General Counsel and Chief Compliance Officer

0001172661-15-000409.txt : 20150213 0001172661-15-000409.hdr.sgml : 20150213 20150213152622 ACCESSION NUMBER: 0001172661-15-000409 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CarVal Investors, LLC CENTRAL INDEX KEY: 0001425040 IRS NUMBER: 203793520 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12737 FILM NUMBER: 15613502 BUSINESS ADDRESS: STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529843967 MAIL ADDRESS: STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR CITY: HOPKINS STATE: MN ZIP: 55343 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001425040 XXXXXXXX 12-31-2014 12-31-2014 false CarVal Investors, LLC

9320 Excelsior Boulevard, 7th Floor Hopkins MN 55343

13F HOLDINGS REPORT 028-12737 N Matthew Bogart General Counsel and Chief Compliance Officer 952-984-3967 /s/ Matthew Bogart Hopkins MN 02-13-2015 0 9 320218 INFORMATION TABLE 2 infotable.xml ALLY FINL INC COM 02005N100 254138 10759435 SH SOLE 10759435 0 0 BALTIC TRADING LIMITED COM Y0553W103 2323 925469 SH SOLE 925469 0 0 HERITAGE INS HLDGS INC COM 42727J102 4955 255000 SH SOLE 255000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 11296 543075 SH SOLE 543075 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 2141 89941 SH SOLE 89941 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 4818 200000 SH SOLE 200000 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 17918 723951 SH SOLE 723951 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 6474 275000 SH SOLE 275000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 16155 655116 SH SOLE 655116 0 0