-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JZqsG7rKtF7NL2GmK6ROaeSF9rHQ2gyUmq+IHIlVo11r5EtrXjjisg4DHcqFa+U5 8BKQmqflcV6Lmysty59amw== 0001425161-08-000016.txt : 20080603 0001425161-08-000016.hdr.sgml : 20080603 20080603093323 ACCESSION NUMBER: 0001425161-08-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 EFFECTIVENESS DATE: 20080603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Asset Management, LLC CENTRAL INDEX KEY: 0001425161 IRS NUMBER: 421623695 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12731 FILM NUMBER: 08875985 BUSINESS ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122696720 MAIL ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 q12007.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.)[ ] is a restatement [ ] adds new holdings entries Institutional Investments Manger Filing this Report: Name: Oaktree Asset Management, LLC Address: 30 Wall Street, Suite 1203 New York, N Y 10005 Form 13F File Number: 28-12731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Milagros Kleiner Title: Chief Compliance Officer Phone: 212 1269-6700 Signature, Place, and Date of Signing: Milagros Kleiner New York, New York June 3, 2008 Signature city/state date Report Type (Check Only One.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 605 Form 13F Information Table Value Total: 214,668 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with reject to which this report is filed, other than the manager filing this report. None Name of Issuer Title of Cusip Value sh/pr sh put Invt vote Class (000) amt prn call Disc sole shd none 3M Company COM 88579Y101 663 8673sh y 1800 0 6873 Abbott Laboratories COM 002824100 3668 65732sh y 3150 0 62582 Abbott Labs $55 May 2007 CALL 002824900 165 30sh call y 0 30 Aber Diamond Corp F COM 002893105 11 300sh y 0 300 Accenture Ltd Cl A COM G1150G111 19 500sh y 0 500 Adobe Systems COM 00724F101 221 5300sh y 5300 0 0 ADP $50 May 2007 CALL 053015903 150 30sh call y 0 30 Advantage Energy Income Fund COM 00762L101 37 3600sh y 0 3600 Aegon N.V. Ord COM 007924103 139 6990sh y 0 6990 Aetna Inc. COM 00817Y108 1133 25880sh y 0 25880 Aflac Inc. COM 001055102 8 175sh y 0 175 Air Products & Chemical Inc. COM 009158106 1352 18281sh y 1025 0 17256 Akamai Technologies COM 00971T101 220 4400sh y 2400 0 2000 Alaska Commun System COM 01167P101 7 500sh y 0 500 Alcatel Lucent ADR COM 139043053 56 4701sh y 19 0 4682 Alcoa Inc. COM 222491060 41 1211sh y 1211 0 0 Alexandria RE Equity REIT COM 015271109 24 236sh y 0 236 Allegheny Energy COM 173611062 10 200sh y 200 0 0 AllianceBerstein Holding L.P. COM 01881G106 558 6300sh y 0 6300 Allied Cap Corp COM 01903Q108 95 3300sh y 0 3300 Altria Group Inc COM 718154107 3153 35910sh y 1900 0 34010 Am Express $60 July 2007 CALL 025816909 60 10sh call y 0 10 AMB Property COM 00163T109 412 7000sh y 0 7000 America Movil SA COM 02364W105 2048 42850sh y 0 42850 American Cap 4-07 @45 CALL 024937904 45 10sh call y 0 10 American Capital Strategies COM 024937104 80 1800sh y 0 1800 American Electric Power Co COM 255371015 219 4500sh y 1200 0 3300 American Express COM 258161090 791 14025sh y 1200 0 12825 American Financial Group Inc. COM 025932104 102 3000sh y 0 3000 American Home Mortgage Invt COM 02660R107 11 400sh y 400 0 0 American Intl Group COM 026874107 2286 34007sh y 3500 0 30507 Ameriprise Financial Inc COM 03076C106 1545 27040sh y 180 0 26860 Amgen Common 07/07 @65 CALL 031166900 33 5sh call y 0 5 Amgen Inc COM 031162100 378 6770sh y 1800 0 4970 Anadarko Petroleum Corp COM 032511107 86 2000sh y 400 0 1600 Anglo AM PLC ADR COM 03485P102 26 1000sh y 0 1000 Anglo Plat UNSP ADR COM 035078104 16 100sh y 0 100 Anglogold LTD Spon ADR adr 035128206 13 300sh y 0 300 Anheuser Busch Co COM 352291033 1130 22397sh y 4400 0 17997 Apache Corp. COM 374111052 134 1900sh y 1900 0 0 Apex Silver Mines COM G04074103 8 600sh y 600 0 0 Apple Inc COM 037833100 557 6000sh y 0 6000 Applied Materials Inc. COM 038222105 26 1440sh y 0 1440 Archon Corp. COM 03957p101 8 200sh y 0 200 Arizona Star Resource Corp. 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