-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIhrhwi7bzq/e10oCdCRzlmKvQOBlfYBlVNkFOI3NOZDnzOTro2VPFWqvuHzdhRJ CEjgZ6yIoNPpyDvJBULfaQ== 0001425161-08-000012.txt : 20080603 0001425161-08-000012.hdr.sgml : 20080603 20080603093006 ACCESSION NUMBER: 0001425161-08-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 EFFECTIVENESS DATE: 20080603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Asset Management, LLC CENTRAL INDEX KEY: 0001425161 IRS NUMBER: 421623695 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12731 FILM NUMBER: 08875970 BUSINESS ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122696720 MAIL ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 q106.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.)[ ] is a restatement [ ] adds new holdings entries Institutional Investments Manger Filing this Report: Name: Oaktree Asset Management, LLC Address: 30 Wall Street, Suite 1203 New York, N Y 10005 Form 13F File Number: 28-12731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Milagros Kleiner Title: Chief Compliance Officer Phone: 212 1269-6700 Signature, Place, and Date of Signing: Milagros Kleiner New York, New York June 3, 2008 Signature city/state date Report Type (Check Only One.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 574 Form 13F Information Table Value Total: 210,984 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with reject to which this report is filed, other than the manager filing this report. None Name of Issuer Title Cusip Value Shr or Sh Put Invt Voting of Cl (000) Prn amt Prn Call Disc Sole Shared None 3M Company COM 88579Y101 691 9123SH Y 1800 0 7323 Abbott Lab COM 002824100 3726 87734SH Y 3150 0 84584 Aber Diamond CorF COM 002893105 91 2260SH Y 0 2260 Advanced Micro Devices COM 007903107 7 200SH Y 0 200 Advantage Energy Inc Fd COM 00762L101 42 2200SH Y 0 2200 Aegon N.V. Ord COM 007924103 128 6943SH Y 0 6943 Aflac Inc. COM 001055102 4 85SH Y 0 85 Air Prod & Chemical COM 009158106 1228 18281SH Y 1025 0 17256 Akamai Technologies COM 00971T101 197 6000SH Y 3000 0 3000 Alaska Commun System COM 01167P101 12 1000SH Y 0 1000 Albertson's Inc. COM 013104104 64 2500SH Y 0 2500 Alcoa Inc. COM 222491060 37 1211SH Y 1211 0 0 Alexandria R E Equity COM 015271109 11 114SH Y 0 114 Allegheny Energy COM 173611062 7 200SH Y 200 0 0 AllianceBerstein Hld COM 01881G106 490 7400SH Y 0 7400 Allied Cap Corp COM 01903Q108 80 2600SH Y 0 2600 Allstate Corp. COM 020002101 65 1250SH Y 0 1250 Altria Group Inc COM 718154107 1560 22014SH Y 1900 0 20114 AMB Property COM 00163T109 456 8400SH Y 0 8400 America Movil SA COM 02364W105 1394 40700SH Y 0 40700 American Capital Strategies COM 024937104 98 2800SH Y 0 2800 American Electric Power Co COM 255371015 196 5750SH Y 1300 0 4450 American Express COM 258161090 621 11825SH Y 1200 0 10625 American Financial Group Inc. COM 025932104 83 2000SH Y 0 2000 American Home Mortgage Invt COM 02660R107 106 3400SH Y 400 0 3000 American Intl Group COM 026874107 2545 38501SH Y 3500 0 35001 American Tower COM 299122010 61 2000SH Y 0 2000 Ameriprise Financial Inc COM 03076C106 1345 29840SH Y 240 0 29600 Amgen Inc COM 031162100 676 9290SH Y 2000 0 7290 Anadarko Petroleum Corp COM 032511107 40 400SH Y 200 0 200 Anglo AM PLC ADR COM 03485P102 22 1100SH Y 0 1100 Anglo Plat UNSP ADR COM 035078104 18 200SH Y 0 200 Anglogold LTD Spon ADR ADR 035128206 16 300SH Y 0 300 Anheuser Busch Co COM 352291033 1026 23997SH Y 4000 0 19997 Annaly Mtg Mgmt Inc COM 035710409 28 2300SH Y 0 2300 Apache Corp. COM 374111052 98 1500SH Y 1500 0 0 Apex Silver Mines COM G04074103 14 600SH Y 600 0 0 Apple Inc COM 037833100 916 14600SH Y 0 14600 Applied Materials Inc. COM 038222105 22 1250SH Y 0 1250 Archon Corp. COM 03957p101 6 200SH Y 0 200 Argon St inc. COM 81726S101 17 500SH Y 0 500 Armor Holdings COM 422601096 12 200SH Y 200 0 0 AT&T Inc COM 00206R102 339 12545SH Y 592 0 11953 Autodesk Inc. COM 052769106 597 15500SH Y 700 0 14800 Automatic Data Proc COM 053015103 5562 121755SH Y 8000 0 1E+05 Avaya Inc COM 534991096 73 6500SH Y 0 6500 Avon Products COM 543031025 3 100SH Y 0 100 B M Squibb2 CV COV PFD 110122207 11 27SH Y 0 27 Baker Hughes Inc COM 057224107 34 500SH Y 0 500 Ballard Power System COM 05858H104 8 1200SH Y 0 1200 Bancolombia SA COM 05968l102 579 16600SH Y 0 16600 Bank of America Corp COM 605051044 2818 61879SH Y 900 0 60979 Bank of New York COM 064057102 58 1600SH Y 1600 0 0 Barr Laboratories COM 683061097 13 200SH Y 200 0 0 Baxter International COM 718131097 404 10416SH Y 560 0 9856 Baytex Energy Trust COM 073176109 76 4400SH Y 0 4400 Becton Dickinson COM 758871099 357 5800SH Y 0 5800 Bed Bath & Beyond COM 758961007 23 600SH Y 600 0 0 Bellsouth Corp COM 798601027 38 1100SH Y 0 1100 Berkshire Hathaway Inc COM 084670207 33 11SH Y 0 11 Berkshire Hathwaway A COM 084670108 90 1SH Y 0 1 Best Buy COM 865161012 34 600SH Y 600 0 0 BF Goodrich COM 382388106 48 1100SH Y 1100 0 0 BHP Billiton Ltd COM 886061084 2182 54750SH Y 0 54750 Bill Barrett Corp COM 06846n104 567 17400SH Y 0 17400 Biomet Inc COM 090613100 121 3400SH Y 3400 0 0 Biotech Holders Tr Dep Rcpts COM 09067D201 136 700SH Y 0 700 Birch Mountain Resources COM 09066X109 31 4200SH Y 0 4200 BJ Services COM 055482103 57 1660SH Y 1000 0 660 Black & Decker Corp COM 091797100 113 1300SH Y 0 1300 BMC Software COM 055921100 9 400SH Y 0 400 Boeing Co. COM 097023105 16 200SH Y 0 200 Boston Properties COM 101121101 28 300SH Y 300 0 0 BP Amoco PLC COM 055622104 1385 20084SH Y 300 0 19784 BP Prudhoe Bay Rty Trust COM 055630107 629 8900SH Y 0 8900 Bristol Myers Squibb Co. COM 110122108 760 30864SH Y 0 30864 Broadridge Finl Solutions COM 122014103 46 500SH Y 0 500 Brookfield Asset Mgmt Inc. COM 112585104 711 12900SH Y 0 12900 Brown & Brown Inc. COM 115236101 66 2000SH Y 0 2000 Building Materials Hld Cor COM 120113105 178 5000SH Y 0 5000 Bunge Ltd COM G16962105 61 1100SH Y 500 0 600 Burlington Northern COM 12189T104 992 11900SH Y 300 0 11600 Cabelas Inc. COM 126804301 10 500SH Y 0 500 Cadbury Schweppes ADS COM 127209302 5 120SH Y 0 120 Cadence Design system COM 127387108 5 285SH Y 0 285 Campbell Soup Co COM 134429109 130 4000SH Y 0 4000 Canadian Oil Sands Trust COM 13642L100 345 2400SH Y 0 2400 Canon Inc. COM 138006309 661 10000SH Y 0 10000 Cardinal Health COM 14149Y108 1503 20165SH Y 0 20165 Caremark RX COM 141705103 122 2473SH Y 2473 0 0 Carmanah Technologies COM 143126100 1 400SH Y 0 400 Carnival Corp. COM 143658300 19 400SH Y 400 0 0 Caterpillar, Inc. COM 149123101 776 10806SH Y 4350 0 6456 CBS Corp COM 673961017 11 450SH Y 450 0 0 Cedar Fair L.P. COM 150185106 59 2000SH Y 0 2000 Celgene Corp COM 151020104 217 4900SH Y 0 4900 Centex Corporation COM 152312104 174 2800SH Y 2800 0 0 Cephalon Inc COM 156708109 27 450SH Y 450 0 0 Charles Schwab Corp COM 808513105 47 2750SH Y 0 2750 Checkfree COM 162813109 51 1000SH Y 1000 0 0 Checkpoint Software COM M22465104 10 500SH Y 500 0 0 Chesapeake Energy Corp COM 165167107 91 2900SH Y 2900 0 0 ChevronTexaco Corp COM 166764100 1064 18359SH Y 4732 0 13627 Chicago Bridge & Iron COM 167250109 34 1400SH Y 0 1400 China Yuchai Intl LTD COM G21082105 31 4000SH Y 0 4000 Chubb Corp. COM 171232101 38 400SH Y 0 400 Cigna Corp COM 125509109 7 50SH Y 0 50 Cimarex Energy Corp. COM 171798101 1229 28400SH Y 300 0 28100 Cintas Corp Com COM 172908105 668 15675SH Y 0 15675 Cisco Systems Inc. COM 17275R102 1563 72128SH Y 7800 0 64328 Citigroup Inc. COM 172967101 1746 36976SH Y 8300 0 28676 Citrix Systems COM 177376100 8 200SH Y 0 200 Clarcor Inc. COM 179895107 7 200SH Y 0 200 Clorox Co. COM 189054109 43 720SH Y 0 720 Clough Global All Fd COM 18913Y103 19 800SH Y 0 800 CME Group Inc COM 12572Q105 90 200SH Y 0 200 CMGI COM 125750109 1 704SH Y 600 0 104 CNF Inc. COM 12612W104 175 3500SH Y 2500 0 1000 Coach Inc COM 189754104 21 600SH Y 400 0 200 Coca-Cola COM 191216100 553 13200SH Y 400 0 12800 Coca-Cola FEMSA COM 191241108 100 3000SH Y 0 3000 Cognizant Tech Sol A COM 192446102 503 8454SH Y 0 8454 Cognos Inc COM 19244C109 6 150SH Y 150 0 0 Cohen & Steers COM 19247X100 58 2100SH Y 1100 0 1000 Colgate Palmolive Co. COM 194162103 77 1350SH Y 600 0 750 COMPAGNIE GENERALE DE ADR 204386106 15 600SH Y 600 0 0 Comverse Technology COM 205862402 854 36300SH Y 0 36300 ConAgra COM 205887102 253 11800SH Y 1400 0 10400 Conocophillips Com COM 20825C104 591 9362SH Y 0 9362 Cons Staples Select Sector COM 81369Y308 6 260SH Y 260 0 0 Constellation Brands COM 21036P108 385 15358SH Y 42 0 15316 Cooper Industries COM G24182100 174 2000SH Y 2000 0 0 Core Laboratories COM N22717107 100 2100SH Y 0 2100 Corn Products Intl COM 219023108 22 750SH Y 750 0 0 Cornerstone Ttl RET COM 21924U102 16 1000SH Y 0 1000 Corning Inc. COM 219350105 186 6900SH Y 500 0 6400 Costco Wholesale COM 22160K105 190 3500SH Y 3500 0 0 Coueur D Alene Mines Corp COM 192108108 23 3500SH Y 0 3500 Coventry Health Care Inc COM 222862104 130 2400SH Y 0 2400 Covista Communications COM 223574104 11 8640SH Y 8640 0 0 CR Bard COM 673831095 66 978SH Y 0 978 Cree Inc. COM 225447101 131 4000SH Y 4000 0 0 Crown Holdings Inc. 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VA New COM 25746U109 302 4380SH Y 0 4380 Dover Corp COM 260003108 12 249SH Y 0 249 Dow Chemical COM 260543103 24 600SH Y 0 600 Du Pont de Nemours COM 263534109 97 2297SH Y 0 2297 Duke Energy Holding COM 26441c105 137 4683SH Y 0 4683 Duke Realty COM 264411505 8 200SH Y 200 0 0 Dun and Bradstreet COM 26483E100 212 2765SH Y 0 2765 Duquesne LT Hldgs Inc COM 266233105 129 7800SH Y 0 7800 Eagle Materials COM 26969P108 788 12351SH Y 51 0 12300 Eagle Materials CL B COM 26969P907 4 59SH Y 59 0 0 Eastman Kodak Co COM 277461109 25 888SH Y 0 888 Eaton Vance N Y Mun Inc TR COM 27826W104 15 1000SH Y 0 1000 Ebay Inc. COM 278642103 1669 42800SH Y 3300 0 39500 El Paso Corp. COM 28336L109 1 94SH Y 94 0 0 Eli Lilly COM 532457108 325 5870SH Y 300 0 5570 EMC Corporation COM 268648102 359 26350SH Y 1200 0 25150 Emerson Electric COM 291011104 937 11200SH Y 1800 0 9400 Enbridge Energy Partners COM 29250R106 52 1200SH Y 0 1200 Enbridge Inc. COM 29250R106 35 1200SH Y 0 1200 Encana Corp COM 292505104 105 2250SH Y 0 2250 Endesa SA ADS COM 29258N107 21 640SH Y 0 640 Energy East Corp. COM 29266M109 41 1700SH Y 0 1700 Energy Select Sector Spdr Fd COM 81369Y506 8 150SH Y 150 0 0 Energy Transfer Part COM 29273R109 78 2000SH Y 0 2000 Enerplus Resource Fd UTS COM 29274D604 4652 92225SH Y 0 92225 ENI S.p.A. ADS COM 26874r108 17 300SH Y 0 300 Ennis Inc. COM 293389102 14 700SH Y 0 700 Ensco International Inc. COM 26874Q100 721 14010SH Y 0 14010 Entegris Inc. COM 29362U104 7 619SH Y 0 619 Enterprise Products Partners COM 293792107 40 1600SH Y 1600 0 0 Equifax, Inc. COM 294429105 360 9660SH Y 0 9660 Equity Office Properties COM 294741103 30 900SH Y 900 0 0 Equity Residential Property COM 29476L107 74 1590SH Y 0 1590 Ericsson Telephone Co COM 294821610 11 300SH Y 0 300 Eurozinc Mining Corp. COM 97717w570 23 13000SH Y 0 13000 Evergreen Solar Inc. 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LTD 315293100 5 250SH Y 0 250 Fidelity Natl Info Svcs COM 31620m106 102 2520SH Y 0 2520 Fifth Third Bancorp COM 316773100 611 15529SH Y 0 15529 Financial Select Sector COM 81369Y605 3 100SH Y 100 0 0 First Data Corp COM 319963104 94 2000SH Y 0 2000 First Energy COM 337932107 5 100SH Y 0 100 Flir Sys Inc COM 302445101 57 2000SH Y 0 2000 Fording Canadian Coal Trust COM 345425102 53 1400SH Y 0 1400 Foster Wheeler Ltd COM G36535139 80 1700SH Y 0 1700 FPL Group COM 302571104 36 900SH Y 900 0 0 Franklin Resources COM 354613101 2921 31000SH Y 31000 0 0 Freeport McMoran Coppe/Gold COM 35671D857 296 4950SH Y 0 4950 Freescale Semiconductor COM 35687M206 41 1490SH Y 0 1490 Freescale Semiconductor Inc COM 35687m107 28 1000SH Y 0 1000 Friedman Billings Ramsey COM 358434108 75 8000SH Y 5500 0 2500 FuelCell Energy Inc. COM 35952H106 3 300SH Y 0 300 Gammon Gold Inc. 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