762 SH SOLE 36762 0 0 PEPSICO INC COM 713448108 500 3371 SH SOLE 3371 0 0 PFIZER INC COM 717081103 3790 102965 SH SOLE 97424 0 5541 PRICE T ROWE GROUP INC COM 74144T108 16287 107584 SH SOLE 104311 0 3273 PROCTER AND GAMBLE CO COM 742718109 1116 8023 SH SOLE 7723 0 300 QUALCOMM INC COM 747525103 1752 11503 SH SOLE 11138 0 365 RAYTHEON TECHNOLOGIES CORP COM 75513E101 419 5861 SH SOLE 5861 0 0 SCHWAB CHARLES CORP COM 808513105 679 12798 SH SOLE 12798 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 13559 442378 SH SOLE 430531 0 11847 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 46179 1282401 SH SOLE 1251182 0 31219 SCHWAB STRATEGIC TR SCHWAB FDT US BM 808524789 207 4600 SH SOLE 4600 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 60034 1071459 SH SOLE 1053839 0 17620 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 6728 73946 SH SOLE 73946 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 766 11940 SH SOLE 9940 0 2000 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 540 4202 SH SOLE 3927 0 275 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 989 16614 SH SOLE 15014 0 1600 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 63403 697122 SH SOLE 682227 0 14895 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 247 2776 SH SOLE 2776 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 408 3135 SH SOLE 3135 0 0 SPDR GOLD TR GOLD SHS 78463V107 378 2117 SH SOLE 2117 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10892 29133 SH SOLE 29133 0 0 SPDR SER TR S&P DIVID ETF 78464A763 212 1999 SH SOLE 1165 0 834 SQUARE INC CL A 852234103 530 2435 SH SOLE 2435 0 0 STARBUCKS CORP COM 855244109 1703 15922 SH SOLE 15166 0 756 STRYKER CORPORATION COM 863667101 15374 62742 SH SOLE 60630 0 2112 TARGET CORP COM 87612E106 256 1453 SH SOLE 1253 0 200 TESLA INC COM 88160R101 21659 30693 SH SOLE 21592 0 9101 UNION PAC CORP COM 907818108 528 2536 SH SOLE 2536 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2179 60500 SH SOLE 500 0 60000 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 7773 125366 SH SOLE 120496 0 4870 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 578 28100 SH SOLE 27300 0 800 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 4515 20669 SH SOLE 19808 0 861 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 528 1537 SH SOLE 1537 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 418 2145 SH SOLE 2145 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3962 47595 SH SOLE 43695 0 3900 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 219 4647 SH SOLE 4647 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 313 1800 SH SOLE 1800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1268 21586 SH SOLE 19386 0 2200 VIATRIS INC COM 92556V106 264 14086 SH SOLE 13417 0 669 WESTERN DIGITAL CORP. COM 958102105 213 3839 SH SOLE 3839 0 0 XILINX INC COM 983919101 399 2815 SH SOLE 2565 0 250 YAMANA GOLD INC COM 98462Y100 574 100500 SH SOLE 500 0 100000 YUM BRANDS INC COM 988498101 316 2914 SH SOLE 2914 0 0