VP, CIO, Director

0001085146-20-002060.txt : 20200807 0001085146-20-002060.hdr.sgml : 20200807 20200806200208 ACCESSION NUMBER: 0001085146-20-002060 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200807 DATE AS OF CHANGE: 20200806 EFFECTIVENESS DATE: 20200807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 201083440 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 06-30-2020 06-30-2020 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau IRVINE CA 08-03-2020 0 122 486709 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE NORTHROP GRUMMAN CORP COM 666807102 217 706 SH SOLE 706 0 0 FIRST FNDTN INC COM 32026V104 327 20000 SH SOLE 20000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3036 12261 SH SOLE 6046 0 6215 PROCTER AND GAMBLE CO COM 742718109 918 7679 SH SOLE 7379 0 300 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 7495 143503 SH SOLE 119486 0 24017 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1122 78650 SH SOLE 74150 0 4500 CITIGROUP INC COM NEW 172967424 412 8065 SH SOLE 8065 0 0 3M CO COM 88579Y101 11352 72773 SH SOLE 62540 0 10233 CONSOLIDATED EDISON INC COM 209115104 1081 15024 SH SOLE 8274 0 6750 TESLA INC COM 88160R101 5321 4928 SH SOLE 4096 0 832 AT&T INC COM 00206R102 7679 254021 SH SOLE 210119 0 43902 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 329 3150 SH SOLE 3150 0 0 SPDR GOLD TR GOLD SHS 78463V107 243 1450 SH SOLE 1450 0 0 ABBVIE INC COM 00287Y109 1369 13942 SH SOLE 12617 0 1325 KINROSS GOLD CORP COM 496902404 542 75000 SH SOLE 0 0 75000 QUALCOMM INC COM 747525103 894 9806 SH SOLE 9456 0 350 VERIZON COMMUNICATIONS INC COM 92343V104 1248 22638 SH SOLE 20243 0 2395 ABBOTT LABS COM 002824100 313 3425 SH SOLE 3425 0 0 PFIZER INC COM 717081103 3890 118975 SH SOLE 100278 0 18697 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1070 4150 SH SOLE 150 0 4000 YUM BRANDS INC COM 988498101 227 2613 SH SOLE 2613 0 0 UNION PAC CORP COM 907818108 439 2596 SH SOLE 2596 0 0 CISCO SYS INC COM 17275R102 5303 113692 SH SOLE 97446 0 16246 AUTOMATIC DATA PROCESSING IN COM 053015103 12647 84942 SH SOLE 77434 0 7508 HONEYWELL INTL INC COM 438516106 434 3003 SH SOLE 3003 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 6075 430241 SH SOLE 384054 0 46187 ANNALY CAPITAL MANAGEMENT IN COM 035710409 151 23050 SH SOLE 21925 0 1125 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 32302 1085786 SH SOLE 988297 0 97489 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 5429 73888 SH SOLE 66249 0 7639 SCHWAB CHARLES CORP COM 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AMT QLT MU COM 670651108 1086 72716 SH SOLE 67016 0 5700 DNP SELECT INCOME FD COM 23325P104 162 14900 SH SOLE 11900 0 3000 BK OF AMERICA CORP COM 060505104 2890 121703 SH SOLE 109236 0 12467 ADVANCED MICRO DEVICES INC COM 007903107 1070 20336 SH SOLE 19956 0 380 ISHARES TR NASDAQ BIOTECH 464287556 932 6815 SH SOLE 3615 0 3200 EATON CORP PLC SHS G29183103 1019 11645 SH SOLE 10020 0 1625 INTEL CORP COM 458140100 14314 239238 SH SOLE 211117 0 28121 MICROSOFT CORP COM 594918104 2563 12595 SH SOLE 6132 0 6463 XILINX INC COM 983919101 280 2850 SH SOLE 2600 0 250 NVIDIA CORPORATION COM 67066G104 418 1101 SH SOLE 1101 0 0 PEPSICO INC COM 713448108 201 1521 SH SOLE 1521 0 0 EATON VANCE LTD DURATION INC COM 27828H105 871 77245 SH SOLE 73770 0 3475 AMGEN INC COM 031162100 629 2665 SH SOLE 2665 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1920 10000 SH SOLE 0 0 10000 BOEING CO COM 097023105 2340 12765 SH SOLE 12765 0 0 BLACKROCK MUNIYIELD CALIF QU COM 09254N103 332 23936 SH SOLE 23936 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 441 16150 SH SOLE 10900 0 5250 GENERAL ELECTRIC CO COM 369604103 91 13296 SH SOLE 13050 0 246 ALPHABET INC CAP STK CL A 02079K305 11449 8074 SH SOLE 7316 0 758 BEYOND MEAT INC COM 08862E109 279 2082 SH SOLE 2082 0 0 PBF ENERGY INC CL A 69318G106 332 32384 SH SOLE 32384 0 0 KLA CORP COM NEW 482480100 8107 41684 SH SOLE 34734 0 6950 MEDTRONIC PLC SHS G5960L103 12784 139413 SH SOLE 125463 0 13950 FIRST TR SR FLG RTE INCM FD COM 33733U108 234 21500 SH SOLE 21500 0 0 LULULEMON ATHLETICA INC COM 550021109 250 800 SH SOLE 800 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 450 2877 SH SOLE 2877 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1414 7101 SH SOLE 101 0 7000 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 228 13300 SH SOLE 6800 0 6500 NAVIOS MARITIME HLDGS INC COM Y62197119 38 18000 SH SOLE 18000 0 0 AMAZON COM INC COM 023135106 15146 5490 SH SOLE 4694 0 796 LAM RESEARCH CORP COM 512807108 606 1875 SH SOLE 1875 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 5518 17896 SH SOLE 17896 0 0 BROWN FORMAN CORP CL B 115637209 4190 65819 SH SOLE 62854 0 2965 PARKER HANNIFIN CORP COM 701094104 219 1196 SH SOLE 1196 0 0 PAYPAL HLDGS INC COM 70450Y103 1023 5870 SH SOLE 5720 0 150 JOHNSON & JOHNSON COM 478160104 12434 88416 SH SOLE 76341 0 12075 ALTAIR ENGR INC COM CL A 021369103 596 15000 SH SOLE 15000 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 277 1850 SH SOLE 1850 0 0 PRICE T ROWE GROUP INC COM 74144T108 13878 112374 SH SOLE 99798 0 12576 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 10463 429691 SH SOLE 349304 0 80387 HOME DEPOT INC COM 437076102 702 2801 SH SOLE 2801 0 0 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 609 55350 SH SOLE 35950 0 19400 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2237 61000 SH SOLE 1000 0 60000 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 57390 1020440 SH SOLE 941607 0 78833 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2569 45525 SH SOLE 725 0 44800 LOWES COS INC COM 548661107 14485 107200 SH SOLE 91946 0 15254 SLACK TECHNOLOGIES INC COM CL A 83088V102 207 6650 SH SOLE 6650 0 0 EXXON MOBIL CORP COM 30231G102 4870 108902 SH SOLE 100991 0 7911 COMMERCE BANCSHARES INC COM 200525103 238 4000 SH SOLE 4000 0 0 ALPHABET INC CAP STK CL C 02079K107 512 362 SH SOLE 362 0 0 FACEBOOK INC CL A 30303M102 16503 72679 SH SOLE 64666 0 8013 MERCK & CO. INC COM 58933Y105 870 11256 SH SOLE 10866 0 390 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 276 1278 SH SOLE 1273 0 5 KIMBERLY CLARK CORP COM 494368103 315 2225 SH SOLE 1825 0 400 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 44360 598648 SH SOLE 557505 0 41143 JPMORGAN CHASE & CO COM 46625H100 6487 68966 SH SOLE 57430 0 11536 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 263 3200 SH SOLE 3200 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 567 5582 SH SOLE 5286 0 296 CINTAS CORP COM 172908105 16138 60587 SH SOLE 57634 0 2953 DUKE ENERGY CORP NEW COM NEW 26441C204 250 3130 SH SOLE 3130 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 267 1 SH SOLE 1 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 576 51529 SH SOLE 48829 0 2700 PALO ALTO NETWORKS INC COM 697435105 246 1070 SH SOLE 870 0 200 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 473 26000 SH SOLE 25200 0 800 BRISTOL-MYERS SQUIBB CO COM 110122108 346 5889 SH SOLE 5889 0 0 CVB FINL CORP COM 126600105 614 32749 SH SOLE 32749 0 0 ISHARES TR US HLTHCARE ETF 464287762 1000 4637 SH SOLE 597 0 4040 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 201 14400 SH SOLE 14400 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 345 1218 SH SOLE 1218 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 286 2365 SH SOLE 2190 0 175 CLOROX CO DEL COM 189054109 328 1495 SH SOLE 1495 0 0 ISHARES TR INTRM TR CRP ETF 464288638 929 15394 SH SOLE 13794 0 1600 APPLE INC COM 037833100 26041 71384 SH SOLE 65437 0 5947 DISNEY WALT CO COM DISNEY 254687106 925 8293 SH SOLE 8138 0 155 BIOGEN INC COM 09062X103 14848 55496 SH SOLE 48955 0 6541 BROADCOM INC COM 11135F101 230 728 SH SOLE 728 0 0 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 142 37300 SH SOLE 37300 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2057 11524 SH SOLE 7870 0 3654