VP, CIO, Director

0001085146-20-001319.txt : 20200507 0001085146-20-001319.hdr.sgml : 20200507 20200507095113 ACCESSION NUMBER: 0001085146-20-001319 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 20854913 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 03-31-2020 03-31-2020 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/ Benjamin C. Lau IRVINE CA 05-05-2020 0 113 412656 INFORMATION TABLE 2 infotable.xml INFORMATION TABLE BRISTOL-MYERS SQUIBB CO COM 110122108 246 4420 SH SOLE 4420 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 255 1850 SH SOLE 1850 0 0 NETFLIX INC CS 64110L106 635 1692 SH SOLE 1542 0 150 DOUBLELINE INCOME SOLUTIONS COM 258622109 228 17061 SH SOLE 14561 0 2500 CLOROX CO DEL COM 189054109 1923 11100 SH SOLE 3950 0 7150 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 253 3150 SH SOLE 3150 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 5954 563274 SH SOLE 520871 0 42403 STARBUCKS CORP CS 855244109 935 14223 SH SOLE 13423 0 800 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 126 37300 SH SOLE 37300 0 0 FIDELITY COVINGTON TR MSCI INFO TECH I 316092808 201 3200 SH SOLE 3200 0 0 CITIGROUP INC CS 172967424 264 6271 SH SOLE 6271 0 0 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 344 25436 SH SOLE 25436 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1507 10000 SH SOLE 0 0 10000 ALTAIR ENGR INC COM CL A 021369103 398 15000 SH SOLE 15000 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 191 14400 SH SOLE 14400 0 0 FIRST FNDTN INC COM 32026V104 204 20000 SH SOLE 20000 0 0 MERCK & CO. INC COM 58933Y105 850 11051 SH SOLE 10751 0 300 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 227 2875 SH SOLE 2875 0 0 STRYKER CORP CS 863667101 10636 63882 SH SOLE 61169 0 2713 PBF ENERGY INC CL A 69318G106 163 23018 SH SOLE 23018 0 0 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 5899 134857 SH SOLE 111545 0 23312 EXXON MOBIL CORP CS 30231G102 4076 107339 SH SOLE 106889 0 450 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 224 14800 SH SOLE 7800 0 7000 ALPHABET INC CAP STK CL A 02079K305 9464 8145 SH SOLE 7387 0 758 ABBVIE INC CS 00287Y109 794 10418 SH SOLE 9093 0 1325 SPDR S&P 500 ETF TR TR UNIT 78462F103 5016 19460 SH SOLE 19460 0 0 UNITED TECHNOLOGIES CORP CS 913017109 3879 41118 SH SOLE 35943 0 5175 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 39976 652674 SH SOLE 610859 0 41815 MEDTRONIC PLC SHS G5960L103 11675 129462 SH SOLE 116630 0 12832 ALLERGAN PLC SHS G0177J108 460 2600 SH SOLE 2600 0 0 HONEYWELL INTL INC CS 438516106 393 2937 SH SOLE 2937 0 0 DNP SELECT INCOME FD COM 23325P104 146 14900 SH SOLE 11900 0 3000 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1812 40288 SH SOLE 3738 0 36550 PFIZER INC CS 717081103 3895 119319 SH SOLE 100020 0 19299 ADVANCED MICRO DEVICES INC COM 007903107 661 14532 SH SOLE 14052 0 480 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 245 1260 SH SOLE 1255 0 5 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 910 4150 SH SOLE 150 0 4000 KLA CORPORATION COM NEW 482480100 6101 42444 SH SOLE 35494 0 6950 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 1039 73379 SH SOLE 67679 0 5700 EATON CORP PLC SHS G29183103 961 12365 SH SOLE 10540 0 1825 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 5272 400614 SH SOLE 354497 0 46117 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 444 26890 SH SOLE 26090 0 800 NAVIOS MARITIME HLDGS INC COM Y62197119 42 18000 SH SOLE 18000 0 0 BIOGEN INC CS 09062X103 16838 53222 SH SOLE 47145 0 6077 BLACKROCK CR ALLOCATION INCO COM 092508100 1769 151749 SH SOLE 134835 0 16914 CHEVRON CORP NEW COM 166764100 637 8790 SH SOLE 8292 0 498 FIRST TR SR FLG RTE INCM FD COM 33733U108 204 21500 SH SOLE 21500 0 0 MICROSOFT CORP CS 594918104 1600 10148 SH SOLE 5204 0 4944 DUKE ENERGY CORP NEW COM NEW 26441C204 249 3075 SH SOLE 3075 0 0 NVIDIA CORP CS 67066G104 360 1366 SH SOLE 1366 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 440 5524 SH SOLE 5253 0 271 QUALCOMM INC CS 747525103 594 8783 SH SOLE 8483 0 300 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2538 45800 SH SOLE 1000 0 44800 TESLA INC CS 88160R101 3185 6078 SH SOLE 4085 0 1993 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 559 55350 SH SOLE 35950 0 19400 PRICE T ROWE GROUP INC COM 74144T108 10194 104397 SH SOLE 92515 0 11882 LAM RESEARCH CORP CS 512807108 338 1410 SH SOLE 1410 0 0 APPLE INC CS 037833100 15504 60969 SH SOLE 54194 0 6775 AMGEN INC COM 031162100 522 2575 SH SOLE 2575 0 0 INVESCO CALIF VALUE MUN INCO COM 46132H106 509 22354 SH SOLE 17104 0 5250 CVB FINL CORP COM 126600105 811 40461 SH SOLE 40461 0 0 GENERAL MLS INC COM 370334104 1185 22462 SH SOLE 20937 0 1525 KIMBERLY CLARK CORP COM 494368103 285 2225 SH SOLE 1825 0 400 EATON VANCE TAX ADVT DIV INC COM 27828G107 200 11895 SH SOLE 10895 0 1000 COMMERCE BANCSHARES INC COM 200525103 228 4527 SH SOLE 4527 0 0 CISCO SYS INC COM 17275R102 5371 136637 SH SOLE 120025 0 16612 JOHNSON & JOHNSON CS 478160104 11765 89723 SH SOLE 78049 0 11674 PAYPAL HLDGS INC COM 70450Y103 535 5585 SH SOLE 5435 0 150 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 206 3999 SH SOLE 3977 0 22 CONSOLIDATED EDISON INC COM 209115104 2321 29751 SH SOLE 22075 0 7676 DISNEY WALT CO COM DISNEY 254687106 714 7391 SH SOLE 7276 0 115 BROWN FORMAN CORP CS 115637209 3841 69192 SH SOLE 66227 0 2965 COSTCO WHSL CORP NEW COM 22160K105 581 2036 SH SOLE 2036 0 0 AMAZON COM INC COM 023135106 10837 5558 SH SOLE 4762 0 796 UNION PAC CORP COM 907818108 366 2596 SH SOLE 2596 0 0 XILINX INC CS 983919101 211 2710 SH SOLE 2460 0 250 BOEING CO CS 097023105 1929 12932 SH SOLE 12932 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 218 12750 SH SOLE 12050 0 700 VANGUARD INDEX FDS TOTAL STK MKT 922908769 431 3340 SH SOLE 3340 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 56831 1047189 SH SOLE 972903 0 74286 INVESCO QQQ TR UNIT SER 1 46090E103 2425 12736 SH SOLE 6521 0 6215 AUTOMATIC DATA PROCESSING IN COM 053015103 10641 77855 SH SOLE 71089 0 6766 FACEBOOK INC CS 30303M102 11986 71858 SH SOLE 63929 0 7929 SPDR GOLD TRUST GOLD SHS 78463V107 281 1900 SH SOLE 1900 0 0 HOME DEPOT INC CS 437076102 519 2780 SH SOLE 2780 0 0 GENERAL ELECTRIC CO CS 369604103 132 16599 SH SOLE 16048 0 551 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1417 61500 SH SOLE 1500 0 60000 ISHARES TR INTRM TR CRP ETF 464288638 1018 18540 SH SOLE 14940 0 3600 ALPHABET INC CAP STK CL C 02079K107 431 371 SH SOLE 371 0 0 ABBOTT LABS COM 002824100 239 3024 SH SOLE 3024 0 0 ISHARES TR US HLTHCARE ETF 464287762 878 4677 SH SOLE 627 0 4050 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1121 81900 SH SOLE 77400 0 4500 ANNALY CAPITAL MANAGEMENT IN COM 035710409 135 26530 SH SOLE 25405 0 1125 BERKSHIRE HATHAWAY INC DEL CL A 084670108 272 1 SH SOLE 1 0 0 KINROSS GOLD CORP COM 496902404 299 75000 SH SOLE 0 0 75000 INTERNATIONAL BUSINESS MACHS COM 459200101 287 2587 SH SOLE 2412 0 175 ISHARES TR NASDAQ BIOTECH 464287556 621 5765 SH SOLE 2565 0 3200 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1440 32531 SH SOLE 11831 0 20700 INTEL CORP CS 458140100 12340 228018 SH SOLE 201444 0 26574 BK OF AMERICA CORP COM 060505104 2660 125299 SH SOLE 117521 0 7778 3M CO CS 88579Y101 10029 73466 SH SOLE 63522 0 9944 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 28184 1090706 SH SOLE 999394 0 91312 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2110 11539 SH SOLE 7870 0 3669 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8110 392000 SH SOLE 314738 0 77262 AT&T INC COM 00206R102 7610 261047 SH SOLE 217876 0 43171 VERIZON COMMUNICATIONS INC COM 92343V104 1277 23758 SH SOLE 21558 0 2200 JPMORGAN CHASE & CO COM 46625H100 6073 67459 SH SOLE 56673 0 10786 PROCTER & GAMBLE CO COM 742718109 320 2911 SH SOLE 2611 0 300 SCHWAB CHARLES CORP COM 808513105 385 11437 SH SOLE 11437 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 538 53750 SH SOLE 51050 0 2700 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1132 7100 SH SOLE 100 0 7000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4566 75558 SH SOLE 72919 0 2639 LOWES COS INC COM 548661107 9350 108656 SH SOLE 93837 0 14819