VP, CIO, Director

0001085146-20-000517.txt : 20200210 0001085146-20-000517.hdr.sgml : 20200210 20200210154208 ACCESSION NUMBER: 0001085146-20-000517 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 20591742 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001425165 XXXXXXXX 12-31-2019 12-31-2019 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/Benjamin C. Lau IRVINE CA 02-07-2020 0 137 521598 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 13041 73919 SH SOLE 65162 0 8757 ABBOTT LABS COM 002824100 270 3107 SH SOLE 3107 0 0 ABBVIE INC COM 00287Y109 910 10276 SH SOLE 8951 0 1325 ABERDEEN ASIA PACIFIC INCOM COM 003009107 159 37300 SH SOLE 37300 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 220 15050 SH SOLE 8050 0 7000 ADVANCED MICRO DEVICES INC COM 007903107 1168 25472 SH SOLE 24992 0 480 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 274 1291 SH SOLE 1286 0 5 ALLERGAN PLC SHS G0177J108 497 2600 SH SOLE 2600 0 0 ALPHABET INC CAP STK CL A 02079K305 11688 8726 SH SOLE 7938 0 788 ALPHABET INC CAP STK CL C 02079K107 342 256 SH SOLE 256 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 476 56000 SH SOLE 5500 0 50500 ALTAIR ENGR INC COM CL A 021369103 610 17000 SH SOLE 17000 0 0 AMAZON COM INC COM 023135106 9919 5368 SH SOLE 4809 0 559 AMGEN INC COM 031162100 615 2552 SH SOLE 2552 0 0 ANNALY CAP MGMT 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SHS G47791101 203 1530 SH SOLE 1530 0 0 INTEL CORP COM 458140100 569 9515 SH SOLE 9515 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 348 2600 SH SOLE 2425 0 175 INVESCO CALIF VALUE MUN INC COM 46132H106 447 16354 SH SOLE 11104 0 5250 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 496 23300 SH SOLE 23300 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1406 7100 SH SOLE 100 0 7000 INVESCO EXCHNG TRADED FD TR CHINA TECHNLGY 46138E800 266 5050 SH SOLE 5050 0 0 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 6433 428563 SH SOLE 374071 0 54492 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 210 3600 SH SOLE 3600 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2559 12037 SH SOLE 5825 0 6212 ISHARES TR INTRM TR CRP ETF 464288638 1075 18540 SH SOLE 14940 0 3600 ISHARES TR MSCI EAFE ETF 464287465 200 2879 SH SOLE 2879 0 0 ISHARES TR NASDAQ BIOTECH 464287556 839 6965 SH SOLE 3665 0 3300 ISHARES TR RUS 1000 GRW ETF 464287614 1759 10000 SH SOLE 0 0 10000 ISHARES TR RUSSELL 2000 ETF 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78463V107 272 1900 SH SOLE 1900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 10044 31206 SH SOLE 31206 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 212 1972 SH SOLE 1165 0 807 STARBUCKS CORP COM 855244109 1118 12719 SH SOLE 11919 0 800 TARGET CORP COM 87612E106 264 2060 SH SOLE 1860 0 200 TESLA INC COM 88160R101 3002 7177 SH SOLE 4990 0 2187 THE CHARLES SCHWAB CORPORATI COM 808513105 511 10742 SH SOLE 10742 0 0 UNION PACIFIC CORP COM 907818108 469 2596 SH SOLE 2596 0 0 UNITED TECHNOLOGIES CORP COM 913017109 7949 53078 SH SOLE 48768 0 4310 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 1810 61800 SH SOLE 1800 0 60000 VANECK VECTORS ETF TRUST PFD SECS EX FINL 92189F429 543 26876 SH SOLE 26076 0 800 VANGUARD INDEX FDS VALUE ETF 922908744 207 1731 SH SOLE 1731 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 298 1850 SH SOLE 1850 0 0 VENTAS INC COM 92276F100 365 6325 SH SOLE 5875 0 450 VERIZON COMMUNICATIONS INC COM 92343V104 1733 28229 SH SOLE 26029 0 2200 WELLS FARGO CO NEW COM 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