-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VX9EreOA19Tdq+NEDM9g0OnxB3FzFIotPUforDkuF7AUUJoVObfb5jhGHhQe5G47 p/44iIiVYxMM+UoJvsWQ4Q== 0001425161-08-000010.txt : 20080603 0001425161-08-000010.hdr.sgml : 20080603 20080603092801 ACCESSION NUMBER: 0001425161-08-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20080603 DATE AS OF CHANGE: 20080603 EFFECTIVENESS DATE: 20080603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Oaktree Asset Management, LLC CENTRAL INDEX KEY: 0001425161 IRS NUMBER: 421623695 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12731 FILM NUMBER: 08875962 BUSINESS ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122696720 MAIL ADDRESS: STREET 1: 30 WALL STREET, SUITE 1203 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 q32005.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.)[ ] is a restatement [ ] adds new holdings entries Institutional Investments Manger Filing this Report: Name: Oaktree Asset Management, LLC Address: 30 Wall Street, Suite 1203 New York, N Y 10005 Form 13F File Number: 28-12731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Milagros Kleiner Title: Chief Compliance Officer Phone: 212 269-6700 Signature, Place, and Date of Signing: Milagros Kleiner New York, New York June 3, 2008 Signature city/state date Report Type (Check Only One.): [X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 527 Form 13F Information Table Value Total: 203,350 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with reject to which this report is filed, other than the manager filing this report. None Name of Issuer Cusip Value sh pr sh Invt voting (000) amt prn Disc sole shs none 3M Company com 88579Y101 1,396 19023sh y 1800 0 17223 Abbott Laboratories com 002824100 4,039 95254sh y 3150 0 92104 Aber Diamond Corp F com 002893105 60 1650sh y 0 1650 Aegon N.V. Ord com 007924103 105 7067sh y 0 7067 Air Prods & Chemical Inc. com 009158106 1,081 19601sh y 1025 0 18576 Akamai Technologies com 00971T101 96 6000sh y 3000 0 3000 Albertson's Inc. com 013104104 64 2500sh y 0 2500 Alcoa Inc. com 222491060 54 2211sh y 2211 0 0 Allegheny Energy com 173611062 6 200sh y 200 0 0 Alliance Cap Mgmt com 01855A101 364 7600sh y 0 7600 Allied Cap Corp com 01903Q108 46 1600sh y 0 1600 Altria Group Inc com 718154107 981 13314sh y 1900 0 11414 AMB Property com 00163T109 431 9600sh y 0 9600 Amer Capital Strategies com 024937104 103 2800sh y 0 2800 Amer Electric Power Co com 255371015 228 5750sh y 1300 0 4450 Amer Express com 258161090 668 11625sh y 1200 0 10425 Amer Finl Group Inc. com 025932104 68 2000sh y 0 2000 Amer Health Ways Inc com 02649V104 30 700sh y 700 0 0 Amer Home Mortgage Invt com 02660R107 133 4400sh y 400 0 4000 Amer Intl Group com 026874107 2,768 44666sh y 3500 0 41166 Amer Power Conversion com 290661073 27 1050sh y 0 1050 America Movil SA com 02364W105 237 9000sh y 0 9000 Amgen Inc com 031162100 868 10890sh y 2000 0 8890 Anadarko Petroleum Corp com 032511107 19 200sh y 200 0 0 Anglogold LTD ADR 035128206 13 300sh y 0 300 Anheuser Busch Co com 352291033 1,706 39632sh y 4000 0 35632 Annaly Mtg Mgmt Inc com 035710409 30 2300sh y 0 2300 Apache Corp. com 374111052 98 1300sh y 1300 0 0 Apex Silver Mines com G04074103 9 600sh y 600 0 0 Apple Inc com 037833100 499 9300sh y 0 9300 Applied Materials Inc. com 038222105 21 1250sh y 0 1250 Archon Corp. com 03957p101 15 400sh y 0 400 Armor Holdings com 422601096 9 200sh y 200 0 0 Autodesk Inc. com 052769106 56 1200sh y 700 0 500 Automatic Data Proc com 053015103 5,339 124043sh y 8200 0 115843 Avery Dennison Corp com 053611109 213 4073sh y 0 4073 B M Squibb2 PFD CV 110122207 14 27sh y 0 27 Baker Hughes Inc com 057224107 30 500sh y 0 500 Ballard Power System com 05858H104 8 1500sh y 0 1500 Bank of America Corp com 605051044 2,519 59833sh y 900 0 58933 Bank of New York com 064057102 47 1600sh y 1600 0 0 Barr Laboratories com 683061097 11 200sh y 200 0 0 Baxter International com 718131097 484 12144sh y 0 12144 Becton Dickinson com 758871099 304 5800sh y 0 5800 Bed Bath & Beyond com 758961007 24 600sh y 600 0 0 Bellsouth Corp com 798601027 55 2100sh y 0 2100 Berkshire Hathaway Inc com 084670207 30 11sh y 0 12 Berkshire Hathwaway Cl A com 084670108 82 1sh y 0 1 Best Buy com 865161012 26 600sh y 600 0 0 BF Goodrich com 382388106 49 1100sh y 1100 0 0 BHP Billiton Ltd com 886061084 1,820 53250sh y 0 53250 Bill Barrett Corp com 06846n104 527 14300sh y 0 14300 Biomet Inc com 090613100 97 2800sh y 2800 0 0 Biotech Hldrs Tr Dep Rcpts com 09067D201 95 500sh y 0 500 Birch Mountain Resources com 09066X109 43 9000sh y 0 9000 BJ Services com 055482103 36 1000sh y 1000 0 0 Black & Decker Corp com 091797100 107 1300sh y 0 1300 Blackrock Inc Cl A com 09247x101 177 2000sh y 0 2000 Bldg Materials Holding Corp com 120113105 140 1500sh y 0 1500 Block H & R Inc. com 093671105 10 400sh y 0 400 Boeing Co. com 097023105 14 200sh y 0 200 Boston Properties com 101121101 21 300sh y 300 0 0 BP Amoco PLC com 055622104 1,563 22065sh y 300 0 21765 BP Prudhoe Bay Rty Trust com 055630107 625 7900sh y 0 7900 Brascan Corp Ltd com 10549p606 126 2700sh y 0 2700 Bristol Myers Squibb Co. com 110122108 1,556 64688sh y 0 64688 Broadridge Finl Solutions com 122014103 41 500sh y 0 500 Brown & Brown Inc. com 115236101 50 1000sh y 0 1000 Bunge Ltd com G16962105 68 1300sh y 500 0 800 Burlington Northern com 12189T104 179 3000sh y 300 0 2700 Cabelas Inc. com 126804301 17 900sh y 0 900 Cadbury Schweppes ADS com 127209302 5 120sh y 0 120 Cadence Design system com 127387108 5 285sh y 0 285 CAL Dive International com 127914109 16 250sh y 0 250 Canon Inc. com 138006309 543 10000sh y 0 10000 Cardinal Health com 14149Y108 1,680 26478sh y 0 26478 Caremark RX com 141705103 123 2473sh y 2473 0 0 Carnival Corp. com 143658300 20 400sh y 400 0 0 Caterpillar, Inc. com 149123101 864 14706sh y 4400 0 10306 Cedar Fair L.P. com 150185106 60 2000sh y 0 2000 Cendant Corp. com 151313103 39 1900sh y 0 1900 Centex Corporation com 152312104 181 2800sh y 2800 0 0 Cephalon Inc com 156708109 21 450sh y 450 0 0 Certegy Inc Com com 156880106 101 2520sh y 0 2520 Charles Schwab Corp com 808513105 44 3050sh y 0 3050 Checkfree com 162813109 38 1000sh y 1000 0 0 Checkpoint Software com M22465104 12 500sh y 500 0 0 Chesapeake Energy Corp com 165167107 111 2900sh y 2900 0 0 ChevronTexaco Corp com 166764100 1,133 17501sh y 4732 0 12769 Chicago Bridge & Iron com 167250109 16 500sh y 0 500 China Yuchai Intl LTD com G21082105 41 4000sh y 0 4000 Chubb Corp. com 171232101 36 400sh y 0 400 Cimarex Energy Corp. com 171798101 1,088 24000sh y 300 0 23700 Cintas Corp Com com 172908105 726 17675sh y 0 17675 Cisco Systems Inc. com 17275R102 1,420 79224sh y 7000 0 72224 Citigroup Inc. com 172967101 2,081 45727sh y 8300 0 37427 Citrix Systems com 177376100 5 200sh y 0 200 Clarcor Inc. com 179895107 11 400sh y 0 400 CME 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VA New com 25746U109 597 6930sh y 0 6930 Dover Corp com 260003108 10 249sh y 0 249 Dow Chemical com 260543103 25 600sh y 0 600 Dreyfus Muni Income Fund com 26201R102 28 3000sh y 0 3000 Du Pont de Nemours com 263534109 90 2297sh y 0 2297 Duke Energy Holding com 26441c105 95 3250sh y 0 3250 Duke Realty com 264411505 7 200sh y 200 0 0 Dun and Bradstreet com 26483E100 182 2765sh y 0 2765 Duquesne LT Hldgs Inc Com com 266233105 134 7800sh y 0 7800 Eagle Materials com 26969P108 645 5317sh y 17 0 5300 Eagle Materials CL B com 26969P907 7 59sh y 59 0 0 Eastman Kodak Co com 277461109 22 888sh y 0 888 Eaton Vance NYMun Income TR com 27826W104 15 1000sh y 0 1000 Ebay Inc. com 278642103 1,825 44300sh y 3300 0 41000 El Paso Corp. com 28336L109 1 94sh y 94 0 0 Eli Lilly com 532457108 245 4570sh y 300 0 4270 EMC Corporation com 268648102 43 3325sh y 1200 0 2125 Emerson Electric com 291011104 826 11510sh y 1800 0 9710 Enbridge Energy Partners com 29250R106 67 1200sh y 0 1200 Encana Corp com 292505104 174 2980sh y 0 2980 Endesa SA ADS com 29258N107 17 640sh y 0 640 Endo Pharmaceuticals Hldgs com 29264F205 5 175sh y 0 175 Energy East Corp. com 29266M109 48 1900sh y 0 1900 Energy Sel Sector Spdr Fd com 81369Y506 5 100sh y 100 0 0 Energy Transfer Part LP com 29273R109 70 2000sh y 0 2000 Enerplus Resource Fund UTS com 29274D604 4,263 90325sh y 0 90325 ENI S.p.A. 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