0001172661-14-001137.txt : 20140520 0001172661-14-001137.hdr.sgml : 20140520 20140520172200 ACCESSION NUMBER: 0001172661-14-001137 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 EFFECTIVENESS DATE: 20140520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CarVal Investors, LLC CENTRAL INDEX KEY: 0001425040 IRS NUMBER: 203793520 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-12737 FILM NUMBER: 14858818 BUSINESS ADDRESS: STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: 9529843967 MAIL ADDRESS: STREET 1: 9320 EXCELSIOR BOULEVARD, 7TH FLOOR CITY: HOPKINS STATE: MN ZIP: 55343 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001425040 XXXXXXXX 03-31-2014 03-31-2014 true 1 RESTATEMENT false CarVal Investors, LLC

9320 Excelsior Boulevard, 7th Floor Hopkins MN 55343

13F HOLDINGS REPORT 028-12737 N Matthew Bogart 952-984-3967 /s/ Matthew Bogart Hopkins MN 05-20-2014 0 8 112958 INFORMATION TABLE 2 infotable.xml ASSURED GUARANTY LTD COM G0585R106 14560 575052 SH SOLE 575052 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 10482 16327200 SH SOLE 16327200 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 7871 398675 SH SOLE 398675 0 0 NATIONSTAR MTG HLDGS INC COM 63861C109 6080 187295 SH SOLE 187295 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 11514 91941 SH SOLE 91941 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 30969 1365487 SH SOLE 1365487 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 6525 301797 SH SOLE 301797 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 24957 1098945 SH SOLE 1098945 0 0