-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G0s3g6xMXQy0RqDCF/czKunHkGCpzA7WbDwcI7SYEHbTcNB23ieKchB8xlXKGL9N siDBCEOlAUyOE1gl+JEcOQ== 0001425161-08-000014.txt : 20080603 0001425161-08-000014.hdr.sgml : 20080603 20080603093145 ACCESSION NUMBER: 0001425161-08-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 EFFECTIVENESS DATE: 20080603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Asset Management, LLC CENTRAL INDEX KEY: 0001425161 IRS NUMBER: 421623695 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12731 FILM NUMBER: 08875976 BUSINESS ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122696720 MAIL ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 q32006.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.)[ ] is a restatement [ ] adds new holdings entries Institutional Investments Manger Filing this Report: Name: Oaktree Asset Management, LLC Address: 30 Wall Street, Suite 1203 New York, N Y 10005 Form 13F File Number: 28-12731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Milagros Kleiner Title: Chief Compliance Officer Phone: 212 1269-6700 Signature, Place, and Date of Signing: Milagros Kleiner New York, New York June 3,2008 Signature city/state date Report Type (Check Only One.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 596 Form 13F Information Table Value Total: 213,723 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with reject to which this report is filed, other than the manager filing this report. None Name of Issuer Title of Cusip Value sh prn sh put Inv voting Class (000) amt pr call Dis sole shared none 3M Company COM 88579Y101 649 8723sh y 1800 0 6923 Abbott Laboratories COM 002824100 4081 84034sh y 3150 0 80884 Aber Diamond Corp F COM 002893105 10 300sh y 0 300 Accenture Ltd Cl A COM G1150G111 16 500sh y 0 500 Adobe Systems COM 00724F101 199 5300sh y 5300 0 0 Advantage Energy Inc Fd COM 00762L101 33 2700sh y 0 2700 Aegon N.V. Ord COM 007924103 131 6990sh y 0 6990 Aetna Inc. COM 00817Y108 1024 25880sh y 0 25880 Aflac Inc. COM 001055102 8 175sh y 0 175 Air Products Chemical COM 009158106 1213 18281sh y 1025 0 17256 Akamai Technologies COM 00971T101 235 4700sh y 2400 0 2300 Alaska Commun System COM 01167P101 13 1000sh y 0 1000 Alcoa Inc. COM 222491060 34 1211sh y 1211 0 0 Alexandria R E Equity COM 015271109 22 236sh y 0 236 Allegheny Energy COM 173611062 8 200sh y 200 0 0 AllianceBerstein Hld COM 01881G106 497 7200sh y 0 7200 Allied Cap Corp COM 01903Q108 79 2600sh y 0 2600 Altria Group Inc COM 718154107 1570 20514sh y 1900 0 18614 AMB Property COM 00163T109 408 7400sh y 0 7400 Ambac Financial Group COM 231391087 12 150sh y 0 150 Amer Electric Power Co COM 255371015 164 4500sh y 1200 0 3300 America Movil SA COM 02364W105 1644 41750sh y 0 41750 American Cap Strategies COM 024937104 111 2800sh y 0 2800 American Express COM 258161090 787 14025sh y 1200 0 12825 American Express $55 10/06 CALLS 025816909 275 50sh call y 0 50 American Finl Group COM 025932104 94 2000sh y 0 2000 American Home Mtge Invt COM 02660R107 119 3400sh y 400 0 3000 American Intl Group COM 026874107 2578 38901sh y 3500 0 35401 Ameriprise Financial Inc COM 03076C106 1397 29780sh y 180 0 29600 Ameriprise Fincl $50 12/06 CALLS 03076c906 150 30sh call y 0 30 Amgen Inc COM 031162100 629 8790sh y 1800 0 6990 Anadarko Petroleum Corp COM 032511107 35 800sh y 400 0 400 Anglo AM PLC ADR COM 03485P102 13 600sh y 0 600 Anglo Plat UNSP ADR COM 035078104 10 100sh y 0 100 Anglogold LTD Spon ADR ADR 035128206 11 300sh y 0 300 Anheuser Busch Co COM 352291033 1064 22397sh y 4400 0 17997 Apache Corp. 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