0001424717-17-000009.txt : 20171108 0001424717-17-000009.hdr.sgml : 20171108 20171108134102 ACCESSION NUMBER: 0001424717-17-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 EFFECTIVENESS DATE: 20171108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Plante Moran Financial Advisors, LLC CENTRAL INDEX KEY: 0001424717 IRS NUMBER: 383123123 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13061 FILM NUMBER: 171186007 BUSINESS ADDRESS: STREET 1: 27400 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 248-223-3400 MAIL ADDRESS: STREET 1: 27400 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 FORMER COMPANY: FORMER CONFORMED NAME: Plante Moran Financial Advisors Ltd Partnership DATE OF NAME CHANGE: 20080123 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001424717 XXXXXXXX 09-30-2017 09-30-2017 Plante Moran Financial Advisors, LLC
27400 NORTHWESTERN HIGHWAY SOUTHFIELD MI 48034
13F HOLDINGS REPORT 028-13061 N
Patrick J Swarz Chief Compliance Officer 248-223-3756 Patrick J Swarz Southfield MI 11-08-2017 0 818 168208 false
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Technol COM 929740108 2 25 SH SOLE 0 0 25 WestRock Co COM 96145D105 7 120 SH SOLE 0 0 120 Weyerhaeuser Co COM 962166104 17 502 SH SOLE 0 0 502 Wheaton Precious Metals Corp COM 962879102 4 200 SH SOLE 0 0 200 Whirlpool Corp COM 963320106 50 273 SH SOLE 0 0 273 Whitestone REIT Class B COM 966084204 26 2000 SH SOLE 0 0 2000 Williams Companies Inc COM 969457100 9 312 SH SOLE 0 0 312 Willis Towers Watson PLC COM G96629103 125 810 SH SOLE 0 0 810 Wintrust Financial Corp COM 97650W108 29 372 SH SOLE 0 0 372 World Wrestling Entertainment COM 98156Q108 1 32 SH SOLE 0 0 32 Wyndham Worldwide Corp COM 98310W108 5 48 SH SOLE 0 0 48 Wynn Resorts Ltd COM 983134107 5 36 SH SOLE 0 0 36 Xcel Energy Inc COM 98389B100 25 531 SH SOLE 0 0 531 Xenia Hotels & Resorts Inc COM 984017103 31 1468 SH SOLE 0 0 1468 Xerox Corporation COM 984121608 5 143 SH SOLE 0 0 143 XPO Logistics Inc COM 983793100 1126 16614 SH SOLE 0 0 16614 Yum Brands Inc COM 988498101 175 2381 SH SOLE 0 0 2381 Yum China Holdings Inc COM 98850P109 98 2447 SH SOLE 0 0 2447 Zimmer Biomet Holdings Inc COM 98956P102 22 190 SH SOLE 0 0 190 Zoetis Inc COM 98978V103 9 135 SH SOLE 0 0 135 Archrock Partners LP Exchange Traded 03957U100 33 2325 SH SOLE 0 0 2325 Blackstone Group LP Exchange Traded 09253U108 7 195 SH SOLE 0 0 195 Buckeye Partners LP Exchange Traded 118230101 44 765 SH SOLE 0 0 765 Cedar Fair LP Exchange Traded 150185106 16 251 SH SOLE 0 0 251 Energy Transfer Equity LP Exchange Traded 29273V100 83 4800 SH SOLE 0 0 4800 Energy Transfer Partners LP Exchange Traded 29278N103 206 11276 SH SOLE 0 0 11276 Enterprise Products Partners L Exchange Traded 293792107 132 5069 SH SOLE 0 0 5069 Ferrellgas Partners LP Exchange Traded 315293100 33 6489 SH SOLE 0 0 6489 GasLog Partners LP Exchange Traded Y2687W108 23 1000 SH SOLE 0 0 1000 Global Partners LP Exchange Traded 37946R109 17 1000 SH SOLE 0 0 1000 Holly Energy Partners LP Exchange Traded 435763107 48 1440 SH SOLE 0 0 1440 Icahn Enterprises LP Exchange Traded 451100101 6 109 SH SOLE 0 0 109 Magellan Midstream Partners LP Exchange Traded 559080106 133 1874 SH SOLE 0 0 1874 NuStar Energy, L.P. Exchange Traded 67058H102 52 1275 SH SOLE 0 0 1275 Plains All American Pipeline L Exchange Traded 726503105 113 5320 SH SOLE 0 0 5320 Suburban Propane Partners LP Exchange Traded 864482104 14 553 SH SOLE 0 0 553 Alerian MLP ETF ETF 00162Q866 122 10858 SH SOLE 0 0 10858 Consumer Discret Sel Sect SPDR ETF 81369Y407 39 433 SH SOLE 0 0 433 Consumer Staples Select Sector ETF 81369Y308 133 2471 SH SOLE 0 0 2471 Deutsche X-trackers MSCI AlWd ETF 233051820 53 1967 SH SOLE 0 0 1967 Deutsche X-trackers MSCI Europ ETF 233051853 149 5247 SH SOLE 0 0 5247 Energy Select Sector SPDR ETF ETF 81369Y506 565 8250 SH SOLE 0 0 8250 ETFMG Prime Cyber Security ETF ETF 26924G201 7 236 SH SOLE 0 0 236 ETFS Physical Swiss Gold ETF 26922Y105 9 73 SH SOLE 0 0 73 Financial Select Sector SPDR E ETF 81369Y605 267 10318 SH SOLE 0 0 10318 First Trust Dev Mkts Ex-US Alp ETF 33737J174 46 785 SH SOLE 0 0 785 First Trust Dow Jones Internet ETF 33733e302 157 1537 SH SOLE 0 0 1537 First Trust Energy AlphaDEX ET ETF 33734X127 6 450 SH SOLE 0 0 450 First Trust Financials AlphaDE ETF 33734x135 7 250 SH SOLE 0 0 250 First Trust Health Care AlphaD ETF 33734x143 26 386 SH SOLE 0 0 386 First Trust ISE Cloud Computin ETF 33734X192 6 146 SH SOLE 0 0 146 First Trust Large Cap Core Alp ETF 33734K109 197 3596 SH SOLE 0 0 3596 First Trust Low Duration Oppor ETF 33739q200 86 1647 SH SOLE 0 0 1647 First Trust Managed Municipal ETF 33739n108 89 1670 SH SOLE 0 0 1670 First Trust Preferred Securiti ETF 33739e108 88 4390 SH SOLE 0 0 4390 First Trust Senior Loan ETF ETF 33738D309 85 1765 SH SOLE 0 0 1765 First Trust Technology AlphaDE ETF 33734X176 45 937 SH SOLE 0 0 937 FlexShares Quality Dividend De ETF 33939L845 51 1240 SH SOLE 0 0 1240 Global X Lithium & Battery Tec ETF 37954Y855 8 206 SH SOLE 0 0 206 Guggenheim S&P MidCap 400 Pure ETF 78355W601 52 359 SH SOLE 0 0 359 Health Care Select Sector SPDR ETF 81369Y209 114 1392 SH SOLE 0 0 1392 Industrial Select Sector SPDR ETF 81369Y704 114 1600 SH SOLE 0 0 1600 iShares 1-3 Year Credit Bond ETF 464288646 59 563 SH SOLE 0 0 563 iShares Cohen & Steers REIT ETF 464287564 55 544 SH SOLE 0 0 544 iShares Core MSCI EAFE ETF 46432F842 11 175 SH SOLE 0 0 175 iShares Core MSCI Emerging Mar ETF 46434G103 251 4654 SH SOLE 0 0 4654 iShares Core S&P 500 ETF 464287200 9959 39374 SH SOLE 0 0 39374 iShares Core S&P Mid-Cap ETF 464287507 2732 15271 SH SOLE 0 0 15271 iShares Core S&P Small-Cap ETF 464287804 733 9877 SH SOLE 0 0 9877 iShares iBoxx $ Invst Grade Cr ETF 464287242 50 410 SH SOLE 0 0 410 iShares International Select D ETF 464288448 1 44 SH SOLE 0 0 44 iShares Morningstar Mid-Cap Va ETF 464288406 166 1100 SH SOLE 0 0 1100 iShares Morningstar Small-Cap ETF 464288703 147 1000 SH SOLE 0 0 1000 iShares MSCI EAFE ETF 464287465 628 9168 SH SOLE 0 0 9168 iShares MSCI EAFE Small-Cap ETF 464288273 20 330 SH SOLE 0 0 330 iShares MSCI Emerging Markets ETF 464287234 22 500 SH SOLE 0 0 500 iShares MSCI Israel Capped ETF 464286632 1 10 SH SOLE 0 0 10 iShares MSCI Japan ETF 46434G822 8 139 SH SOLE 0 0 139 iShares North American Tech ETF 464287549 155 1000 SH SOLE 0 0 1000 iShares Russell 1000 ETF 464287622 3390 24233 SH SOLE 0 0 24233 iShares Russell 1000 Growth ETF 464287614 1591 12720 SH SOLE 0 0 12720 iShares Russell 1000 Value ETF 464287598 342 2884 SH SOLE 0 0 2884 iShares Russell 2000 ETF 464287655 2729 18417 SH SOLE 0 0 18417 iShares Russell 2000 Growth ETF 464287648 360 2012 SH SOLE 0 0 2012 iShares Russell 2000 Value ETF 464287630 549 4420 SH SOLE 0 0 4420 iShares Russell Mid-Cap ETF 464287499 879 4458 SH SOLE 0 0 4458 iShares Russell Mid-Cap Growth ETF 464287481 198 1749 SH SOLE 0 0 1749 iShares Russell Mid-Cap Value ETF 464287473 14 162 SH SOLE 0 0 162 iShares S&P 100 ETF 464287101 738 6631 SH SOLE 0 0 6631 iShares S&P 500 Growth ETF 464287309 87 607 SH SOLE 0 0 607 iShares S&P 500 Value ETF 464287408 54 496 SH SOLE 0 0 496 iShares S&P Mid-Cap 400 Growth ETF 464287606 10 47 SH SOLE 0 0 47 iShares S&P Mid-Cap 400 Value ETF 464287705 9 56 SH SOLE 0 0 56 iShares S&P Small-Cap 600 Grow ETF 464287887 64 387 SH SOLE 0 0 387 iShares S&P Small-Cap 600 Valu ETF 464287879 131 883 SH SOLE 0 0 883 iShares Select Dividend ETF 464287168 1055 11266 SH SOLE 0 0 11266 iShares TIPS Bond ETF 464287176 76 673 SH SOLE 0 0 673 iShares US Aerospace & Defense ETF 464288760 27 153 SH SOLE 0 0 153 iShares US Financial Services ETF 464287770 60 500 SH SOLE 0 0 500 iShares US Financials ETF 464287788 56 501 SH SOLE 0 0 501 iShares US Healthcare ETF 464287762 124 722 SH SOLE 0 0 722 iShares US Industrials ETF 464287754 21 150 SH SOLE 0 0 150 iShares US Preferred Stock ETF 464288687 377 9717 SH SOLE 0 0 9717 JPMorgan Alerian MLP ETN ETF 46625h365 168 5940 SH SOLE 0 0 5940 Materials Select Sector SPDR E ETF 81369Y100 28 492 SH SOLE 0 0 492 North American Tech-Multimedia ETF 464287531 9 199 SH SOLE 0 0 199 Oppenheimer Ultra Dividend Rev ETF 68386C401 57 1645 SH SOLE 0 0 1645 PowerShares DB Energy ETF ETF 73936B101 30 2365 SH SOLE 0 0 2365 PowerShares FTSE RAFI Dev Mkts ETF 73936t789 20 442 SH SOLE 0 0 442 PowerShares FTSE RAFI Develope ETF 73936T771 9 278 SH SOLE 0 0 278 PowerShares FTSE RAFI US 1000 ETF 73935x583 1116 10413 SH SOLE 0 0 10413 PowerShares QQQ ETF ETF 73935A104 92 635 SH SOLE 0 0 635 PowerShares Russell 2000 Pure ETF 73935X864 23 750 SH SOLE 0 0 750 PowerShares S&P 500 High Div L ETF 73937B654 66 1599 SH SOLE 0 0 1599 PowerShares S&P 500 Low Volati ETF 73937b779 66 1435 SH SOLE 0 0 1435 PowerShares Variable Rate Pref ETF 73937B597 69 2657 SH SOLE 0 0 2657 ProShares Large Cap Core Plus ETF 74347R248 126 2020 SH SOLE 0 0 2020 Real Estate Select Sector SPDR ETF 81369Y860 34 1062 SH SOLE 0 0 1062 Robo Global Robotics&Automatio ETF 301505707 7 190 SH SOLE 0 0 190 Schwab Fundamental Emerging Ma ETF 808524730 31 1085 SH SOLE 0 0 1085 Schwab Fundamental Internation ETF 808524755 43 1441 SH SOLE 0 0 1441 Schwab Fundamental Intl Sm Co ETF 808524748 22 642 SH SOLE 0 0 642 Schwab Fundamental U.S. Large ETF 808524771 91 2575 SH SOLE 0 0 2575 Schwab Fundamental US Small Co ETF 808524763 49 1338 SH SOLE 0 0 1338 Schwab International Equity ET ETF 808524805 44 1306 SH SOLE 0 0 1306 Schwab International Small-Cap ETF 808524888 10 271 SH SOLE 0 0 271 Schwab US Dividend Equity ETF ETF 808524797 50 1077 SH SOLE 0 0 1077 Schwab US Large-Cap ETF ETF 808524201 67 1114 SH SOLE 0 0 1114 Schwab US Large-Cap Value ETF ETF 808524409 39 750 SH SOLE 0 0 750 Schwab US Small-Cap ETF ETF 808524607 15 220 SH SOLE 0 0 220 SPDR Dow Jones Industrial Aver ETF 78467X109 1554 6943 SH SOLE 0 0 6943 SPDR Gold Shares ETF 78463V107 985 8103 SH SOLE 0 0 8103 SPDR S&P 400 Mid Cap Growth ET ETF 78464A821 15 100 SH SOLE 0 0 100 SPDR S&P 500 ETF ETF 78462F103 10674 42486 SH SOLE 0 0 42486 SPDR S&P 500 Growth ETF 78464a409 463 3736 SH SOLE 0 0 3736 SPDR S&P 600 Small Cap Growth ETF 78464A201 100 440 SH SOLE 0 0 440 SPDR S&P Dividend ETF ETF 78464A763 1540 16864 SH SOLE 0 0 16864 SPDR S&P Homebuilders ETF ETF 78464A888 45 1132 SH SOLE 0 0 1132 SPDR S&P Midcap 400 ETF ETF 78467Y107 2812 8617 SH SOLE 0 0 8617 SPDR S&P Regional Banking ETF ETF 78464A698 57 1000 SH SOLE 0 0 1000 Technology Select Sector SPDR ETF 81369Y803 311 5259 SH SOLE 0 0 5259 UBS ETRACS Alerian MLP Infras ETF 902641646 28 1107 SH SOLE 0 0 1107 United States Oil ETF 91232n108 11 1012 SH SOLE 0 0 1012 Utilities Select Sector SPDR E ETF 81369Y886 6 120 SH SOLE 0 0 120 VanEck Vectors Gold Miners ETF ETF 92189F106 168 7306 SH SOLE 0 0 7306 Vanguard Dividend Appreciation ETF 921908844 931 9821 SH SOLE 0 0 9821 Vanguard Extended Market ETF ETF 922908652 98 912 SH SOLE 0 0 912 Vanguard Financials ETF ETF 92204a405 29 442 SH SOLE 0 0 442 Vanguard FTSE All-Wld ex-US ET ETF 922042775 4 80 SH SOLE 0 0 80 Vanguard FTSE All-World ex-US ETF 922042718 9 80 SH SOLE 0 0 80 Vanguard FTSE Developed Market ETF 921943858 193 4452 SH SOLE 0 0 4452 Vanguard FTSE Emerging Markets ETF 922042858 42 969 SH SOLE 0 0 969 Vanguard Growth ETF ETF 922908736 2539 19125 SH SOLE 0 0 19125 Vanguard High Dividend Yield E ETF 921946406 226 2787 SH SOLE 0 0 2787 Vanguard Information Technolog ETF 92204A702 64 424 SH SOLE 0 0 424 Vanguard Large-Cap ETF ETF 922908637 23 198 SH SOLE 0 0 198 Vanguard REIT ETF ETF 922908553 0 5 SH SOLE 0 0 5 Vanguard S&P 500 ETF ETF 922908363 5333 23111 SH SOLE 0 0 23111 Vanguard Short-Term Bond ETF ETF 921937827 1176 14731 SH SOLE 0 0 14731 Vanguard Small-Cap ETF ETF 922908751 14 96 SH SOLE 0 0 96 Vanguard Small-Cap Growth ETF ETF 922908595 1462 9575 SH SOLE 0 0 9575 Vanguard Small-Cap Value ETF ETF 922908611 130 1015 SH SOLE 0 0 1015 Vanguard Tax-Exempt Bond ETF ETF 922907746 325 6297 SH SOLE 0 0 6297 Vanguard Telecommunication Ser ETF 92204A884 23 250 SH SOLE 0 0 250 Vanguard Total Bond Market ETF ETF 921937835 1007 12287 SH SOLE 0 0 12287 Vanguard Total Stock Market ET ETF 922908769 1495 11542 SH SOLE 0 0 11542 Vanguard Utilities ETF ETF 92204A876 48 407 SH SOLE 0 0 407 Vanguard Value ETF ETF 922908744 321 3215 SH SOLE 0 0 3215 WisdomTree Japan Hedged Equity ETF 97717w851 78 1424 SH SOLE 0 0 1424 WisdomTree MidCap Dividend ETF ETF 97717W505 13 128 SH SOLE 0 0 128 Aberdeen Israel Closed End 00301L109 2 75 SH SOLE 0 0 75 AllianceBernstein Glb High Inc Closed End 01879R106 53 4058 SH SOLE 0 0 4058 BlackRock MuniYield MI Quality Closed End 09254V105 4 300 SH SOLE 0 0 300 Eagle Point Credit Co LLC Closed End 269808101 32 1570 SH SOLE 0 0 1570 EV Tax-Managed Buy-Write Opps Closed End 27828Y108 170 11100 SH SOLE 0 0 11100 EV Tax Advantaged Dividend Inc Closed End 27828G107 89 4000 SH SOLE 0 0 4000 Firsthand Technology Value Fun Closed End 33766Y100 0 20 SH SOLE 0 0 20 Gabelli Dividend & Income Closed End 36242H104 41 1850 SH SOLE 0 0 1850 Gabelli Global Small & Mid Cap Closed End 36249W104 7 500 SH SOLE 0 0 500 Goldman Sachs MLP and Energy R Closed End 38148G107 53 7573 SH SOLE 0 0 7573 JH Premium Dividend Fund Closed End 41013T105 84 5003 SH SOLE 0 0 5003 Kayne Anderson MidstreamEnergy Closed End 48661E108 92 6265 SH SOLE 0 0 6265 Nuveen AMT-Free Muni Credit In Closed End 67071L106 190 12352 SH SOLE 0 0 12352 Nuveen Dividend Advantage Muni Closed End 67070x101 15 1000 SH SOLE 0 0 1000 PIMCO Dynamic Credit and Mortg Closed End 72202D106 40 1750 SH SOLE 0 0 1750 Tekla Healthcare Opportunities Closed End 879105104 28 1500 SH SOLE 0 0 1500 Tekla Life Sciences Investors Closed End 87911K100 36 1670 SH SOLE 0 0 1670 Tortoise Energy Infrastructure Closed End 89147L100 31 1068 SH SOLE 0 0 1068 Tortoise MLP Fund Closed End 89148B101 10 555 SH SOLE 0 0 555