0001425040-13-000011.txt : 20131114
0001425040-13-000011.hdr.sgml : 20131114
20131113174407
ACCESSION NUMBER: 0001425040-13-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131113
EFFECTIVENESS DATE: 20131114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CarVal Investors, LLC
CENTRAL INDEX KEY: 0001425040
IRS NUMBER: 203793520
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12737
FILM NUMBER: 131215874
BUSINESS ADDRESS:
STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR
CITY: HOPKINS
STATE: MN
ZIP: 55343
BUSINESS PHONE: 9529843967
MAIL ADDRESS:
STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR
CITY: HOPKINS
STATE: MN
ZIP: 55343
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001425040
XXXXXXXX
09-30-2013
09-30-2013
CarVal Investors, LLC
9320 EXCELSIOR BOULEVARD, 7TH FLOOR
HOPKINS
MN
55343
13F HOLDINGS REPORT
028-12737
N
Matthew Bogart
Chief Legal Officer and Chief Compliance Officer
952-984-3967
Matthew Bogart
Hopkins
MN
11-13-2013
0
18
161546
false
INFORMATION TABLE
2
2013Q313FFiling.xml
BANK OF AMERICA CORPORATION
COM
060505104
17484
1267000
SH
SOLE
1267000
0
0
BANK OF AMERICA CORPORATION
*W EXP 01/16/201
060505146
4296
705447
SH
SOLE
705447
0
0
BERRY PETE CO
CL A
085789105
3684
85432
SH
SOLE
85432
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
3281
4387300
SH
SOLE
4387300
0
0
DYNEGY INC NEW DEL
COM
26817R108
15815
818627
SH
SOLE
818627
0
0
EXCO RESOURCES INC
COM
269279402
5156
765000
SH
SOLE
765000
0
0
JPMORGAN CHASE & CO
*W EXP 10/28/201
46634E114
6360
379500
SH
SOLE
379500
0
0
MBIA INC
COM
55262C100
9756
953700
SH
SOLE
953700
0
0
NRG ENERGY INC
COM NEW
629377508
2049
75000
SH
SOLE
75000
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SHS R
780097747
1726
85542
SH
SOLE
85542
0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PFD SER P
780097762
2026
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SH
SOLE
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0
0
ROYAL BK SCOTLAND GROUP PLC
ADR PREF SER N
780097770
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SH
SOLE
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0
0
ROYAL BK SCOTLAND GROUP PLC
SP ADR L RP PF
780097788
6011
301797
SH
SOLE
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0
ROYAL BK SCOTLAND GROUP PLC
SP ADR PREF M
780097796
6777
323058
SH
SOLE
323058
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48412
288000
SH
SOLE
288000
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
3374
1533853
SH
SOLE
1533853
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
3625
258224
SH
SOLE
258224
0
0
ASSURED GUARANTY LTD
COM
G0585R106
9367
499581
SH
SOLE
499581
0
0