VP, CIO, Director

0001085146-19-002358.txt : 20190814 0001085146-19-002358.hdr.sgml : 20190814 20190814172038 ACCESSION NUMBER: 0001085146-19-002358 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Apriem Advisors CENTRAL INDEX KEY: 0001425165 IRS NUMBER: 330188030 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12756 FILM NUMBER: 191027639 BUSINESS ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-253-8888 MAIL ADDRESS: STREET 1: 19200 VON KARMAN AVE STREET 2: #1050 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: Iwamoto, Kong & Co., Inc. DATE OF NAME CHANGE: 20080125 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425165 XXXXXXXX 06-30-2019 06-30-2019 false Apriem Advisors

19200 VON KARMAN AVE #1050 IRVINE CA 92612

13F HOLDINGS REPORT 028-12756 N Benjamin C. Lau VP, CIO, Director 949-253-8888 /s/Benjamin C. Lau IRVINE CA 08-14-2019 0 129 319236 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 668 3852 SH SOLE 557 0 3295 ABBOTT LABS COM 002824100 323 3835 SH SOLE 3835 0 0 ABBVIE INC COM 00287Y109 6848 94166 SH SOLE 83316 0 10850 ABERDEEN ASIA PACIFIC INCOM COM 003009107 156 37300 SH SOLE 37300 0 0 ABERDEEN STD GOLD ETF TR PHYSCL GOLD SHS 00326A104 205 1505 SH SOLE 1205 0 300 ADVANCED MICRO DEVICES INC COM 007903107 762 25102 SH SOLE 24702 0 400 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 550 3245 SH SOLE 3240 0 5 ALLERGAN PLC SHS G0177J108 435 2600 SH SOLE 2600 0 0 ALPHABET INC CAP STK CL A 02079K305 9901 9144 SH SOLE 8371 0 773 ALPHABET INC CAP STK CL C 02079K107 378 350 SH SOLE 350 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2082 211418 SH SOLE 150168 0 61250 ALTAIR ENGR INC COM CL A 021369103 687 17000 SH SOLE 17000 0 0 AMAZON COM INC COM 023135106 9042 4775 SH SOLE 4345 0 430 AMGEN INC COM 031162100 435 2359 SH SOLE 2359 0 0 ANNALY CAP MGMT 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SLF IDX FD BULSHS 2019 CB 46138J304 868 41155 SH SOLE 41155 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 1260 7100 SH SOLE 100 0 7000 INVESCO EXCHNG TRADED FD TR PFD ETF 46138E511 5840 399170 SH SOLE 347635 0 51535 INVESCO QQQ TR UNIT SER 1 46090E103 2034 10891 SH SOLE 4680 0 6211 ISHARES TR CORE S&P500 ETF 464287200 323 1097 SH SOLE 1097 0 0 ISHARES TR INTRM TR CRP ETF 464288638 1050 18440 SH SOLE 14840 0 3600 ISHARES TR NASDAQ BIOTECH 464287556 653 5985 SH SOLE 2985 0 3000 ISHARES TR RUS 1000 GRW ETF 464287614 1573 10000 SH SOLE 0 0 10000 ISHARES TR US HLTHCARE ETF 464287762 1080 5532 SH SOLE 1482 0 4050 JOHNSON & JOHNSON COM 478160104 317 2279 SH SOLE 2279 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 230 9150 SH SOLE 8500 0 650 JPMORGAN CHASE & CO COM 46625H100 8918 79771 SH SOLE 70606 0 9165 KIMBERLY CLARK CORP COM 494368103 267 2000 SH SOLE 1675 0 325 KLA-TENCOR CORP COM 482480100 5433 45965 SH SOLE 38905 0 7060 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 6680 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INC COM 70450Y103 611 5335 SH SOLE 5335 0 0 PBF ENERGY INC CL A 69318G106 320 10234 SH SOLE 10234 0 0 PFIZER INC COM 717081103 8873 204832 SH SOLE 182019 0 22813 PHILLIPS 66 COM 718546104 244 2606 SH SOLE 2606 0 0 PPG INDS INC COM 693506107 370 3166 SH SOLE 3166 0 0 PROCTER AND GAMBLE CO COM 742718109 688 6272 SH SOLE 6122 0 150 QUALCOMM INC COM 747525103 455 5975 SH SOLE 5975 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 652 2900 SH SOLE 2900 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2213 84356 SH SOLE 18555 0 65801 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2053 63974 SH SOLE 37299 0 26675 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 39805 751039 SH SOLE 691930 0 59109 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 7526 106703 SH SOLE 102714 0 3989 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1699 32005 SH SOLE 6005 0 26000 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 627 7534 SH SOLE 7513 0 21 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1898 33805 SH SOLE 13805 0 20000 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 3506 49944 SH SOLE 48474 0 1470 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 289 4040 SH SOLE 4018 0 22 SELECT SECTOR SPDR TR ENERGY 81369Y506 956 15000 SH SOLE 3425 0 11575 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2148 77827 SH SOLE 17402 0 60425 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 328 4240 SH SOLE 4090 0 150 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2731 45800 SH SOLE 1000 0 44800 SIRIUS XM HLDGS INC COM 82968B103 346 61940 SH SOLE 61940 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1103 4150 SH SOLE 150 0 4000 SPDR GOLD TRUST GOLD SHS 78463V107 253 1900 SH SOLE 1900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9344 31892 SH SOLE 6892 0 25000 SQUARE INC CL A 852234103 201 2775 SH SOLE 2775 0 0 STARBUCKS CORP COM 855244109 1511 18021 SH SOLE 17371 0 650 TESLA INC COM 88160R101 771 3451 SH SOLE 1264 0 2187 THE CHARLES SCHWAB CORPORATI COM 808513105 287 7142 SH SOLE 7142 0 0 UNION PACIFIC CORP COM 907818108 481 2846 SH 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