-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PTfDzijLtS1k9MvtgbN31HcW9qA2TjtyCMlfkcDZ5UHiPusdIoRU3zy2npuMRT8O ebqWZ97I8fXyeZhmV0fp4Q== 0001425040-09-000075.txt : 20090812 0001425040-09-000075.hdr.sgml : 20090812 20090812094641 ACCESSION NUMBER: 0001425040-09-000075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CarVal Investors, LLC CENTRAL INDEX KEY: 0001425040 IRS NUMBER: 980515999 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12737 FILM NUMBER: 091005441 BUSINESS ADDRESS: STREET 1: 12700 WHITEWATER DR CITY: MINNETONKA STATE: MN ZIP: 55343 BUSINESS PHONE: 9529843447 MAIL ADDRESS: STREET 1: 12700 WHITEWATER DR CITY: MINNETONKA STATE: MN ZIP: 55343 13F-HR 1 carval13f2q09.txt CARVAL Q2 2009 FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CarVal Investors Address: 12700 Whitewater Drive, MS 144, MINNETONKA, MN 55343 13 File Number: 28-12737 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: BRETT STENBERG Title: DIRECTOR, OPERATIONS Phone: 952-984-3012 Signature, Place and Date of Signing: August 12, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 2 Form 13F Information Table Value Total: 592 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D DELTA AIRLINES INC COM STK COMMON STOCK 247361702 159 27539 SH SOLE 27539 0 0 D PORTLAND GENERAL ELE CTRIC CO COMMON STOCK 736508847 433 22223 SH SOLE 22223 0 0 S REPORT SUMMARY 2 DATA RECORDS 592 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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